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rfc:rfc1805

Network Working Group A. Rubin Request for Comments: 1805 Bellcore Category: Informational June 1995

       Location-Independent Data/Software Integrity Protocol

Status of this Memo

 This memo provides information for the Internet community.  This memo
 does not specify an Internet standard of any kind.  Distribution of
 this memo is unlimited.

Abstract

 This memo describes a protocol for adding integrity assurance to
 files that are distributed across the Internet.  This protocol is
 intended for the distribution of software, data, documents, and any
 other file that is subject to malicious modification.  The protocol
 described here is intended to provide assurances of integrity and
 time.  A trusted third party is required.

Introduction

 One problem with any system for verifying the integrity of a file is
 that the verifying program itself may be attacked. Thus, although
 users may be reassured by their software that a file has not changed,
 in reality, the file, and the verifier might have both changed.
 Because of this danger, a protocol that does not rely on the
 distribution of some special software, but rather, is based entirely
 on widely used standards, is very useful. It allows users to build
 their own software, or obtain trusted copies of software to do
 integrity checking independently. Therefore, the protocol described
 in this memo is composed of ASCII messages that may be sent using e-
 mail or any other means. There is an existing implementation, Betsi
 [1], that is designed this way. Betsi has been in existence since
 August, 1994, and is operational on the Internet. It can be accessed
 by sending e-mail to certify@bellcore.com with subject 'help', or via
 the world wide web at http://info.bellcore.com/BETSI/betsi.html.

Rubin Informational [Page 1] RFC 1805 Location-Independent Data/Software Integrity Protocol June 1995

 The purpose of the proposed protocol is for authors to be able to
 distribute their files to users on the internet with guarantees of
 time and integrity, by use of a trusted third party. The protocol is
 divided into several phases:
         I.   Author registration
         II.  Author verification
         III. File Certification
         IV.  File Distribution
         V.   File Integrity Verification
 Phases I, III, IV, and V are defined in the protocol. Phase II is
 intentionally not defined. Author verification can be different for
 different applications, and the particular method chosen for phase II
 is identified in phases III and V.  It is the hope that further
 Internet Drafts will describe the various possibilities for phase II.
 This memo describes the method for author verification in the Betsi
 system, and makes several recommendations.

Requirements

 It is important that the integrity and time information be
 independent from the location of the file. Lowry [2] defines a syntax
 and protocols for location-independent objects.  His system requires
 that end-users possess special software, and is still in the
 prototype stage.  The protocol described in this memo has been
 implemented, and is already in wide-spread use across the Internet.
 It is simple, compact and easy to understand.  The disadvantage of a
 very complex system is that users may not be inclined to trust the
 designers' claims if they cannot understand how it works.

Assumptions

 The three entities in the protocol are Authors (A), Users (U), and a
 Trusted third party (T).  The protocol described here is algorithm
 independent, and all of the messages are in ASCII.  It is assumed
 that for each signature scheme used, there is a well-known
 verification key associated with T.
 Any signature scheme may be used, as long as there is a standard
 ASCII representation of a digital signature. PGP [3] meets all of the
 above requirements, but it also requires encryption, and thus, export
 restrictions may deter some users. The DSS [4] is recommended, but
 some suspect that it contains a trapdoor [5] based on some results by
 Simmons [6]. It is also not clear that there is a standard for
 generating an ASCII signature using the DSS.

Rubin Informational [Page 2] RFC 1805 Location-Independent Data/Software Integrity Protocol June 1995

High level view

 The protocol works as follows. In the first phase, authors request to
 register with the trusted third party, T.  Any registered author can
 distribute files with integrity and time assurance. Time assurance
 means that there is a guarantee that a file existed at a given time.
 In the second phase, T somehow verifies the identity of an author who
 requests to register.  Registration is not complete until this
 verification takes place.
 To distribute a file, a registered author computes a cryptographic
 hash of the file, and sends it over an integrity protected channel to
 T. T then creates an object containing the hash, the current time,
 the name of the author, the name of the file, and some other
 information, seals the object, and returns it to the author. The
 author can then use the sealed object as a location-independent proof
 of the integrity and timeliness of the file.
 Any user who obtains the file and the sealed object, can compute the
 cryptographic hash of the file, check the seal on the object, and
 verify that the object has not changed.
 The trusted third party must maintain a widely available, dated, and
 signed, certificate revocation list (CRL). Users who access a file
 with a certificate must check that the CRL is current and complete,
 and that the certificate is not listed.

Author registration

 In the first phase, authors request to register with the trusted
 third party, T. The author sends an ASCII message to T containing
 keywords followed by values. Some of the fields are optional, and are
 marked with a *. The values are represented with angle brackets < >.
   AUTHOR-NAME= <first m. last>
 * AUTHOR-ORGANIZATION= <Company, school, etc.>
 * AUTHOR-EMAIL= <e-mail address>
   AUTHOR-LOCATION= <city, state>
 * AUTHOR-PHONE-1= <Home phone>
 * AUTHOR-PHONE-2= <Work phone>
   SIGNATURE-SYSTEM= <name of signature system>
 * MISC-FIELD-n= <Any number of additional fields can be defined here>
 * AUTHOR-PUBLIC-KEY=
 * <public key of author>
 Each of the fields contains the keyword and the value on the same
 line, except for the public key. An ASCII version of the key is
 pasted on the line after the AUTHOR-PUBLIC-KEY keyword.  The format

Rubin Informational [Page 3] RFC 1805 Location-Independent Data/Software Integrity Protocol June 1995

 of this ASCII key will depend on the signature system used.  The
 public key field is optional. The user may include his own, or one
 can be supplied by T during phase II.  T responds with a message that
 the request was received, and that the user should wait for off-line
 verification.  If a user receives this confirmation message, and he
 did not request to register, he knows that somebody may be attempting
 to register on his behalf.

Author verification

 The trusted third party, T, must verify the identity of the author
 who sent the request message in phase I.  The rest of the information
 in the request is also confirmed.  This process takes place off-line.
 The method used is intentionally left open, but whatever technique is
 used must be identified in phases III and V.
 In the Betsi implementation, T uses the phone company infrastructure.
 T calls directory assistance (1-xxx-555-1212) in the city of the
 author and asks for the author's number. Then, that number is called,
 and T asks the author to verify the information sent in the request.
 In particular, T insures that the author has registered his correct
 public key. Or, in some cases, T assigns a public key to the author.
 As Betsi is only operational in the United States, other mechanisms
 need to be in place for verifying identities of people
 internationally. Hopefully, standards for doing this will arise. The
 rest of the protocol is independent of whatever mechanism is used for
 off-line identity and public key verification.

File certification

 Registered authors can obtain location-independent objects from the
 trusted third party, T, that vouch for the integrity and time of any
 file.
 An author generates the following ASCII message and signs it with the
 signature key that corresponds to the public key that was registered.
   AUTHOR-NAME= <first m. last>
   HASH-FUNCTION= <md5,sha, etc.>
 * FILE-LOCATION= <ftp site/directory>
   <list of hashes>
 Each entry in the <list of hashes> consists of two mandatory fields
 and one optional one, as follows:
   <fixed-length hash of file> <name of file> <version number>

Rubin Informational [Page 4] RFC 1805 Location-Independent Data/Software Integrity Protocol June 1995

 The <fixed-length hash of file> is a fixed-length hexadecimal value
 corresponding to the hash of the contents of the file.  For MD5, the
 output is 32 hexadecimal digits. There is one space between the
 fields, and the name of the file contains no spaces.  The <version
 number> is optional.  The <list of hashes> contains at least one
 entry, and may contain as many as the author wants.  The message is
 signed and sent to the trusted third party, T.
 When T receives the request for file certification, he verifies the
 signature on the request and creates a location-independent
 certificate for the request. The certificate is signed by T, and
 contains the following information:
   TRUSTED-PARTY= <identity of T>
   AUTHOR-VERIFICATION-METHOD= <how authors are verified off-line>
   AUTHOR-NAME= <first m. last>
   AUTHOR-ORGANIZATION= <company, school, etc.>
   HASH-FUNCTION= <md5,sha, etc.>
   DATE= <date>
   <list of hashes>
 The <list of hashes> is the same as the one in the author's request.
 T signs the message and sends it to the author, who verifies the
 signature and the contents of the certificate.  Note that the method
 for off-line author verification is included in the certificate.

File distribution

 In the file distribution phase, the author distributes his file,
 along with the certificate from T. The file and certificate are
 location-independent. That is,  the integrity and timeliness of the
 file can be verified independently from the location of the file and
 the certificate. This means that files can be distributed from
 insecure sites, and over insecure networks.

File integrity verification

 The final phase is file integrity verification. A user obtains the
 public key of the trusted third party, T, from several independent
 sources, until he is convinced of its authenticity.  The user then
 verifies the certificate for a file, and decides whether or not he
 trusts the method of off-line verification that was used by T. If so,
 then he extracts the name of the hash function in the certificate,
 and performs the hash function on the actual file. Finally, the user
 compares the hash of the file to the hash in the certificate. The
 user also checks the date in the certificate if he is concerned with
 this information.  As a last step, the user checks the highly
 available certificate revocation list of T, to see if the current

Rubin Informational [Page 5] RFC 1805 Location-Independent Data/Software Integrity Protocol June 1995

 certificate is listed.  When all of this has concluded, if none of
 the assumptions of the system has been violated, then the user is
 assured of the integrity and timeliness of the file.

References

 [1] Rubin, A., "Trusted Distribution of Software over the Internet",
     Internet Society Symposium on Network and Distributed System
     Security," pp. 47-53, 1995.
 [2] Lowrey, J., "Location-Independent Information Object Security",
     Internet Society Symposium on Network and Distributed System
     Security," pp. 54-62, 1995.
 [3] Zimmerman, P., "PGP User's Guide", 1992.
 [4] National Institute for Standards and Technology, Digital
     Signature Standard (DSS), Federal Register 56(169), 1991.
 [5] Schneier, B., "Applied Cryptography", ISBN 0-471-59756-2.
 [6] Simmons, G., "The Subliminal Channels of the U.S.  Digital
     Signature Algorithm (DSA)", Proceedings of the 3rd Symposium on:
     State and Progress of research in Cryptography, pp. 35-54, 1993.

Security Considerations

 Security issues are discussed throughout this memo.

Author's Address

 Aviel D. Rubin
 Bellcore
 Morristown, NJ 07960
 USA
 Phone: +1 201 829 5922
 Fax: +1 201 829 2645
 EMail: rubin@bellcore.com

Rubin Informational [Page 6]

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