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rfc:rfc3959

Network Working Group G. Camarillo Request for Comments: 3959 Ericsson Category: Standards Track December 2004

              The Early Session Disposition Type for
               the Session Initiation Protocol (SIP)

Status of This Memo

 This document specifies an Internet standards track protocol for the
 Internet community, and requests discussion and suggestions for
 improvements.  Please refer to the current edition of the "Internet
 Official Protocol Standards" (STD 1) for the standardization state
 and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

 Copyright (C) The Internet Society (2004).

Abstract

 This document defines a new disposition type (early-session) for the
 Content-Disposition header field in the Session Initiation Protocol
 (SIP).  The treatment of "early-session" bodies is similar to the
 treatment of "session" bodies.  That is, they follow the offer/answer
 model.  Their only difference is that session descriptions whose
 disposition type is "early-session" are used to establish early media
 sessions within early dialogs, as opposed to regular sessions within
 regular dialogs.

Table of Contents

 1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  2
 2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  2
 3.  Issues Related to Early Media Session Establishment  . . . . .  2
 4.  The Early Session Disposition Type . . . . . . . . . . . . . .  4
 5.  Preconditions  . . . . . . . . . . . . . . . . . . . . . . . .  4
 6.  Option tag . . . . . . . . . . . . . . . . . . . . . . . . . .  5
 7.  Example  . . . . . . . . . . . . . . . . . . . . . . . . . . .  5
 8.  Security Considerations  . . . . . . . . . . . . . . . . . . .  7
 9.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .  8
 10. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .  9
 11. References . . . . . . . . . . . . . . . . . . . . . . . . . .  9
     11.1. Normative References . . . . . . . . . . . . . . . . . .  9
     11.2. Informational References . . . . . . . . . . . . . . . .  9
     Author's Address . . . . . . . . . . . . . . . . . . . . . . . 10
     Full Copyright Statement . . . . . . . . . . . . . . . . . . . 11

Camarillo Standards Track [Page 1] RFC 3959 Early Session Disposition Type December 2004

1. Introduction

 Early media refers to media (e.g., audio and video) that is exchanged
 before a particular session is accepted by the called user.  Within a
 dialog, early media occurs from the moment the initial INVITE is sent
 until the User Agent Server (UAS) generates a final response.  It may
 be unidirectional or bidirectional, and can be generated by the
 caller, the callee, or both.  Typical examples of early media
 generated by the callee are ringing tone and announcements (e.g.,
 queuing status).  Early media generated by the caller typically
 consists of voice commands or dual tone multi-frequency (DTMF) tones
 to drive interactive voice response (IVR) systems.
 The basic SIP specification (RFC 3261 [2]) only supports very simple
 early media mechanisms.  These simple mechanisms have a number of
 problems related to forking and security, and do not satisfy the
 requirements of most applications.  RFC 3960 [8] goes beyond the
 mechanisms defined in RFC 3261 [2] and describes two models of early
 media using SIP: the gateway model and the application server model.
 Although both early media models described in RFC 3960 [8] are
 superior to the one specified in RFC 3261 [2], the gateway model
 still presents a set of issues.  In particular, the gateway model
 does not work well with forking.  Nevertheless, the gateway model is
 needed because some SIP entities (in particular, some gateways)
 cannot implement the application server model.
 The application server model addresses some of the issues present in
 the gateway model.  This model uses the early-session disposition
 type specified in this document.

2. Terminology

 In this document, the key words "MUST", "MUST NOT", "REQUIRED",
 "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT
 RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as
 described in BCP 14, RFC 2119 [1] and indicate requirement levels for
 compliant implementations.

3. Issues Related to Early Media Session Establishment

 Traditionally, early media sessions have been established in the same
 way as regular sessions.  That is, using an offer/answer exchange
 where the disposition type of the session descriptions is "session".
 Application servers perform an offer/answer exchange with the User
 Agent Client (UAC) to exchange early media exclusively, while UASs
 use the same offer/answer exchange, first to exchange early media,
 and once the regular dialog is established, to exchange regular

Camarillo Standards Track [Page 2] RFC 3959 Early Session Disposition Type December 2004

 media.  This way of establishing early media sessions is known as the
 gateway model [8], which presents some issues related to forking and
 security.  These issues exist when this model is used by either an
 application server or by a UAS.
 Application servers may not be able to generate an answer for an
 offer received in the INVITE.  The UAC created the offer for the UAS,
 and so, it may have applied end-to-end encryption or have included
 information (e.g., related to key management) that the application
 server is not supposed to use.  Therefore, application servers need a
 means to perform an offer/answer exchange with the UAC that is
 independent from the offer/answer exchange between both UAs.
 UASs using the offer/answer exchange that will carry regular media
 for sending and receiving early media can cause media clipping, as
 described in Section 2.1.1 of [8].  Some UACs cannot receive early
 media from different UASs at the same time.  So, when an INVITE forks
 and several UASs start sending early media, the UAC mutes all the
 UASs but one (which is usually chosen at random).  If the UAS that
 accepts the INVITE (i.e., sends a 200 OK) was muted, a new
 offer/answer exchange is needed to unmute it.  This usually causes
 media clipping.  Therefore, UASs need a means of performing an
 offer/answer exchange with the UAC to exchange early media that is
 independent from the offer/answer exchanged used to exchange regular
 media.
 A potential solution to this need would be to establish a different
 dialog using a globally routable URI to perform an independent
 offer/answer exchange.  This dialog would be labelled as a dialog for
 early media and would be somehow related to the original dialog at
 the UAC.  However, performing all the offer/answer exchanges within
 the original dialog has many advantages:
 o  It is simpler.
 o  It does not have synchronization problems, because all the early
    dialogs are terminated when the session is accepted.
 o  It does not require globally routable URIs.
 o  It does not introduce service interaction issues related to
    services that may be wrongly applied to the new dialog.
 o  It makes firewall management easier.
 This way of performing offer/answer exchanges for early media is
 referred to as the application server model [8].  This model uses the
 early-session disposition type defined in the following section.

Camarillo Standards Track [Page 3] RFC 3959 Early Session Disposition Type December 2004

4. The Early Session Disposition Type

 We define a new disposition type for the Content-Disposition header
 field: early-session.  User agents MUST use early-session bodies to
 establish early media sessions in the same way as they use session
 bodies to establish regular sessions, as described in RFCs 3261 [2]
 and 3264 [3].  Particularly, early-session bodies MUST follow the
 offer/answer model and MAY appear in the same messages as session
 bodies do with the exceptions of 2xx responses for an INVITE and
 ACKs.  Nevertheless, it is NOT RECOMMENDED that early offers in
 INVITEs be included because they can fork, and the UAC could receive
 multiple early answers establishing early media streams at roughly
 the same time.  Also, the use of the same transport address (IP
 address plus port) in a session body and in an early-session body is
 NOT RECOMMENDED.  Using different transport addresses (e.g.,
 different ports) to receive early and regular media makes it easy to
 detect the start of the regular media.
 If a User Agent (UA) needs to refuse an early-session offer, it MUST
 do so by refusing all the media streams in it.  When SDP [7] is used,
 this is done by setting the port number of all the media streams to
 zero.
    This is the same mechanism that UACs use to refuse regular offers
    that arrive in a response to an empty INVITE.
 An early media session established using early-session bodies MUST be
 terminated when its corresponding early dialog is terminated or it
 transitions to a regular dialog.
 It is RECOMMENDED that UAs generating regular and early session
 descriptions use, as long as it is possible, the same codecs in both.
 This way, the remote UA does not need to change codecs when the early
 session transitions to a regular session.

5. Preconditions

 RFC 3312 [4] defines a framework for preconditions for SDP.  Early-
 sessions MAY contain preconditions, which are treated in the same way
 as preconditions in regular sessions.  That is, the UAs do not
 exchange media, and the called user is not alerted until the
 preconditions are met.

Camarillo Standards Track [Page 4] RFC 3959 Early Session Disposition Type December 2004

6. Option Tag

 We define an option tag to be used in Require and Supported header
 fields: early-session.  A UA adding the early-session option tag to a
 message indicates that it understands the early-session disposition
 type.

7. Example

 Figure 1 shows the message flow between two UAs.  INVITE (1) has an
 early-session option tag in its Supported header field and the body
 shown in Figure 2.  The UAS sends back a response with two body
 parts, as shown in Figure 3: one of disposition type session and the
 other early-session.  The session body part is the answer to the
 offer in the INVITE.  The early-session body part is an offer to
 establish an early media session.  When the UAC receives the 183
 (Session Progress) response, it sends the answer to the early-session
 offer in a PRACK, as shown in Figure 4.  This early media session is
 terminated when the early dialog transitions to a regular dialog.
 That is, when the UAS sends the (5) 200 (OK) response for the INVITE.
    A                           B
    |                           |
    |--------(1) INVITE-------->|
    |            offer          |
    |                           |
    |<--(2) Session Progress----|
    |       early-offer         |
    |       answer              |
    |                           |
    |---------(3) PRACK-------->|
    |             early-answer  |
    |                           |
    |<--------(4) 200 OK--------|
    |                           |
    |  *                     *  |
    | ************************* |
    |*       Early Media       *|
    | ************************* |
    |  *                     *  |
    |                           |
    |<--------(5) 200 OK--------|
    |                           |
    |----------(6) ACK--------->|
    |                           |
        Figure 1: Message flow

Camarillo Standards Track [Page 5] RFC 3959 Early Session Disposition Type December 2004

 Content-Type: application/sdp
 Content-Disposition: session
 v=0
 o=alice 2890844730 2890844731 IN IP4 host.example.com
 s=
 c=IN IP4 192.0.2.1
 t=0 0
 m=audio 20000 RTP/AVP 0
        Figure 2: Offer
 Content-Type: multipart/mixed; boundary="boundary1"
 Content-Length: 401
  1. -boundary1

Content-Type: application/sdp

 Content-Disposition: session
 v=0
 o=Bob 2890844725 2890844725 IN IP4 host.example.org
 s=
 c=IN IP4 192.0.2.2
 t=0 0
 m=audio 30000 RTP/AVP 0
  1. -boundary1

Content-Type: application/sdp

 Content-Disposition: early-session
 v=0
 o=Bob 2890844714 2890844714 IN IP4 host.example.org
 s=
 c=IN IP4 192.0.2.2
 t=0 0
 m=audio 30002 RTP/AVP 0
  1. -boundary1–
        Figure 3: Early offer and answer

Camarillo Standards Track [Page 6] RFC 3959 Early Session Disposition Type December 2004

 Content-Type: application/sdp
 Content-Disposition: early-session
 v=0
 o=alice 2890844717 2890844717 IN IP4 host.example.com
 s=
 c=IN IP4 192.0.2.1
 t=0 0
 m=audio 20002 RTP/AVP 0
        Figure 4: Early answer

8. Security Considerations

 The security implications of using early-session bodies in SIP are
 the same as when using session bodies; they are part of the
 offer/answer model.
 SIP uses the offer/answer model [3] to establish early sessions in
 both the gateway and the application server models.  User Agents
 (UAs) generate a session description, which contains the transport
 address (i.e., IP address plus port) where they want to receive
 media, and send it to their peer in a SIP message.  When media
 packets arrive at this transport address, the UA assumes that they
 come from the receiver of the SIP message carrying the session
 description.  Nevertheless, attackers may attempt to gain access to
 the contents of the SIP message and send packets to the transport
 address contained in the session description.  To prevent this
 situation, UAs SHOULD encrypt their session descriptions (e.g., using
 S/MIME).
 Still, even if a UA encrypts its session descriptions, an attacker
 may try to guess the transport address used by the UA and send media
 packets to that address.  Guessing such a transport address is
 sometimes easier than it may seem because many UAs always pick up the
 same initial media port.  To prevent this situation, UAs SHOULD use
 media-level authentication mechanisms (e.g., Secure Realtime
 Transport Protocol (SRTP)[6]).  In addition, UAs that wish to keep
 their communications confidential SHOULD use media-level encryption
 mechanisms (e.g, SRTP [6]).
 Attackers may attempt to make a UA send media to a victim as part of
 a DoS attack.  This can be done by sending a session description with
 the victim's transport address to the UA.  To prevent this attack,
 the UA SHOULD engage in a handshake with the owner of the transport
 address received in a session description (just verifying willingness
 to receive media) before sending a large amount of data to the
 transport address.  This check can be performed by using a connection

Camarillo Standards Track [Page 7] RFC 3959 Early Session Disposition Type December 2004

 oriented transport protocol, by using Simple Traversal of the UDP
 Protocol through NAT (STUN)[5] in an end-to-end fashion, or by the
 key exchange in SRTP [6].
 In any event, note that the previous security considerations are not
 early media specific, but apply to the usage of the offer/answer
 model in SIP to establish sessions in general.
 Additionally, an early media-specific risk (roughly speaking, an
 equivalent to forms of "toll fraud" in the Public Switched Telephone
 Network (PSTN)) attempts to exploit the different charging policies
 some operators apply to early and to regular media.  When UAs are
 allowed to exchange early media for free, but are required to pay for
 regular media sessions, rogue UAs may try to establish a
 bidirectional early media session and never send a 2xx response for
 the INVITE.
 On the other hand, some application servers (e.g., Interactive Voice
 Response systems) use bidirectional early media to obtain information
 from the callers (e.g., the Personal Identification Number (PIN) code
 of a calling card).  So, we do not recommend that operators disallow
 bidirectional early media.  Instead, operators should consider a
 remedy of charging early media exchanges that last too long, or
 stopping them at the media level (according to the operator's
 policy).

9. IANA Considerations

 This document defines a new Content-Disposition header field
 disposition type (early-session) in Section 4.  This value has been
 registered in the IANA registry for Content-Dispositions with the
 following description:
    early-session   The body describes an early communications
                    session, for example, an RFC 2327 SDP body
 This document defines a SIP option tag (early-session) in Section 6.
 It has been registered in the SIP parameters registry
 (http://www.iana.org/assignments/sip-parameters) under "Option Tags",
 with the following description.
    early-session   A UA adding the early-session option tag to a
                    message indicates that it understands the early-
                    session content disposition.

Camarillo Standards Track [Page 8] RFC 3959 Early Session Disposition Type December 2004

10. Acknowledgements

 Francois Audet, Christer Holmberg, and Allison Mankin provided useful
 comments on this document.

11. References

11.1. Normative References

 [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997.
 [2]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
      Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:
      Session Initiation Protocol", RFC 3261, June 2002.
 [3]  Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with
      Session Description Protocol (SDP)", RFC 3264, June 2002.
 [4]  Camarillo, G., Marshall, W., and J. Rosenberg, "Integration of
      Resource Management and Session Initiation Protocol (SIP)", RFC
      3312, October 2002.
 [5]  Rosenberg, J., Weinberger, J., Huitema, C., and R. Mahy,
      "STUN - Simple Traversal of User Datagram Protocol (UDP) Through
      Network Address Translators (NATs)", RFC 3489, March 2003.
 [6]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.
      Norrman, "The Secure Real-time Transport Protocol (SRTP)", RFC
      3711, March 2004.

11.2. Informational References

 [7]  Handley, M. and V. Jacobson, "SDP: Session Description
      Protocol", RFC 2327, April 1998.
 [8]  Camarillo, G. and H. Schulzrinne, "Early Media and Ringing Tone
      Generation in the Session Initiation Protocol (SIP)", RFC 3960,
      December 2004.

Camarillo Standards Track [Page 9] RFC 3959 Early Session Disposition Type December 2004

Author's Address

 Gonzalo Camarillo
 Ericsson
 Hirsalantie 11
 Jorvas  02420
 Finland
 EMail: Gonzalo.Camarillo@ericsson.com

Camarillo Standards Track [Page 10] RFC 3959 Early Session Disposition Type December 2004

Full Copyright Statement

 Copyright (C) The Internet Society (2004).
 This document is subject to the rights, licenses and restrictions
 contained in BCP 78, and except as set forth therein, the authors
 retain all their rights.
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 OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
 ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
 INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
 INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
 WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

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Acknowledgement

 Funding for the RFC Editor function is currently provided by the
 Internet Society.

Camarillo Standards Track [Page 11]

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