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rfc:rfc6211

Internet Engineering Task Force (IETF) J. Schaad Request for Comments: 6211 Soaring Hawk Consulting Category: Standards Track April 2011 ISSN: 2070-1721

                 Cryptographic Message Syntax (CMS)
             Algorithm Identifier Protection Attribute

Abstract

 The Cryptographic Message Syntax (CMS), unlike X.509/PKIX
 certificates, is vulnerable to algorithm substitution attacks.  In an
 algorithm substitution attack, the attacker changes either the
 algorithm being used or the parameters of the algorithm in order to
 change the result of a signature verification process.  In X.509
 certificates, the signature algorithm is protected because it is
 duplicated in the TBSCertificate.signature field with the proviso
 that the validator is to compare both fields as part of the signature
 validation process.  This document defines a new attribute that
 contains a copy of the relevant algorithm identifiers so that they
 are protected by the signature or authentication process.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc6211.

Schaad Standards Track [Page 1] RFC 6211 CMS Algorithm Attribute April 2011

Copyright Notice

 Copyright (c) 2011 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 3
   1.1.  Notation  . . . . . . . . . . . . . . . . . . . . . . . . . 5
 2.  Attribute Structure . . . . . . . . . . . . . . . . . . . . . . 5
 3.  Verification Process  . . . . . . . . . . . . . . . . . . . . . 7
   3.1.  Signed Data Verification Changes  . . . . . . . . . . . . . 7
   3.2.  Authenticated Data Verification Changes . . . . . . . . . . 7
 4.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 8
 5.  Security Considerations . . . . . . . . . . . . . . . . . . . . 8
 6.  References  . . . . . . . . . . . . . . . . . . . . . . . . . . 8
   6.1.  Normative References  . . . . . . . . . . . . . . . . . . . 8
   6.2.  Informational References  . . . . . . . . . . . . . . . . . 9
 Appendix A.  2008 ASN.1 Module  . . . . . . . . . . . . . . . . .  10

Schaad Standards Track [Page 2] RFC 6211 CMS Algorithm Attribute April 2011

1. Introduction

 The Cryptographic Message Syntax [CMS], unlike X.509/PKIX
 certificates [RFC5280], is vulnerable to algorithm substitution
 attacks.  In an algorithm substitution attack, the attacker changes
 either the algorithm being used or the parameters of the algorithm in
 order to change the result of a signature verification process.  In
 X.509 certificates, the signature algorithm is protected because it
 is duplicated in the TBSCertificate.signature field with the proviso
 that the validator is to compare both fields as part of the signature
 validation process.  This document defines a new attribute that
 contains a copy of the relevant algorithm identifiers so that they
 are protected by the signature or authentication process.
 In an algorithm substitution attack, the attacker looks for a
 different algorithm that produces the same result as the algorithm
 used by the signer.  As an example, if the creator of the message
 used SHA-1 as the digest algorithm to hash the message content, then
 the attacker looks for a different hash algorithm that produces a
 result that is of the same length, but with which it is easier to
 find collisions.  Examples of other algorithms that produce a hash
 value of the same length would be SHA-0 or RIPEMD-160.  Similar
 attacks can be mounted against parameterized algorithm identifiers.
 When looking at some of the proposed randomized hashing functions,
 such as that in [RANDOM-HASH], the associated security proofs assume
 that the parameters are solely under the control of the originator
 and not subject to selection by the attacker.
 Some algorithms have been internally designed to be more resistant to
 this type of attack.  Thus, an RSA PKCS #1 v.15 signature [RFC3447]
 cannot have the associated hash algorithm changed because it is
 encoded as part of the signature.  The Digital Signature Algorithm
 (DSA) was originally defined so that it would only work with SHA-1 as
 a hash algorithm; thus, by knowing the public key from the
 certificate, a validator can be assured that the hash algorithm
 cannot be changed.  There is a convention, undocumented as far as I
 can tell, that the same hash algorithm should be used for both the
 content digest and the signature digest.  There are cases, such as
 third-party signers that are only given a content digest, where such
 a convention cannot be enforced.
 As with all attacks, the attack is going to be desirable on items
 that are both long term and high value.  One would expect that these
 attacks are more likely to be made on older documents, as the
 algorithms being used when the message was signed would be more
 likely to have degraded over time.  Countersigning, the classic
 method of protecting a signature, does not provide any additional
 protection against an algorithm substitution attack because

Schaad Standards Track [Page 3] RFC 6211 CMS Algorithm Attribute April 2011

 countersignatures sign just the signature, but the algorithm
 substitution attacks leave the signature value alone while changing
 the algorithms being used.
 Using the SignerInfo structure from CMS, let's take a more detailed
 look at each of the fields in the structure and discuss what fields
 are and are not protected by the signature.  I have included a copy
 of the ASN.1 here for convenience.  A similar analysis of the
 AuthenticatedData structure is left to the reader, but it can be done
 in much the same way.
       SignerInfo ::= SEQUENCE {
         version CMSVersion,
         sid SignerIdentifier,
         digestAlgorithm DigestAlgorithmIdentifier,
         signedAttrs [0] IMPLICIT SignedAttributes OPTIONAL,
         signatureAlgorithm SignatureAlgorithmIdentifier,
         signature SignatureValue,
         unsignedAttrs [1] IMPLICIT UnsignedAttributes OPTIONAL }
 version  is not protected by the signature.  As many implementations
    of CMS today ignore the value of this field, that is not a
    problem.  If the value is increased, then no changes in the
    processing are expected.  If the value is decreased,
    implementations that respect the structure would fail to decode,
    but an erroneous signature validation would not be completed
    successfully.
 sid  can be protected using either version of the signing certificate
    authenticated attribute.  SigningCertificateV2 is defined in
    [RFC5035].  SigningCertificate is defined in [ESS-BASE].  In
    addition to allowing for the protection of the signer identifier,
    the specific certificate is protected by including a hash of the
    certificate to be used for validation.
 digestAlgorithm  has been implicitly protected by the fact that CMS
    has only defined one digest algorithm for each hash value length.
    (The algorithm RIPEMD-160 was never standardized.)  There is also
    an unwritten convention that the same digest algorithm should be
    used both here and for the signature algorithm.  If newer digest
    algorithms are defined so that there are multiple algorithms for a
    given hash length (it is expected that the SHA-3 project will do
    so), or that parameters are defined for a specific algorithm, much
    of the implicit protection will be lost.
 signedAttributes  are directly protected by the signature when they
    are present.  The Distinguished Encoding Rules (DER) encoding of
    this value is what is hashed for the signature computation.

Schaad Standards Track [Page 4] RFC 6211 CMS Algorithm Attribute April 2011

 signatureAlgorithm  has been protected by implication in the past.
    The use of an RSA public key implied that the RSA v1.5 signature
    algorithm was being used.  The hash algorithm and this fact could
    be checked by the internal padding defined.  This is no longer
    true with the addition of the RSA-PSS signature algorithms.  The
    use of a DSA public key implied the SHA-1 hash algorithm as that
    was the only possible hash algorithm and the DSA was the public
    signature algorithm.  This is still somewhat true as there is an
    implicit tie between the length of the DSA public key and the
    length of the hash algorithm to be used, but this is known by
    convention and there is no explicit enforcement for this.
 signature  is not directly protected by any other value unless a
    counter signature is present.  However, this represents the
    cryptographically computed value that protects the rest of the
    signature information.
 unsignedAttrs  is not protected by the signature value.  The
    SignedData structure was explicitly designed that unsignedAttrs
    are not protected by the signature value.
 As can be seen above, the digestAlgorithm and signatureAlgorithm
 fields have been indirectly rather than explicitly protected in the
 past.  With new algorithms that have been or are being defined, this
 will no longer be the case.  This document defines and describes a
 new attribute that will explicitly protect these fields along with
 the macAlgorithm field of the AuthenticatedData structure.

1.1. Notation

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in [RFC2119].

2. Attribute Structure

 The following defines the algorithm protection attribute:
 The algorithm protection attribute has the ASN.1 type
 CMSAlgorithmProtection:
     aa-cmsAlgorithmProtection ATTRIBUTE ::= {
         TYPE CMSAlgorithmProtection
         IDENTIFIED BY { id-aa-CMSAlgorithmProtection }
     }
 The following object identifier identifies the algorithm protection
 attribute:

Schaad Standards Track [Page 5] RFC 6211 CMS Algorithm Attribute April 2011

     id-aa-CMSAlgorithmProtection OBJECT IDENTIFIER ::= { iso(1)
          member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs9(9) 52 }
 The algorithm protection attribute uses the following ASN.1 type:
    CMSAlgorithmProtection ::= SEQUENCE {
        digestAlgorithm         DigestAlgorithmIdentifier,
        signatureAlgorithm  [1] SignatureAlgorithmIdentifier OPTIONAL,
        macAlgorithm        [2] MessageAuthenticationCodeAlgorithm
                                         OPTIONAL
    }
    (WITH COMPONENTS { signatureAlgorithm PRESENT,
                       macAlgorithm ABSENT } |
     WITH COMPONENTS { signatureAlgorithm ABSENT,
                       macAlgorithm PRESENT })
 The fields are defined as follows:
 digestAlgorithm  contains a copy of the SignerInfo.digestAlgorithm
    field or the AuthenticatedData.digestAlgorithm field including any
    parameters associated with it.
 signatureAlgorithm  contains a copy of the signature algorithm
    identifier and any parameters associated with it
    (SignerInfo.signatureAlgorithm).  This field is populated only if
    the attribute is placed in a SignerInfo.signedAttrs sequence.
 macAlgorithm  contains a copy of the message authentication code
    algorithm identifier and any parameters associated with it
    (AuthenticatedData.macAlgorithm).  This field is populated only if
    the attribute is placed in an AuthenticatedData.authAttrs
    sequence.
 Exactly one of signatureAlgorithm or macAlgorithm SHALL be present.
 An algorithm protection attribute MUST have a single attribute value,
 even though the syntax is defined as a SET OF AttributeValue.  There
 MUST NOT be zero or multiple instances of AttributeValue present.
 The algorithm protection attribute MUST be a signed attribute or an
 authenticated attribute; it MUST NOT be an unsigned attribute, an
 unauthenticated attribute, or an unprotected attribute.
 The SignedAttributes and AuthAttributes syntax are each defined as a
 SET of Attributes.  The SignedAttributes in a signerInfo MUST include
 only one instance of the algorithm protection attribute.  Similarly,
 the AuthAttributes in an AuthenticatedData MUST include only one
 instance of the algorithm protection attribute.

Schaad Standards Track [Page 6] RFC 6211 CMS Algorithm Attribute April 2011

3. Verification Process

 While the exact verification steps depend on the structure that is
 being validated, there are some common rules to be followed when
 comparing the two algorithm structures:
 o  A field with a default value MUST compare as identical,
    independently of whether the value is defaulted or is explicitly
    provided.  This implies that a binary compare of the encoded bytes
    is insufficient.
 o  For some algorithms, such as SHA-1, the parameter value of NULL
    can be included in the ASN.1 encoding by some implementations and
    be omitted by other implementations.  It is left to the
    implementer of this attribute to decide the comparison for
    equality is satisfied in this case.  As a general rule, the same
    implementation is expected to produce both encoded values thus
    making it unlikely that this corner case should exist.  This is an
    issue because some implementations will omit a NULL element, while
    others will encode a NULL element for some digest algorithms such
    as SHA-1 (see the comments in Section 2.1 of [RFC3370]).  The
    issue is even worse because the NULL is absent in some cases
    (e.g., [RFC3370]), but is required in other cases (e.g.,
    [RFC4056]).

3.1. Signed Data Verification Changes

 If a CMS validator supports this attribute, the following additional
 verification steps MUST be performed:
 1.  The SignerInfo.digestAlgorithm field MUST be compared to the
     digestAlgorithm field in the attribute.  If the fields are not
     the same (modulo encoding), then signature validation MUST fail.
 2.  The SignerInfo.signatureAlgorithm field MUST be compared to the
     signatureAlgorithm field in the attribute.  If the fields are not
     the same (modulo encoding), then the signature validation MUST
     fail.

3.2. Authenticated Data Verification Changes

 If a CMS validator supports this attribute, the following additional
 verification steps MUST be performed:
 1.  The AuthenticatedData.digestAlgorithm field MUST be compared to
     the digestAlgorithm field in the attribute.  If the fields are
     not same (modulo encoding), then authentication MUST fail.

Schaad Standards Track [Page 7] RFC 6211 CMS Algorithm Attribute April 2011

 2.  The AuthenticatedData.macAlgorithm field MUST be compared to the
     macAlgorithm field in the attribute.  If the fields are not the
     same (modulo encoding), then the authentication MUST fail.

4. IANA Considerations

 All identifiers are assigned out of the S/MIME OID arc.

5. Security Considerations

 This document is designed to address the security issue of algorithm
 substitutions of the algorithms used by the validator.  At this time,
 there is no known method to exploit this type of attack.  If the
 attack could be successful, then either a weaker algorithm could be
 substituted for a stronger algorithm or the parameters could be
 modified by an attacker to change the behavior of the hashing
 algorithm used.  (One example would be changing the initial parameter
 value for [RFC6210].)
 The attribute defined in this document is to be placed in a location
 that is protected by the signature or message authentication code.
 This attribute does not provide any additional security if placed in
 an unsigned or unauthenticated location.

6. References

6.1. Normative References

 [ASN.1-2008]   ITU-T, "ITU-T Recommendations X.680, X.681, X.682, and
                X.683", 2008.
 [CMS]          Housley, R., "Cryptographic Message Syntax (CMS)",
                RFC 5652, September 2009.
 [ESS-BASE]     Hoffman, P., "Enhanced Security Services for S/MIME",
                RFC 2634, June 1999.
 [RFC2119]      Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC5035]      Schaad, J., "Enhanced Security Services (ESS) Update:
                Adding CertID Algorithm Agility", RFC 5035,
                August 2007.
 [RFC5912]      Hoffman, P. and J. Schaad, "New ASN.1 Modules for the
                Public Key Infrastructure Using X.509 (PKIX)",
                RFC 5912, June 2010.

Schaad Standards Track [Page 8] RFC 6211 CMS Algorithm Attribute April 2011

6.2. Informative References

 [RANDOM-HASH]  Halevi, S. and H. Krawczyk, "Strengthening Digital
                Signatures via Random Hashing", January 2007,
                <http://webee.technion.ac.il/~hugo/rhash/rhash.pdf>.
 [RFC3370]      Housley, R., "Cryptographic Message Syntax (CMS)
                Algorithms", RFC 3370, August 2002.
 [RFC3447]      Jonsson, J. and B. Kaliski, "Public-Key Cryptography
                Standards (PKCS) #1: RSA Cryptography Specifications
                Version 2.1", RFC 3447, February 2003.
 [RFC4056]      Schaad, J., "Use of the RSASSA-PSS Signature Algorithm
                in Cryptographic Message Syntax (CMS)", RFC 4056,
                June 2005.
 [RFC5280]      Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
                Housley, R., and W. Polk, "Internet X.509 Public Key
                Infrastructure Certificate and Certificate Revocation
                List (CRL) Profile", RFC 5280, May 2008.
 [RFC6210]      Schaad, J., "Experiment: Hash Functions with
                Parameters in the Cryptographic Message Syntax (CMS)
                and S/MIME", RFC 6210, April 2011.

Schaad Standards Track [Page 9] RFC 6211 CMS Algorithm Attribute April 2011

Appendix A. 2008 ASN.1 Module

 The ASN.1 module defined uses the 2008 ASN.1 definitions found in
 [ASN.1-2008].  This module contains the ASN.1 module that contains
 the required definitions for the types and values defined in this
 document.  The module uses the ATTRIBUTE class defined in [RFC5912].
CMSAlgorithmProtectionAttribute
  { iso(1) member-body(2) us(840) rsadsi(113549)
    pkcs(1) pkcs-9(9) smime(16) modules(0)
    id-mod-cms-algorithmProtect(52) }
DEFINITIONS IMPLICIT TAGS ::=
BEGIN
 IMPORTS
  1. - Cryptographic Message Syntax (CMS) [CMS]
   DigestAlgorithmIdentifier, MessageAuthenticationCodeAlgorithm,
   SignatureAlgorithmIdentifier
   FROM  CryptographicMessageSyntax-2009
     { iso(1) member-body(2) us(840) rsadsi(113549)
       pkcs(1) pkcs-9(9) smime(16) modules(0) id-mod-cms-2004-02(41) }
  1. - Common PKIX structures [RFC5912]
   ATTRIBUTE
   FROM PKIX-CommonTypes-2009
     { iso(1) identified-organization(3) dod(6) internet(1)
       security(5) mechanisms(5) pkix(7) id-mod(0)
       id-mod-pkixCommon-02(57)};
  1. -
  2. - The CMS Algorithm Protection attribute is a Signed Attribute or
  3. - an Authenticated Attribute.
  4. -
  5. - Add this attribute to SignedAttributesSet in [CMS]
  6. - Add this attribute to AuthAttributeSet in [CMS]
  7. -
   aa-cmsAlgorithmProtection ATTRIBUTE ::= {
      TYPE CMSAlgorithmProtection
      IDENTIFIED BY { id-aa-cmsAlgorithmProtect }
   }
   id-aa-cmsAlgorithmProtect OBJECT IDENTIFIER ::= {
      iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
      pkcs9(9) 52 }

Schaad Standards Track [Page 10] RFC 6211 CMS Algorithm Attribute April 2011

   CMSAlgorithmProtection ::= SEQUENCE {
      digestAlgorithm         DigestAlgorithmIdentifier,
      signatureAlgorithm  [1] SignatureAlgorithmIdentifier OPTIONAL,
      macAlgorithm        [2] MessageAuthenticationCodeAlgorithm
                                        OPTIONAL
   }
   (WITH COMPONENTS { signatureAlgorithm PRESENT,
                      macAlgorithm ABSENT } |
    WITH COMPONENTS { signatureAlgorithm ABSENT,
                      macAlgorithm PRESENT })
END

Author's Address

 Jim Schaad
 Soaring Hawk Consulting
 EMail: ietf@augustcellars.com

Schaad Standards Track [Page 11]

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