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rfc:rfc8899



Internet Engineering Task Force (IETF) G. Fairhurst Request for Comments: 8899 T. Jones Updates: 4821, 4960, 6951, 8085, 8261 University of Aberdeen Category: Standards Track M. Tüxen ISSN: 2070-1721 I. Rüngeler

                                                             T. Völker
                                Münster University of Applied Sciences
                                                        September 2020
   Packetization Layer Path MTU Discovery for Datagram Transports

Abstract

 This document specifies Datagram Packetization Layer Path MTU
 Discovery (DPLPMTUD).  This is a robust method for Path MTU Discovery
 (PMTUD) for datagram Packetization Layers (PLs).  It allows a PL, or
 a datagram application that uses a PL, to discover whether a network
 path can support the current size of datagram.  This can be used to
 detect and reduce the message size when a sender encounters a packet
 black hole.  It can also probe a network path to discover whether the
 maximum packet size can be increased.  This provides functionality
 for datagram transports that is equivalent to the PLPMTUD
 specification for TCP, specified in RFC 4821, which it updates.  It
 also updates the UDP Usage Guidelines to refer to this method for use
 with UDP datagrams and updates SCTP.
 The document provides implementation notes for incorporating Datagram
 PMTUD into IETF datagram transports or applications that use datagram
 transports.
 This specification updates RFC 4960, RFC 4821, RFC 6951, RFC 8085,
 and RFC 8261.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc8899.

Copyright Notice

 Copyright (c) 2020 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction
   1.1.  Classical Path MTU Discovery
   1.2.  Packetization Layer Path MTU Discovery
   1.3.  Path MTU Discovery for Datagram Services
 2.  Terminology
 3.  Features Required to Provide Datagram PLPMTUD
 4.  DPLPMTUD Mechanisms
   4.1.  PLPMTU Probe Packets
   4.2.  Confirmation of Probed Packet Size
   4.3.  Black Hole Detection and Reducing the PLPMTU
   4.4.  The Maximum Packet Size (MPS)
   4.5.  Disabling the Effect of PMTUD
   4.6.  Response to PTB Messages
     4.6.1.  Validation of PTB Messages
     4.6.2.  Use of PTB Messages
 5.  Datagram Packetization Layer PMTUD
   5.1.  DPLPMTUD Components
     5.1.1.  Timers
     5.1.2.  Constants
     5.1.3.  Variables
     5.1.4.  Overview of DPLPMTUD Phases
   5.2.  State Machine
   5.3.  Search to Increase the PLPMTU
     5.3.1.  Probing for a Larger PLPMTU
     5.3.2.  Selection of Probe Sizes
     5.3.3.  Resilience to Inconsistent Path Information
   5.4.  Robustness to Inconsistent Paths
 6.  Specification of Protocol-Specific Methods
   6.1.  Application Support for DPLPMTUD with UDP or UDP-Lite
     6.1.1.  Application Request
     6.1.2.  Application Response
     6.1.3.  Sending Application Probe Packets
     6.1.4.  Initial Connectivity
     6.1.5.  Validating the Path
     6.1.6.  Handling of PTB Messages
   6.2.  DPLPMTUD for SCTP
     6.2.1.  SCTP/IPv4 and SCTP/IPv6
       6.2.1.1.  Initial Connectivity
       6.2.1.2.  Sending SCTP Probe Packets
       6.2.1.3.  Validating the Path with SCTP
       6.2.1.4.  PTB Message Handling by SCTP
     6.2.2.  DPLPMTUD for SCTP/UDP
       6.2.2.1.  Initial Connectivity
       6.2.2.2.  Sending SCTP/UDP Probe Packets
       6.2.2.3.  Validating the Path with SCTP/UDP
       6.2.2.4.  Handling of PTB Messages by SCTP/UDP
     6.2.3.  DPLPMTUD for SCTP/DTLS
       6.2.3.1.  Initial Connectivity
       6.2.3.2.  Sending SCTP/DTLS Probe Packets
       6.2.3.3.  Validating the Path with SCTP/DTLS
       6.2.3.4.  Handling of PTB Messages by SCTP/DTLS
   6.3.  DPLPMTUD for QUIC
 7.  IANA Considerations
 8.  Security Considerations
 9.  References
   9.1.  Normative References
   9.2.  Informative References
 Acknowledgments
 Authors' Addresses

1. Introduction

 The IETF has specified datagram transport using UDP, Stream Control
 Transmission Protocol (SCTP), and Datagram Congestion Control
 Protocol (DCCP), as well as protocols layered on top of these
 transports (e.g., SCTP/UDP, DCCP/UDP, QUIC/UDP) and direct datagram
 transport over the IP network layer.  This document describes a
 robust method for Path MTU Discovery (PMTUD) that can be used with
 these transport protocols (or the applications that use their
 transport service) to discover an appropriate size of packet to use
 across an Internet path.

1.1. Classical Path MTU Discovery

 Classical Path Maximum Transmission Unit Discovery (PMTUD) can be
 used with any transport that is able to process ICMP Packet Too Big
 (PTB) messages (e.g., [RFC1191] and [RFC8201]).  In this document,
 the term PTB message is applied to both IPv4 ICMP Unreachable
 messages (Type 3) that carry the error Fragmentation Needed (Type 3,
 Code 4) [RFC0792] and ICMPv6 Packet Too Big messages (Type 2)
 [RFC4443].  When a sender receives a PTB message, it reduces the
 effective MTU to the value reported as the link MTU in the PTB
 message.  Classical PMTUD specifies a method of periodically
 increasing the packet size in an attempt to discover an increase in
 the supported PMTU.  The packets sent with a size larger than the
 current effective PMTU are known as probe packets.
 Packets not intended as probe packets are either fragmented to the
 current effective PMTU, or the attempt to send fails with an error
 code.  Applications can be provided with a primitive to let them read
 the Maximum Packet Size (MPS), which is derived from the current
 effective PMTU.
 Classical PMTUD is subject to protocol failures.  One failure arises
 when traffic using a packet size larger than the actual PMTU is
 black-holed (all datagrams larger than the actual PMTU are
 discarded).  This could arise when the PTB messages are not sent back
 to the sender for some reason (for example, see [RFC2923]).
 Examples of where PTB messages are not delivered include the
 following:
  • The generation of ICMP messages is usually rate limited. This

could result in no PTB messages being generated to the sender (see

    Section 2.4 of [RFC4443]).
  • ICMP messages can be filtered by middleboxes, including firewalls

[RFC4890]. A firewall could be configured with a policy to block

    incoming ICMP messages, which would prevent reception of PTB
    messages by a sending endpoint behind this firewall.
  • When the router issuing the ICMP message drops a tunneled packet,

the resulting ICMP message is directed to the tunnel ingress.

    This tunnel endpoint is responsible for forwarding the ICMP
    message, processing the quoted packet within the payload field to
    remove the effect of the tunnel and returning a correctly
    formatted ICMP message to the sender [TUNNELS].  Failure to do
    this prevents the PTB message from reaching the original sender.
  • Asymmetry in forwarding can result in there being no return route

to the original sender, which would prevent an ICMP message from

    being delivered to the sender.  This issue can also arise when
    either policy-based or Equal-Cost Multipath (ECMP) routing is used
    or when a middlebox acts as an application load balancer.  An
    example of which is an ECMP router choosing a path toward the
    server based on the bytes in the IP payload.  In this case, if a
    packet sent by the server encounters a problem after the ECMP
    router, then the ECMP router needs to direct any resulting ICMP
    message toward the original sender.
  • There are additional cases where the next-hop destination fails to

receive a packet because of its size. This could be due to

    misconfiguration of the layer 2 path between nodes, for instance
    the MTU configured in a layer 2 switch, or misconfiguration of the
    Maximum Receive Unit (MRU).  If a packet is dropped by the link,
    this will not cause a PTB message to be sent to the original
    sender.
 Another failure could result if a node that is not on the network
 path sends a PTB message that attempts to force a sender to change
 the effective PMTU [RFC8201].  A sender can protect itself from
 reacting to such messages by utilizing the quoted packet within a PTB
 message payload to validate that the received PTB message was
 generated in response to a packet that had actually originated from
 the sender.  However, there are situations where a sender would be
 unable to provide this validation.  Examples where the validation of
 the PTB message is not possible include the following:
  • When a router issuing the ICMP message implements RFC 792

[RFC0792], it is only required to include the first 64 bits of the

    IP payload of the packet within the quoted payload.  There could
    be insufficient bytes remaining for the sender to interpret the
    quoted transport information.
    Note: The recommendation in RFC 1812 [RFC1812] is that IPv4
    routers return a quoted packet with as much of the original
    datagram as possible without the length of the ICMP datagram
    exceeding 576 bytes.  IPv6 routers include as much of the invoking
    packet as possible without the ICMPv6 packet exceeding 1280 bytes
    [RFC4443].
  • The use of tunnels and/or encryption can reduce the size of the

quoted packet returned to the original source address, increasing

    the risk that there could be insufficient bytes remaining for the
    sender to interpret the quoted transport information.
  • Even when the PTB message includes sufficient bytes of the quoted

packet, the network layer could lack sufficient context to

    validate the message because validation depends on information
    about the active transport flows at an endpoint node (e.g., the
    socket/address pairs being used and other protocol header
    information).
  • When a packet is encapsulated/tunneled over an encrypted

transport, the tunnel/encapsulation ingress might have

    insufficient context, or computational power, to reconstruct the
    transport header that would be needed to perform validation.
  • When an ICMP message is generated by a router in a network segment

that has inserted a header into a packet, the quoted packet could

    contain additional protocol header information that was not
    included in the original sent packet and that the PL sender does
    not process or may not know how to process.  This could disrupt
    the ability of the sender to validate this PTB message.
  • A Network Address Translation (NAT) device that translates a

packet header ought to also translate ICMP messages and update the

    ICMP-quoted packet [RFC5508] in that message.  If this is not
    correctly translated, then the sender would not be able to
    associate the message with the PL that originated the packet, and
    hence this ICMP message cannot be validated.

1.2. Packetization Layer Path MTU Discovery

 The term Packetization Layer (PL) has been introduced to describe the
 layer that is responsible for placing data blocks into the payload of
 IP packets and selecting an appropriate MPS.  This function is often
 performed by a transport protocol (e.g., DCCP, RTP, SCTP, QUIC) but
 can also be performed by other encapsulation methods working above
 the transport layer.
 In contrast to PMTUD, Packetization Layer Path MTU Discovery
 (PLPMTUD) [RFC4821] introduces a method that does not rely upon
 reception and validation of PTB messages.  It is therefore more
 robust than Classical PMTUD.  This has become the recommended
 approach for implementing discovery of the PMTU [BCP145].
 This document updates [RFC4821] to specify the PLPMTUD method for
 datagram PLs and also updates [BCP145] to refer to the method
 specified in this document for use with UDP datagrams instead of the
 method in [RFC4821].
 It uses a general strategy in which the PL sends probe packets to
 search for the largest size of unfragmented datagram that can be sent
 over a network path.  Probe packets are sent to explore using a
 larger packet size.  If a probe packet is successfully delivered (as
 determined by the PL), then the PLPMTU is raised to the size of the
 successful probe.  If a black hole is detected (e.g., where packets
 of size PLPMTU are consistently not received), the method reduces the
 PLPMTU.
 Datagram PLPMTUD introduces flexibility in implementation.  At one
 extreme, it can be configured to only perform black hole detection
 and recovery with increased robustness compared to Classical PMTUD.
 At the other extreme, all PTB processing can be disabled, and PLPMTUD
 replaces Classical PMTUD.
 PLPMTUD can also include additional consistency checks without
 increasing the risk that data is lost when probing to discover the
 Path MTU.  For example, information available at the PL, or higher
 layers, enables received PTB messages to be validated before being
 utilized.

1.3. Path MTU Discovery for Datagram Services

 Section 5 of this document presents a set of algorithms for datagram
 protocols to discover the largest size of unfragmented datagram that
 can be sent over a network path.  The method relies upon features of
 the PL described in Section 3 and applies to transport protocols
 operating over IPv4 and IPv6.  It does not require cooperation from
 the lower layers, although it can utilize PTB messages when these
 received messages are made available to the PL.
 The message size guidelines in Section 3.2 of the UDP Usage
 Guidelines [BCP145] state that "an application SHOULD either use the
 Path MTU information provided by the IP layer or implement Path MTU
 Discovery (PMTUD)" but do not provide a mechanism for discovering the
 largest size of unfragmented datagram that can be used on a network
 path.  The present document updates RFC 8085 to specify this method
 in place of PLPMTUD [RFC4821] and provides a mechanism for sharing
 the discovered largest size as the MPS (see Section 4.4).
 Section 10.2 of [RFC4821] recommended a PLPMTUD probing method for
 the Stream Control Transport Protocol (SCTP).  SCTP utilizes probe
 packets consisting of a minimal-sized HEARTBEAT chunk bundled with a
 PAD chunk as defined in [RFC4820].  However, RFC 4821 did not provide
 a complete specification.  The present document replaces that
 description by providing a complete specification.
 The Datagram Congestion Control Protocol (DCCP) [RFC4340] requires
 implementations to support Classical PMTUD and states that a DCCP
 sender "MUST maintain the MPS allowed for each active DCCP session".
 It also defines the current congestion control MPS (CCMPS) supported
 by a network path.  This recommends use of PMTUD and suggests use of
 control packets (DCCP-Sync) as path probe packets because they do not
 risk application data loss.  The method defined in this specification
 can be used with DCCP.
 Section 4 and Section 5 define the protocol mechanisms and
 specification for Datagram Packetization Layer Path MTU Discovery
 (DPLPMTUD).
 Section 6 specifies the method for datagram transports and provides
 information to enable the implementation of PLPMTUD with other
 datagram transports and applications that use datagram transports.
 Section 6 also provides recommendations for SCTP endpoints, updating
 [RFC4960], [RFC6951], and [RFC8261] to use the method specified in
 this document instead of the method in [RFC4821].

2. Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.
 The following terminology is defined.  Relevant terms are directly
 copied from [RFC4821], and the definitions in [RFC1122] apply.
 Acknowledged PL:  A PL that includes a mechanism that can confirm
    successful delivery of datagrams to the remote PL endpoint (e.g.,
    SCTP).  Typically, the PL receiver returns acknowledgments
    corresponding to the received datagrams, which can be utilized to
    detect black-holing of packets (c.f., Unacknowledged PL).
 Actual PMTU:  The actual PMTU is the PMTU of a network path between a
    sender PL and a destination PL, which the DPLPMTUD algorithm seeks
    to determine.
 Black Hole:  A black hole is encountered when a sender is unaware
    that packets are not being delivered to the destination endpoint.
    Two types of black hole are relevant to DPLPMTUD:
  • Packets encounter a packet black hole when packets are not

delivered to the destination endpoint (e.g., when the sender

       transmits packets of a particular size with a previously known
       effective PMTU, and they are discarded by the network).
  • An ICMP black hole is encountered when the sender is unaware

that packets are not delivered to the destination endpoint

       because PTB messages are not received by the originating PL
       sender.
 Classical Path MTU Discovery:  Classical PMTUD is a process described
    in [RFC1191] and [RFC8201] in which nodes rely on PTB messages to
    learn the largest size of unfragmented packet that can be used
    across a network path.
 Datagram:  A datagram is a transport-layer protocol data unit,
    transmitted in the payload of an IP packet.
 DPLPMTUD:  Datagram Packetization Layer Path MTU Discovery
    (DPLPMTUD), PLPMTUD performed using a datagram transport protocol.
 Effective PMTU:  The effective PMTU is the current estimated value
    for PMTU that is used by a PMTUD.  This is equivalent to the
    PLPMTU derived by PLPMTUD plus the size of any headers added below
    the PL, including the IP layer headers.
 EMTU_S:  The effective MTU for sending (EMTU_S) is defined in
    [RFC1122] as "the maximum IP datagram size that may be sent, for a
    particular combination of IP source and destination addresses...".
 EMTU_R:  The effective MTU for receiving (EMTU_R) is designated in
    [RFC1122] as "the largest datagram size that can be reassembled".
 Link:  A link is a communication facility or medium over which nodes
    can communicate at the link layer, i.e., a layer below the IP
    layer.  Examples are Ethernet LANs and Internet (or higher) layer
    tunnels.
 Link MTU:  The link Maximum Transmission Unit (MTU) is the size in
    bytes of the largest IP packet, including the IP header and
    payload, that can be transmitted over a link.  Note that this
    could more properly be called the IP MTU, to be consistent with
    how other standards organizations use the acronym.  This includes
    the IP header but excludes link layer headers and other framing
    that is not part of IP or the IP payload.  Other standards
    organizations generally define the link MTU to include the link
    layer headers.  This specification continues the requirement in
    [RFC4821] that states, "All links MUST enforce their MTU: links
    that might non-deterministically deliver packets that are larger
    than their rated MTU MUST consistently discard such packets."
 MAX_PLPMTU:  The MAX_PLPMTU is the largest size of PLPMTU that
    DPLPMTUD will attempt to use (see the constants defined in
    Section 5.1.2).
 MIN_PLPMTU:  The MIN_PLPMTU is the smallest size of PLPMTU that
    DPLPMTUD will attempt to use (see the constants defined in
    Section 5.1.2).
 MPS:  The Maximum Packet Size (MPS) is the largest size of
    application data block that can be sent across a network path by a
    PL using a single datagram (see Section 4.4).
 MSL:  The Maximum Segment Lifetime (MSL) is the maximum delay a
    packet is expected to experience across a path, taken as 2 minutes
    [BCP145].
 Packet:  A packet is the IP header(s) and any extension headers/
    options plus the IP payload.
 Packetization Layer (PL):  The PL is a layer of the network stack
    that places data into packets and performs transport protocol
    functions.  Examples of a PL include TCP, SCTP, SCTP over UDP,
    SCTP over DTLS, or QUIC.
 Path:  The path is the set of links and routers traversed by a packet
    between a source node and a destination node by a particular flow.
 Path MTU (PMTU):  The Path MTU (PMTU) is the minimum of the link MTU
    of all the links forming a network path between a source node and
    a destination node, as used by PMTUD.
 PTB:  In this document, the term PTB message is applied to both IPv4
    ICMP Unreachable messages (Type 3) that carry the error
    Fragmentation Needed (Type 3, Code 4) [RFC0792] and ICMPv6 Packet
    Too Big messages (Type 2) [RFC4443].
 PTB_SIZE:  The PTB_SIZE is a value reported in a validated PTB
    message that indicates next-hop link MTU of a router along the
    path.
 PL_PTB_SIZE:  The size reported in a validated PTB message, reduced
    by the size of all headers added by layers below the PL.
 PLPMTU:  The Packetization Layer PMTU is an estimate of the largest
    size of PL datagram that can be sent by a path, controlled by
    PLPMTUD.
 PLPMTUD:  Packetization Layer Path MTU Discovery (PLPMTUD), the
    method described in this document for datagram PLs, which is an
    extension to Classical PMTU Discovery.
 Probe packet:  A probe packet is a datagram sent with a purposely
    chosen size (typically the current PLPMTU or larger) to detect if
    packets of this size can be successfully sent end-to-end across
    the network path.
 Unacknowledged PL:  A PL that does not itself provide a mechanism to
    confirm delivery of datagrams to the remote PL endpoint (e.g.,
    UDP), and therefore requires DPLPMTUD to provide a mechanism to
    detect black-holing of packets (c.f., Acknowledged PL).

3. Features Required to Provide Datagram PLPMTUD

 The principles expressed in [RFC4821] apply to the use of the
 technique with any PL.  TCP PLPMTUD has been defined using standard
 TCP protocol mechanisms.  Unlike TCP, a datagram PL requires
 additional mechanisms and considerations to implement PLPMTUD.
 The requirements for datagram PLPMTUD are:
 1.  Managing the PLPMTU: For datagram PLs, the PLPMTU is managed by
     DPLPMTUD.  A PL MUST NOT send a datagram (other than a probe
     packet) with a size at the PL that is larger than the current
     PLPMTU.
 2.  Probe packets: The network interface below the PL is REQUIRED to
     provide a way to transmit a probe packet that is larger than the
     PLPMTU.  In IPv4, a probe packet MUST be sent with the Don't
     Fragment (DF) bit set in the IP header and without network layer
     endpoint fragmentation.  In IPv6, a probe packet is always sent
     without source fragmentation (as specified in Section 5.4 of
     [RFC8201]).
 3.  Reception feedback: The destination PL endpoint is REQUIRED to
     provide a feedback method that indicates to the DPLPMTUD sender
     when a probe packet has been received by the destination PL
     endpoint.  Section 6 provides examples of how a PL can provide
     this acknowledgment of received probe packets.
 4.  Probe loss recovery: It is RECOMMENDED to use probe packets that
     do not carry any user data that would require retransmission if
     lost.  Most datagram transports permit this.  If a probe packet
     contains user data requiring retransmission in case of loss, the
     PL (or layers above) is REQUIRED to arrange any retransmission
     and/or repair of any resulting loss.  The PL is REQUIRED to be
     robust in the case where probe packets are lost due to other
     reasons (including link transmission error, congestion).
 5.  PMTU parameters: A DPLPMTUD sender is RECOMMENDED to utilize
     information about the maximum size of packet that can be
     transmitted by the sender on the local link (e.g., the local link
     MTU).  A PL sender MAY utilize similar information about the
     maximum size of network-layer packet that a receiver can accept
     when this is supplied (note this could be less than EMTU_R).
     This avoids implementations trying to send probe packets that
     cannot be transferred by the local link.  Too high of a value
     could reduce the efficiency of the search algorithm.  Some
     applications also have a maximum transport protocol data unit
     (PDU) size, in which case there is no benefit from probing for a
     size larger than this (unless a transport allows multiplexing
     multiple applications' PDUs into the same datagram).
 6.  Processing PTB messages: A DPLPMTUD sender MAY optionally utilize
     PTB messages received from the network layer to help identify
     when a network path does not support the current size of probe
     packet.  Any received PTB message MUST be validated before it is
     used to update the PLPMTU discovery information [RFC8201].  This
     validation confirms that the PTB message was sent in response to
     a packet originated by the sender and needs to be performed
     before the PLPMTU discovery method reacts to the PTB message.  A
     PTB message MUST NOT be used to increase the PLPMTU [RFC8201] but
     could trigger a probe to test for a larger PLPMTU.  A valid
     PTB_SIZE is converted to a PL_PTB_SIZE before it is to be used in
     the DPLPMTUD state machine.  A PL_PTB_SIZE that is greater than
     that currently probed SHOULD be ignored.  (This PTB message ought
     to be discarded without further processing but could be utilized
     as an input that enables a resilience mode).
 7.  Probing and congestion control: A PL MAY use a congestion
     controller to decide when to send a probe packet.  If
     transmission of probe packets is limited by the congestion
     controller, this could result in transmission of probe packets
     being delayed or suspended during congestion.  When the
     transmission of probe packets is not controlled by the congestion
     controller, the interval between probe packets MUST be at least
     one RTT.  Loss of a probe packet SHOULD NOT be treated as an
     indication of congestion and SHOULD NOT trigger a congestion
     control reaction [RFC4821] because this could result in
     unnecessary reduction of the sending rate.  An update to the
     PLPMTU (or MPS) MUST NOT increase the congestion window measured
     in bytes [RFC4821].  Therefore, an increase in the packet size
     does not cause an increase in the data rate in bytes per second.
     A PL that maintains the congestion window in terms of a limit to
     the number of outstanding fixed-size packets SHOULD adapt this
     limit to compensate for the size of the actual packets.  The
     transmission of probe packets can interact with the operation of
     a PL that performs burst mitigation or pacing, and the PL could
     need transmission of probe packets to be regulated by these
     methods.
 8.  Probing and flow control: Flow control at the PL concerns the
     end-to-end flow of data using the PL service.  Flow control
     SHOULD NOT apply to DPLPMTU when probe packets use a design that
     does not carry user data to the remote application.
 9.  Shared PLPMTU state: The PMTU value calculated from the PLPMTU
     MAY also be stored with the corresponding entry associated with
     the destination in the IP layer cache and used by other PL
     instances.  The specification of PLPMTUD [RFC4821] states, "If
     PLPMTUD updates the MTU for a particular path, all Packetization
     Layer sessions that share the path representation (as described
     in Section 5.2) SHOULD be notified to make use of the new MTU".
     Such methods MUST be robust to the wide variety of underlying
     network forwarding behaviors.  Section 5.2 of [RFC8201] provides
     guidance on the caching of PMTU information and also the relation
     to IPv6 flow labels.
 In addition, the following principles are stated for design of a
 DPLPMTUD method:
  • A PL MAY be designed to segment data blocks larger than the MPS

into multiple datagrams. However, not all datagram PLs support

    segmentation of data blocks.  It is RECOMMENDED that methods avoid
    forcing an application to use an arbitrary small MPS for
    transmission while the method is searching for the currently
    supported PLPMTU.  A reduced MPS can adversely impact the
    performance of an application.
  • To assist applications in choosing a suitable data block size, the

PL is RECOMMENDED to provide a primitive that returns the MPS

    derived from the PLPMTU to the higher layer using the PL.  The
    value of the MPS can change following a change in the path or loss
    of probe packets.
  • Path validation: It is RECOMMENDED that methods are robust to path

changes that could have occurred since the path characteristics

    were last confirmed and to the possibility of inconsistent path
    information being received.
  • Datagram reordering: A method is REQUIRED to be robust to the

possibility that a flow encounters reordering or that the traffic

    (including probe packets) is divided over more than one network
    path.
  • Datagram delay and duplication: The feedback mechanism is REQUIRED

to be robust to the possibility that packets could be

    significantly delayed or duplicated along a network path.
  • When to probe: It is RECOMMENDED that methods determine whether

the path has changed since it last measured the path. This can

    help determine when to probe the path again.

4. DPLPMTUD Mechanisms

 This section lists the protocol mechanisms used in this
 specification.

4.1. PLPMTU Probe Packets

 The DPLPMTUD method relies upon the PL sender being able to generate
 probe packets with a specific size.  TCP is able to generate these
 probe packets by choosing to appropriately segment data being sent
 [RFC4821].  In contrast, a datagram PL that constructs a probe packet
 has to either request an application to send a data block that is
 larger than that generated by an application, or to utilize padding
 functions to extend a datagram beyond the size of the application
 data block.  Protocols that permit exchange of control messages
 (without an application data block) can generate a probe packet by
 extending a control message with padding data.  The total size of a
 probe packet includes all headers and padding added to the payload
 data being sent (e.g., including protocol option fields, security-
 related fields such as an Authenticated Encryption with Associated
 Data (AEAD) tag, and TLS record layer padding).
 A receiver is REQUIRED to be able to distinguish an in-band data
 block from any added padding.  This is needed to ensure that any
 added padding is not passed on to an application at the receiver.
 This results in three possible ways that a sender can create a probe
 packet:
 Probing using padding data:  A probe packet that contains only
    control information together with any padding, which is needed to
    inflate to the size of the probe packet.  Since these probe
    packets do not carry an application-supplied data block, they do
    not typically require retransmission, although they do still
    consume network capacity and incur endpoint processing.
 Probing using application data and padding data:  A probe packet that
    contains a data block supplied by an application that is combined
    with padding to inflate the length of the datagram to the size of
    the probe packet.
 Probing using application data:  A probe packet that contains a data
    block supplied by an application that matches the size of the
    probe packet.  This method requests the application to issue a
    data block of the desired probe size.
 A PL that uses a probe packet carrying application data and that
 needs protection from the loss of this probe packet could perform
 transport-layer retransmission/repair of the data block (e.g., by
 retransmitting after loss is detected or by duplicating the data
 block in a datagram without the padding data).  This retransmitted
 data block might possibly need to be sent using a smaller PLPMTU,
 which could force the PL to use a smaller packet size to traverse the
 end-to-end path.  (This could utilize endpoint network-layer
 fragmentation or a PL that can resegment the data block into multiple
 datagrams).
 DPLPMTUD MAY choose to use only one of these methods to simplify the
 implementation.
 Probe messages sent by a PL MUST contain enough information to
 uniquely identify the probe within the Maximum Segment Lifetime
 (e.g., including a unique identifier from the PL or the DPLPMTUD
 implementation), while being robust to reordering and replay of probe
 response and PTB messages.

4.2. Confirmation of Probed Packet Size

 The PL needs a method to determine (confirm) when probe packets have
 been successfully received end-to-end across a network path.
 Transport protocols can include end-to-end methods that detect and
 report reception of specific datagrams that they send (e.g., DCCP,
 SCTP, and QUIC provide keep-alive/heartbeat features).  When
 supported, this mechanism MAY also be used by DPLPMTUD to acknowledge
 reception of a probe packet.
 A PL that does not acknowledge data reception (e.g., UDP and UDP-
 Lite) is unable itself to detect when the packets that it sends are
 discarded because their size is greater than the actual PMTU.  These
 PLs need to rely on an application protocol to detect this loss.
 Section 6 specifies this function for a set of IETF-specified
 protocols.

4.3. Black Hole Detection and Reducing the PLPMTU

 The description that follows uses the set of constants defined in
 Section 5.1.2 and variables defined in Section 5.1.3.
 Black hole detection is triggered by an indication that the network
 path could be unable to support the current PLPMTU size.
 There are three indicators that can be used to detect black holes:
  • A validated PTB message can be received that indicates a

PL_PTB_SIZE less than the current PLPMTU. A DPLPMTUD method MUST

    NOT rely solely on this method.
  • A PL can use the DPLPMTUD probing mechanism to periodically

generate probe packets of the size of the current PLPMTU (e.g.,

    using the CONFIRMATION_TIMER, Section 5.1.1).  A timer tracks
    whether acknowledgments are received.  Successive loss of probes
    is an indication that the current path no longer supports the
    PLPMTU (e.g., when the number of probe packets sent without
    receiving an acknowledgment, PROBE_COUNT, becomes greater than
    MAX_PROBES).
  • A PL can utilize an event that indicates the network path no

longer sustains the sender's PLPMTU size. This could use a

    mechanism implemented within the PL to detect excessive loss of
    data sent with a specific packet size and then conclude that this
    excessive loss could be a result of an invalid PLPMTU (as in
    PLPMTUD for TCP [RFC4821]).
 The three methods can result in different transmission patterns for
 packet probes and are expected to result in different responsiveness
 following a change in the actual PMTU.
 A PL MAY inhibit sending probe packets when no application data has
 been sent since the previous probe packet.  A PL that resumes sending
 user data MAY continue PLPMTU discovery for each path.  This allows
 it to use an up-to-date PLPMTU.  However, this could result in
 additional packets being sent.
 When the method detects that the current PLPMTU is not supported,
 DPLPMTUD sets a lower PLPMTU and a lower MPS.  The PL then confirms
 that the new PLPMTU can be successfully used across the path.  A
 probe packet could need to be smaller than the size of the data block
 generated by the application.

4.4. The Maximum Packet Size (MPS)

 The result of probing determines a usable PLPMTU, which is used to
 set the MPS used by the application.  The MPS is smaller than the
 PLPMTU because it is reduced by the size of PL headers (including the
 overhead of security-related fields such as an AEAD tag and TLS
 record layer padding).  The relationship between the MPS and the
 PLPMTUD is illustrated in Figure 1.
 Any additional
   headers         .--- MPS -----.
          |        |             |
          v        v             v
   +------------------------------+
   | IP | ** | PL | protocol data |
   +------------------------------+
              <----- PLPMTU ----->
   <---------- PMTU -------------->
             Figure 1: Relationship between MPS and PLPMTU
 A PL is unable to send a packet (other than a probe packet) with a
 size larger than the current PLPMTU at the network layer.  To avoid
 this, a PL MAY be designed to segment data blocks larger than the MPS
 into multiple datagrams.
 DPLPMTUD seeks to avoid IP fragmentation.  An attempt to send a data
 block larger than the MPS will therefore fail if a PL is unable to
 segment data.  To determine the largest data block that can be sent,
 a PL SHOULD provide applications with a primitive that returns the
 MPS, derived from the current PLPMTU.
 If DPLPMTUD results in a change to the MPS, the application needs to
 adapt to the new MPS.  A particular case can arise when packets have
 been sent with a size less than the MPS and the PLPMTU was
 subsequently reduced.  If these packets are lost, the PL MAY segment
 the data using the new MPS.  If a PL is unable to resegment a
 previously sent datagram (e.g., [RFC4960]), then the sender either
 discards the datagram or could perform retransmission using network-
 layer fragmentation to form multiple IP packets not larger than the
 PLPMTU.  For IPv4, the use of endpoint fragmentation by the sender is
 preferred over clearing the DF bit in the IPv4 header.  Operational
 experience reveals that IP fragmentation can reduce the reliability
 of Internet communication [RFC8900], which may reduce the probability
 of successful retransmission.

4.5. Disabling the Effect of PMTUD

 A PL implementing this specification MUST suspend network layer
 processing of outgoing packets that enforces a PMTU
 [RFC1191][RFC8201] for each flow utilizing DPLPMTUD and instead use
 DPLPMTUD to control the size of packets that are sent by a flow.
 This removes the need for the network layer to drop or to fragment
 sent packets that have a size greater than the PMTU.

4.6. Response to PTB Messages

 This method requires the DPLPMTUD sender to validate any received PTB
 message before using the PTB information.  The response to a PTB
 message depends on the PL_PTB_SIZE calculated from the PTB_SIZE in
 the PTB message, the state of the PLPMTUD state machine, and the IP
 protocol being used.
 Section 4.6.1 describes validation for both IPv4 ICMP Unreachable
 messages (Type 3) and ICMPv6 Packet Too Big messages, both of which
 are referred to as PTB messages in this document.

4.6.1. Validation of PTB Messages

 This section specifies utilization and validation of PTB messages.
  • A simple implementation MAY ignore received PTB messages, and in

this case, the PLPMTU is not updated when a PTB message is

    received.
  • A PL that supports PTB messages MUST validate these messages

before they are further processed.

 A PL that receives a PTB message from a router or middlebox performs
 ICMP validation (see Section 4 of [RFC8201] and Section 5.2 of
 [BCP145]).  Because DPLPMTUD operates at the PL, the PL needs to
 check that each received PTB message is received in response to a
 packet transmitted by the endpoint PL performing DPLPMTUD.
 The PL MUST check the protocol information in the quoted packet
 carried in an ICMP PTB message payload to validate the message
 originated from the sending node.  This validation includes
 determining that the combination of the IP addresses, the protocol,
 the source port, and destination port match those returned in the
 quoted packet -- this is also necessary for the PTB message to be
 passed to the corresponding PL.
 The validation SHOULD utilize information that is not simple for an
 off-path attacker to determine [BCP145].  For example, it could check
 the value of a protocol header field known only to the two PL
 endpoints.  A datagram application that uses well-known source and
 destination ports ought to also rely on other information to complete
 this validation.
 These checks are intended to provide protection from packets that
 originate from a node that is not on the network path.  A PTB message
 that does not complete the validation MUST NOT be further utilized by
 the DPLPMTUD method, as discussed in the Security Considerations
 section (Section 8).
 Section 4.6.2 describes this processing of PTB messages.

4.6.2. Use of PTB Messages

 PTB messages that have been validated MAY be utilized by the DPLPMTUD
 algorithm but MUST NOT be used directly to set the PLPMTU.
 Before using the size reported in the PTB message, it must first be
 converted to a PL_PTB_SIZE.  The PL_PTB_SIZE is smaller than the
 PTB_SIZE because it is reduced by headers below the PL, including any
 IP options or extensions added to the PL packet.
 A method that utilizes these PTB messages can improve the speed at
 which the algorithm detects an appropriate PLPMTU by triggering an
 immediate probe for the PL_PTB_SIZE (resulting in a network-layer
 packet of size PTB_SIZE), compared to one that relies solely on
 probing using a timer-based search algorithm.
 A set of checks are intended to provide protection from a router that
 reports an unexpected PTB_SIZE.  The PL also needs to check that the
 indicated PL_PTB_SIZE is less than the size used by probe packets and
 at least the minimum size accepted.
 This section provides a summary of how PTB messages can be utilized,
 using the set of constants defined in Section 5.1.2.  This processing
 depends on the PL_PTB_SIZE and the current value of a set of
 variables:
 PL_PTB_SIZE < MIN_PLPMTU
    *  Invalid PL_PTB_SIZE, see Section 4.6.1.
  • PTB message ought to be discarded without further processing

(i.e., PLPMTU is not modified).

  • The information could be utilized as an input that triggers the

enabling of a resilience mode (see Section 5.3.3).

 MIN_PLPMTU < PL_PTB_SIZE < BASE_PLPMTU
    *  A robust PL MAY enter an error state (see Section 5.2) for an
       IPv4 path when the PL_PTB_SIZE reported in the PTB message is
       larger than or equal to 68 bytes [RFC0791] and when this is
       less than the BASE_PLPMTU.
  • A robust PL MAY enter an error state (see Section 5.2) for an

IPv6 path when the PL_PTB_SIZE reported in the PTB message is

       larger than or equal to 1280 bytes [RFC8200] and when this is
       less than the BASE_PLPMTU.
 BASE_PLPMTU <= PL_PTB_SIZE < PLPMTU
    *  This could be an indication of a black hole.  The PLPMTU SHOULD
       be set to BASE_PLPMTU (the PLPMTU is reduced to the BASE_PLPMTU
       to avoid unnecessary packet loss when a black hole is
       encountered).
  • The PL ought to start a search to quickly discover the new

PLPMTU. The PL_PTB_SIZE reported in the PTB message can be

       used to initialize a search algorithm.
 PLPMTU < PL_PTB_SIZE < PROBED_SIZE
    *  The PLPMTU continues to be valid, but the size of a packet used
       to search (PROBED_SIZE) was larger than the actual PMTU.
  • The PLPMTU is not updated.
  • The PL can use the reported PL_PTB_SIZE from the PTB message as

the next search point when it resumes the search algorithm.

 PL_PTB_SIZE >= PROBED_SIZE
    *  Inconsistent network signal.
  • PTB message ought to be discarded without further processing

(i.e., PLPMTU is not modified).

  • The information could be utilized as an input to trigger the

enabling of a resilience mode.

5. Datagram Packetization Layer PMTUD

 This section specifies Datagram PLPMTUD (DPLPMTUD).  The method can
 be introduced at various points (as indicated with * in Figure 2) in
 the IP protocol stack to discover the PLPMTU so that an application
 can utilize an appropriate MPS for the current network path.
 DPLPMTUD SHOULD only be performed at one layer between a pair of
 endpoints.  Therefore, an upper PL or application should avoid using
 DPLPMTUD when this is already enabled in a lower layer.  A PL MUST
 adjust the MPS indicated by DPLPMTUD to account for any additional
 overhead introduced by the PL.
 +----------------------+
 |     Application*     |
 +-----+------------+---+
       |            |
   +---+--+      +--+--+
   | QUIC*|      |SCTP*|
   +---+--+      +-+-+-+
       |           | |
       +---+  +----+ |
           |  |      |
         +-+--+-+    |
         | UDP  |    |
         +---+--+    |
             |       |
 +-----------+-------+--+
 |  Network Interface   |
 +----------------------+
          Figure 2: Examples Where DPLPMTUD Can Be Implemented
 The central idea of DPLPMTUD is probing by a sender.  Probe packets
 are sent to find the maximum size of user message that can be
 completely transferred across the network path from the sender to the
 destination.
 The following sections identify the components needed for
 implementation, provide an overview of the phases of operation, and
 specify the state machine and search algorithm.

5.1. DPLPMTUD Components

 This section describes the timers, constants, and variables of
 DPLPMTUD.

5.1.1. Timers

 The method utilizes up to three timers:
 PROBE_TIMER:  The PROBE_TIMER is configured to expire after a period
    longer than the maximum time to receive an acknowledgment to a
    probe packet.  This value MUST NOT be smaller than 1 second and
    SHOULD be larger than 15 seconds.  Guidance on the selection of
    the timer value is provided in Section 3.1.1 of the UDP Usage
    Guidelines [BCP145].
 PMTU_RAISE_TIMER:  The PMTU_RAISE_TIMER is configured to the period a
    sender will continue to use the current PLPMTU, after which it
    reenters the Search Phase.  This timer has a period of 600
    seconds, as recommended by PLPMTUD [RFC4821].
    DPLPMTUD MAY inhibit sending probe packets when no application
    data has been sent since the previous probe packet.  A PL
    preferring to use an up-to-date PMTU once user data is sent again
    can choose to continue PMTU discovery for each path.  However,
    this will result in sending additional packets.
 CONFIRMATION_TIMER:  When an acknowledged PL is used, this timer MUST
    NOT be used.  For other PLs, the CONFIRMATION_TIMER is configured
    to the period a PL sender waits before confirming the current
    PLPMTU is still supported.  This is less than the PMTU_RAISE_TIMER
    and used to decrease the PLPMTU (e.g., when a black hole is
    encountered).  Confirmation needs to be frequent enough when data
    is flowing that the sending PL does not black hole extensive
    amounts of traffic.  Guidance on selection of the timer value are
    provided in Section 3.1.1 of the UDP Usage Guidelines [BCP145].
    DPLPMTUD MAY inhibit sending probe packets when no application
    data has been sent since the previous probe packet.  A PL
    preferring to use an up-to-date PMTU once user data is sent again,
    can choose to continue PMTU discovery for each path.  However,
    this could result in sending additional packets.
 DPLPMTUD specifies various timers; however, an implementation could
 choose to realize these timer functions using a single timer.

5.1.2. Constants

 The following constants are defined:
 MAX_PROBES:  The MAX_PROBES is the maximum value of the PROBE_COUNT
    counter (see Section 5.1.3).  MAX_PROBES represents the limit for
    the number of consecutive probe attempts of any size.  Search
    algorithms benefit from a MAX_PROBES value greater than 1 because
    this can provide robustness to isolated packet loss.  The default
    value of MAX_PROBES is 3.
 MIN_PLPMTU:  The MIN_PLPMTU is the smallest size of PLPMTU that
    DPLPMTUD will attempt to use.  An endpoint could need to configure
    the MIN_PLPMTU to provide space for extension headers and other
    encapsulations at layers below the PL.  This value can be
    interface and path dependent.  For IPv6, this size is greater than
    or equal to the size at the PL that results in an 1280-byte IPv6
    packet, as specified in [RFC8200].  For IPv4, this size is greater
    than or equal to the size at the PL that results in an 68-byte
    IPv4 packet.  Note: An IPv4 router is required to be able to
    forward a datagram of 68 bytes without further fragmentation.
    This is the combined size of an IPv4 header and the minimum
    fragment size of 8 bytes.  In addition, receivers are required to
    be able to reassemble fragmented datagrams at least up to 576
    bytes, as stated in Section 3.3.3 of [RFC1122].
 MAX_PLPMTU:  The MAX_PLPMTU is the largest size of PLPMTU.  This has
    to be less than or equal to the maximum size of the PL packet that
    can be sent on the outgoing interface (constrained by the local
    interface MTU).  When known, this also ought to be less than the
    maximum size of PL packet that can be received by the remote
    endpoint (constrained by EMTU_R).  It can be limited by the design
    or configuration of the PL being used.  An application, or PL, MAY
    choose a smaller MAX_PLPMTU when there is no need to send packets
    larger than a specific size.
 BASE_PLPMTU:  The BASE_PLPMTU is a configured size expected to work
    for most paths.  The size is equal to or larger than the
    MIN_PLPMTU and smaller than the MAX_PLPMTU.  For most PLs, a
    suitable BASE_PLPMTU will be larger than 1200 bytes.  When using
    IPv4, there is no currently equivalent size specified, and a
    default BASE_PLPMTU of 1200 bytes is RECOMMENDED.

5.1.3. Variables

 This method utilizes a set of variables:
 PROBED_SIZE:  The PROBED_SIZE is the size of the current probe packet
    as determined at the PL.  This is a tentative value for the
    PLPMTU, which is awaiting confirmation by an acknowledgment.
 PROBE_COUNT:  The PROBE_COUNT is a count of the number of successive
    unsuccessful probe packets that have been sent.  Each time a probe
    packet is acknowledged, the value is set to zero.  (Some probe
    loss is expected while searching, therefore loss of a single probe
    is not an indication of a PMTU problem.)
 Figure 3 illustrates the relationship between the packet size
 constants and variables at a point of time when the DPLPMTUD
 algorithm performs path probing to increase the size of the PLPMTU.
 A probe packet has been sent of size PROBED_SIZE.  Once this is
 acknowledged, the PLPMTU will raise to PROBED_SIZE, allowing the
 DPLPMTUD algorithm to further increase PROBED_SIZE toward sending a
 probe with the size of the actual PMTU.
      MIN_PLPMTU                                MAX_PLPMTU
        <------------------------------------------->
                       |        |     |
                       v        |     |
                 BASE_PLPMTU    |     v
                                |  PROBED_SIZE
                                v
                              PLPMTU
  Figure 3: Relationships between Packet Size Constants and Variables

5.1.4. Overview of DPLPMTUD Phases

 This section provides a high-level, informative view of the DPLPMTUD
 method, by describing the movement of the method through several
 phases of operation.  More detail is available in the state machine,
 Section 5.2.
                     +------+
            +------->| Base |-----------------+ Connectivity
            |        +------+                 | or BASE_PLPMTU
            |           |                     | confirmation failed
            |           |                     v
            |           | Connectivity    +-------+
            |           | and BASE_PLPMTU | Error |
            |           | confirmed       +-------+
            |           |                     | Consistent
            |           v                     | connectivity
 Black Hole |       +--------+                | and BASE_PLPMTU
  detected  |       | Search |<---------------+ confirmed
            |       +--------+
            |          ^  |
            |          |  |
            |    Raise |  | Search
            |    timer |  | algorithm
            |  expired |  | completed
            |          |  |
            |          |  v
            |   +-----------------+
            +---| Search Complete |
                +-----------------+
                       Figure 4: DPLPMTUD Phases
 Base:  The Base Phase confirms connectivity to the remote peer using
    packets of the BASE_PLPMTU.  The confirmation of connectivity is
    implicit for a connection-oriented PL (where it can be performed
    in a PL connection handshake).  A connectionless PL sends a probe
    packet and uses acknowledgment of this probe packet to confirm
    that the remote peer is reachable.
    The sender also confirms that BASE_PLPMTU is supported across the
    network path.  This may be achieved by using a PL mechanism (e.g.,
    using a handshake packet of size BASE_PLPMTU) or by sending a
    probe packet of size BASE_PLPMTU and confirming that this is
    received.
    A probe packet of size BASE_PLPMTU can be sent immediately on the
    initial entry to the Base Phase (following a connectivity check).
    A PL that does not wish to support a path with a PLPMTU less than
    BASE_PLPMTU can simplify the phase into a single step by
    performing the connectivity checks with a probe of the BASE_PLPMTU
    size.
    Once confirmed, DPLPMTUD enters the Search Phase.  If the Base
    Phase fails to confirm the BASE_PLPMTU, DPLPMTUD enters the Error
    Phase.
 Search:  The Search Phase utilizes a search algorithm to send probe
    packets to seek to increase the PLPMTU.  The algorithm concludes
    when it has found a suitable PLPMTU by entering the Search
    Complete Phase.
    A PL could respond to PTB messages using the PTB to advance or
    terminate the search, see Section 4.6.
 Search Complete:  The Search Complete Phase is entered when the
    PLPMTU is supported across the network path.  A PL can use a
    CONFIRMATION_TIMER to periodically repeat a probe packet for the
    current PLPMTU size.  If the sender is unable to confirm
    reachability (e.g., if the CONFIRMATION_TIMER expires) or the PL
    signals a lack of reachability, a black hole has been detected and
    DPLPMTUD enters the Base Phase.
    The PMTU_RAISE_TIMER is used to periodically resume the Search
    Phase to discover if the PLPMTU can be raised.  Black hole
    detection causes the sender to enter the Base Phase.
 Error:  The Error Phase is entered when there is conflicting or
    invalid PLPMTU information for the path (e.g., a failure to
    support the BASE_PLPMTU) that causes DPLPMTUD to be unable to
    progress, and the PLPMTU is lowered.
    DPLPMTUD remains in the Error Phase until a consistent view of the
    path can be discovered and it has also been confirmed that the
    path supports the BASE_PLPMTU (or DPLPMTUD is suspended).
 A method that only reduces the PLPMTU to a suitable size would be
 sufficient to ensure reliable operation but can be very inefficient
 when the actual PMTU changes or when the method (for whatever reason)
 makes a suboptimal choice for the PLPMTU.
 A full implementation of DPLPMTUD provides an algorithm enabling the
 DPLPMTUD sender to increase the PLPMTU following a change in the
 characteristics of the path, such as when a link is reconfigured with
 a larger MTU, or when there is a change in the set of links traversed
 by an end-to-end flow (e.g., after a routing or path failover
 decision).

5.2. State Machine

 A state machine for DPLPMTUD is depicted in Figure 5.  If multipath
 or multihoming is supported, a state machine is needed for each path.
 Note: Not all changes are shown to simplify the diagram.
    |         |
    | Start   | PL indicates loss
    |         |  of connectivity
    v         v
 +---------------+                                   +---------------+
 |    DISABLED   |                                   |     ERROR     |
 +---------------+               PROBE_TIMER expiry: +---------------+
         | PL indicates     PROBE_COUNT = MAX_PROBES or    ^      |
         | connectivity  PTB: PL_PTB_SIZE < BASE_PLPMTU    |      |
         +--------------------+         +------------------+      |
                              |         |                         |
                              v         |       BASE_PLPMTU Probe |
                           +---------------+          acked       |
                           |      BASE     |--------------------->+
                           +---------------+                      |
                              ^ |    ^  ^                         |
          Black hole detected | |    |  | Black hole detected     |
         +--------------------+ |    |  +--------------------+    |
         |                      +----+                       |    |
         |                PROBE_TIMER expiry:                |    |
         |             PROBE_COUNT < MAX_PROBES              |    |
         |                                                   |    |
         |               PMTU_RAISE_TIMER expiry             |    |
         |    +-----------------------------------------+    |    |
         |    |                                         |    |    |
         |    |                                         v    |    v
 +---------------+                                   +---------------+
 |SEARCH_COMPLETE|                                   |   SEARCHING   |
 +---------------+                                   +---------------+
    |    ^    ^                                         |    |    ^
    |    |    |                                         |    |    |
    |    |    +-----------------------------------------+    |    |
    |    |            MAX_PLPMTU Probe acked or              |    |
    |    |  PROBE_TIMER expiry: PROBE_COUNT = MAX_PROBES or  |    |
    +----+            PTB: PL_PTB_SIZE = PLPMTU              +----+
 CONFIRMATION_TIMER expiry:                        PROBE_TIMER expiry:
 PROBE_COUNT < MAX_PROBES or               PROBE_COUNT < MAX_PROBES or
      PLPMTU Probe acked                           Probe acked or PTB:
                                    PLPMTU < PL_PTB_SIZE < PROBED_SIZE
              Figure 5: State Machine for Datagram PLPMTUD
 The following states are defined:
 DISABLED:  The DISABLED state is the initial state before probing has
    started.  It is also entered from any other state, when the PL
    indicates loss of connectivity.  This state is left once the PL
    indicates connectivity to the remote PL.  When transitioning to
    the BASE state, a probe packet of size BASE_PLPMTU can be sent
    immediately.
 BASE:  The BASE state is used to confirm that the BASE_PLPMTU size is
    supported by the network path and is designed to allow an
    application to continue working when there are transient
    reductions in the actual PMTU.  It also seeks to avoid long
    periods when a sender searching for a larger PLPMTU is unaware
    that packets are not being delivered due to a packet or ICMP black
    hole.
    On entry, the PROBED_SIZE is set to the BASE_PLPMTU size, and the
    PROBE_COUNT is set to zero.
    Each time a probe packet is sent, the PROBE_TIMER is started.  The
    state is exited when the probe packet is acknowledged, and the PL
    sender enters the SEARCHING state.
    The state is also left when the PROBE_COUNT reaches MAX_PROBES or
    a received PTB message is validated.  This causes the PL sender to
    enter the ERROR state.
 SEARCHING:  The SEARCHING state is the main probing state.  This
    state is entered when probing for the BASE_PLPMTU completes.
    Each time a probe packet is acknowledged, the PROBE_COUNT is set
    to zero, the PLPMTU is set to the PROBED_SIZE, and then the
    PROBED_SIZE is increased using the search algorithm (as described
    in Section 5.3).
    When a probe packet is sent and not acknowledged within the period
    of the PROBE_TIMER, the PROBE_COUNT is incremented, and a new
    probe packet is transmitted.
    The state is exited to enter SEARCH_COMPLETE when the PROBE_COUNT
    reaches MAX_PROBES, a validated PTB is received that corresponds
    to the last successfully probed size (PL_PTB_SIZE = PLPMTU), or a
    probe of size MAX_PLPMTU is acknowledged (PLPMTU = MAX_PLPMTU).
    When a black hole is detected in the SEARCHING state, this causes
    the PL sender to enter the BASE state.
 SEARCH_COMPLETE:  The SEARCH_COMPLETE state indicates that a search
    has completed.  This is the normal maintenance state, where the PL
    is not probing to update the PLPMTU.  DPLPMTUD remains in this
    state until either the PMTU_RAISE_TIMER expires or a black hole is
    detected.
    When DPLPMTUD uses an unacknowledged PL and is in the
    SEARCH_COMPLETE state, a CONFIRMATION_TIMER periodically resets
    the PROBE_COUNT and schedules a probe packet with the size of the
    PLPMTU.  If MAX_PROBES successive PLPMTUD-sized probes fail to be
    acknowledged, the method enters the BASE state.  When used with an
    acknowledged PL (e.g., SCTP), DPLPMTUD SHOULD NOT continue to
    generate PLPMTU probes in this state.
 ERROR:  The ERROR state represents the case where either the network
    path is not known to support a PLPMTU of at least the BASE_PLPMTU
    size or when there is contradictory information about the network
    path that would otherwise result in excessive variation in the MPS
    signaled to the higher layer.  The state implements a method to
    mitigate oscillation in the state-event engine.  It signals a
    conservative value of the MPS to the higher layer by the PL.  The
    state is exited when packet probes no longer detect the error.
    The PL sender then enters the SEARCHING state.
    Implementations are permitted to enable endpoint fragmentation if
    the DPLPMTUD is unable to validate MIN_PLPMTU within PROBE_COUNT
    probes.  If DPLPMTUD is unable to validate MIN_PLPMTU, the
    implementation will transition to the DISABLED state.
    Note: MIN_PLPMTU could be identical to BASE_PLPMTU, simplifying
    the actions in this state.

5.3. Search to Increase the PLPMTU

 This section describes the algorithms used by DPLPMTUD to search for
 a larger PLPMTU.

5.3.1. Probing for a Larger PLPMTU

 Implementations use a search algorithm across the search range to
 determine whether a larger PLPMTU can be supported across a network
 path.
 The method discovers the search range by confirming the minimum
 PLPMTU and then using the probe method to select a PROBED_SIZE less
 than or equal to MAX_PLPMTU.  MAX_PLPMTU is the minimum of the local
 MTU and EMTU_R (when this is learned from the remote endpoint).  The
 MAX_PLPMTU MAY be reduced by an application that sets a maximum to
 the size of datagrams it will send.
 The PROBE_COUNT is initialized to zero when the first probe with a
 size greater than or equal to PLPMTU is sent.  Each probe packet
 successfully sent to the remote peer is confirmed by acknowledgment
 at the PL (see Section 4.1).
 Each time a probe packet is sent to the destination, the PROBE_TIMER
 is started.  The timer is canceled when the PL receives
 acknowledgment that the probe packet has been successfully sent
 across the path (Section 4.1).  This confirms that the PROBED_SIZE is
 supported, and the PROBED_SIZE value is then assigned to the PLPMTU.
 The search algorithm can continue to send subsequent probe packets of
 an increasing size.
 If the timer expires before a probe packet is acknowledged, the probe
 has failed to confirm the PROBED_SIZE.  Each time the PROBE_TIMER
 expires, the PROBE_COUNT is incremented, the PROBE_TIMER is
 reinitialized, and a new probe of the same size or any other size
 (determined by the search algorithm) can be sent.  The maximum number
 of consecutive failed probes is configured (MAX_PROBES).  If the
 value of the PROBE_COUNT reaches MAX_PROBES, probing will stop, and
 the PL sender enters the SEARCH_COMPLETE state.

5.3.2. Selection of Probe Sizes

 The search algorithm determines a minimum useful gain in PLPMTU.  It
 would not be constructive for a PL sender to attempt to probe for all
 sizes.  This would incur unnecessary load on the path.
 Implementations SHOULD select the set of probe packet sizes to
 maximize the gain in PLPMTU from each search step.
 Implementations could optimize the search procedure by selecting step
 sizes from a table of common PMTU sizes.  When selecting the
 appropriate next size to search, an implementer ought to also
 consider that there can be common sizes of MPS that applications seek
 to use, and there could be common sizes of MTU used within the
 network.

5.3.3. Resilience to Inconsistent Path Information

 A decision to increase the PLPMTU needs to be resilient to the
 possibility that information learned about the network path is
 inconsistent.  A path is inconsistent when, for example, probe
 packets are lost due to other reasons (i.e., not packet size) or due
 to frequent path changes.  Frequent path changes could occur by
 unexpected "flapping" -- where some packets from a flow pass along
 one path, but other packets follow a different path with different
 properties.
 A PL sender is able to detect inconsistency either from the sequence
 of PLPMTU probes that are acknowledged or from the sequence of PTB
 messages that it receives.  When inconsistent path information is
 detected, a PL sender could use an alternate search mode that clamps
 the offered MPS to a smaller value for a period of time.  This avoids
 unnecessary loss of packets.

5.4. Robustness to Inconsistent Paths

 Some paths could be unable to sustain packets of the BASE_PLPMTU
 size.  The Error State could be implemented to provide robustness to
 such paths.  This allows fallback to a smaller than desired PLPMTU
 rather than suffer connectivity failure.  This could utilize methods
 such as endpoint IP fragmentation to enable the PL sender to
 communicate using packets smaller than the BASE_PLPMTU.

6. Specification of Protocol-Specific Methods

 DPLPMTUD requires protocol-specific details to be specified for each
 PL that is used.
 The first subsection provides guidance on how to implement the
 DPLPMTUD method as a part of an application using UDP or UDP-Lite.
 The guidance also applies to other datagram services that do not
 include a specific transport protocol (such as a tunnel
 encapsulation).  The following subsections describe how DPLPMTUD can
 be implemented as a part of the transport service, allowing
 applications using the service to benefit from discovery of the
 PLPMTU without themselves needing to implement this method when using
 SCTP and QUIC.

6.1. Application Support for DPLPMTUD with UDP or UDP-Lite

 The current specifications of UDP [RFC0768] and UDP-Lite [RFC3828] do
 not define a method in the RFC series that supports PLPMTUD.  In
 particular, the UDP transport does not provide the transport features
 needed to implement datagram PLPMTUD.
 The DPLPMTUD method can be implemented as a part of an application
 built directly or indirectly on UDP or UDP-Lite but relies on higher-
 layer protocol features to implement the method [BCP145].
 Some primitives used by DPLPMTUD might not be available via the
 Datagram API (e.g., the ability to access the PLPMTU from the IP-
 layer cache or to interpret received PTB messages).
 In addition, it is recommended that PMTU discovery is not performed
 by multiple protocol layers.  An application SHOULD avoid using
 DPLPMTUD when the underlying transport system provides this
 capability.  A common method for managing the PLPMTU has benefits,
 both in the ability to share state between different processes and in
 opportunities to coordinate probing for different PL instances.

6.1.1. Application Request

 An application needs an application-layer protocol mechanism (such as
 a message acknowledgment method) that solicits a response from a
 destination endpoint.  The method SHOULD allow the sender to check
 the value returned in the response to provide additional protection
 from off-path insertion of data [BCP145].  Suitable methods include a
 parameter known only to the two endpoints, such as a session ID or
 initialized sequence number.

6.1.2. Application Response

 An application needs an application-layer protocol mechanism to
 communicate the response from the destination endpoint.  This
 response could indicate successful reception of the probe across the
 path but could also indicate that some (or all packets) have failed
 to reach the destination.

6.1.3. Sending Application Probe Packets

 A probe packet can carry an application data block, but the
 successful transmission of this data is at risk when used for
 probing.  Some applications might prefer to use a probe packet that
 does not carry an application data block to avoid disruption of data
 transfer.

6.1.4. Initial Connectivity

 An application that does not have other higher-layer information
 confirming connectivity with the remote peer SHOULD implement a
 connectivity mechanism using acknowledged probe packets before
 entering the BASE state.

6.1.5. Validating the Path

 An application that does not have other higher-layer information
 confirming correct delivery of datagrams SHOULD implement the
 CONFIRMATION_TIMER to periodically send probe packets while in the
 SEARCH_COMPLETE state.

6.1.6. Handling of PTB Messages

 An application that is able and wishes to receive PTB messages MUST
 perform ICMP validation as specified in Section 5.2 of [BCP145].
 This requires that the application checks each received PTB message
 to validate that it was is received in response to transmitted
 traffic and that the reported PL_PTB_SIZE is less than the current
 probed size (see Section 4.6.2).  A validated PTB message MAY be used
 as input to the DPLPMTUD algorithm but MUST NOT be used directly to
 set the PLPMTU.

6.2. DPLPMTUD for SCTP

 Section 10.2 of [RFC4821] specifies a recommended PLPMTUD probing
 method for SCTP, and Section 7.3 of [RFC4960] recommends an endpoint
 apply the techniques in RFC 4821 on a per-destination-address basis.
 The specification for DPLPMTUD continues the practice of using the PL
 to discover the PMTU but updates RFC4960 with a recommendation to use
 the method specified in this document: The RECOMMENDED method for
 generating probes is to add a chunk consisting only of padding to an
 SCTP message.  The PAD chunk defined in [RFC4820] SHOULD be attached
 to a minimum-length HEARTBEAT (HB) chunk to build a probe packet.
 This enables probing without affecting the transfer of user messages
 and without being limited by congestion control or flow control.
 This is preferred to using DATA chunks (with padding as required) as
 path probes.
 Section 6.9 of [RFC4960] describes dividing the user messages into
 DATA chunks sent by the PL when using SCTP.  This notes that once an
 SCTP message has been sent, it cannot be resegmented.  [RFC4960]
 describes the method for retransmitting DATA chunks when the MPS has
 been reduced, and Section 6.9 of [RFC4960] describes use of IP
 fragmentation for this case.  This is unchanged by this document.

6.2.1. SCTP/IPv4 and SCTP/IPv6

6.2.1.1. Initial Connectivity

 The base protocol is specified in [RFC4960].  This provides an
 acknowledged PL.  A sender can therefore enter the BASE state as soon
 as connectivity has been confirmed.

6.2.1.2. Sending SCTP Probe Packets

 Probe packets consist of an SCTP common header followed by a
 HEARTBEAT chunk and a PAD chunk.  The PAD chunk is used to control
 the length of the probe packet.  The HEARTBEAT chunk is used to
 trigger the sending of a HEARTBEAT ACK chunk.  The reception of the
 HEARTBEAT ACK chunk acknowledges reception of a successful probe.  A
 successful probe updates the association and path counters, but an
 unsuccessful probe is discounted (assumed to be a result of choosing
 too large a PLPMTU).
 The SCTP sender needs to be able to determine the total size of a
 probe packet.  The HEARTBEAT chunk could carry a Heartbeat
 Information parameter that includes, besides the information
 suggested in [RFC4960], the probe size to help an implementation
 associate a HEARTBEAT ACK with the size of probe that was sent.  The
 sender could also use other methods, such as sending a nonce and
 verifying the information returned also contains the corresponding
 nonce.  The length of the PAD chunk is computed by reducing the
 probing size by the size of the SCTP common header and the HEARTBEAT
 chunk.  The payload of the PAD chunk contains arbitrary data.  When
 transmitted at the IP layer, the PMTU size also includes the IPv4 or
 IPv6 header(s).
 Probing can start directly after the PL handshake; this can be done
 before data is sent.  Assuming this behavior (i.e., the PMTU is
 smaller than or equal to the interface MTU), this process will take
 several round-trip time periods, dependent on the number of DPLPMTUD
 probes sent.  The Heartbeat timer can be used to implement the
 PROBE_TIMER.

6.2.1.3. Validating the Path with SCTP

 Since SCTP provides an acknowledged PL, a sender MUST NOT implement
 the CONFIRMATION_TIMER while in the SEARCH_COMPLETE state.

6.2.1.4. PTB Message Handling by SCTP

 Normal ICMP validation MUST be performed as specified in Appendix C
 of [RFC4960].  This requires that the first 8 bytes of the SCTP
 common header are quoted in the payload of the PTB message, which can
 be the case for ICMPv4 and is normally the case for ICMPv6.
 When a PTB message has been validated, the PL_PTB_SIZE calculated
 from the PTB_SIZE reported in the PTB message SHOULD be used with the
 DPLPMTUD algorithm, provided that the reported PL_PTB_SIZE is less
 than the current probe size (see Section 4.6).

6.2.2. DPLPMTUD for SCTP/UDP

 The UDP encapsulation of SCTP is specified in [RFC6951].
 This specification updates the reference to RFC 4821 in Section 5.6
 of RFC 6951 to refer to this document (RFC 8899).  RFC 6951 is
 updated by the addition of the following sentence at the end of
 Section 5.6:
 |  The RECOMMENDED method for determining the MTU of the path is
 |  specified in RFC 8899.

6.2.2.1. Initial Connectivity

 A sender can enter the BASE state as soon as SCTP connectivity has
 been confirmed.

6.2.2.2. Sending SCTP/UDP Probe Packets

 Packet probing can be performed as specified in Section 6.2.1.2.  The
 size of the probe packet includes the 8 bytes of UDP header.  This
 has to be considered when filling the probe packet with the PAD
 chunk.

6.2.2.3. Validating the Path with SCTP/UDP

 SCTP provides an acknowledged PL; therefore, a sender does not
 implement the CONFIRMATION_TIMER while in the SEARCH_COMPLETE state.

6.2.2.4. Handling of PTB Messages by SCTP/UDP

 ICMP validation MUST be performed for PTB messages as specified in
 Appendix C of [RFC4960].  This requires that the first 8 bytes of the
 SCTP common header are contained in the PTB message, which can be the
 case for ICMPv4 (but note the UDP header also consumes a part of the
 quoted packet header) and is normally the case for ICMPv6.  When the
 validation is completed, the PL_PTB_SIZE calculated from the PTB_SIZE
 in the PTB message SHOULD be used with the DPLPMTUD providing that
 the reported PL_PTB_SIZE is less than the current probe size.

6.2.3. DPLPMTUD for SCTP/DTLS

 The Datagram Transport Layer Security (DTLS) encapsulation of SCTP is
 specified in [RFC8261].  This is used for data channels in WebRTC
 implementations.  This specification updates the reference to RFC
 4821 in Section 5 of RFC 8261 to refer to this document (RFC 8899).

6.2.3.1. Initial Connectivity

 A sender can enter the BASE state as soon as SCTP connectivity has
 been confirmed.

6.2.3.2. Sending SCTP/DTLS Probe Packets

 Packet probing can be done as specified in Section 6.2.1.2.  The
 maximum payload is reduced by the size of the DTLS headers, which has
 to be considered when filling the PAD chunk.  The size of the probe
 packet includes the DTLS PL headers.  This has to be considered when
 filling the probe packet with the PAD chunk.

6.2.3.3. Validating the Path with SCTP/DTLS

 Since SCTP provides an acknowledged PL, a sender MUST NOT implement
 the CONFIRMATION_TIMER while in the SEARCH_COMPLETE state.

6.2.3.4. Handling of PTB Messages by SCTP/DTLS

 [RFC4960] does not specify a way to validate SCTP/DTLS ICMP message
 payload and neither does this document.  This can prevent processing
 of PTB messages at the PL.

6.3. DPLPMTUD for QUIC

 QUIC [QUIC] is a UDP-based PL that provides reception feedback.  The
 UDP payload includes a QUIC packet header, a protected payload, and
 any authentication fields.  It supports padding and packet
 coalescence that can be used to construct probe packets.  From the
 perspective of DPLPMTUD, QUIC can function as an acknowledged PL.
 [QUIC] describes the method for using DPLPMTUD with QUIC packets.

7. IANA Considerations

 This document has no IANA actions.

8. Security Considerations

 The security considerations for the use of UDP and SCTP are provided
 in the referenced RFCs.
 To avoid excessive load, the interval between individual probe
 packets MUST be at least one RTT, and the interval between rounds of
 probing is determined by the PMTU_RAISE_TIMER.
 A PL sender needs to ensure that the method used to confirm reception
 of probe packets protects from off-path attackers injecting packets
 into the path.  This protection is provided in IETF-defined protocols
 (e.g., TCP, SCTP) using a randomly initialized sequence number.  A
 description of one way to do this when using UDP is provided in
 Section 5.1 of [BCP145]).
 There are cases where ICMP Packet Too Big (PTB) messages are not
 delivered due to policy, configuration, or equipment design (see
 Section 1.1).  This method therefore does not rely upon PTB messages
 being received but is able to utilize these when they are received by
 the sender.  PTB messages could potentially be used to cause a node
 to inappropriately reduce the PLPMTU.  A node supporting DPLPMTUD
 MUST therefore appropriately validate the payload of PTB messages to
 ensure these are received in response to transmitted traffic (i.e., a
 reported error condition that corresponds to a datagram actually sent
 by the path layer, see Section 4.6.1).
 An on-path attacker able to create a PTB message could forge PTB
 messages that include a valid quoted IP packet.  Such an attack could
 be used to drive down the PLPMTU.  An on-path device could similarly
 force a reduction of the PLPMTU by implementing a policy that drops
 packets larger than a configured size.  There are two ways this
 method can be mitigated against such attacks: first, by ensuring that
 a PL sender never reduces the PLPMTU below the base size solely in
 response to receiving a PTB message.  This is achieved by first
 entering the BASE state when such a message is received.  Second, the
 design does not require processing of PTB messages; a PL sender could
 therefore suspend processing of PTB messages (e.g., in a robustness
 mode after detecting that subsequent probes actually confirm that a
 size larger than the PTB_SIZE is supported by a path).
 Parsing the quoted packet inside a PTB message can introduce
 additional per-packet processing at the PL sender.  This processing
 SHOULD be limited to avoid a denial-of-service attack when arbitrary
 headers are included.  Rate-limiting the processing could result in
 PTB messages not being received by a PL; however, the DPLPMTUD method
 is robust to such loss.
 The successful processing of an ICMP message can trigger a probe when
 the reported PTB size is valid, but this does not directly update the
 PLPMTU for the path.  This prevents a message attempting to black
 hole data by indicating a size larger than supported by the path.
 It is possible that the information about a path is not stable.  This
 could be a result of forwarding across more than one path that has a
 different actual PMTU or a single path presents a varying PMTU.  The
 design of a PLPMTUD implementation SHOULD consider how to mitigate
 the effects of varying path information.  One possible mitigation is
 to provide robustness (see Section 5.4) in the method that avoids
 oscillation in the MPS.
 DPLPMTUD methods can introduce padding data to inflate the length of
 the datagram to the total size required for a probe packet.  The
 total size of a probe packet includes all headers and padding added
 to the payload data being sent (e.g., including security-related
 fields such as an AEAD tag and TLS record layer padding).  The value
 of the padding data does not influence the DPLPMTUD search algorithm,
 and therefore needs to be set consistent with the policy of the PL.
 If a PL can make use of cryptographic confidentiality or data-
 integrity mechanisms, then the design ought to avoid adding anything
 (e.g., padding) to DPLPMTUD probe packets that is not also protected
 by those cryptographic mechanisms.

9. References

9.1. Normative References

 [BCP145]   Eggert, L., Fairhurst, G., and G. Shepherd, "UDP Usage
            Guidelines", BCP 145, RFC 8085, March 2017,
            <https://www.rfc-editor.org/info/bcp145>.
 [RFC0768]  Postel, J., "User Datagram Protocol", STD 6, RFC 768,
            DOI 10.17487/RFC0768, August 1980,
            <https://www.rfc-editor.org/info/rfc768>.
 [RFC0791]  Postel, J., "Internet Protocol", STD 5, RFC 791,
            DOI 10.17487/RFC0791, September 1981,
            <https://www.rfc-editor.org/info/rfc791>.
 [RFC1191]  Mogul, J. and S. Deering, "Path MTU discovery", RFC 1191,
            DOI 10.17487/RFC1191, November 1990,
            <https://www.rfc-editor.org/info/rfc1191>.
 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC3828]  Larzon, L-A., Degermark, M., Pink, S., Jonsson, L-E., Ed.,
            and G. Fairhurst, Ed., "The Lightweight User Datagram
            Protocol (UDP-Lite)", RFC 3828, DOI 10.17487/RFC3828, July
            2004, <https://www.rfc-editor.org/info/rfc3828>.
 [RFC4820]  Tuexen, M., Stewart, R., and P. Lei, "Padding Chunk and
            Parameter for the Stream Control Transmission Protocol
            (SCTP)", RFC 4820, DOI 10.17487/RFC4820, March 2007,
            <https://www.rfc-editor.org/info/rfc4820>.
 [RFC4960]  Stewart, R., Ed., "Stream Control Transmission Protocol",
            RFC 4960, DOI 10.17487/RFC4960, September 2007,
            <https://www.rfc-editor.org/info/rfc4960>.
 [RFC6951]  Tuexen, M. and R. Stewart, "UDP Encapsulation of Stream
            Control Transmission Protocol (SCTP) Packets for End-Host
            to End-Host Communication", RFC 6951,
            DOI 10.17487/RFC6951, May 2013,
            <https://www.rfc-editor.org/info/rfc6951>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8200]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
            (IPv6) Specification", STD 86, RFC 8200,
            DOI 10.17487/RFC8200, July 2017,
            <https://www.rfc-editor.org/info/rfc8200>.
 [RFC8201]  McCann, J., Deering, S., Mogul, J., and R. Hinden, Ed.,
            "Path MTU Discovery for IP version 6", STD 87, RFC 8201,
            DOI 10.17487/RFC8201, July 2017,
            <https://www.rfc-editor.org/info/rfc8201>.
 [RFC8261]  Tuexen, M., Stewart, R., Jesup, R., and S. Loreto,
            "Datagram Transport Layer Security (DTLS) Encapsulation of
            SCTP Packets", RFC 8261, DOI 10.17487/RFC8261, November
            2017, <https://www.rfc-editor.org/info/rfc8261>.

9.2. Informative References

 [QUIC]     Iyengar, J., Ed. and M. Thomson, Ed., "QUIC: A UDP-Based
            Multiplexed and Secure Transport", Work in Progress,
            Internet-Draft, draft-ietf-quic-transport-29, 10 June
            2020, <https://tools.ietf.org/html/draft-ietf-quic-
            transport-29>.
 [RFC0792]  Postel, J., "Internet Control Message Protocol", STD 5,
            RFC 792, DOI 10.17487/RFC0792, September 1981,
            <https://www.rfc-editor.org/info/rfc792>.
 [RFC1122]  Braden, R., Ed., "Requirements for Internet Hosts -
            Communication Layers", STD 3, RFC 1122,
            DOI 10.17487/RFC1122, October 1989,
            <https://www.rfc-editor.org/info/rfc1122>.
 [RFC1812]  Baker, F., Ed., "Requirements for IP Version 4 Routers",
            RFC 1812, DOI 10.17487/RFC1812, June 1995,
            <https://www.rfc-editor.org/info/rfc1812>.
 [RFC2923]  Lahey, K., "TCP Problems with Path MTU Discovery",
            RFC 2923, DOI 10.17487/RFC2923, September 2000,
            <https://www.rfc-editor.org/info/rfc2923>.
 [RFC4340]  Kohler, E., Handley, M., and S. Floyd, "Datagram
            Congestion Control Protocol (DCCP)", RFC 4340,
            DOI 10.17487/RFC4340, March 2006,
            <https://www.rfc-editor.org/info/rfc4340>.
 [RFC4443]  Conta, A., Deering, S., and M. Gupta, Ed., "Internet
            Control Message Protocol (ICMPv6) for the Internet
            Protocol Version 6 (IPv6) Specification", STD 89,
            RFC 4443, DOI 10.17487/RFC4443, March 2006,
            <https://www.rfc-editor.org/info/rfc4443>.
 [RFC4821]  Mathis, M. and J. Heffner, "Packetization Layer Path MTU
            Discovery", RFC 4821, DOI 10.17487/RFC4821, March 2007,
            <https://www.rfc-editor.org/info/rfc4821>.
 [RFC4890]  Davies, E. and J. Mohacsi, "Recommendations for Filtering
            ICMPv6 Messages in Firewalls", RFC 4890,
            DOI 10.17487/RFC4890, May 2007,
            <https://www.rfc-editor.org/info/rfc4890>.
 [RFC5508]  Srisuresh, P., Ford, B., Sivakumar, S., and S. Guha, "NAT
            Behavioral Requirements for ICMP", BCP 148, RFC 5508,
            DOI 10.17487/RFC5508, April 2009,
            <https://www.rfc-editor.org/info/rfc5508>.
 [RFC8900]  Bonica, R., Baker, F., Huston, G., Hinden, R., Troan, O.,
            and F. Gont, "IP Fragmentation Considered Fragile",
            RFC 8900, BCP 230, September 2020,
            <https://www.rfc-editor.org/info/rfc8900>.
 [TUNNELS]  Touch, J. and M. Townsley, "IP Tunnels in the Internet
            Architecture", Work in Progress, Internet-Draft, draft-
            ietf-intarea-tunnels-10, 12 September 2019,
            <https://tools.ietf.org/html/draft-ietf-intarea-tunnels-
            10>.

Acknowledgments

 This work was partially funded by the European Union Horizon 2020
 Research and Innovation Programme under grant agreement No. 644334,
 "A New, Evolutive API and Transport-Layer Architecture for the
 Internet" (NEAT).  The views expressed are solely those of the
 author(s).
 Thanks to all who have commented or contributed, the TSVWG and QUIC
 working groups, and Mathew Calder and Julius Flohr for providing
 early implementations.

Authors' Addresses

 Godred Fairhurst
 University of Aberdeen
 School of Engineering
 Fraser Noble Building
 Aberdeen
 AB24 3UE
 United Kingdom
 Email: gorry@erg.abdn.ac.uk
 Tom Jones
 University of Aberdeen
 School of Engineering
 Fraser Noble Building
 Aberdeen
 AB24 3UE
 United Kingdom
 Email: tom@erg.abdn.ac.uk
 Michael Tüxen
 Münster University of Applied Sciences
 Stegerwaldstrasse 39
 48565 Steinfurt
 Germany
 Email: tuexen@fh-muenster.de
 Irene Rüngeler
 Münster University of Applied Sciences
 Stegerwaldstrasse 39
 48565 Steinfurt
 Germany
 Email: i.ruengeler@fh-muenster.de
 Timo Völker
 Münster University of Applied Sciences
 Stegerwaldstrasse 39
 48565 Steinfurt
 Germany
 Email: timo.voelker@fh-muenster.de
/home/gen.uk/domains/wiki.gen.uk/public_html/data/pages/rfc/rfc8899.txt · Last modified: 2020/09/11 23:12 by 127.0.0.1

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