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rfc:rfc9201



Internet Engineering Task Force (IETF) L. Seitz Request for Comments: 9201 Combitech Category: Standards Track August 2022 ISSN: 2070-1721

Additional OAuth Parameters for Authentication and Authorization for
                   Constrained Environments (ACE)

Abstract

 This specification defines new parameters and encodings for the OAuth
 2.0 token and introspection endpoints when used with the framework
 for Authentication and Authorization for Constrained Environments
 (ACE).  These are used to express the proof-of-possession (PoP) key
 the client wishes to use, the PoP key that the authorization server
 has selected, and the PoP key the resource server uses to
 authenticate to the client.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc9201.

Copyright Notice

 Copyright (c) 2022 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Revised BSD License text as described in Section 4.e of the
 Trust Legal Provisions and are provided without warranty as described
 in the Revised BSD License.

Table of Contents

 1.  Introduction
 2.  Terminology
 3.  Parameters for the Token Endpoint
   3.1.  Client-to-AS Request
   3.2.  AS-to-Client Response
 4.  Parameters for the Introspection Endpoint
 5.  Confirmation Method Parameters
 6.  CBOR Mappings
 7.  Requirements When Using Asymmetric Keys
 8.  Security Considerations
 9.  Privacy Considerations
 10. IANA Considerations
   10.1.  OAuth Parameter Registration
   10.2.  OAuth Parameters CBOR Mappings Registration
   10.3.  OAuth Token Introspection Response CBOR Mappings
          Registration
 11. References
   11.1.  Normative References
   11.2.  Informative References
 Acknowledgments
 Author's Address

1. Introduction

 The Authentication and Authorization for Constrained Environments
 (ACE) specification [RFC9200] requires some new parameters for
 interactions with the OAuth 2.0 [RFC6749] token and introspection
 endpoints, as well as some new claims to be used in access tokens.
 These parameters and claims can also be used in other contexts and
 have therefore been put into a dedicated document to facilitate their
 use in a manner independent of [RFC9200].
 Note that although all examples are shown in Concise Binary Object
 Representation (CBOR) [RFC8949], JSON [RFC8259] MAY be used as an
 alternative for HTTP-based communications, as specified in [RFC9200].

2. Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.
 Readers are assumed to be familiar with the terminology from
 [RFC9200], especially the terminology for entities in the
 architecture such as client (C), resource server (RS), and
 authorization server (AS).
 Terminology from [RFC8152] is used in the examples, especially
 COSE_Key, which is defined in Section 7 of [RFC8152].
 Note that the term "endpoint" is used here following its OAuth 2.0
 [RFC6749] definition, which is to denote resources such as token and
 introspection at the AS and authz-info at the RS.  The Constrained
 Application Protocol (CoAP) [RFC7252] definition, which is "[a]n
 entity participating in the CoAP protocol", is not used in this
 specification.

3. Parameters for the Token Endpoint

 This section defines additional parameters for the interactions with
 the token endpoint in the ACE framework [RFC9200].

3.1. Client-to-AS Request

 This section defines the req_cnf parameter allowing clients to
 request a specific PoP key in an access token from a token endpoint
 in the ACE framework [RFC9200]:
 req_cnf
    OPTIONAL.  This field contains information about the key the
    client would like to bind to the access token for proof of
    possession.  It is RECOMMENDED that an AS rejects a request
    containing a symmetric key value in the req_cnf field
    (kty=Symmetric), since the AS is expected to be able to generate
    better symmetric keys than a constrained client.  (Note: this does
    not apply to key identifiers referencing a symmetric key.)  The AS
    MUST verify that the client really is in possession of the
    corresponding key.  Profiles of [RFC9200] using this specification
    MUST define the PoP method used by the AS if they allow clients to
    use this request parameter.  Values of this parameter follow the
    syntax and semantics of the cnf claim either from Section 3.1 of
    [RFC8747] for CBOR-based interactions or from Section 3.1 of
    [RFC7800] for JSON-based interactions.
 Figure 1 shows a request for an access token using the req_cnf
 parameter to request a specific public key as a PoP key.  The content
 is displayed in CBOR diagnostic notation with line breaks for better
 readability.
 Header: POST (Code=0.02)
 Uri-Host: "as.example.com"
 Uri-Path: "token"
 Content-Format: application/ace+cbor
 Payload:
 {
    / req_cnf / 4 : {
      / COSE_Key / 1 : {
      / kty /  1 : 2 /EC2/,
      / kid /  2 : h'11',
      / crv / -1 : 1 /P-256/,
      / x /   -2 : h'BAC5B11CAD8F99F9C72B05CF4B9E26D24
                   4DC189F745228255A219A86D6A09EFF',
      / y /   -3 : h'20138BF82DC1B6D562BE0FA54AB7804A3
                   A64B6D72CCFED6B6FB6ED28BBFC117E'
       }
    }
  }
       Figure 1: Example Request for an Access Token Bound to an
                             Asymmetric Key

3.2. AS-to-Client Response

 This section defines the following additional parameters for an AS
 response to a request to the token endpoint:
 cnf
    REQUIRED if the token type is "pop" and a symmetric key is used.
    MAY be present for asymmetric PoP keys.  This field contains the
    PoP key that the AS selected for the token.  Values of this
    parameter follow the syntax and semantics of the cnf claim either
    from Section 3.1 of [RFC8747] for CBOR-based interactions or from
    Section 3.1 of [RFC7800] for JSON-based interactions.  See
    Section 5 for additional discussion of the usage of this
    parameter.
 rs_cnf
    OPTIONAL if the token type is "pop" and asymmetric keys are used.
    MUST NOT be present otherwise.  This field contains information
    about the public key used by the RS to authenticate.  If this
    parameter is absent, either the RS does not use a public key or
    the AS knows that the RS can authenticate itself to the client
    without additional information.  Values of this parameter follow
    the syntax and semantics of the cnf claim either from Section 3.1
    of [RFC8747] for CBOR-based interactions or from Section 3.1 of
    [RFC7800] for JSON-based interactions.  See Section 5 for
    additional discussion of the usage of this parameter.
 Figure 2 shows an AS response containing a token and a cnf parameter
 with a symmetric PoP key.
 Header: Created (Code=2.01)
 Content-Format: application/ace+cbor
 Payload:
 {
   / access_token / 1 : h'4A5015DF686428/...
    (remainder of CWT omitted for brevity;
    CWT contains COSE_Key in the "cnf" claim)/',
   / cnf / 8 : {
    / COSE_Key / 1 : {
       / kty / 1 : 4 / Symmetric /,
       / kid / 2 : h'DFD1AA97',
       / k /  -1 : h'849B5786457C1491BE3A76DCEA6C427108'
     }
   }
 }
     Figure 2: Example AS Response with an Access Token Bound to a
                             Symmetric Key
 Figure 3 shows an AS response containing a token bound to a
 previously requested asymmetric PoP key (not shown) and an rs_cnf
 parameter containing the public key of the RS.
 Header: Created (Code=2.01)
 Content-Format: application/ace+cbor
 Payload:
 {
   / access_token / 1 : h'D08343A1010AA1054D2A45DF6FBC5A5A/...
    (remainder of CWT omitted for brevity)/',
   / rs_cnf / 41 : {
     / COSE_Key / 1 : {
      / kty /  1 : 2 /EC2/,
      / kid /  2 : h'12',
      / crv / -1 : 1 /P-256/,
       / x /  -2 : h'BCEE7EAAC162F91E6F330F5771211E220
                   B8B546C96589B0AC4AD0FD24C77E1F1',
       / y /  -3 : h'C647B38C55EFBBC4E62E651720F002D5D
                   75B2E0C02CD1326E662BCA222B90416'
     }
   }
 }
      Figure 3: Example AS Response Including the RS's Public Key

4. Parameters for the Introspection Endpoint

 This section defines the use of CBOR instead of JSON for the cnf
 introspection response parameter specified in Section 9.4 of
 [RFC8705].
 If CBOR is used instead of JSON in an interaction with the
 introspection endpoint, the AS MUST use the parameter mapping
 specified in Table 1 and the value must follow the syntax of cnf
 claim values from Section 3.1 of [RFC8747].
 Figure 4 shows an AS response to an introspection request including
 the cnf parameter to indicate the PoP key bound to the token.
 Header: Created (Code=2.01)
 Content-Format: application/ace+cbor
 Payload:
 {
   / active / 10 : true,
   / scope / 9 : "read",
   / aud / 3 : "tempSensor4711",
   / cnf / 8 : {
     / COSE_Key / 1 : {
       / kty /  1 : 2 /EC2/,
       / kid /  2 : h'11',
       / crv / -1 : 1 /P-256/,
       / x /   -2 : h'BAC5B11CAD8F99F9C72B05CF4B9E26D24
                    4DC189F745228255A219A86D6A09EFF',
       / y /   -3 : h'20138BF82DC1B6D562BE0FA54AB7804A3
                    A64B6D72CCFED6B6FB6ED28BBFC117E'
     }
   }
 }
                Figure 4: Example Introspection Response

5. Confirmation Method Parameters

 The confirmation method parameters are used in [RFC9200] as follows:
  • req_cnf in the access token request C → AS, OPTIONAL to indicate

the client's raw public key or the key identifier of a previously

    established key between the C and RS that the client wishes to use
    for proof of possession of the access token.
  • cnf in the token response AS → C, OPTIONAL if using an asymmetric

key or a key that the client requested via a key identifier in the

    request.  REQUIRED if the client didn't specify a req_cnf and
    symmetric keys are used.  Used to indicate the symmetric key
    generated by the AS for proof of possession of the access token.
  • cnf in the introspection response AS → RS, REQUIRED if the access

token that was subject to introspection is a PoP token, absent

    otherwise.  Indicates the PoP key bound to the access token.
  • rs_cnf in the token response AS → C, OPTIONAL to indicate the

public key of the RS if it uses one to authenticate itself to the

    client and the binding between the key and RS identity is not
    established through other means.
 Note that the COSE_Key structure in a confirmation claim or parameter
 may contain an alg or key_ops parameter.  If such parameters are
 present, a client MUST NOT use a key that is incompatible with the
 profile or PoP algorithm according to those parameters.  An RS MUST
 reject a proof of possession using such a key with a response code
 equivalent to the CoAP code 4.00 (Bad Request).
 If an access token is issued for an audience that includes several
 RSs, the rs_cnf parameter MUST NOT be used, since the client cannot
 determine for which RS the key applies.  This document recommends to
 specify a different endpoint that the client can use to acquire RS
 authentication keys in such cases.  The specification of such an
 endpoint is out of scope for this document.

6. CBOR Mappings

 If CBOR is used, the new parameters and claims defined in this
 document MUST be mapped to CBOR types, as specified in Table 1, using
 the given integer abbreviation for the map key.
 +=========+==========+============+========================+
 | Name    | CBOR Key | Value Type | Usage                  |
 +=========+==========+============+========================+
 | req_cnf | 4        | map        | token request          |
 +---------+----------+------------+------------------------+
 | cnf     | 8        | map        | token response         |
 +---------+----------+------------+------------------------+
 | cnf     | 8        | map        | introspection response |
 +---------+----------+------------+------------------------+
 | rs_cnf  | 41       | map        | token response         |
 +---------+----------+------------+------------------------+
     Table 1: CBOR Mappings for New Parameters and Claims

7. Requirements When Using Asymmetric Keys

 An RS using asymmetric keys to authenticate to the client MUST NOT
 hold several different asymmetric key pairs applicable to the same
 authentication algorithm.  For example, when using DTLS, the RS MUST
 NOT hold several asymmetric key pairs applicable to the same cipher
 suite.  The reason for this restriction is that the RS has no way of
 determining which key to use before the client's identity is
 established.  Therefore, authentication attempts by the RS could
 randomly fail based on which key the RS selects, unless the algorithm
 negotiation produces a unique choice of key pair for the RS.

8. Security Considerations

 This document is an extension to [RFC9200].  All security
 considerations from that document apply here as well.

9. Privacy Considerations

 This document is an extension to [RFC9200].  All privacy
 considerations from that document apply here as well.

10. IANA Considerations

10.1. OAuth Parameter Registration

 This section registers the following parameters in the "OAuth
 Parameters" registry [IANA.OAuthParameters]:
 Name:  req_cnf
 Parameter Usage Location:  token request
 Change Controller:  IETF
 Reference:  Section 5 of RFC 9201
 Name:  rs_cnf
 Parameter Usage Location:  token response
 Change Controller:  IETF
 Reference:  Section 5 of RFC 9201
 Name:  cnf
 Parameter Usage Location:  token response
 Change Controller:  IETF
 Reference:  Section 5 of RFC 9201

10.2. OAuth Parameters CBOR Mappings Registration

 This section registers the following parameter mappings in the "OAuth
 Parameters CBOR Mappings" registry established in Section 8.10 of
 [RFC9200].
 Name:  req_cnf
 CBOR Key:  4
 Value Type:  map
 Reference:  Section 3.1 of RFC 9201
 Original Specification:  RFC 9201
 Name:  cnf
 CBOR Key:  8
 Value Type:  map
 Reference:  Section 3.2 of RFC 9201
 Original Specification:  RFC 9201
 Name:  rs_cnf
 CBOR Key:  41
 Value Type:  map
 Reference:  Section 3.2 of RFC 9201
 Original Specification:  RFC 9201

10.3. OAuth Token Introspection Response CBOR Mappings Registration

 This section registers the following parameter mapping in the "OAuth
 Token Introspection Response CBOR Mappings" registry established in
 Section 8.12 of [RFC9200].
 Name:  cnf
 CBOR Key:  8
 Value Type:  map
 Reference:  Section 4 of RFC 9201
 Original Specification:  [RFC8705]

11. References

11.1. Normative References

 [IANA.OAuthParameters]
            IANA, "OAuth Parameters",
            <https://www.iana.org/assignments/oauth-parameters>.
 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC6749]  Hardt, D., Ed., "The OAuth 2.0 Authorization Framework",
            RFC 6749, DOI 10.17487/RFC6749, October 2012,
            <https://www.rfc-editor.org/info/rfc6749>.
 [RFC7800]  Jones, M., Bradley, J., and H. Tschofenig, "Proof-of-
            Possession Key Semantics for JSON Web Tokens (JWTs)",
            RFC 7800, DOI 10.17487/RFC7800, April 2016,
            <https://www.rfc-editor.org/info/rfc7800>.
 [RFC8152]  Schaad, J., "CBOR Object Signing and Encryption (COSE)",
            RFC 8152, DOI 10.17487/RFC8152, July 2017,
            <https://www.rfc-editor.org/info/rfc8152>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8259]  Bray, T., Ed., "The JavaScript Object Notation (JSON) Data
            Interchange Format", STD 90, RFC 8259,
            DOI 10.17487/RFC8259, December 2017,
            <https://www.rfc-editor.org/info/rfc8259>.
 [RFC8705]  Campbell, B., Bradley, J., Sakimura, N., and T.
            Lodderstedt, "OAuth 2.0 Mutual-TLS Client Authentication
            and Certificate-Bound Access Tokens", RFC 8705,
            DOI 10.17487/RFC8705, February 2020,
            <https://www.rfc-editor.org/info/rfc8705>.
 [RFC8747]  Jones, M., Seitz, L., Selander, G., Erdtman, S., and H.
            Tschofenig, "Proof-of-Possession Key Semantics for CBOR
            Web Tokens (CWTs)", RFC 8747, DOI 10.17487/RFC8747, March
            2020, <https://www.rfc-editor.org/info/rfc8747>.
 [RFC8949]  Bormann, C. and P. Hoffman, "Concise Binary Object
            Representation (CBOR)", STD 94, RFC 8949,
            DOI 10.17487/RFC8949, December 2020,
            <https://www.rfc-editor.org/info/rfc8949>.
 [RFC9200]  Seitz, L., Selander, G., Wahlstroem, E., Erdtman, S., and
            H. Tschofenig, "Authentication and Authorization for
            Constrained Environments (ACE) Using the OAuth 2.0
            Framework (ACE-OAuth)", RFC 9200, DOI 10.17487/RFC9200,
            August 2022, <https://www.rfc-editor.org/info/rfc9200>.

11.2. Informative References

 [RFC7252]  Shelby, Z., Hartke, K., and C. Bormann, "The Constrained
            Application Protocol (CoAP)", RFC 7252,
            DOI 10.17487/RFC7252, June 2014,
            <https://www.rfc-editor.org/info/rfc7252>.

Acknowledgments

 This document is a product of the ACE Working Group of the IETF.
 Special thanks to Brian Campbell for his thorough review of this
 document.
 Ludwig Seitz worked on this document as part of the CelticNext
 projects CyberWI and CRITISEC with funding from Vinnova.

Author's Address

 Ludwig Seitz
 Combitech
 Djäknegatan 31
 SE-211 35 Malmö
 Sweden
 Email: ludwig.seitz@combitech.com
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