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rfc:rfc6975

Internet Engineering Task Force (IETF) S. Crocker Request for Comments: 6975 Shinkuro Inc. Category: Standards Track S. Rose ISSN: 2070-1721 NIST

                                                             July 2013
         Signaling Cryptographic Algorithm Understanding in
                  DNS Security Extensions (DNSSEC)

Abstract

 The DNS Security Extensions (DNSSEC) were developed to provide origin
 authentication and integrity protection for DNS data by using digital
 signatures.  These digital signatures can be generated using
 different algorithms.  This document specifies a way for validating
 end-system resolvers to signal to a server which digital signature
 and hash algorithms they support.  The extensions allow the signaling
 of new algorithm uptake in client code to allow zone administrators
 to know when it is possible to complete an algorithm rollover in a
 DNSSEC-signed zone.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc6975.

Crocker & Rose Standards Track [Page 1] RFC 6975 Algorithm-Signal July 2013

Copyright Notice

 Copyright (c) 2013 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 3
 2.  Requirements Language . . . . . . . . . . . . . . . . . . . . . 4
 3.  Signaling DNSSEC Algorithm Understood (DAU), DS Hash
     Understood (DHU), and NSEC3 Hash Understood (N3U) Using EDNS  . 4
 4.  Client Considerations . . . . . . . . . . . . . . . . . . . . . 5
   4.1.  Stub Resolvers  . . . . . . . . . . . . . . . . . . . . . . 5
     4.1.1.  Validating Stub Resolvers . . . . . . . . . . . . . . . 5
     4.1.2.  Non-validating Stub Resolvers . . . . . . . . . . . . . 6
   4.2.  Recursive Resolvers . . . . . . . . . . . . . . . . . . . . 6
     4.2.1.  Validating Recursive Resolvers  . . . . . . . . . . . . 6
     4.2.2.  Non-validating Recursive Resolvers  . . . . . . . . . . 6
 5.  Intermediate System Considerations  . . . . . . . . . . . . . . 6
 6.  Server Considerations . . . . . . . . . . . . . . . . . . . . . 7
 7.  Traffic Analysis Considerations . . . . . . . . . . . . . . . . 7
 8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 8
 9.  Security Considerations . . . . . . . . . . . . . . . . . . . . 8
 10. Normative References  . . . . . . . . . . . . . . . . . . . . . 8

Crocker & Rose Standards Track [Page 2] RFC 6975 Algorithm-Signal July 2013

1. Introduction

 The DNS Security Extensions (DNSSEC), [RFC4033], [RFC4034], and
 [RFC4035], were developed to provide origin authentication and
 integrity protection for DNS data by using digital signatures.  Each
 digital signature (RRSIG) Resource Record (RR) contains an algorithm
 code number that corresponds to a DNSSEC public key (DNSKEY) RR.
 These algorithm codes tell validators which cryptographic algorithm
 was used to generate the digital signature.
 Likewise, the Delegation Signer (DS) RRs and Hashed Authenticated
 Denial of Existence (NSEC3) RRs use a hashed value as part of their
 resource record data (RDATA) and, like digital signature algorithms,
 these hash algorithms have code numbers.  All three algorithm codes
 (RRSIG/DNSKEY, DS, and NSEC3) are maintained in unique IANA
 registries.
 This document sets specifies a way for validating end-system
 resolvers to tell a server in a DNS query which digital signature
 and/or hash algorithms they support.  This is done using the new
 Extension Mechanisms for DNS (EDNS0) options specified below in
 Section 2 for use in the OPT meta-RR [RFC6891].  These three new
 EDNS0 option codes are all OPTIONAL to implement and use.
 These proposed EDNS0 options serve to measure the acceptance and use
 of new digital signing algorithms.  These signaling options can be
 used by zone administrators as a gauge to measure the successful
 deployment of code that implements the newly deployed digital
 signature algorithm, DS hash, and the NSEC3 hash algorithm used with
 DNSSEC.  A zone administrator is able to determine when to stop
 signing with a superseded algorithm when the server sees that a
 significant number of its clients signal that they are able to accept
 the new algorithm.  Note that this survey may be conducted over a
 period of years before a tipping point is seen.
 This document does not seek to introduce another process for
 including new algorithms for use with DNSSEC.  It also does not
 address the question of which algorithms are to be included in any
 official list of mandatory or recommended cryptographic algorithms
 for use with DNSSEC.  Rather, this document specifies a means by
 which a client query can signal the set of algorithms and hashes that
 it implements.

Crocker & Rose Standards Track [Page 3] RFC 6975 Algorithm-Signal July 2013

2. Requirements Language

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in RFC
 2119 [RFC2119].

3. Signaling DNSSEC Algorithm Understood (DAU), DS Hash Understood

  (DHU), and NSEC3 Hash Understood (N3U) Using EDNS
 The EDNS0 specification outlined in [RFC6891] defines a way to
 include new options using a standardized mechanism.  These options
 are contained in the RDATA of the OPT meta-RR.  This document defines
 three new EDNS0 options for a client to signal which digital
 signature and/or hash algorithms the client supports.  These options
 can be used independently of each other and MAY appear in any order
 in the OPT RR.  Each option code can appear only once in an OPT RR.
 The figure below shows how each option is defined in the RDATA of the
 OPT RR specified in [RFC6891]:
     0                       8                      16
     +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     |                  OPTION-CODE                  |
     +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     |                  LIST-LENGTH                  |
     +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
     |       ALG-CODE        |        ...            /
     +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
 OPTION-CODE is the code for the given signaling option.  The options
 are:
 o  DNSSEC Algorithm Understood (DAU) option for DNSSEC digital
    signing algorithms.  Its value is fixed at 5.
 o  DS Hash Understood (DHU) option for DS RR hash algorithms.  Its
    value is fixed at 6.
 o  NSEC3 Hash Understood (N3U) option for NSEC3 hash algorithms.  Its
    value is fixed at 7.
 LIST-LENGTH is the length of the list of digital signatures or hash
 algorithm codes in octets.  Each algorithm code occupies a single
 octet.

Crocker & Rose Standards Track [Page 4] RFC 6975 Algorithm-Signal July 2013

 ALG-CODE is the list of assigned values of DNSSEC zone signing
 algorithms, DS hash algorithms, or NSEC3 hash algorithms (depending
 on the OPTION-CODE in use) that the client declares to be supported.
 The order of the code values can be arbitrary and MUST NOT be used to
 infer preference.
 If all three options are included in the OPT RR, there is a potential
 for the OPT RR to take up considerable size in the DNS message.
 However, in practical terms, including all three options is likely to
 take up 22-32 octets (average of 6-10 digital signature algorithms,
 3-5 DS hash algorithms, and 1-5 NSEC3 hash algorithms) including the
 EDNS0 option codes and option lengths in potential future examples.

4. Client Considerations

 A validating end-system resolver sets the DAU, DHU, and/or N3U
 option, or combination thereof, in the OPT meta-RR when sending a
 query.  The validating end-system resolver MUST also set the DNSSEC
 OK bit [RFC4035] to indicate that it wishes to receive DNSSEC RRs in
 the response.
 Note that the PRIVATEDNS (253) and/or the PRIVATEOID (254) digital
 signature codes both cover a potentially wide range of algorithms and
 are likely not useful to a server.  There is no compelling reason for
 a client to include these codes in its list of the DAU.  Likewise,
 clients MUST NOT include RESERVED codes in any of the options.
 Additionally, a client is under no obligation to list every algorithm
 it implements and MAY choose to only list algorithms the client
 wishes to signal as understood.
 Since the DAU, DHU, and/or N3U options are only set in the query, if
 a client sees these options in the response, no action needs to be
 taken and the client MUST ignore the option values.

4.1. Stub Resolvers

 Typically, stub resolvers rely on an upstream recursive server (or
 cache) to provide a response.  So optimal setting of the DAU, DSU,
 and N3U options depends on whether the stub resolver elects to
 perform its own validation.

4.1.1. Validating Stub Resolvers

 A validating stub resolver sets the DNSSEC OK (DO) bit [RFC4035] to
 indicate that it wishes to receive additional DNSSEC RRs (i.e., RRSIG
 RRs) in the response.  Such validating resolvers SHOULD include the
 DAU, DHU, and/or the N3U option(s) in the OPT RR when sending a
 query.

Crocker & Rose Standards Track [Page 5] RFC 6975 Algorithm-Signal July 2013

4.1.2. Non-validating Stub Resolvers

 The DAU, DHU, and N3U EDNS0 options MUST NOT be included by
 non-validating stub resolvers.

4.2. Recursive Resolvers

4.2.1. Validating Recursive Resolvers

 A validating recursive resolver sets the DAU, DHU, and/or N3U
 option(s) when performing recursion based on its list of algorithms
 and any DAU, DHU, and/or N3U option lists in the stub client query.
 When the recursive server receives a query with one or more of the
 options set, the recursive server MUST set the algorithm list for any
 outgoing iterative queries for that resolution chain to a union of
 the stub client's list and the validating recursive resolver's list.
 For example, if the recursive resolver's algorithm list for the DAU
 option is (3, 5, 7) and the stub's algorithm list is (7, 8), the
 final DAU algorithm list would be (3, 5, 7, 8).
 If the client included the DO and Checking Disabled (CD) bits, but
 did not include the DAU, DHU, and/or N3U option(s) in the query, the
 validating recursive resolver MAY include the option(s) with its own
 list in full.  If one or more of the options are missing, the
 validating recursive resolver MAY include the missing options with
 its own list in full.
 Validating recursive resolvers MUST NOT set the DAU, DHU, and/or N3U
 option(s) in the final response to the stub client.

4.2.2. Non-validating Recursive Resolvers

 Recursive resolvers that do not do validation MUST copy the DAU, DHU,
 and/or N3U option(s) seen in received queries as they represent the
 wishes of the validating downstream resolver that issued the original
 query.

5. Intermediate System Considerations

 Intermediate proxies (see Section 4.4.2 of [RFC5625]) that understand
 DNS are RECOMMENDED to behave like a comparable recursive resolver
 when dealing with the DAU, DHU, and N3U options.

Crocker & Rose Standards Track [Page 6] RFC 6975 Algorithm-Signal July 2013

6. Server Considerations

 When an authoritative server sees the DAU, DHU, and/or N3U option(s)
 in the OPT meta-RR in a request, the normal algorithm for servicing
 requests is followed.  The options MUST NOT trigger any special
 processing (e.g., RRSIG filtering in responses) on the server side.
 If the options are present but the DO bit is not set, the server does
 not do any DNSSEC processing, which includes any recording of the
 option(s).
 If the server sees one (or more) of the options set with RESERVED
 values, the server MAY ignore recoding of those values.
 Authoritative servers MUST NOT set the DAU, DHU, and/or N3U option(s)
 on any responses.  These values are only set in queries.

7. Traffic Analysis Considerations

 Zone administrators that are planning or are in the process of a
 cryptographic algorithm rollover operation should monitor DNS query
 traffic and record the number of queries, the presence of the OPT RR
 in queries, and the values of the DAU/DHU/N3U option(s) (if present).
 This monitoring can be used to measure the deployment of client code
 that implements (and signals) specific algorithms.  A description of
 the techniques used to capture DNS traffic and measure new algorithm
 adoption is beyond the scope of this document.
 Zone administrators that need to comply with changes to their
 organization's security policy (with regards to cryptographic
 algorithm use) can use this data to set milestone dates for
 performing an algorithm rollover.  For example, zone administrators
 can use the data to determine when older algorithms can be phased out
 without disrupting a significant number of clients.  In order to keep
 this disruption to a minimum, zone administrators should wait to
 complete an algorithm rollover until a large majority of clients
 signal that they recognize the new algorithm.  This may be in the
 order of years rather than months.
 Note that clients that do not implement these options are likely to
 be older implementations that would also not implement any newly
 deployed algorithm.

Crocker & Rose Standards Track [Page 7] RFC 6975 Algorithm-Signal July 2013

8. IANA Considerations

 The algorithm codes used to identify DNSSEC algorithms, DS RR hash
 algorithms, and NSEC3 hash algorithms have already been established
 by IANA.  This document does not seek to alter that registry in any
 way.
 IANA has allocated option codes 5, 6, and 7 for the DAU, DHU, and N3U
 options, respectively, in the "DNS EDNS0 Option Codes (OPT)"
 registry.  The three options have a status of "standard".

9. Security Considerations

 This document specifies a way for a client to signal its digital
 signature and hash algorithm knowledge to a cache or server.  It is
 not meant to be a discussion on algorithm superiority.  The signals
 are optional codes contained in the OPT meta-RR used with EDNS.  The
 goal of these options is to signal new algorithm uptake in client
 code to allow zone administrators to know when it is possible to
 complete an algorithm rollover in a DNSSEC-signed zone.
 There is a possibility that an eavesdropper or server could infer the
 validator in use by a client by the presence of the AU options and/or
 algorithm code list.  This information leakage in itself is not very
 useful to a potential attacker, but it could be used to identify the
 validator or narrow down the possible validator implementations in
 use by a client, which could have a known vulnerability that could be
 exploited by the attacker.

10. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC4033]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
            Rose, "DNS Security Introduction and Requirements",
            RFC 4033, March 2005.
 [RFC4034]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
            Rose, "Resource Records for the DNS Security Extensions",
            RFC 4034, March 2005.
 [RFC4035]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
            Rose, "Protocol Modifications for the DNS Security
            Extensions", RFC 4035, March 2005.
 [RFC5625]  Bellis, R., "DNS Proxy Implementation Guidelines",
            BCP 152, RFC 5625, August 2009.

Crocker & Rose Standards Track [Page 8] RFC 6975 Algorithm-Signal July 2013

 [RFC6891]  Damas, J., Graff, M., and P. Vixie, "Extension Mechanisms
            for DNS (EDNS(0))", STD 75, RFC 6891, April 2013.

Authors' Addresses

 Steve Crocker
 Shinkuro Inc.
 5110 Edgemoor Lane
 Bethesda, MD  20814
 USA
 EMail: steve@shinkuro.com
 Scott Rose
 NIST
 100 Bureau Dr.
 Gaithersburg, MD  20899
 USA
 Phone: +1-301-975-8439
 EMail: scottr.nist@gmail.com

Crocker & Rose Standards Track [Page 9]

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