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rfc:rfc6251

Internet Engineering Task Force (IETF) S. Josefsson Request for Comments: 6251 SJD AB Category: Informational May 2011 ISSN: 2070-1721

                      Using Kerberos Version 5
          over the Transport Layer Security (TLS) Protocol

Abstract

 This document specifies how the Kerberos V5 protocol can be
 transported over the Transport Layer Security (TLS) protocol in order
 to provide additional security features.

Status of This Memo

 This document is not an Internet Standards Track specification; it is
 published for informational purposes.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Not all documents
 approved by the IESG are a candidate for any level of Internet
 Standard; see Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc6251.

Copyright Notice

 Copyright (c) 2011 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Josefsson Informational [Page 1] RFC 6251 Protecting Kerberos V5 with TLS May 2011

 This document may contain material from IETF Documents or IETF
 Contributions published or made publicly available before November
 10, 2008.  The person(s) controlling the copyright in some of this
 material may not have granted the IETF Trust the right to allow
 modifications of such material outside the IETF Standards Process.
 Without obtaining an adequate license from the person(s) controlling
 the copyright in such materials, this document may not be modified
 outside the IETF Standards Process, and derivative works of it may
 not be created outside the IETF Standards Process, except to format
 it for publication as an RFC or to translate it into languages other
 than English.

Table of Contents

 1. Introduction and Background .....................................2
 2. Kerberos V5 STARTTLS Extension ..................................3
 3. Examples ........................................................4
 4. STARTTLS-Aware KDC Discovery ....................................5
 5. Server Certificates .............................................6
 6. IANA Considerations .............................................7
 7. Acknowledgements ................................................7
 8. Security Considerations .........................................7
 9. References ......................................................8
    9.1. Normative References .......................................8
    9.2. Informative References .....................................8

1. Introduction and Background

 This document describes how a Kerberos V5 [RFC4120] implementation
 may upgrade communication between clients and Key Distribution
 Centers (KDCs) to use the Transport Layer Security (TLS) [RFC5246]
 protocol.
 The TLS protocol offers integrity- and privacy-protected exchanges
 that can be authenticated using X.509 certificates, OpenPGP keys
 [RFC6091], and usernames and passwords via Secure Remote Password
 (SRP) [RFC5054].
 There are several reasons to use Kerberos V5 over TLS.
 o  It prevents downgrade attacks affecting, e.g., encryption types
    and pre-auth data negotiation.  The encryption type field in
    KDC-REQ and the METHOD-DATA field with the requested pre-auth
    types from the server in KDC_ERR_PREAUTH_REQUIRED errors in
    KDC-REP are sent without integrity or privacy protection in
    Kerberos V5.  This allows an active attacker to replace the
    encryption type with a compromised encryption type, e.g., 56-bit
    DES, or request that clients should use a broken pre-auth type.

Josefsson Informational [Page 2] RFC 6251 Protecting Kerberos V5 with TLS May 2011

    Since clients in general cannot know the encryption types other
    servers support, or the pre-auth types servers prefer or require,
    it is difficult for the client to detect if there was a man in the
    middle or if the remote server simply did not support a stronger
    encryption type or preferred another pre-auth type.
 o  Kerberos exchanges are privacy protected.  Parts of many Kerberos
    packets are transferred without privacy protection (i.e.,
    encryption).  That part contains information, such as the client
    principal name, the server principal name, the encryption types
    supported by the client, the lifetime of tickets, etc.  Revealing
    such information is, in some threat models, considered a problem.
 o  It provides additional authentication against the KDC.  In some
    situations, users are equipped with smart cards with an RSA
    authentication key.  In others, users have an OpenPGP client on
    their desktop, with a public OpenPGP key known to the server.
 o  It provides explicit server authentication of the KDC to the
    client.  In traditional Kerberos V5, authentication of the KDC is
    proved as a side effect that the KDC knows your encryption key
    (i.e., your password).
 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in RFC 2119 [RFC2119].

2. Kerberos V5 STARTTLS Extension

 The STARTTLS extension uses the Kerberos V5 TCP extension mechanism
 [RFC5021].  The extension uses bit 0 in the extension bitmask.
 The protocol is as follows.  The client requests the extension by
 setting the STARTTLS bit in the TCP extension mechanism bitmask.
 (How to deal with extension negotiation failures at this point is
 described in [RFC5021].)  After the server has sent the 4-octet value
 0x00000000 to indicate support of this extension, the stream will be
 controlled by the TLS protocol and its framing.  The TLS protocol is
 initiated by the client.
 Typically, the client initiates the TLS handshake protocol by sending
 a client hello, the server responds, and the handshake continues
 until it either succeeds or fails.
 If, for any reason, the handshake fails, the STARTTLS protocol will
 also fail, and the TLS error is used as the error indication.  In
 this case, no further messages can be exchanged over the same TCP
 session.

Josefsson Informational [Page 3] RFC 6251 Protecting Kerberos V5 with TLS May 2011

 If the handshake succeeds, the Kerberos V5 authentication protocol is
 performed within the protected TLS channel, like a normal TCP
 Kerberos V5 exchange.  In particular, this means that every Kerberos
 V5 packet will be prefixed by a 4-octet length field that indicates
 the length of the Kerberos V5 packet.
 When no further Kerberos V5 messages need to be transferred in the
 TLS session, the TLS session MUST be shut down properly using the
 close_notify alert.  When the TLS session is shut down, the TCP
 connection cannot be re-used to send any further data and MUST be
 closed.

3. Examples

 A complete packet flow for a successful AS-REQ/REP exchange protected
 by this mechanism will be as follows.  The "STARTTLS-bit" is a
 4-octet value with only the bit allocated for this extension set, and
 | is the binary OR operation.

Josefsson Informational [Page 4] RFC 6251 Protecting Kerberos V5 with TLS May 2011

     Client                                               Server
      [ Kerberos V5 TCP extension mechanism negotiation starts ]
     0x80000000 | STARTTLS-bit    -------->
                                                     0x00000000
                                  <--------
                          [ TLS negotiation starts ]
     ClientHello                  -------->
                                                     ServerHello
                                                    Certificate*
                                              ServerKeyExchange*
                                             CertificateRequest*
                                  <--------      ServerHelloDone
     Certificate*
     ClientKeyExchange
     CertificateVerify*
     [ChangeCipherSpec]
     Finished                     -------->
                                              [ChangeCipherSpec]
                                  <--------             Finished
                     [ Kerberos V5 negotiation starts ]
     4-octet length field
     Kerberos V5 AS-REQ           -------->
                                              4-octet length field
                                              Kerberos V5 AS-REP
                                  <--------
  • Indicates optional or situation-dependent messages that are not

always sent

4. STARTTLS-Aware KDC Discovery

 Section 7.2.3 of Kerberos V5 [RFC4120] describes how Domain Name
 System (DNS) SRV records [RFC2782] can be used to find the address of
 a KDC.  We define a new Service of "kerberos-tls" to indicate that
 the particular KDC is intended to support this STARTTLS extension.
 The Proto (tcp), Realm, TTL, Class, SRV, Priority, Weight, Port, and
 Target have the same meaning as in RFC 4120.

Josefsson Informational [Page 5] RFC 6251 Protecting Kerberos V5 with TLS May 2011

 For example:
 _kerberos-tls._tcp.EXAMPLE.COM. IN SRV 0 0 88 kdc1.example.com.
 _kerberos-tls._tcp.EXAMPLE.COM. IN SRV 1 0 88 kdc2.example.com.

5. Server Certificates

 The TLS protocol may be used in a mode that provides server
 authentication using, for example, X.509 and OpenPGP.
 A goal for the protocol described in this memo is that it should be
 as easy to implement and deploy on clients as support for UDP/TCP.
 Since many client environments do not have access to long-term
 storage, or to long-term storage that is sufficiently secure to
 enable validation of server certificates, the Kerberos V5 STARTTLS
 protocol does not require clients to verify server certificates.  If
 server certification had been required, then environments with
 constrained clients such as those mentioned would be forced to
 disable TLS; this would arguably be worse than TLS without server
 certificate validation, as the use of TLS, even without server
 certificate validation, protects against some attacks that Kerberos
 V5 over UDP/TCP does not.  For example, even without server
 certificate validation, TLS does protect against passive network
 sniffing aimed at tracking Kerberos service usage by a given client.
 However, note that the use of TLS without server certificate
 verification opens up a range of active attacks such as man in the
 middle.
 When clients have the ability, they MUST validate the server
 certificate.  For this reason, if a KDC presents an X.509 server
 certificate over TLS, it MUST contain an otherName Subject
 Alternative Name (SAN) identified using a type-id of
 id-krb5starttls-san.  The intention is to bind the server certificate
 to the Kerberos realm for the purpose of using Kerberos V5 STARTTLS.
 The value field of the otherName should contain the realm as the
 "Realm" ASN.1 type.
        id-krb5starttls-san OBJECT IDENTIFIER ::=
          { iso(1) identified-organization(3) dod(6) internet(1)
            private(4) enterprise(1) gnu(11591)
            shishi(6) krb5starttls-san(1) }
 To validate a server certificate, the client MAY use local
 configuration (e.g., a list that maps the Kerberos realm to a copy of
 the server's certificate) and compare that with the authentication
 information provided from the server via TLS.  For illustration, the

Josefsson Informational [Page 6] RFC 6251 Protecting Kerberos V5 with TLS May 2011

 server certificate could be an X.509 certificate or an OpenPGP key.
 In this mode, the client needs no processing related to id-
 krb5starttls-san.
 When the server presents an X.509 server certificate, clients MAY use
 "Certification Path Validation" as described in [RFC5280] to validate
 the KDC server certificate.  In addition, unless the client can
 otherwise verify that the server certificate is bound to the KDC of
 the target realm, the client MUST verify that the server certificate
 contains the id-krb5starttls-san SAN and that the value is identical
 to the intended Kerberos realm.

6. IANA Considerations

 Per [RFC5021], the IANA has allocated a bit (value 0) in the
 "Kerberos TCP Extensions" registry for Krb5 over TLS, the extension
 described in this document.

7. Acknowledgements

 Miguel A. Garcia, Sam Hartman, Jeffrey Hutzelman, Magnus Nystroem,
 and Peter Saint-Andre (in alphabetical order) provided comments that
 improved the protocol and document.

8. Security Considerations

 The security considerations in Kerberos V5, TLS, and the Kerberos V5
 TCP extension mechanism are inherited.
 Note that TLS does not protect against man-in-the-middle attacks
 unless clients verify the KDC's credentials (X.509 certificate,
 OpenPGP key, etc.) correctly.  Although certificate validation adds
 an extra layer of protection, that is not considered strictly
 necessary to improve the security profile of Kerberos V5 as outlined
 in this document.
 If server authentication is used, some information about the server
 (such as its name) is visible to passive attackers.
 To protect against the inherent downgrade attack in the extension
 framework, implementations SHOULD offer a policy mode that requires
 this extension to always be successfully negotiated, for a particular
 realm, or generally.  For interoperability with implementations that
 do not support this extension, the policy mode SHOULD be disabled by
 default.

Josefsson Informational [Page 7] RFC 6251 Protecting Kerberos V5 with TLS May 2011

9. References

9.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC2782]  Gulbrandsen, A., Vixie, P., and L. Esibov, "A DNS RR for
            specifying the location of services (DNS SRV)", RFC 2782,
            February 2000.
 [RFC4120]  Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The
            Kerberos Network Authentication Service (V5)", RFC 4120,
            July 2005.
 [RFC5021]  Josefsson, S., "Extended Kerberos Version 5 Key
            Distribution Center (KDC) Exchanges over TCP", RFC 5021,
            August 2007.
 [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security
            (TLS) Protocol Version 1.2", RFC 5246, August 2008.
 [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
            Housley, R., and W. Polk, "Internet X.509 Public Key
            Infrastructure Certificate and Certificate Revocation List
            (CRL) Profile", RFC 5280, May 2008.

9.2. Informative References

 [RFC5054]  Taylor, D., Wu, T., Mavrogiannopoulos, N., and T. Perrin,
            "Using the Secure Remote Password (SRP) Protocol for TLS
            Authentication", RFC 5054, November 2007.
 [RFC6091]  Mavrogiannopoulos, N. and D. Gillmor, "Using OpenPGP Keys
            for Transport Layer Security (TLS) Authentication",
            RFC 6091, February 2011.

Author's Address

 Simon Josefsson
 Simon Josefsson Datakonsult AB
 Hagagatan 24
 Stockholm  113 47
 Sweden
 EMail: simon@josefsson.org
 URI:   http://josefsson.org/

Josefsson Informational [Page 8]

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