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rfc:rfc8982



Internet Engineering Task Force (IETF) M. Loffredo Request for Comments: 8982 M. Martinelli Category: Standards Track IIT-CNR/Registro.it ISSN: 2070-1721 February 2021

     Registration Data Access Protocol (RDAP) Partial Response

Abstract

 The Registration Data Access Protocol (RDAP) does not include
 capabilities to request partial responses.  Servers will only return
 full responses that include all of the information that a client is
 authorized to receive.  A partial response capability that limits the
 amount of information returned, especially in the case of search
 queries, could bring benefits to both clients and servers.  This
 document describes an RDAP query extension that allows clients to
 specify their preference for obtaining a partial response.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc8982.

Copyright Notice

 Copyright (c) 2021 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction
   1.1.  Conventions Used in This Document
 2.  RDAP Path Segment Specification
   2.1.  Subsetting Metadata
     2.1.1.  RDAP Conformance
     2.1.2.  Representing Subsetting Links
 3.  Dealing with Relationships
 4.  Basic Field Sets
 5.  Negative Answers
 6.  IANA Considerations
 7.  Security Considerations
 8.  References
   8.1.  Normative References
   8.2.  Informative References
 Appendix A.  Approaches to Partial Response Implementation
   A.1.  Specific Issues Raised by RDAP
 Acknowledgements
 Authors' Addresses

1. Introduction

 The use of partial responses in RESTful API [REST] design is very
 common.  The rationale is quite simple: instead of returning objects
 in API responses with all data fields, only a subset of the fields in
 each result object is returned.  The benefit is obvious: less data
 transferred over the network means less bandwidth usage, faster
 server responses, less CPU time spent both on the server and the
 client, and less memory usage on the client.
 Currently, RDAP does not provide a client with any way to request a
 partial response.  Servers can only provide the client with a full
 response [RFC7483].  Servers cannot limit the amount of information
 returned in a response based on a client's preferences, and this
 creates inefficiencies.
 The protocol described in this specification extends RDAP search
 capabilities to enable partial responses through the provisioning of
 predefined sets of fields that clients can submit to an RDAP service
 by adding a new query parameter.  The service is implemented using
 the Hypertext Transfer Protocol (HTTP) [RFC7230] and the conventions
 described in [RFC7480].

1.1. Conventions Used in This Document

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.

2. RDAP Path Segment Specification

 The path segment defined in this section is an OPTIONAL extension of
 search path segments defined in [RFC7482].  This document defines an
 RDAP query parameter, "fieldSet", whose value is a non-empty string
 identifying a server-defined set of fields returned in place of the
 full response.  The field sets supported by a server are usually
 described in out-of-band documents (e.g., RDAP profile) together with
 other features.  Moreover, this document defines in Section 2.1 an
 in-band mechanism by means of which servers can provide clients with
 basic information about the supported field sets.
 The following is an example of an RDAP query including the "fieldSet"
 parameter:
 https://example.com/rdap/domains?name=example*.com&fieldSet=afieldset
 This solution can be implemented by RDAP providers with less effort
 than field selection and is easily requested by clients.  The
 considerations that have led to this solution are described in more
 detail in Appendix A.

2.1. Subsetting Metadata

 According to most advanced principles in REST design, collectively
 known as "Hypermedia as the Engine of Application State" (HATEOAS)
 [HATEOAS], a client entering a REST application through an initial
 URI should use server-provided links to dynamically discover
 available actions and access the resources it needs.  In this way,
 the client is not required to have prior knowledge of the service
 nor, consequently, to hard-code the URIs of different resources.
 This allows the server to make URI changes as the API evolves without
 breaking clients.  Definitively, a REST service should be as self-
 descriptive as possible.
 Therefore, servers implementing the query parameter described in this
 specification SHOULD provide additional information in their
 responses about the available field sets.  Such information is
 collected in a new JSON data structure named "subsetting_metadata"
 containing the following properties:
 "currentFieldSet": "String" (REQUIRED)
    either the value of the "fieldSet" parameter as specified in the
    query string, or the field set applied by default.
 "availableFieldSets": "AvailableFieldSet[]" (OPTIONAL)
    an array of objects, with each element describing an available
    field set.  The AvailableFieldSet object includes the following
    members:
    "name": "String" (REQUIRED)
       the field set name.
    "default": "Boolean" (REQUIRED)
       indicator of whether the field set is applied by default.  An
       RDAP server MUST define only one default field set.
    "description": "String" (OPTIONAL)
       a human-readable description of the field set.
    "links": "Link[]" (OPTIONAL)
       an array of links as described in [RFC8288] containing the
       query string that applies the field set (see Section 2.1.2).

2.1.1. RDAP Conformance

 Servers returning the "subsetting_metadata" section in their
 responses MUST include "subsetting" in the rdapConformance array.

2.1.2. Representing Subsetting Links

 An RDAP server MAY use the "links" array of the "subsetting_metadata"
 element to provide ready-made references [RFC8288] to the available
 field sets (Figure 1).  The target URI in each link is the reference
 to an alternative to the current view of results identified by the
 context URI.
 The "value", "rel", and "href" JSON values MUST be specified.  All
 other JSON values are OPTIONAL.
 {
   "rdapConformance": [
     "rdap_level_0",
     "subsetting"
   ],
   ...
   "subsetting_metadata": {
     "currentFieldSet": "afieldset",
     "availableFieldSets": [
       {
       "name": "anotherfieldset",
       "description": "Contains some fields",
       "default": false,
       "links": [
         {
         "value": "https://example.com/rdap/domains?name=example*.com
                   &fieldSet=afieldset",
         "rel": "alternate",
         "href": "https://example.com/rdap/domains?name=example*.com
                  &fieldSet=anotherfieldset",
         "title": "Result Subset Link",
         "type": "application/rdap+json"
         }
       ]
       },
     ...
     ]
   },
   ...
   "domainSearchResults": [
     ...
   ]
 }
         Figure 1: Example of a "subsetting_metadata" Instance

3. Dealing with Relationships

 Representation of second-level objects within a field set produces
 additional considerations.  Since the representation of the topmost
 returned objects will vary according to the field set in use, the
 response may contain no relationships (e.g., for an abbreviated field
 set) or may contain associated objects as in a normal RDAP query
 response.  Each field set can indicate the format of the additional
 objects to be returned, in the same manner that the format of the
 topmost objects is controlled by the field set.

4. Basic Field Sets

 This section defines three basic field sets that servers MAY
 implement to facilitate their interaction with clients:
 "id":  The server provides only the key field; "handle" for entities,
    and "ldhName" for domains and nameservers.  If a returned domain
    or nameserver is an Internationalized Domain Name (IDN) [RFC5890],
    then the "unicodeName" field MUST additionally be included in the
    response.  This field set could be used when the client wants to
    obtain a collection of object identifiers (Figure 2).
 "brief":  The field set contains the fields that can be included in a
    "short" response.  This field set could be used when the client is
    asking for a subset of the full response that provides only basic
    knowledge of each object.
 "full":  The field set contains all of the information the server can
    provide for a particular object.
 The "objectClassName" field is implicitly included in each of the
 above field sets.  RDAP providers SHOULD include a "links" field
 indicating the "self" link relationship.  RDAP providers MAY also add
 any property providing service information.
 Fields included in the "brief" and "full" field set responses MUST
 take into account the user's access and authorization levels.
 {
   "rdapConformance": [
     "rdap_level_0",
     "subsetting"
   ],
   ...
   "domainSearchResults": [
     {
       "objectClassName": "domain",
       "ldhName": "example1.com",
       "links": [
         {
         "value": "https://example.com/rdap/domain/example1.com",
         "rel": "self",
         "href": "https://example.com/rdap/domain/example1.com",
         "type": "application/rdap+json"
         }
       ]
     },
     {
       "objectClassName": "domain",
       "ldhName": "example2.com",
       "links": [
         {
         "value": "https://example.com/rdap/domain/example2.com",
         "rel": "self",
         "href": "https://example.com/rdap/domain/example2.com",
         "type": "application/rdap+json"
         }
       ]
     },
     ...
   ]
 }
   Figure 2: Example of RDAP Response According to the "id" Field Set

5. Negative Answers

 Each request including an empty or unsupported "fieldSet" value MUST
 produce an HTTP 400 (Bad Request) response code.  Optionally, the
 response MAY include additional information regarding the supported
 field sets in the HTTP entity body (Figure 3).
 {
     "errorCode": 400,
     "title": "Field set 'unknownfieldset' is not valid",
     "description": [
         "Supported field sets are: 'afieldset', 'anotherfieldset'."
     ]
 }
    Figure 3: Example of RDAP Error Response Due to an Invalid Field
                      Set Included in the Request

6. IANA Considerations

 IANA has registered the following value in the "RDAP Extensions"
 registry:
 Extension identifier:  subsetting
 Registry operator:  Any
 Published specification:  RFC 8982
 Contact:  IETF <iesg@ietf.org>
 Intended usage:  This extension describes a best practice for partial
    response provisioning.

7. Security Considerations

 A search query typically requires more server resources (such as
 memory, CPU cycles, and network bandwidth) when compared to a lookup
 query.  This increases the risk of server resource exhaustion and
 subsequent denial of service.  This risk can be mitigated by
 supporting the return of partial responses combined with other
 strategies (e.g., restricting search functionality, limiting the rate
 of search requests, and truncating and paging results).
 Support for partial responses gives RDAP operators the ability to
 implement data access control policies based on the HTTP
 authentication mechanisms described in [RFC7481].  RDAP operators can
 vary the information returned in RDAP responses based on a client's
 access and authorization levels.  For example:
  • the list of fields for each set can differ based on the client's

access and authorization levels;

  • the set of available field sets could be restricted based on the

client's access and authorization levels.

 Servers can also define different result limits according to the
 available field sets, so a more flexible truncation strategy can be
 implemented.  The new query parameter presented in this document
 provides RDAP operators with a way to implement a server that reduces
 inefficiency risks.

8. References

8.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC5890]  Klensin, J., "Internationalized Domain Names for
            Applications (IDNA): Definitions and Document Framework",
            RFC 5890, DOI 10.17487/RFC5890, August 2010,
            <https://www.rfc-editor.org/info/rfc5890>.
 [RFC7230]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
            Protocol (HTTP/1.1): Message Syntax and Routing",
            RFC 7230, DOI 10.17487/RFC7230, June 2014,
            <https://www.rfc-editor.org/info/rfc7230>.
 [RFC7480]  Newton, A., Ellacott, B., and N. Kong, "HTTP Usage in the
            Registration Data Access Protocol (RDAP)", RFC 7480,
            DOI 10.17487/RFC7480, March 2015,
            <https://www.rfc-editor.org/info/rfc7480>.
 [RFC7481]  Hollenbeck, S. and N. Kong, "Security Services for the
            Registration Data Access Protocol (RDAP)", RFC 7481,
            DOI 10.17487/RFC7481, March 2015,
            <https://www.rfc-editor.org/info/rfc7481>.
 [RFC7482]  Newton, A. and S. Hollenbeck, "Registration Data Access
            Protocol (RDAP) Query Format", RFC 7482,
            DOI 10.17487/RFC7482, March 2015,
            <https://www.rfc-editor.org/info/rfc7482>.
 [RFC7483]  Newton, A. and S. Hollenbeck, "JSON Responses for the
            Registration Data Access Protocol (RDAP)", RFC 7483,
            DOI 10.17487/RFC7483, March 2015,
            <https://www.rfc-editor.org/info/rfc7483>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8288]  Nottingham, M., "Web Linking", RFC 8288,
            DOI 10.17487/RFC8288, October 2017,
            <https://www.rfc-editor.org/info/rfc8288>.

8.2. Informative References

 [CQL]      Whitaker, G., "Catnap Query Language Reference", commit
            d4f402c, September 2017,
            <https://github.com/gregwhitaker/catnap/wiki/Catnap-Query-
            Language-Reference>.
 [HATEOAS]  Jedrzejewski, B., "HATEOAS - a simple explanation",
            February 2018, <https://www.e4developer.com/2018/02/16/
            hateoas-simple-explanation/>.
 [REST]     Fielding, R., "Architectural Styles and the Design of
            Network-based Software Architectures", Ph.D. Dissertation,
            University of California, Irvine, 2000,
            <https://www.ics.uci.edu/~fielding/pubs/dissertation/
            fielding_dissertation.pdf>.

Appendix A. Approaches to Partial Response Implementation

 Looking at the implementation experiences of partial responses
 offered by data providers on the web, two approaches are observed:
  • the client explicitly describes the data fields to be returned;
  • the client describes a name identifying a server-defined set of

data fields.

 The former is more flexible than the latter because clients can
 specify all the data fields they need.  However, it has some
 drawbacks:
  • Fields have to be declared according to a given syntax. This is a

simple task when the data structure of the object is flat, but it

    is much more difficult when the object has a tree structure like
    that of a JSON object.  The presence of arrays and deep nested
    objects complicate both the syntax definition of the query and,
    consequently, the processing required on the server side.
  • Clients need to recognize the returned data structure to avoid

cases when the requested fields are invalid.

  • The request of some fields might not match the client's access and

authorization levels. Clients might request unauthorized fields,

    and servers have to define a strategy for responding such as
    always returning an error response or returning a response that
    ignores the unauthorized fields.

A.1. Specific Issues Raised by RDAP

 In addition to those listed above, RDAP responses raise some specific
 issues:
  • Relevant entity object information is included in a jCard, but

such information cannot be easily selected because it is split

    into the items of a jagged array.
  • RDAP responses contain some properties providing service

information (e.g., rdapConformance, links, notices, remarks,

    etc.), which are not normally selected but are just as important.
    They could be returned anyway but, in this case, the server would
    provide unrequested data.
 It is possible to address these issues.  For example, the Catnap
 Query Language [CQL] is a comprehensive expression language that can
 be used to customize the JSON response of a RESTful web service.
 Application of CQL to RDAP responses would explicitly identify the
 output fields that would be acceptable when a few fields are
 requested but it would become very complicated when processing a
 larger number of fields.  In the following, two CQL expressions for a
 domain search query are shown (Figure 4).  In the first, only
 objectClassName and ldhName are requested.  In the second, the fields
 of a possible WHOIS-like response are listed.
 https://example.com/rdap/domains?name=example*.com
         &fields=domainSearchResults(objectClassName,ldhName)
 https://example.com/rdap/domains?name=example*.com
         &fields=domainSearchResults(objectClassName,ldhName,
                 unicodeName,
                 status,
                 events(eventAction,eventDate),
                 entities(objectClassName,handle,roles),
                 nameservers(objectClassName,ldhName))
    Figure 4: Examples of CQL Expressions for a Domain Search Query
 The field set approach seems to facilitate RDAP interoperability.
 Servers can define basic field sets that, if known to clients, can
 increase the probability of obtaining a valid response.  The usage of
 field sets makes the query string less complex.  Moreover, the
 definition of predefined sets of fields makes it easier to establish
 result limits.
 Finally, considering that there is no real need for RDAP users to
 have the maximum flexibility in defining all the possible sets of
 logically connected fields (e.g., users interested in domains usually
 need to know the status, the creation date, and the expiry date of
 each domain), the field set approach is preferred.

Acknowledgements

 The authors would like to acknowledge Scott Hollenbeck, Tom Harrison,
 Karl Heinz Wolf, Jasdip Singh, Patrick Mevzek, Benjamin Kaduk, Roman
 Danyliw, Murray Kucherawy, Erik Kline, and Robert Wilton for their
 contribution to this document.

Authors' Addresses

 Mario Loffredo
 IIT-CNR/Registro.it
 Via Moruzzi,1
 56124 Pisa
 Italy
 Email: mario.loffredo@iit.cnr.it
 URI:   https://www.iit.cnr.it
 Maurizio Martinelli
 IIT-CNR/Registro.it
 Via Moruzzi,1
 56124 Pisa
 Italy
 Email: maurizio.martinelli@iit.cnr.it
 URI:   https://www.iit.cnr.it
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