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rfc:rfc6737

Internet Engineering Task Force (IETF) K. Jiao Request for Comments: 6737 Huawei Category: Standards Track G. Zorn ISSN: 2070-1721 Network Zen

                                                          October 2012
            The Diameter Capabilities Update Application

Abstract

 This document defines a new Diameter application and associated
 Command Codes.  The Capabilities Update application is intended to
 allow the dynamic update of certain Diameter peer capabilities while
 the peer-to-peer connection is in the open state.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc6737.

Copyright Notice

 Copyright (c) 2012 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Jiao & Zorn Standards Track [Page 1] RFC 6737 Diameter Capabilities Update October 2012

Table of Contents

 1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 2
 2.  Specification of Requirements . . . . . . . . . . . . . . . . . 2
 3.  Diameter Protocol Considerations  . . . . . . . . . . . . . . . 3
 4.  Capabilities Update . . . . . . . . . . . . . . . . . . . . . . 3
   4.1.  Command Code Values . . . . . . . . . . . . . . . . . . . . 4
     4.1.1.  Capabilities-Update-Request . . . . . . . . . . . . . . 4
     4.1.2.  Capabilities-Update-Answer  . . . . . . . . . . . . . . 5
 5.  Security Considerations . . . . . . . . . . . . . . . . . . . . 5
 6.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 5
   6.1.  Application Identifier  . . . . . . . . . . . . . . . . . . 5
   6.2.  Command Codes . . . . . . . . . . . . . . . . . . . . . . . 5
 7.  Contributors  . . . . . . . . . . . . . . . . . . . . . . . . . 5
 8.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . 5
 9.  References  . . . . . . . . . . . . . . . . . . . . . . . . . . 6
   9.1.  Normative References  . . . . . . . . . . . . . . . . . . . 6
   9.2.  Informative References  . . . . . . . . . . . . . . . . . . 6

1. Introduction

 Capabilities exchange is an important component of the Diameter base
 protocol [RFC6733], allowing peers to exchange identities and
 Diameter capabilities (protocol version number, supported Diameter
 applications, security mechanisms, etc.).  As defined in RFC 3588,
 however, the capabilities exchange process takes place only once, at
 the inception of a transport connection between a given pair of
 peers.  Therefore, if a peer's capabilities change (due to a software
 update, for example), the existing connection(s) must be torn down
 (along with all of the associated user sessions) and restarted before
 the modified capabilities can be advertised.
 This document defines a new Diameter application intended to allow
 the dynamic update of a subset of Diameter peer capabilities over an
 existing connection.  Because the Capabilities Update application
 specified herein operates over an existing transport connection,
 modification of certain capabilities is prohibited.  Specifically,
 modifying the security mechanism in use is not allowed; if the
 security method used between a pair of peers is changed, the affected
 connection MUST be restarted.

2. Specification of Requirements

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in RFC 2119 [RFC2119].

Jiao & Zorn Standards Track [Page 2] RFC 6737 Diameter Capabilities Update October 2012

3. Diameter Protocol Considerations

 This section details the relationship of the Diameter Capabilities
 Update application to the Diameter base protocol.
 This document specifies Diameter Application-Id 10.  Diameter nodes
 conforming to this specification MUST advertise support by including
 the value 10 in the Auth-Application-Id of the Capabilities-Exchange-
 Request (CER) and Capabilities-Exchange-Answer (CEA) commands
 [RFC6733].

4. Capabilities Update

 When the capabilities of a Diameter node conforming to this
 specification change, the node MUST notify all of the nodes with
 which it has an open transport connection and which have also
 advertised support for the Capabilities Update application using the
 Capabilities-Update-Request (CUR) message (Section 4.1.1).  This
 message allows the update of a peer's capabilities (supported
 Diameter applications, etc.).
 A Diameter node only issues a given command to those peers that have
 advertised support for the Diameter application that defines the
 command; a Diameter node must cache the supported applications in
 order to ensure that unrecognized commands and/or Attribute-Value
 Pairs (AVPs) are not unnecessarily sent to a peer.
 The receiver of the CUR MUST determine common applications by
 computing the intersection of its own set of supported Application
 Ids against all of the Application-Id AVPs (Auth-Application-Id,
 Acct-Application-Id, and Vendor-Specific-Application-Id) present in
 the CUR.  The value of the Vendor-Id AVP in the Vendor-Specific-
 Application-Id MUST NOT be used during computation.
 If the receiver of a CUR does not have any applications in common
 with the sender, then it MUST return a Capabilities-Update-Answer
 (CUA) (Section 4.1.2) with the Result-Code AVP set to
 DIAMETER_NO_COMMON_APPLICATION [RFC6733], and it SHOULD disconnect
 the transport-layer connection.  However, if active sessions are
 using the connection, peers MAY delay disconnection until the
 sessions can be redirected or gracefully terminated.  Note that
 receiving a CUA from a peer advertising itself as a relay (see
 [RFC6733], Section 2.4) MUST be interpreted as having common
 applications with the peer.
 As for CER/CEA messages, the CUR and CUA messages MUST NOT be
 proxied, redirected, or relayed.

Jiao & Zorn Standards Track [Page 3] RFC 6737 Diameter Capabilities Update October 2012

 Even though the CUR/CUA messages cannot be proxied, it is still
 possible for an upstream agent to receive a message for which there
 are no peers available to handle the application that corresponds to
 the Command Code.  This could happen if, for example, the peers are
 too busy or down.  In such instances, the 'E' bit MUST be set in the
 answer message with the Result-Code AVP set to
 DIAMETER_UNABLE_TO_DELIVER to inform the downstream peer to take
 action (e.g., re-routing requests to an alternate peer).

4.1. Command Code Values

 This section defines Command Code [RFC6733] values that MUST be
 supported by all Diameter implementations conforming to this
 specification.  The following Command Codes are defined in this
 document: Capabilities-Update-Request (CUR, Section 4.1.1), and
 Capabilities-Update-Answer (CUA, Section 4.1.2).  The Diameter
 Command Code Format (CCF) ([RFC6733], Section 3.2) is used in the
 definitions.

4.1.1. Capabilities-Update-Request

 The Capabilities-Update-Request (CUR), indicated by the Command Code
 set to 328 and the Command Flags' 'R' bit set, is sent to update
 local capabilities.  Upon detection of a transport failure, this
 message MUST NOT be sent to an alternate peer.
 When Diameter is run over the Stream Control Transmission Protocol
 (SCTP) [RFC4960], which allows connections to span multiple
 interfaces and multiple IP addresses, the Capabilities-Update-Request
 message MUST contain one Host-IP-Address AVP for each potential IP
 address that may be locally used when transmitting Diameter messages.
 Message Format
    <CUR> ::= < Diameter Header: 328, REQ >
              { Origin-Host }
              { Origin-Realm }
           1* { Host-IP-Address }
              { Vendor-Id }
              { Product-Name }
              [ Origin-State-Id ]
            * [ Supported-Vendor-Id ]
            * [ Auth-Application-Id ]
            * [ Acct-Application-Id ]
            * [ Vendor-Specific-Application-Id ]
              [ Firmware-Revision ]
            * [ AVP ]

Jiao & Zorn Standards Track [Page 4] RFC 6737 Diameter Capabilities Update October 2012

4.1.2. Capabilities-Update-Answer

 The Capabilities-Update-Answer, indicated by the Command Code set to
 328 and the Command Flags' 'R' bit cleared, is sent in response to a
 CUR message.
                   Message Format
                   <CUA> ::= < Diameter Header: 328 >
                             { Origin-Host }
                             { Origin-Realm }
                             { Result-Code }
                             [ Error-Message ]
                           * [ AVP ]

5. Security Considerations

 The security considerations applicable to the Diameter base protocol
 [RFC6733] are also applicable to this document.

6. IANA Considerations

 This section explains the criteria to be used by the IANA for
 assignment of numbers within namespaces used within this document.

6.1. Application Identifier

 This specification assigns the value 10 (Diameter Capabilities
 Update) from the Application Identifiers namespace [RFC6733].  See
 Section 3 for the assignment of the namespace in this specification.

6.2. Command Codes

 This specification assigns the value 328 (Capabilities-Update-
 Request/Capabilities-Update-Answer (CUR/CUA)) from the Command Codes
 namespace [RFC6733].  See Section 4.1 for the assignment of the
 namespace in this specification.

7. Contributors

 This document is based upon work done by Tina Tsou.

8. Acknowledgements

 Thanks to Sebastien Decugis, Niklas Neumann, Subash Comerica, Lionel
 Morand, Dan Romascanu, Dan Harkins, and Ravi for helpful review and
 discussion.

Jiao & Zorn Standards Track [Page 5] RFC 6737 Diameter Capabilities Update October 2012

9. References

9.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC6733]  Fajardo, V., Arkko, J., Loughney, J., and G. Zorn,
            "Diameter Base Protocol", RFC 6733, October 2012.

9.2. Informative References

 [RFC4960]  Stewart, R., "Stream Control Transmission Protocol",
            RFC 4960, September 2007.

Authors' Addresses

 Jiao Kang
 Huawei Technologies
 Section F1, Huawei Industrial Base
 Bantian, Longgang District
 Shenzhen  518129
 P.R. China
 EMail: kangjiao@huawei.com
 Glen Zorn
 Network Zen
 227/358 Thanon Sanphawut
 Bang Na, Bangkok  10260
 Thailand
 Phone: +66 (0) 909-201060
 EMail: glenzorn@gmail.com

Jiao & Zorn Standards Track [Page 6]

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