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rfc:rfc2085

Network Working Group M. Oehler Request for Comments: 2085 NSA Category: Standards Track R. Glenn

                                                                 NIST
                                                        February 1997
         HMAC-MD5 IP Authentication with Replay Prevention

Status of This Memo

 This document specifies an Internet standards track protocol for the
 Internet community, and requests discussion and suggestions for
 improvements.  Please refer to the current edition of the "Internet
 Official Protocol Standards" (STD 1) for the standardization state
 and status of this protocol.  Distribution of this memo is unlimited.

Abstract

 This document describes a keyed-MD5 transform to be used in
 conjunction with the IP Authentication Header [RFC-1826]. The
 particular transform is based on [HMAC-MD5].  An option is also
 specified to guard against replay attacks.

Table of Contents

 1.  Introduction...................................................1
 1.1    Terminology.................................................2
 1.2    Keys........................................................2
 1.3    Data Size...................................................3
 2.  Packet Format..................................................3
 2.1    Replay Prevention...........................................4
 2.2    Authentication Data Calculation.............................4
 3.  Security Considerations........................................5
 Acknowledgments....................................................5
 References.........................................................6
 Authors' Addresses.................................................6

1. Introduction

 The Authentication Header (AH) [RFC-1826] provides integrity and
 authentication for IP datagrams. The transform specified in this
 document uses a keyed-MD5 mechanism [HMAC-MD5].  The mechanism uses
 the (key-less) MD5 hash function [RFC-1321] which produces a message
 digest. When combined with an AH Key, authentication data is
 produced. This value is placed in the Authentication Data field of
 the AH [RFC-1826]. This value is also the basis for the data
 integrity service offered by the AH protocol.

Oehler & Glenn Standards Track [Page 1] RFC 2085 HMAC-MD5 February 1997

 To provide protection against replay attacks, a Replay Prevention
 field is included as a transform option.  This field is used to help
 prevent attacks in which a message is stored and re-used later,
 replacing or repeating the original.  The Security Parameters Index
 (SPI) [RFC-1825] is used to determine whether this option is included
 in the AH.
 Familiarity with the following documents is assumed: "Security
 Architecture for the Internet Protocol" [RFC-1825], "IP
 Authentication Header" [RFC-1826], and "HMAC-MD5: Keyed-MD5 for
 Message Authentication" [HMAC-MD5].
 All implementations that claim conformance or compliance with the IP
 Authentication Header specification [RFC-1826] MUST implement this
 HMAC-MD5 transform.

1.1 Terminology

 In  this  document,  the  words  that  are  used  to   define   the
 significance  of each particular requirement are usually capitalized.
 These words are:
  1. MUST
 This word or the adjective "REQUIRED" means that  the  item  is  an
 absolute requirement of the specification.
  1. SHOULD
 This word or the adjective "RECOMMENDED"  means  that  there  might
 exist  valid reasons in particular circumstances to ignore this item,
 but the full implications should be understood and the case carefully
 weighed before taking a different course.

1.2 Keys

 The "AH Key" is used as a shared secret between two communicating
 parties.  The Key is not a "cryptographic key" as used in a
 traditional sense. Instead, the AH key (shared secret) is hashed with
 the transmitted data and thus, assures that an intervening party
 cannot duplicate the authentication data.
 Even though an AH key is not a cryptographic key, the rudimentary
 concerns of cryptographic keys still apply. Consider that the
 algorithm and most of the data used to produce the output is known.
 The strength of the transform lies in the singular mapping of the key
 (which needs to be strong) and the IP datagram (which is known) to
 the authentication data.  Thus, implementations should, and as

Oehler & Glenn Standards Track [Page 2] RFC 2085 HMAC-MD5 February 1997

 frequently as possible, change the AH key. Keys need to be chosen at
 random, or generated using a cryptographically strong pseudo-random
 generator seeded with a random seed. [HMAC-MD5]
 All conforming and compliant implementations MUST support a key
 length of 128 bits or less.  Implementations SHOULD support longer
 key lengths as well.  It is advised that the key length be chosen to
 be the length of the hash output, which is 128 bits for MD5.  For
 other key lengths the following concerns MUST be considered.
 A key length of zero is prohibited and implementations MUST prevent
 key lengths of zero from being used with this transform, since no
 effective authentication could be provided by a zero-length key.
 Keys having a length less than 128 bits are strongly discouraged as
 it would decrease the security strength of the function.  Keys longer
 than 128 bits are acceptable, but the extra length may not
 significantly increase the function strength.  A longer key may be
 advisable if the randomness of the key is suspect.  MD5 operates on
 64-byte blocks.  Keys longer than 64-bytes are first hashed using
 MD5.  The resulting hash is then used to calculate the authentication
 data.

1.3 Data Size

 MD5 produces a 128-bit value which is used as the authentication
 data.  It is naturally 64 bit aligned and thus, does not need any
 padding for machines with native double words.

2. Packet Format

   +---------------+---------------+---------------+---------------+
   | Next Header   | Length        |           RESERVED            |
   +---------------+---------------+---------------+---------------+
   |                              SPI                              |
   +---------------+---------------+---------------+---------------+
   |                     Replay Prevention                         |
   |                                                               |
   +---------------+---------------+---------------+---------------+
   |                                                               |
   +                     Authentication Data                       |
   |                                                               |
   +---------------+---------------+---------------+---------------+
    1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8
 The Next Header, RESERVED, and SPI fields are specified in [RFC-
 1826].  The Length field is the length of the Replay Prevention field
 and the Authentication Data in 32-bit words.

Oehler & Glenn Standards Track [Page 3] RFC 2085 HMAC-MD5 February 1997

2.1 Replay Prevention

 The Replay Prevention field is a 64-bit value used to guarantee that
 each packet exchanged between two parties is different.  Each IPsec
 Security Association specifies whether Replay Prevention is used for
 that Security Association.  If Replay Prevention is NOT in use, then
 the Authentication Data field will directly follow the SPI field.
 The 64-bit field is an up counter starting at a value of 1.
 The secret shared key must not be used for a period of time that
 allows the counter to wrap, that is, to transmit more than 2^64
 packets using a single key.
 Upon receipt, the replay value is assured to be increasing.  The
 implementation may accept out of order packets. The number of packets
 to accept out of order is an implementation detail. If an "out of
 order window" is supported, the implementation shall ensure that any
 and all packets accepted out of order are guaranteed not to have
 arrived before. That is, the implementation will accept any packet at
 most once.
 When the destination address is a multicast address, replay
 protection is in use, and more than one sender is sharing the same
 IPsec Security Association to that multicast destination address,
 then Replay Protection SHOULD NOT be enabled.  When replay protection
 is desired for a multicast session having multiple senders to the
 same multicast destination address, each sender SHOULD have its own
 IPsec Security Association.
 [ESP-DES-MD5] provides example code that implements a 32 packet
 replay window and a test routine to show how it works.

2.2 Authentication Data Calculation

 The authentication data is the output of the authentication algorithm
 (MD5).  This value is calculated over the entire IP datagram. Fields
 within the datagram that are variant during transit and the
 authentication data field itself, must contain all zeros prior to the
 computation [RFC-1826].  The Replay Prevention field if present, is
 included in the calculation.
 The definition and reference implementation of MD5 appears in [RFC-
 1321].  Let 'text' denote the data to which HMAC-MD5 is to be applied
 and K be the message authentication secret key shared by the parties.
 If K is longer than 64-bytes it MUST first be hashed using MD5.  In
 this case, K is the resulting hash.

Oehler & Glenn Standards Track [Page 4] RFC 2085 HMAC-MD5 February 1997

 We define two fixed and different strings ipad and opad as follows
 (the 'i' and 'o' are mnemonics for inner and outer):
           ipad = the byte 0x36 repeated 64 times
           opad = the byte 0x5C repeated 64 times.
 To compute HMAC-MD5 over the data `text' we perform
           MD5(K XOR opad, MD5(K XOR ipad, text))
 Namely,
  (1) append zeros to the end of K to create a 64 byte string
      (e.g., if K is of length 16 bytes it will be appended with 48
      zero bytes 0x00)
  (2) XOR (bitwise exclusive-OR) the 64 byte string computed in step
      (1) with ipad
  (3) append the data stream 'text' to the 64 byte string resulting
      from step (2)
  (4) apply MD5 to the stream generated in step (3)
  (5) XOR (bitwise exclusive-OR) the 64 byte string computed in
      step (1) with opad
  (6) append the MD5 result from step (4) to the 64 byte string
      resulting from step (5)
  (7) apply MD5 to the stream generated in step (6) and output
      the result
    This computation is described in more detail, along with example
    code and performance improvements, in [HMAC-MD5]. Implementers
    should consult [HMAC-MD5] for more information on this technique
    for keying a cryptographic hash function.

3. Security Considerations

 The security provided by this transform is based on the strength of
 MD5, the correctness of the algorithm's implementation, the security
 of the key management mechanism and its implementation, the strength
 of the associated secret key, and upon the correctness of the
 implementations in all of the participating systems.  [HMAC-MD5]
 contains a detailed discussion on the strengths and weaknesses of
 MD5.

Acknowledgments

 This document is largely based on text written by Hugo Krawczyk.  The
 format used was derived from work by William Simpson and Perry
 Metzger.  The text on replay prevention is derived directly from work
 by Jim Hughes.

Oehler & Glenn Standards Track [Page 5] RFC 2085 HMAC-MD5 February 1997

References

 [RFC-1825]    Atkinson, R., "Security Architecture for the Internet
               Protocol", RFC 1852, Naval Research Laboratory,
               July 1995.
 [RFC-1826]    Atkinson, R., "IP Authentication Header",
               RFC 1826, August 1995.
 [RFC-1828]    Metzger, P., and W. Simpson, "IP Authentication using
               Keyed MD5", RFC 1828, August 1995.
 [RFC-1321]    Rivest, R., "The MD5 Message-Digest Algorithm",
               RFC 1321, April 1992.
 [HMAC-MD5]    Krawczyk, H., Bellare, M., and R. Canetti,
               "HMAC: Keyed-Hashing for Message Authentication",
               RFC 2104, February 1997.
 [ESP-DES-MD5] Hughes, J., "Combined DES-CBC, MD5, and Replay
               Prevention Security Transform", Work in Progress.

Authors' Addresses

 Michael J. Oehler
 National Security Agency
 Atn: R23, INFOSEC Research and Development
 9800 Savage Road
 Fort Meade, MD 20755
 EMail: mjo@tycho.ncsc.mil
 Robert Glenn
 NIST
 Building 820, Room 455
 Gaithersburg, MD 20899
 EMail: rob.glenn@nist.gov

Oehler & Glenn Standards Track [Page 6]

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