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rfc:rfc5966

Internet Engineering Task Force (IETF) R. Bellis Request for Comments: 5966 Nominet UK Updates: 1035, 1123 August 2010 Category: Standards Track ISSN: 2070-1721

        DNS Transport over TCP - Implementation Requirements

Abstract

 This document updates the requirements for the support of TCP as a
 transport protocol for DNS implementations.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc5966.

Copyright Notice

 Copyright (c) 2010 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Bellis Standards Track [Page 1] RFC 5966 DNS over TCP August 2010

Table of Contents

 1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 3
 2.  Terminology Used in This Document . . . . . . . . . . . . . . . 3
 3.  Discussion  . . . . . . . . . . . . . . . . . . . . . . . . . . 3
 4.  Transport Protocol Selection  . . . . . . . . . . . . . . . . . 4
 5.  Connection Handling . . . . . . . . . . . . . . . . . . . . . . 5
 6.  Response Reordering . . . . . . . . . . . . . . . . . . . . . . 6
 7.  Security Considerations . . . . . . . . . . . . . . . . . . . . 6
 8.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . 7
 9.  References  . . . . . . . . . . . . . . . . . . . . . . . . . . 7
   9.1.  Normative References  . . . . . . . . . . . . . . . . . . . 7
   9.2.  Informative References  . . . . . . . . . . . . . . . . . . 7

1. Introduction

 Most DNS [RFC1034] transactions take place over UDP [RFC0768].  TCP
 [RFC0793] is always used for zone transfers and is often used for
 messages whose sizes exceed the DNS protocol's original 512-byte
 limit.
 Section 6.1.3.2 of [RFC1123] states:
    DNS resolvers and recursive servers MUST support UDP, and SHOULD
    support TCP, for sending (non-zone-transfer) queries.
 However, some implementors have taken the text quoted above to mean
 that TCP support is an optional feature of the DNS protocol.
 The majority of DNS server operators already support TCP and the
 default configuration for most software implementations is to support
 TCP.  The primary audience for this document is those implementors
 whose failure to support TCP restricts interoperability and limits
 deployment of new DNS features.
 This document therefore updates the core DNS protocol specifications
 such that support for TCP is henceforth a REQUIRED part of a full DNS
 protocol implementation.
 Whilst this document makes no specific recommendations to operators
 of DNS servers, it should be noted that failure to support TCP (or
 the blocking of DNS over TCP at the network layer) may result in
 resolution failure and/or application-level timeouts.

Bellis Standards Track [Page 2] RFC 5966 DNS over TCP August 2010

2. Terminology Used in This Document

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in [RFC2119].

3. Discussion

 In the absence of EDNS0 (Extension Mechanisms for DNS 0) (see below),
 the normal behaviour of any DNS server needing to send a UDP response
 that would exceed the 512-byte limit is for the server to truncate
 the response so that it fits within that limit and then set the TC
 flag in the response header.  When the client receives such a
 response, it takes the TC flag as an indication that it should retry
 over TCP instead.
 RFC 1123 also says:
    ... it is also clear that some new DNS record types defined in the
    future will contain information exceeding the 512 byte limit that
    applies to UDP, and hence will require TCP.  Thus, resolvers and
    name servers should implement TCP services as a backup to UDP
    today, with the knowledge that they will require the TCP service
    in the future.
 Existing deployments of DNS Security (DNSSEC) [RFC4033] have shown
 that truncation at the 512-byte boundary is now commonplace.  For
 example, a Non-Existent Domain (NXDOMAIN) (RCODE == 3) response from
 a DNSSEC-signed zone using NextSECure 3 (NSEC3) [RFC5155] is almost
 invariably larger than 512 bytes.
 Since the original core specifications for DNS were written, the
 Extension Mechanisms for DNS (EDNS0 [RFC2671]) have been introduced.
 These extensions can be used to indicate that the client is prepared
 to receive UDP responses larger than 512 bytes.  An EDNS0-compatible
 server receiving a request from an EDNS0-compatible client may send
 UDP packets up to that client's announced buffer size without
 truncation.
 However, transport of UDP packets that exceed the size of the path
 MTU causes IP packet fragmentation, which has been found to be
 unreliable in some circumstances.  Many firewalls routinely block
 fragmented IP packets, and some do not implement the algorithms
 necessary to reassemble fragmented packets.  Worse still, some
 network devices deliberately refuse to handle DNS packets containing
 EDNS0 options.  Other issues relating to UDP transport and packet
 size are discussed in [RFC5625].

Bellis Standards Track [Page 3] RFC 5966 DNS over TCP August 2010

 The MTU most commonly found in the core of the Internet is around
 1500 bytes, and even that limit is routinely exceeded by DNSSEC-
 signed responses.
 The future that was anticipated in RFC 1123 has arrived, and the only
 standardised UDP-based mechanism that may have resolved the packet
 size issue has been found inadequate.

4. Transport Protocol Selection

 All general-purpose DNS implementations MUST support both UDP and TCP
 transport.
 o  Authoritative server implementations MUST support TCP so that they
    do not limit the size of responses to what fits in a single UDP
    packet.
 o  Recursive server (or forwarder) implementations MUST support TCP
    so that they do not prevent large responses from a TCP-capable
    server from reaching its TCP-capable clients.
 o  Stub resolver implementations (e.g., an operating system's DNS
    resolution library) MUST support TCP since to do otherwise would
    limit their interoperability with their own clients and with
    upstream servers.
 Stub resolver implementations MAY omit support for TCP when
 specifically designed for deployment in restricted environments where
 truncation can never occur or where truncated DNS responses are
 acceptable.
 Regarding the choice of when to use UDP or TCP, Section 6.1.3.2 of
 RFC 1123 also says:
    ... a DNS resolver or server that is sending a non-zone-transfer
    query MUST send a UDP query first.
 That requirement is hereby relaxed.  A resolver SHOULD send a UDP
 query first, but MAY elect to send a TCP query instead if it has good
 reason to expect the response would be truncated if it were sent over
 UDP (with or without EDNS0) or for other operational reasons, in
 particular, if it already has an open TCP connection to the server.

Bellis Standards Track [Page 4] RFC 5966 DNS over TCP August 2010

5. Connection Handling

 Section 4.2.2 of [RFC1035] says:
    If the server needs to close a dormant connection to reclaim
    resources, it should wait until the connection has been idle for a
    period on the order of two minutes.  In particular, the server
    should allow the SOA and AXFR request sequence (which begins a
    refresh operation) to be made on a single connection.  Since the
    server would be unable to answer queries anyway, a unilateral
    close or reset may be used instead of a graceful close.
 Other more modern protocols (e.g., HTTP [RFC2616]) have support for
 persistent TCP connections and operational experience has shown that
 long timeouts can easily cause resource exhaustion and poor response
 under heavy load.  Intentionally opening many connections and leaving
 them dormant can trivially create a "denial-of-service" attack.
 It is therefore RECOMMENDED that the default application-level idle
 period should be of the order of seconds, but no particular value is
 specified.  In practise, the idle period may vary dynamically, and
 servers MAY allow dormant connections to remain open for longer
 periods as resources permit.
 To mitigate the risk of unintentional server overload, DNS clients
 MUST take care to minimize the number of concurrent TCP connections
 made to any individual server.  Similarly, servers MAY impose limits
 on the number of concurrent TCP connections being handled for any
 particular client.
 Further recommendations for the tuning of TCP stacks to allow higher
 throughput or improved resiliency against denial-of-service attacks
 are outside the scope of this document.

6. Response Reordering

 RFC 1035 is ambiguous on the question of whether TCP queries may be
 reordered -- the only relevant text is in Section 4.2.1, which
 relates to UDP:
    Queries or their responses may be reordered by the network, or by
    processing in name servers, so resolvers should not depend on them
    being returned in order.
 For the avoidance of future doubt, this requirement is clarified.
 Client resolvers MUST be able to process responses that arrive in a
 different order to that in which the requests were sent, regardless
 of the transport protocol in use.

Bellis Standards Track [Page 5] RFC 5966 DNS over TCP August 2010

7. Security Considerations

 Some DNS server operators have expressed concern that wider use of
 DNS over TCP will expose them to a higher risk of denial-of-service
 (DoS) attacks.
 Although there is a higher risk of such attacks against TCP-enabled
 servers, techniques for the mitigation of DoS attacks at the network
 level have improved substantially since DNS was first designed.
 At the time of writing, the vast majority of Top Level Domain (TLD)
 authority servers and all of the root name servers support TCP and
 the author knows of no evidence to suggest that TCP-based DoS attacks
 against existing DNS infrastructure are commonplace.
 That notwithstanding, readers are advised to familiarise themselves
 with [CPNI-TCP].
 Operators of recursive servers should ensure that they only accept
 connections from expected clients, and do not accept them from
 unknown sources.  In the case of UDP traffic, this will help protect
 against reflector attacks [RFC5358] and in the case of TCP traffic it
 will prevent an unknown client from exhausting the server's limits on
 the number of concurrent connections.

8. Acknowledgements

 The author would like to thank the document reviewers from the DNSEXT
 Working Group, and in particular, George Barwood, Alex Bligh, Alfred
 Hoenes, Fernando Gont, Olafur Gudmondsson, Jim Reid, Paul Vixie, and
 Nicholas Weaver.

9. References

9.1. Normative References

 [RFC0768]   Postel, J., "User Datagram Protocol", STD 6, RFC 768,
             August 1980.
 [RFC0793]   Postel, J., "Transmission Control Protocol", STD 7,
             RFC 793, September 1981.
 [RFC1034]   Mockapetris, P., "Domain names - concepts and
             facilities", STD 13, RFC 1034, November 1987.
 [RFC1035]   Mockapetris, P., "Domain names - implementation and
             specification", STD 13, RFC 1035, November 1987.

Bellis Standards Track [Page 6] RFC 5966 DNS over TCP August 2010

 [RFC1123]   Braden, R., "Requirements for Internet Hosts -
             Application and Support", STD 3, RFC 1123, October 1989.
 [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC2671]   Vixie, P., "Extension Mechanisms for DNS (EDNS0)",
             RFC 2671, August 1999.

9.2. Informative References

 [CPNI-TCP]  CPNI, "Security Assessment of the Transmission Control
             Protocol (TCP)", 2009, <http://www.cpni.gov.uk/Docs/
             tn-03-09-security-assessment-TCP.pdf>.
 [RFC2616]   Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
             Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
             Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
 [RFC4033]   Arends, R., Austein, R., Larson, M., Massey, D., and S.
             Rose, "DNS Security Introduction and Requirements",
             RFC 4033, March 2005.
 [RFC5155]   Laurie, B., Sisson, G., Arends, R., and D. Blacka, "DNS
             Security (DNSSEC) Hashed Authenticated Denial of
             Existence", RFC 5155, March 2008.
 [RFC5358]   Damas, J. and F. Neves, "Preventing Use of Recursive
             Nameservers in Reflector Attacks", BCP 140, RFC 5358,
             October 2008.
 [RFC5625]   Bellis, R., "DNS Proxy Implementation Guidelines",
             BCP 152, RFC 5625, August 2009.

Author's Address

 Ray Bellis
 Nominet UK
 Edmund Halley Road
 Oxford  OX4 4DQ
 United Kingdom
 Phone: +44 1865 332211
 EMail: ray.bellis@nominet.org.uk
 URI:   http://www.nominet.org.uk/

Bellis Standards Track [Page 7]

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