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rfc:rfc7660

Internet Engineering Task Force (IETF) L. Bertz Request for Comments: 7660 S. Manning Category: Standards Track Sprint ISSN: 2070-1721 B. Hirschman

                                                          October 2015
             Diameter Congestion and Filter Attributes

Abstract

 This document defines optional Diameter attributes that can be used
 to help manage networks that use Explicit Congestion Notification
 (ECN) or Diameter traffic filters.  These new attributes allow for
 improved data traffic identification, support of ECN, and minimal
 Diameter filter administration.
 RFC 5777 defines a Filter-Rule Attribute Value Pair (AVP) that
 accommodates extensions for classification, conditions, and actions.
 It, however, does not support traffic identification for packets
 using Explicit Congestion Notification as defined in RFC 3168 and
 does not provide specific actions when the flow(s) described by the
 Filter-Rule are congested.
 Further, a Filter-Rule can describe multiple flows but not the exact
 number of flows.  Flow count and other associated data (e.g.,
 packets) are not captured by accounting applications, leaving
 administrators without useful information regarding the effectiveness
 or appropriateness of the filter definition.
 The optional attributes defined in this document are forward and
 backwards compatible with RFC 5777.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc7660.

Bertz Standards Track [Page 1] RFC 7660 Congestion and Filter Attributes October 2015

Copyright Notice

 Copyright (c) 2015 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
 2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  3
 3.  ECN-IP-Codepoint, Congestion-Treatment and Filter Attributes .  4
   3.1.  ECN-IP-Codepoint AVP . . . . . . . . . . . . . . . . . . .  4
   3.2.  Congestion-Treatment AVP . . . . . . . . . . . . . . . . .  4
   3.3.  Flow-Count AVP . . . . . . . . . . . . . . . . . . . . . .  5
   3.4.  Packet-Count AVP . . . . . . . . . . . . . . . . . . . . .  5
 4.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .  5
   4.1.  AVP Codes  . . . . . . . . . . . . . . . . . . . . . . . .  5
 5.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . .  6
   5.1. Classifier Example  . . . . . . . . . . . . . . . . . . . .  6
   5.2. Diameter Credit Control (CC) with Congestion Information  .  6
 6.  Security Considerations  . . . . . . . . . . . . . . . . . . .  8
 7.  Normative References . . . . . . . . . . . . . . . . . . . . .  8
 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . .  9
 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . .  9

Bertz Standards Track [Page 2] RFC 7660 Congestion and Filter Attributes October 2015

1. Introduction

 Two optional AVPs related to Explicit Congestion Notification (ECN)
 [RFC3168] are specified in this document.  The first AVP provides
 direct support for filtering ECN-marked traffic [RFC3168] and the
 second AVP provides the ability to define alternate traffic treatment
 when congestion is experienced.
 This document also defines two optional AVPs, Flow-Count and Packet-
 Count, used for conveying flow information within the Diameter
 protocol [RFC6733].  These AVPs were found to be useful for a wide
 range of applications.  The AVPs provide a way to convey information
 of the group of flows described by the Filter-Rule, IPFilterRule, or
 other Diameter traffic filters.
 The semantics and encoding of all AVPs can be found in Section 3.
 Such AVPs are, for example, needed by some congestion-management
 functions to determine the number of flows congested or used by
 administrators to determine the impact of filter definitions.
 Additional parameters may be defined in future documents as the need
 arises.  All parameters are defined as Diameter-encoded Attribute
 Value Pairs (AVPs), which are described using a modified version of
 the Augmented Backus-Naur Form (ABNF), see [RFC6733].  The data types
 are also taken from [RFC6733].

2. Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in RFC2119 [RFC2119].

Bertz Standards Track [Page 3] RFC 7660 Congestion and Filter Attributes October 2015

3. ECN-IP-Codepoint, Congestion-Treatment, and Filter Attributes

3.1. ECN-IP-Codepoint AVP

 The ECN-IP-Codepoint AVP (AVP Code 628) is of type Enumerated and
 specifies the ECN codepoint values to match in the IP header.
 Value | Binary | Keyword                            | References
 -----------------------------------------------------------------
 0     | 00     | Not-ECT (Not ECN-Capable Transport)| [RFC3168]
 1     | 01     | ECT(1) (ECN-Capable Transport)     | [RFC3168]
 2     | 10     | ECT(0) (ECN-Capable Transport)     | [RFC3168]
 3     | 11     | CE (Congestion Experienced)        | [RFC3168]
 When this AVP is used for classification in the Filter-Rule, it MUST
 be part of the Classifier Grouped AVP as defined in RFC 5777.

3.2. Congestion-Treatment AVP

 The Congestion-Treatment AVP (AVP Code 629) is of type Grouped.  It
 indicates how to treat traffic IP (5-tuple) flow(s) when congestion
 is detected.  The detection of congestion can be based on the
 reception of IP packets with the Congestion Experience (CE) codepoint
 set (see [RFC3168]) or by any other administratively defined
 criteria.
 A Filter-Rule may contain a Classifier that describes one or many
 5-tuples per RFC 5777.  This treatment applies to all packets
 associated to all 5-tuples (flows) captured by the Filter-Rule.
 If the Congestion-Treatment AVP is absent, the treatment of the
 congested traffic is left to the discretion of the node performing
 quality-of-service (QoS) treatment.
             Congestion-Treatment ::= < AVP Header: 629 >
                         { Treatment-Action }
                         [ QoS-Profile-Template ]
                         [ QoS-Parameters ]
                       * [ AVP ]
 Treatment-Action, QoS-Profile-Template, and QoS-Parameters are
 defined in RFC 5777.  The Congestion-Treatment AVP is an action and
 MUST be an attribute of the Filter-Rule Grouped AVP as defined in RFC
 5777.

Bertz Standards Track [Page 4] RFC 7660 Congestion and Filter Attributes October 2015

3.3. Flow-Count AVP

 The Flow-Count AVP (AVP Code 630) is of type Unsigned64.
 It indicates the number of protocol-specific flows.  The protocol is
 determined by the filter (e.g., IPFilterRule, Filter-Id, etc.).

3.4. Packet-Count AVP

 The Packet-Count AVP (AVP Code 631) is of type Unsigned64.
 It indicates the number of protocol-specific packets.  The protocol
 is determined by the filter (e.g., IPFilterRule, Filter-Id, etc.).

4. IANA Considerations

4.1. AVP Codes

 IANA allocated AVP codes in the IANA-controlled namespace registry
 specified in Section 11.1.1 of [RFC6733] for the following AVPs that
 are defined in this document.
 +------------------------------------------------------------------+
 |                                       AVP   Section              |
 |AVP                                    Code  Defined  Data Type   |
 +------------------------------------------------------------------+
 |ECN-IP-Codepoint                        628  3.1      Enumerated  |
 |Congestion-Treatment                    629  3.2      Grouped     |
 |Flow-Count                              630  3.3      Unsigned64  |
 |Packet-Count                            631  3.4      Unsigned64  |
 +------------------------------------------------------------------+

Bertz Standards Track [Page 5] RFC 7660 Congestion and Filter Attributes October 2015

5. Examples

 The following examples illustrate the use of the AVPs defined in this
 document.

5.1. Classifier Example

 The Classifier AVP (AVP Code 511) specified in RFC 5777 is a grouped
 AVP that consists of a set of attributes that specify how to match a
 packet.  The addition of the ECN-IP-Codepoint is shown here.
    Classifier ::= < AVP Header: 511 >
                   { Classifier-ID }
                   [ Protocol ]
                   [ Direction ]
                   [ ECN-IP-Codepoint ]
                 * [ From-Spec ]
                 * [ To-Spec ]
                 * [ Diffserv-Code-Point ]
                   [ Fragmentation-Flag ]
                 * [ IP-Option ]
                 * [ TCP-Option ]
                   [ TCP-Flags ]
                 * [ ICMP-Type ]
                 * [ ETH-Option ]
                 * [ AVP ]
 Setting the ECN-IP-Codepoint value to 'CE' would permit the capture
 of CE flags in the Flow.
 Another Classifier with the ECN-IP-Codepoint value of 'ECT' could be
 specified and, when coupled with the Flow-Count AVP, reports the
 number of ECT-capable flows.

5.2. Diameter Credit Control (CC) with Congestion Information

 Diameter nodes using Credit Control can use the Congestion-Treatment
 AVP to trigger specific actions when congestion occurs.  This is
 similar to the Excess-Treatment Action.  The ability to detect when
 congestion occurs is specific to the AVPs in the Filter-Rule and
 Diameter Client and is no different than how 'Excess' can be
 determined for Excess-Treatment.  If conditions associated with
 Excess-Treatment [RFC5777] or Congestion-Treatment have occurred,
 Diameter Clients may autonomously send Credit-Control Requests (CCRs)
 during the Service Delivery session as interim events.  This is shown
 in Figure 1.

Bertz Standards Track [Page 6] RFC 7660 Congestion and Filter Attributes October 2015

                            Service Element
      End User            (CC Client)                        CC Server
         |                     |                                  |
         |(1) Service Request  |                                  |
         |-------------------->|                                  |
         |                     |(2) CCR (Initial,                 |
         |                     |    QoS-Resources(QoS-Desired))   |
         |                     |--------------------------------->|
         |                     |(3) CCA (Granted-Units,           |
         |                     |    QoS-Resources(QoS-Authorized))|
         |                     |<---------------------------------|
         |(4) Service Delivery |                                  |
         |<------------------->|                                  |
         |              (5) Congestion Detected                   |
         |              (6) Congestion Treatment Occurs           |
         |                     |(7) CCR (Termination, Used-Units, |
         |                     |    Flow-Count, Packet-Count,     |
         |                     |    QoS-Resources(QoS-Delivered)) |
         |                     |--------------------------------->|
         |                     |(8) CCA                           |
         |                     |<-------------------------------->|
         |                     |                                  |
         |                     |                                  |
         |(9) End of Service   |                                  |
         |-------------------->|                                  |
         |                     |(10)CCR (Termination, Used-Units, |
         |                     |    Flow-Count, Packet-Count,     |
         |                     |    QoS-Resources(QoS-Delivered)) |
         |                     |--------------------------------->|
         |                     |(11) CCA                          |
         |                     |<---------------------------------|
          Figure 1: Example of a Diameter Credit Control with
                        Congestion Information
 The 'Used-Service-Units' described in RFC 5777 examples is
 customarily a Service-Units, Time-Units, or Byte-Count AVP.  This is
 insufficient to represent network state and does not differentiate
 between throughput and good-put (good or quality throughput) even
 though the filters may imply good or poor throughput.
 Flow-Count and Packet-Count AVPs defined in this document could be
 sent with a CCR when the triggering event is related to Congestion-
 Treatment.  This provides the CC Server with a better view of the
 type of congested traffic for improved decision making and charging.
 Sending such AVPs under any condition permits rudimentary traffic
 profiling regardless of network conditions.  For instance, low byte
 counts per packet is indicative of web traffic and high byte counts

Bertz Standards Track [Page 7] RFC 7660 Congestion and Filter Attributes October 2015

 per packet with a small number of flows may be indicative of video
 traffic.  Enriched reporting described here provides relief from Deep
 Packet Inspection load and loss of information as traffic becomes
 increasingly encrypted.
 Some services, e.g., streaming services, limit the number of flows,
 Flow-Count, as opposed to other units, i.e. Byte-Count.  In such a
 case, the Flow-Count AVP may be used in place of Service-Units.

6. Security Considerations

 This document describes an extension of RFC 5777 that introduces a
 new filter parameter applied to ECN as defined by [RFC3168].  It also
 defines a new Grouped AVP that expresses what action to take should
 congestion be detected.  The Grouped AVP reuses attributes defined in
 RFC 5777.  As these are extensions to RFC 5777, they do not raise new
 security concerns.
 The Flow-Count and Packet-Count AVPs can be provided in conjunction
 with customary AVPs, e.g., Bytes, Time, Service units, during
 accounting activities as described in the base protocol [RFC6733] or
 other Diameter applications.  These new AVPs provide more information
 that can be privacy sensitive.  The privacy sensitivity is directly
 related to traffic captured by filters and associated reports.
 Narrow filtering, which creates the highest level of privacy
 sensitivity, is too resource intensive to be widely applied on large
 networks.  Paradoxically, improving reporting information lessens the
 depth of inspection required to characterize traffic for many
 congestion management activities as noted in Section 5.2.
 If an administrator can provide congestion actions without the need
 to report them to a Diameter application, they should use the
 Congestion-Treatment AVP, which also reduces Diameter traffic during
 congestion events.
 The Security Considerations of the Diameter protocol itself have been
 discussed in RFC 6733 [RFC6733].  Use of the AVPs defined in this
 document MUST take into consideration the security issues and
 requirements of the Diameter base protocol.

7. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <http://www.rfc-editor.org/info/rfc2119>.

Bertz Standards Track [Page 8] RFC 7660 Congestion and Filter Attributes October 2015

 [RFC3168]  Ramakrishnan, K., Floyd, S., and D. Black, "The Addition
            of Explicit Congestion Notification (ECN) to IP",
            RFC 3168, DOI 10.17487/RFC3168, September 2001,
            <http://www.rfc-editor.org/info/rfc3168>.
 [RFC6733]  Fajardo, V., Ed., Arkko, J., Loughney, J., and G. Zorn,
            Ed., "Diameter Base Protocol", RFC 6733,
            DOI 10.17487/RFC6733, October 2012,
            <http://www.rfc-editor.org/info/rfc6733>.
 [RFC5777]  Korhonen, J., Tschofenig, H., Arumaithurai, M., Jones, M.,
            Ed., and A. Lior, "Traffic Classification and Quality of
            Service (QoS) Attributes for Diameter", RFC 5777,
            DOI 10.17487/RFC5777, February 2010,
            <http://www.rfc-editor.org/info/rfc5777>.

Acknowledgements

 We would like to thank Avi Lior for his guidance and feedback during
 the development of this specification.

Authors' Addresses

 Lyle Bertz
 Sprint
 6220 Sprint Parkway
 Overland Park, KS 66251
 United States
 Email: lyleb551144@gmail.com
 Serge Manning
 Sprint
 6220 Sprint Parkway
 Overland Park, KS 66251
 United States
 Email: sergem913@gmail.com
 Brent Hirschman
 Email: Brent.Hirschman@gmail.com

Bertz Standards Track [Page 9]

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