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rfc:rfc4680

Network Working Group S. Santesson Request for Comments: 4680 Microsoft Updates: 4346 September 2006 Category: Standards Track

            TLS Handshake Message for Supplemental Data

Status of This Memo

 This document specifies an Internet standards track protocol for the
 Internet community, and requests discussion and suggestions for
 improvements.  Please refer to the current edition of the "Internet
 Official Protocol Standards" (STD 1) for the standardization state
 and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

 Copyright (C) The Internet Society (2006).

Abstract

 This specification defines a TLS handshake message for exchange of
 supplemental application data.  TLS hello message extensions are used
 to determine which supplemental data types are supported by both the
 TLS client and the TLS server.  Then, the supplemental data handshake
 message is used to exchange the data.  Other documents will define
 the syntax of these extensions and the syntax of the associated
 supplemental data types.

Santesson Standards Track [Page 1] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

1. Introduction

 Recent standards activities have proposed different mechanisms for
 transmitting supplemental application data in the TLS handshake
 message.  For example, recent proposals transfer data that is not
 processed by the TLS protocol itself, but assist the TLS-protected
 application in the authentication and authorization decisions.  One
 proposal transfers user name hints for locating credentials, and
 another proposal transfers attribute certificates and Security
 Assertions Markup Language (SAML) assertions for authorization
 checks.
 In order to avoid definition of multiple handshake messages, one for
 each new type of application-specific supplemental data, this
 specification defines a new handshake message type that bundles
 together all data objects that are to be delivered to the TLS-
 protected application and sends them in a single handshake message.

1.1. Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in RFC 2119 [N1].
 The syntax for the supplemental_data handshake message is defined
 using the TLS Presentation Language, which is specified in Section 4
 of [N2].

2. Supplemental Data Handshake Message

 The new supplemental_data handshake message type is defined to
 accommodate communication of supplemental data objects as agreed
 during the exchange of extensions in the client and server hello
 messages.  See RFC 2246 (TLS 1.0) [N2] and RFC 4346 (TLS 1.1) [N3]
 for other handshake message types.
 Information provided in a supplemental data object MUST be intended
 to be used exclusively by applications and protocols above the TLS
 protocol layer.  Any such data MUST NOT need to be processed by the
 TLS protocol.

Santesson Standards Track [Page 2] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

    enum {
           supplemental_data(23), (255)
       } HandshakeType;
    struct {
           HandshakeType msg_type;    /* handshake type */
           uint24 length;             /* octets in message */
           select (HandshakeType) {
                  case supplemental_data:   SupplementalData;
             } body;
        } Handshake;
    struct {
          SupplementalDataEntry supp_data<1..2^24-1>;
       } SupplementalData;
    struct {
          SupplementalDataType supp_data_type;
          uint16 supp_data_length;
          select(SupplementalDataType) { }
       } SupplementalDataEntry;
    enum {
          (65535)
      } SupplementalDataType;
 supp_data_length
    This field is the length (in bytes) of the data selected by
    SupplementalDataType.
 The client MUST NOT send more than one SupplementalData handshake
 message, and the server MUST NOT send more than one SupplementalData
 handshake message.  Receiving more than one SupplementalData
 handshake message results in a fatal error, and the receiver MUST
 close the connection with a fatal unexpected_message alert.
 If present, the SupplementalData handshake message MUST contain a
 non-empty SupplementalDataEntry structure carrying data associated
 with at least one defined SupplementalDataType.  An explicit
 agreement that governs presence of any supplemental data MUST be
 concluded between client and server for each SupplementalDataType
 using the TLS extensions [N4] in the client and server hello
 messages.  Receiving an unexpected SupplementalData handshake message
 results in a fatal error, and the receiver MUST close the connection
 with a fatal unexpected_message alert.

Santesson Standards Track [Page 3] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

 Other documents will define specific SupplementalDataTypes and their
 associated data syntax and processing.  These same specifications
 must also specify the client and server hello message extensions that
 are used to negotiate the support for the specified supplemental data
 type.  This document simply specifies the TLS Handshake Protocol
 message that will carry the supplemental data objects.
 Different situations require the transfer of supplemental data from
 the client to the server, require the transfer of supplemental data
 from the server to the client, or both ways.  All three situations
 are fully supported.

3. Message Flow

 The SupplementalData handshake message, if exchanged, MUST be sent as
 the first handshake message as illustrated in Figure 1 below.
   Client                                               Server
   ClientHello (with extensions) -------->
                                  ServerHello(with extensions)
                                             SupplementalData*
                                                  Certificate*
                                            ServerKeyExchange*
                                           CertificateRequest*
                                <--------      ServerHelloDone
   SupplementalData*
   Certificate*
   ClientKeyExchange
   CertificateVerify*
   [ChangeCipherSpec]
   Finished                     -------->
                                            [ChangeCipherSpec]
                                <--------             Finished
   Application Data             <------->     Application Data
  • Indicates optional or situation-dependent messages.
             Figure 1.  Message Flow with SupplementalData

Santesson Standards Track [Page 4] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

4. Security Considerations

 Each SupplementalDataType included in the handshake message defined
 in this specification introduces its own unique set of security
 properties and related considerations.  Security considerations must
 therefore be defined in each document that defines a supplemental
 data type.
 In some cases, the SupplementalData information may be sensitive.
 The double handshake technique can be used to provide protection for
 the SupplementalData information.  Figure 2 illustrates the double
 handshake, where the initial handshake does not include any
 extensions, but it does result in protected communications.  Then, a
 second handshake that includes the SupplementalData information is
 performed using the protected communications.  In Figure 2, the
 number on the right side indicates the amount of protection for the
 TLS message on that line.  A zero (0) indicates that there is no
 communication protection; a one (1) indicates that protection is
 provided by the first TLS session; and a two (2) indicates that
 protection is provided by both TLS sessions.
 The placement of the SupplementalData message in the TLS Handshake
 results in the server providing its SupplementalData information
 before the client is authenticated.  In many situations, servers will
 not want to provide authorization information until the client is
 authenticated.  The double handshake illustrated in Figure 2 provides
 a technique to ensure that the parties are mutually authenticated
 before either party provides SupplementalData information.

Santesson Standards Track [Page 5] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

 Client                                                   Server
 ClientHello (no extensions) -------->                            |0
                                     ServerHello (no extensions)  |0
                                                    Certificate*  |0
                                              ServerKeyExchange*  |0
                                             CertificateRequest*  |0
                             <--------           ServerHelloDone  |0
 Certificate*                                                     |0
 ClientKeyExchange                                                |0
 CertificateVerify*                                               |0
 [ChangeCipherSpec]                                               |0
 Finished                    -------->                            |1
                                              [ChangeCipherSpec]  |0
                             <--------                  Finished  |1
 ClientHello (w/ extensions) -------->                            |1
                                     ServerHello (w/ extensions)  |1
                                               SupplementalData*  |1
                                                    Certificate*  |1
                                              ServerKeyExchange*  |1
                                             CertificateRequest*  |1
                             <--------           ServerHelloDone  |1
 SupplementalData*                                                |1
 Certificate*                                                     |1
 ClientKeyExchange                                                |1
 CertificateVerify*                                               |1
 [ChangeCipherSpec]                                               |1
 Finished                    -------->                            |2
                                              [ChangeCipherSpec]  |1
                             <--------                  Finished  |2
 Application Data            <------->          Application Data  |2
  • Indicates optional or situation-dependent messages.
       Figure 2.  Double Handshake to Protect Supplemental Data

Santesson Standards Track [Page 6] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

5. IANA Considerations

 IANA has taken the following actions:
 1) Created an entry, supplemental_data(23), in the existing registry
    for HandshakeType (defined in RFC 2246 [N2]).
 2) Established a registry for TLS Supplemental Data Formats
    (SupplementalDataType).  Values in the inclusive range 0-16385
    (decimal) are assigned via RFC 2434 [N5] Standards Action.  Values
    from the inclusive range 16386-65279 (decimal) are assigned via
    RFC 2434 IETF Consensus.  Values from the inclusive range
    65280-65535 (decimal) are reserved for RFC 2434 Private Use.

6. Normative References

 [N1]   Bradner, S., "Key words for use in RFCs to Indicate
        Requirement Levels", BCP 14, RFC 2119, March 1997.
 [N2]   Dierks, T. and C. Allen, "The TLS Protocol Version 1.0", RFC
        2246, January 1999.
 [N3]   Dierks, T. and E. Rescorla, "The Transport Layer Security
        (TLS) Protocol Version 1.1", RFC 4346, April 2006.
 [N4]   Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen, J., and
        T. Wright, "Transport Layer Security (TLS) Extensions", RFC
        4366, April 2006.
 [N5]   Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA
        Considerations Section in RFCs", BCP 26, RFC 2434, October
        1998.

7. Acknowledgements

 The fundamental architectural idea for the supplemental data
 handshake message was provided by Russ Housley and Eric Rescorla.

Santesson Standards Track [Page 7] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

Author's Address

 Stefan Santesson
 Microsoft
 Finlandsgatan 30
 164 93 KISTA
 Sweden
 EMail: stefans@microsoft.com

Santesson Standards Track [Page 8] RFC 4680 TLS Handshake Message for Supplemental Data September 2006

Full Copyright Statement

 Copyright (C) The Internet Society (2006).
 This document is subject to the rights, licenses and restrictions
 contained in BCP 78, and except as set forth therein, the authors
 retain all their rights.
 This document and the information contained herein are provided on an
 "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
 OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
 ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
 INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
 INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
 WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

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Acknowledgement

 Funding for the RFC Editor function is provided by the IETF
 Administrative Support Activity (IASA).

Santesson Standards Track [Page 9]

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