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rfc:rfc7619

Internet Engineering Task Force (IETF) V. Smyslov Request for Comments: 7619 ELVIS-PLUS Updates: 4301 P. Wouters Category: Standards Track Red Hat ISSN: 2070-1721 August 2015

                   The NULL Authentication Method
      in the Internet Key Exchange Protocol Version 2 (IKEv2)

Abstract

 This document specifies the NULL Authentication method and the
 ID_NULL Identification Payload ID Type for Internet Key Exchange
 Protocol version 2 (IKEv2).  This allows two IKE peers to establish
 single-side authenticated or mutual unauthenticated IKE sessions for
 those use cases where a peer is unwilling or unable to authenticate
 or identify itself.  This ensures IKEv2 can be used for Opportunistic
 Security (also known as Opportunistic Encryption) to defend against
 Pervasive Monitoring attacks without the need to sacrifice anonymity.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc7619.

Smyslov & Wouters Standards Track [Page 1] RFC 7619 NULL Auth in IKEv2 August 2015

Copyright Notice

 Copyright (c) 2015 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   1.1.  Conventions Used in This Document . . . . . . . . . . . .   4
 2.  Using the NULL Authentication Method  . . . . . . . . . . . .   4
   2.1.  Authentication Payload  . . . . . . . . . . . . . . . . .   4
   2.2.  Identification Payload  . . . . . . . . . . . . . . . . .   4
   2.3.  INITIAL_CONTACT Notification  . . . . . . . . . . . . . .   5
   2.4.  Interaction with the Peer Authorization Database (PAD)  .   5
   2.5.  Traffic Selectors . . . . . . . . . . . . . . . . . . . .   6
 3.  Security Considerations . . . . . . . . . . . . . . . . . . .   7
   3.1.  Audit Trail and Peer Identification . . . . . . . . . . .   7
   3.2.  Resource Management and Robustness  . . . . . . . . . . .   8
   3.3.  IKE Configuration Selection . . . . . . . . . . . . . . .   8
   3.4.  Networking Topology Changes . . . . . . . . . . . . . . .   8
 4.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   9
 5.  References  . . . . . . . . . . . . . . . . . . . . . . . . .   9
   5.1.  Normative References  . . . . . . . . . . . . . . . . . .   9
   5.2.  Informative References  . . . . . . . . . . . . . . . . .   9
 Appendix A.  Update of PAD processing in RFC 4301 . . . . . . . .  11
 Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  12
 Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  12

Smyslov & Wouters Standards Track [Page 2] RFC 7619 NULL Auth in IKEv2 August 2015

1. Introduction

 Internet Key Exchange Protocol version 2 (IKEv2), specified in
 [RFC7296], provides a way for two parties to perform an authenticated
 key exchange.  While the authentication methods used by the peers can
 be different, there is no method for one or both parties to remain
 unauthenticated and anonymous.  This document extends the
 authentication methods to support unauthenticated and anonymous IKE
 sessions.
 In some situations, mutual authentication is undesirable,
 superfluous, or impossible.  The following three examples illustrate
 these unauthenticated use cases:
 o  A user wants to establish an anonymous secure connection to a
    server.  In this situation, the user should be able to
    authenticate the server without presenting or authenticating to
    the server with their own identity.  This case uses a single-sided
    authentication of the responder.
 o  A sensor that periodically wakes up from a suspended state wants
    to send a measurement (e.g., temperature) to a collecting server.
    The sensor must be authenticated by the server to ensure
    authenticity of the measurement, but the sensor does not need to
    authenticate the server.  This case uses a single-sided
    authentication of the initiator.
 o  Two peers without any trust relationship wish to defend against
    widespread pervasive monitoring attacks as described in [RFC7258].
    Without a trust relationship, the peers cannot authenticate each
    other.  Opportunistic Security [RFC7435] states that
    unauthenticated encrypted communication is preferred over
    cleartext communication.  The peers want to use IKE to setup an
    unauthenticated encrypted connection that gives them protection
    against pervasive monitoring attacks.  An attacker that is able
    and willing to send packets can still launch a man-in-the-middle
    (MITM) attack to obtain a copy of the unencrypted communication.
    This case uses a fully unauthenticated key exchange.
 To meet these needs, this document introduces the NULL Authentication
 method and the ID_NULL ID type.  This allows an IKE peer to
 explicitly indicate that it is unwilling or unable to certify its
 identity.

Smyslov & Wouters Standards Track [Page 3] RFC 7619 NULL Auth in IKEv2 August 2015

1.1. Conventions Used in This Document

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in [RFC2119].

2. Using the NULL Authentication Method

 In IKEv2, each peer independently selects the method to authenticate
 itself to the other side.  A peer may choose to refrain from
 authentication by using the NULL Authentication method.  If a host's
 local policy requires that the identity of its peer be (non-null)
 authenticated, and if that host receives an AUTH payload containing
 the NULL Authentication method type, it MUST return an
 AUTHENTICATION_FAILED notification.  If an initiator uses the
 Extensible Authentication Protocol (EAP), the responder MUST NOT use
 the NULL Authentication method (in conformance with Section 2.16 of
 [RFC7296]).
 NULL authentication affects how the Authentication and the
 Identification payloads are formed in the IKE_AUTH exchange.

2.1. Authentication Payload

 NULL authentication still requires a properly formed AUTH payload to
 be present in the IKE_AUTH exchange messages, as the AUTH payload
 cryptographically links the IKE_SA_INIT exchange messages with the
 other messages sent over this IKE Security Association (SA).
 When using NULL authentication, the content of the AUTH payload is
 computed using the syntax of pre-shared secret authentication,
 described in Section 2.15 of [RFC7296].  The value of SK_pi for the
 initiator and SK_pr for the responder is used as the shared secret
 for the content of the AUTH payload.  Implementers should note this
 means that authentication keys used by the two peers are different in
 each direction.  This is identical to how the contents of the two
 last AUTH payloads are generated for the non-key-generating EAP
 methods (see Section 2.16 of [RFC7296] for details).
 The IKEv2 Authentication Method value for NULL Authentication is 13.

2.2. Identification Payload

 When a remote peer is not authenticated, any ID presented in the
 Identification Data field of the ID payload cannot be validated.  To
 avoid the need of sending a bogus ID Type with placeholder data, this
 specification defines a new ID Type, ID_NULL.  The Identification
 Data field of the ID payload for this ID Type MUST be empty.

Smyslov & Wouters Standards Track [Page 4] RFC 7619 NULL Auth in IKEv2 August 2015

 If NULL authentication is in use and anonymity is a concern, then
 ID_NULL SHOULD be used in the Identification payload.  Some examples
 of cases where a non-null identity type and value with NULL
 authentication can be used are logging, troubleshooting, and in
 scenarios where authentication takes place out of band after the IKE
 SA is created (like in [AUTOVPN]).  The content of the Identification
 payload MUST NOT be used for any trust and policy checking in
 IKE_AUTH exchange when NULL authentication is employed (see
 Section 2.4 for details).
 ID_NULL is primarily intended to be used with NULL authentication but
 could be used in other situations where the content of the
 Identification payload is not used.  For example, ID_NULL could be
 used when authentication is performed via raw public keys and the
 identities are the keys themselves.  These alternative uses of
 ID_NULL should be described in their own respective documents.
 The IKEv2 Identification Payload ID Type for ID_NULL is 13.

2.3. INITIAL_CONTACT Notification

 The identity of a peer using NULL authentication cannot be used to
 find existing IKE SAs created by the same peer, as the peer identity
 is not authenticated.  For that reason, the INITIAL_CONTACT
 notifications MUST NOT be used to delete any other IKE SAs based on
 the same peer identity without additional verification that the
 existing IKE SAs with matching identity are actually stale.
 The standard IKE Liveness Check procedure, described in Section 2.4
 of [RFC7296], can be used to detect stale IKE SAs created by peers
 using NULL authentication.  Inactive, unauthenticated IKE SAs should
 be checked periodically.  Additionally, the event of creating a new
 unauthenticated IKE SA can be used to trigger an out-of-order check
 on existing unauthenticated IKE SAs possibly limited to identical or
 close-by IP addresses or to identical identities of the just created
 IKE SA.
 Implementations should weigh the resource consumption of sending
 Liveness Checks against the memory usage of possible orphaned IKE
 SAs.  Implementations may choose to handle situations with thousands
 of unauthenticated IKE SAs differently from situations with very few
 such SAs.

2.4. Interaction with the Peer Authorization Database (PAD)

 Section 4.4.3 of [RFC4301] defines the Peer Authorization Database
 (PAD), which provides the link between the Security Policy Database
 (SPD) and IKEv2.  The PAD contains an ordered list of records with

Smyslov & Wouters Standards Track [Page 5] RFC 7619 NULL Auth in IKEv2 August 2015

 peers' identities along with corresponding authentication data and
 Child SA authorization data.  When the IKE SA is being established,
 the PAD is consulted to determine how the peer should be
 authenticated and what Child SAs it is authorized to create.
 When using NULL authentication, the peer identity is not
 authenticated and cannot be trusted.  If ID_NULL is used with NULL
 authentication, there is no ID at all.  The processing of the PAD
 described in Section 4.4.3 of [RFC4301] is updated for NULL
 authentication as follows.
 NULL authentication is added as one of the supported authentication
 methods.  This method does not have any authentication data.  ID_NULL
 is included into the list of allowed ID types.  The matching rule for
 ID_NULL consists only of whether this type is used, i.e., no actual
 ID matching is done as ID_NULL contains no identity data.
 When using the NULL Authentication method, those matching rules MUST
 include matching of a new flag in the SPD entry specifying whether
 unauthenticated users are allowed to use that entry.  That is, each
 SPD entry needs to be augmented to have a flag specifying whether it
 can be used with NULL authentication or not, and only those rules
 that explicitly have that flag turned on can be used with
 unauthenticated connections.
 The specific updates of text in Section 4.4.3 of [RFC4301] are listed
 in Appendix A.

2.5. Traffic Selectors

 Traffic Selectors and narrowing allow two IKE peers to mutually agree
 on a traffic range for an IPsec SA.  An unauthenticated peer must not
 be allowed to use this mechanism to steal traffic that an IKE peer
 intended to be for another host.  This is especially problematic when
 supporting anonymous IKE peers behind NAT, as such IKE peers build an
 IPsec SA using their pre-NAT IP address that is different from the
 source IP of their IKE packets.  A rogue IKE peer could use malicious
 Traffic Selectors to trick a remote host into giving it IP traffic
 that the remote host never intended to be sent to remote IKE peers.
 For example, if the remote host uses 192.0.2.1 as the DNS server, a
 rogue IKE peer could set its Traffic Selector to 192.0.2.1 in an
 attempt to receive the remote peer's DNS traffic.  Implementations
 SHOULD restrict and isolate all anonymous IKE peers from each other
 and itself and only allow it access to itself and possibly its
 intended network ranges.

Smyslov & Wouters Standards Track [Page 6] RFC 7619 NULL Auth in IKEv2 August 2015

 One method to achieve this is to always assign internal IP addresses
 to unauthenticated IKE clients, as described in Section 2.19 of
 [RFC7296].  Implementations may also use other techniques such as
 internal NAT and connection tracking.
 Implementations MAY force unauthenticated IKE peers to single host-
 to-host IPsec SAs.  When using IPv6, this is not always possible, so
 implementations MUST be able to assign a full /64 address block to
 the peer as described in [RFC5739], even if it is not authenticated.

3. Security Considerations

 If authenticated IKE sessions are possible for a certain Traffic
 Selector range between the peers, then unauthenticated IKE SHOULD NOT
 be allowed for that Traffic Selector range.  When mixing
 authenticated and unauthenticated IKE with the same peer, policy
 rules should ensure the highest level of security will be used to
 protect the communication between the two peers.  See [RFC7435] for
 details.
 If both peers use NULL authentication, the entire key exchange
 becomes unauthenticated.  This makes the IKE session vulnerable to
 active MITM attacks.
 Using an ID Type other than ID_NULL with the NULL Authentication
 method may compromise the client's anonymity in case of an active
 MITM attack.
 IKE implementations without NULL authentication have always performed
 mutual authentication and were not designed for use with
 unauthenticated IKE peers.  Implementations might have made
 assumptions that remote peers are identified.  With NULL
 authentication, these assumptions are no longer valid.  Furthermore,
 the host itself might have made trust assumptions or may not be aware
 of the network topology changes that resulted from IPsec SAs from
 unauthenticated IKE peers.

3.1. Audit Trail and Peer Identification

 With NULL authentication, an established IKE session is no longer
 guaranteed to provide a verifiable (authenticated) entity known to
 the system or network.  Any logging of unproven ID payloads that were
 not authenticated should be clearly marked and treated as "untrusted"
 and possibly accompanied by logging the remote IP address of the IKE
 session.  Rate limiting of logging might be required to prevent
 excessive resource consumption causing system damage.

Smyslov & Wouters Standards Track [Page 7] RFC 7619 NULL Auth in IKEv2 August 2015

3.2. Resource Management and Robustness

 Section 2.6 of [RFC7296] provides guidance for mitigation of denial-
 of-service (DoS) attacks by issuing COOKIES in response to resource
 consumption of half-open IKE SAs.  Furthermore, [DDOS-PROTECTION]
 offers additional countermeasures in an attempt to distinguish
 attacking IKE packets from legitimate IKE peers.
 These defense mechanisms do not take into account IKE systems that
 allow unauthenticated IKE peers.  An attacker using NULL
 authentication is a fully legitimate IKE peer that is only
 distinguished from authenticated IKE peers by having used NULL
 authentication.
 Implementers that implement NULL authentication should ensure their
 implementation does not make any assumptions that depend on IKE peers
 being "friendly", "trusted", or "identifiable".  While
 implementations should have been written to account for abusive
 authenticated clients, any omission or error in handling abusive
 clients may have gone unnoticed because abusive clients have been a
 rare or nonexistent problem.  When adding support for unauthenticated
 IKE peers, these implementation omissions and errors will be found
 and abused by attackers.  For example, an unauthenticated IKE peer
 could send an abusive amount of Liveness probes or Delete requests.

3.3. IKE Configuration Selection

 Combining authenticated and unauthenticated IKE peers on a single
 host can be dangerous, assuming the authenticated IKE peer gains more
 or different access from unauthenticated peers (otherwise, why not
 only allow unauthenticated peers).  An unauthenticated IKE peer MUST
 NOT be able to reach resources only meant for authenticated IKE peers
 and MUST NOT be able to replace the Child SAs of an authenticated IKE
 peer.

3.4. Networking Topology Changes

 When a host relies on packet filters or firewall software to protect
 itself, establishing an IKE SA and installing an IPsec SA might
 accidentally circumvent these packet filters and firewall
 restrictions, as the Encapsulating Security Payload (ESP, protocol
 50) or ESPinUDP (UDP port 4500) packets of the encrypted traffic do
 not match the packet filters defined for unencrypted traffic.  IKE
 peers supporting unauthenticated IKE MUST pass all decrypted traffic
 through the same packet filters and security mechanisms as incoming
 plaintext traffic.

Smyslov & Wouters Standards Track [Page 8] RFC 7619 NULL Auth in IKEv2 August 2015

4. IANA Considerations

 Per this document, IANA has added a new entry in the "IKEv2
 Authentication Method" registry:
   13       NULL Authentication
 Per this document, IANA has added a new entry in the "IKEv2
 Identification Payload ID Types" registry:
   13       ID_NULL

5. References

5.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <http://www.rfc-editor.org/info/rfc2119>.
 [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
            Internet Protocol", RFC 4301, DOI 10.17487/RFC4301,
            December 2005, <http://www.rfc-editor.org/info/rfc4301>.
 [RFC5739]  Eronen, P., Laganier, J., and C. Madson, "IPv6
            Configuration in Internet Key Exchange Protocol Version 2
            (IKEv2)", RFC 5739, DOI 10.17487/RFC5739, February 2010,
            <http://www.rfc-editor.org/info/rfc5739>.
 [RFC7296]  Kaufman, C., Hoffman, P., Nir, Y., Eronen, P., and T.
            Kivinen, "Internet Key Exchange Protocol Version 2
            (IKEv2)", STD 79, RFC 7296, DOI 10.17487/RFC7296, October
            2014, <http://www.rfc-editor.org/info/rfc7296>.

5.2. Informative References

 [RFC7258]  Farrell, S. and H. Tschofenig, "Pervasive Monitoring Is an
            Attack", BCP 188, RFC 7258, DOI 10.17487/RFC7258, May
            2014, <http://www.rfc-editor.org/info/rfc7258>.
 [RFC7435]  Dukhovni, V., "Opportunistic Security: Some Protection
            Most of the Time", RFC 7435, DOI 10.17487/RFC7435,
            December 2014, <http://www.rfc-editor.org/info/rfc7435>.
 [AUTOVPN]  Sheffer, Y. and Y. Nir, "The AutoVPN Architecture", Work
            in Progress, draft-sheffer-autovpn-00, February 2014.

Smyslov & Wouters Standards Track [Page 9] RFC 7619 NULL Auth in IKEv2 August 2015

 [DDOS-PROTECTION]
            Nir, Y. and V. Smyslov, "Protecting Internet Key Exchange
            (IKE) Implementations from Distributed Denial of Service
            Attacks", Work in Progress, draft-ietf-ipsecme-ddos-
            protection-02, July 2015.

Smyslov & Wouters Standards Track [Page 10] RFC 7619 NULL Auth in IKEv2 August 2015

Appendix A. Update of PAD processing in RFC 4301

 This appendix lists the specific updates of the text in Section 4.4.3
 of [RFC4301] that should be followed when implementing NULL
 authentication.
 A new item is added to the list of supported ID types in
 Section 4.4.3.1 of [RFC4301]
 o  NULL ID (matches ID type only)
 and the following text is added at the end of the section:
 Added text:
    The NULL ID type is defined as having no data.  For this name
    type, the matching function is defined as comparing the ID type
    only.
 A new item is added to the list of authentication data types in
 Section 4.4.3.2 of [RFC4301]:
  1. NULL authentication
 and the next paragraph is updated as follows:
 Old:
    For authentication based on an X.509 certificate [...] For
    authentication based on a pre-shared secret, the PAD contains the
    pre-shared secret to be used by IKE.
 New:
    For authentication based on an X.509 certificate [...] For
    authentication based on a pre-shared secret, the PAD contains the
    pre-shared secret to be used by IKE.  For NULL authentication the
    PAD contains no data.
 In addition, the following text is added at the end of
 Section 4.4.3.4 of [RFC4301]:
 Added text:
    When using the NULL Authentication method, implementations MUST
    make sure that they do not mix authenticated and unauthenticated
    SPD rules, i.e., implementations need to keep them separately; for
    example, by adding a flag in the SPD to tell whether NULL
    authentication can be used or not for the entry.  That is, each
    SPD entry needs to be augmented to have a flag specifying whether

Smyslov & Wouters Standards Track [Page 11] RFC 7619 NULL Auth in IKEv2 August 2015

    it can be used with NULL authentication or not, and only those
    rules that explicitly have that flag set can be used with
    unauthenticated connections.

Acknowledgments

 The authors would like to thank Yaron Sheffer and Tero Kivinen for
 their reviews, valuable comments, and contributed text.

Authors' Addresses

 Valery Smyslov
 ELVIS-PLUS
 PO Box 81
 Moscow (Zelenograd)  124460
 Russian Federation
 Phone: +7 495 276 0211
 Email: svan@elvis.ru
 Paul Wouters
 Red Hat
 Email: pwouters@redhat.com

Smyslov & Wouters Standards Track [Page 12]

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