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rfc:rfc1996

Network Working Group P. Vixie Request for Comments: 1996 ISC Updates: 1035 August 1996 Category: Standards Track

  A Mechanism for Prompt Notification of Zone Changes (DNS NOTIFY)

Status of this Memo

 This document specifies an Internet standards track protocol for the
 Internet community, and requests discussion and suggestions for
 improvements.  Please refer to the current edition of the "Internet
 Official Protocol Standards" (STD 1) for the standardization state
 and status of this protocol.  Distribution of this memo is unlimited.

Abstract

 This memo describes the NOTIFY opcode for DNS, by which a master
 server advises a set of slave servers that the master's data has been
 changed and that a query should be initiated to discover the new
 data.

1. Rationale and Scope

 1.1. Slow propagation of new and changed data in a DNS zone can be
 due to a zone's relatively long refresh times.  Longer refresh times
 are beneficial in that they reduce load on the master servers, but
 that benefit comes at the cost of long intervals of incoherence among
 authority servers whenever the zone is updated.
 1.2. The DNS NOTIFY transaction allows master servers to inform slave
 servers when the zone has changed -- an interrupt as opposed to poll
 model -- which it is hoped will reduce propagation delay while not
 unduly increasing the masters' load.  This specification only allows
 slaves to be notified of SOA RR changes, but the architechture of
 NOTIFY is intended to be extensible to other RR types.
 1.3. This document intentionally gives more definition to the roles
 of "Master," "Slave" and "Stealth" servers, their enumeration in NS
 RRs, and the SOA MNAME field.  In that sense, this document can be
 considered an addendum to [RFC1035].

Vixie Standards Track [Page 1] RFC 1996 DNS NOTIFY August 1996

2. Definitions and Invariants

 2.1. The following definitions are used in this document:
 Slave           an authoritative server which uses zone transfer to
                 retrieve the zone.  All slave servers are named in
                 the NS RRs for the zone.
 Master          any authoritative server configured to be the source
                 of zone transfer for one or more slave servers.
 Primary Master  master server at the root of the zone transfer
                 dependency graph.  The primary master is named in the
                 zone's SOA MNAME field and optionally by an NS RR.
                 There is by definition only one primary master server
                 per zone.
 Stealth         like a slave server except not listed in an NS RR for
                 the zone.  A stealth server, unless explicitly
                 configured to do otherwise, will set the AA bit in
                 responses and be capable of acting as a master.  A
                 stealth server will only be known by other servers if
                 they are given static configuration data indicating
                 its existence.
 Notify Set      set of servers to be notified of changes to some
                 zone.  Default is all servers named in the NS RRset,
                 except for any server also named in the SOA MNAME.
                 Some implementations will permit the name server
                 administrator to override this set or add elements to
                 it (such as, for example, stealth servers).
 2.2. The zone's servers must be organized into a dependency graph
 such that there is a primary master, and all other servers must use
 AXFR or IXFR either from the primary master or from some slave which
 is also a master.  No loops are permitted in the AXFR dependency
 graph.

3. NOTIFY Message

 3.1. When a master has updated one or more RRs in which slave servers
 may be interested, the master may send the changed RR's name, class,
 type, and optionally, new RDATA(s), to each known slave server using
 a best efforts protocol based on the NOTIFY opcode.
 3.2. NOTIFY uses the DNS Message Format, although it uses only a
 subset of the available fields.  Fields not otherwise described
 herein are to be filled with binary zero (0), and implementations

Vixie Standards Track [Page 2] RFC 1996 DNS NOTIFY August 1996

 must ignore all messages for which this is not the case.
 3.3. NOTIFY is similar to QUERY in that it has a request message with
 the header QR flag "clear" and a response message with QR "set".  The
 response message contains no useful information, but its reception by
 the master is an indication that the slave has received the NOTIFY
 and that the master can remove the slave from any retry queue for
 this NOTIFY event.
 3.4. The transport protocol used for a NOTIFY transaction will be UDP
 unless the master has reason to believe that TCP is necessary; for
 example, if a firewall has been installed between master and slave,
 and only TCP has been allowed; or, if the changed RR is too large to
 fit in a UDP/DNS datagram.
 3.5. If TCP is used, both master and slave must continue to offer
 name service during the transaction, even when the TCP transaction is
 not making progress.  The NOTIFY request is sent once, and a
 "timeout" is said to have occurred if no NOTIFY response is received
 within a reasonable interval.
 3.6. If UDP is used, a master periodically sends a NOTIFY request to
 a slave until either too many copies have been sent (a "timeout"), an
 ICMP message indicating that the port is unreachable, or until a
 NOTIFY response is received from the slave with a matching query ID,
 QNAME, IP source address, and UDP source port number.
 Note:
    The interval between transmissions, and the total number of
    retransmissions, should be operational parameters specifiable by
    the name server administrator, perhaps on a per-zone basis.
    Reasonable defaults are a 60 second interval (or timeout if
    using TCP), and a maximum of 5 retransmissions (for UDP).  It is
    considered reasonable to use additive or exponential backoff for
    the retry interval.
 3.7. A NOTIFY request has QDCOUNT>0, ANCOUNT>=0, AUCOUNT>=0,
 ADCOUNT>=0.  If ANCOUNT>0, then the answer section represents an
 unsecure hint at the new RRset for this <QNAME,QCLASS,QTYPE>.  A
 slave receiving such a hint is free to treat equivilence of this
 answer section with its local data as a "no further work needs to be
 done" indication.  If ANCOUNT=0, or ANCOUNT>0 and the answer section
 differs from the slave's local data, then the slave should query its
 known masters to retrieve the new data.
 3.8. In no case shall the answer section of a NOTIFY request be used
 to update a slave's local data, or to indicate that a zone transfer
 needs to be undertaken, or to change the slave's zone refresh timers.

Vixie Standards Track [Page 3] RFC 1996 DNS NOTIFY August 1996

 Only a "data present; data same" condition can lead a slave to act
 differently if ANCOUNT>0 than it would if ANCOUNT=0.
 3.9. This version of the NOTIFY specification makes no use of the
 authority or additional data sections, and so conforming
 implementations should set AUCOUNT=0 and ADCOUNT=0 when transmitting
 requests.  Since a future revision of this specification may define a
 backwards compatible use for either or both of these sections,
 current implementations must ignore these sections, but not the
 entire message, if AUCOUNT>0 and/or ADCOUNT>0.
 3.10. If a slave receives a NOTIFY request from a host that is not a
 known master for the zone containing the QNAME, it should ignore the
 request and produce an error message in its operations log.
 Note:
    This implies that slaves of a multihomed master must either know
    their master by the "closest" of the master's interface
    addresses, or must know all of the master's interface addresses.
    Otherwise, a valid NOTIFY request might come from an address
    that is not on the slave's state list of masters for the zone,
    which would be an error.
 3.11. The only defined NOTIFY event at this time is that the SOA RR
 has changed.  Upon completion of a NOTIFY transaction for QTYPE=SOA,
 the slave should behave as though the zone given in the QNAME had
 reached its REFRESH interval (see [RFC1035]), i.e., it should query
 its masters for the SOA of the zone given in the NOTIFY QNAME, and
 check the answer to see if the SOA SERIAL has been incremented since
 the last time the zone was fetched.  If so, a zone transfer (either
 AXFR or IXFR) should be initiated.
 Note:
    Because a deep server dependency graph may have multiple paths
    from the primary master to any given slave, it is possible that
    a slave will receive a NOTIFY from one of its known masters even
    though the rest of its known masters have not yet updated their
    copies of the zone.  Therefore, when issuing a QUERY for the
    zone's SOA, the query should be directed at the known master who
    was the source of the NOTIFY event, and not at any of the other
    known masters.  This represents a departure from [RFC1035],
    which specifies that upon expiry of the SOA REFRESH interval,
    all known masters should be queried in turn.
 3.12. If a NOTIFY request is received by a slave who does not
 implement the NOTIFY opcode, it will respond with a NOTIMP
 (unimplemented feature error) message.  A master server who receives
 such a NOTIMP should consider the NOTIFY transaction complete for

Vixie Standards Track [Page 4] RFC 1996 DNS NOTIFY August 1996

 that slave.

4. Details and Examples

 4.1. Retaining query state information across host reboots is
 optional, but it is reasonable to simply execute an SOA NOTIFY
 transaction on each authority zone when a server first starts.
 4.2. Each slave is likely to receive several copies of the same
 NOTIFY request:  One from the primary master, and one from each other
 slave as that slave transfers the new zone and notifies its potential
 peers.  The NOTIFY protocol supports this multiplicity by requiring
 that NOTIFY be sent by a slave/master only AFTER it has updated the
 SOA RR or has determined that no update is necessary, which in
 practice means after a successful zone transfer.  Thus, barring
 delivery reordering, the last NOTIFY any slave receives will be the
 one indicating the latest change.  Since a slave always requests SOAs
 and AXFR/IXFRs only from its known masters, it will have an
 opportunity to retry its QUERY for the SOA after each of its masters
 have completed each zone update.
 4.3. If a master server seeks to avoid causing a large number of
 simultaneous outbound zone transfers, it may delay for an arbitrary
 length of time before sending a NOTIFY message to any given slave.
 It is expected that the time will be chosen at random, so that each
 slave will begin its transfer at a unique time.  The delay shall not
 in any case be longer than the SOA REFRESH time.
 Note:
    This delay should be a parameter that each primary master name
    server can specify, perhaps on a per-zone basis.  Random delays
    of between 30 and 60 seconds would seem adequate if the servers
    share a LAN and the zones are of moderate size.
 4.4. A slave which receives a valid NOTIFY should defer action on any
 subsequent NOTIFY with the same <QNAME,QCLASS,QTYPE> until it has
 completed the transaction begun by the first NOTIFY.  This duplicate
 rejection is necessary to avoid having multiple notifications lead to
 pummeling the master server.

Vixie Standards Track [Page 5] RFC 1996 DNS NOTIFY August 1996

 4.5 Zone has Updated on Primary Master
 Primary master sends a NOTIFY request to all servers named in Notify
 Set.  The NOTIFY request has the following characteristics:
    query ID:   (new)
    op:         NOTIFY (4)
    resp:       NOERROR
    flags:      AA
    qcount:     1
    qname:      (zone name)
    qclass:     (zone class)
    qtype:      T_SOA
 4.6 Zone has Updated on a Slave that is also a Master
 As above in 4.5, except that this server's Notify Set may be
 different from the Primary Master's due to optional static
 specification of local stealth servers.
 4.7 Slave Receives a NOTIFY Request from a Master
 When a slave server receives a NOTIFY request from one of its locally
 designated masters for the zone enclosing the given QNAME, with
 QTYPE=SOA and QR=0, it should enter the state it would if the zone's
 refresh timer had expired.  It will also send a NOTIFY response back
 to the NOTIFY request's source, with the following characteristics:
    query ID:   (same)
    op:         NOTIFY (4)
    resp:       NOERROR
    flags:      QR AA
    qcount:     1
    qname:      (zone name)
    qclass:     (zone class)
    qtype:      T_SOA
 This is intended to be identical to the NOTIFY request, except that
 the QR bit is also set.  The query ID of the response must be the
 same as was received in the request.
 4.8 Master Receives a NOTIFY Response from Slave
 When a master server receives a NOTIFY response, it deletes this
 query from the retry queue, thus completing the "notification
 process" of "this" RRset change to "that" server.

Vixie Standards Track [Page 6] RFC 1996 DNS NOTIFY August 1996

5. Security Considerations

 We believe that the NOTIFY operation's only security considerations
 are:
 1. That a NOTIFY request with a forged IP/UDP source address can
    cause a slave to send spurious SOA queries to its masters,
    leading to a benign denial of service attack if the forged
    requests are sent very often.
 2. That TCP spoofing could be used against a slave server given
    NOTIFY as a means of synchronizing an SOA query and UDP/DNS
    spoofing as a means of forcing a zone transfer.

6. References

 [RFC1035]
    Mockapetris, P., "Domain Names - Implementation and
    Specification", STD 13, RFC 1035, November 1987.
 [IXFR]
    Ohta, M., "Incremental Zone Transfer", RFC 1995, August 1996.

7. Author's Address

 Paul Vixie
 Internet Software Consortium
 Star Route Box 159A
 Woodside, CA 94062
 Phone: +1 415 747 0204
 EMail: paul@vix.com

Vixie Standards Track [Page 7]

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