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rfc:rfc1735

Network Working Group J. Heinanen Request for Comments: 1735 Telecom Finland Category: Experimental R. Govindan

                                                                   ISI
                                                         December 1994
              NBMA Address Resolution Protocol (NARP)

Status of this Memo

 This memo defines an Experimental Protocol for the Internet
 community.  This memo does not specify an Internet standard of any
 kind.  Discussion and suggestions for improvement are requested.
 Distribution of this memo is unlimited.

IESG Note:

 Note that the work contained in this memo does not describe an
 Internet standard.  This work represents an early stage in the
 ongoing efforts to resolve direct communication over NBMA subnets.
 It is a suitable experimental protocol for early deployment.  It is
 expect that it will be superceded by other work being developed
 within the IETF.

Abstract

 This document describes the NBMA Address Resolution Protocol (NARP).
 NARP can be used by a source terminal (host or router) connected to a
 Non-Broadcast, Multi-Access link layer (NBMA) network to find out the
 NBMA addresses of the a destination terminal provided that the
 destination terminal is connected to the same NBMA network.  Although
 this document focuses on NARP in the context of IP, the technique is
 applicable to other network layer protocols as well.  This RFC is a
 product of the Routing over Large Clouds Working Group of the IETF.

1. Introduction

 The NBMA Address Resolution Protocol (NARP) allows a source terminal
 (a host or router), wishing to communicate over a Non-Broadcast,
 Multi-Access link layer (NBMA) network, to find out the NBMA
 addresses of a destination terminal if the destination terminal is
 connected to the same NBMA network as the source.

Heinanen & Govindan [Page 1] RFC 1735 NBMA ARP (NARP) December 1994

 A conventional address resolution protocol, such as ARP [1, 2] for
 IP, may not be sufficient to resolve the NBMA address of the
 destination terminal, since it only applies to terminals belonging to
 the same IP subnetwork, whereas an NBMA network can consist of
 multiple logically independent IP subnets (LISs, [3]).
 Once the NBMA address of the destination terminal is resolved, the
 source may either start sending IP packets to the destination (in a
 connectionless NBMA network such as SMDS) or may first establish a
 connection to the destination with the desired bandwidth and QOS
 characteristics (in a connection oriented NBMA network such as ATM).
 An NBMA network can be non-broadcast either because it technically
 doesn't support broadcasting (e.g., an X.25 network) or because
 broadcasting is not feasible for one reason or another (e.g., an SMDS
 broadcast group or an extended Ethernet would be too large).

2. Protocol Overview

 In this section, we briefly describe how a source S uses NARP to
 determine the NBMA address of a destination D or to find out that
 such an address doesn't exist.  S first checks if the destination
 terminal belongs to the same IP subnetwork as S itself.  If so, S
 resolves the NBMA address of D using conventional means, such as ARP
 [1, 2] or preconfigured tables.  If D resides in another subnetwork,
 S formulates a NARP request containing the source and destination IP
 addresses.  S then forwards the request to an entity called the "NBMA
 ARP Server" (NAS).
 For administrative and policy reasons, a physical NBMA network may be
 partitioned into several disjoint logical NBMA networks.  NASs
 cooperatively resolve the NBMA next hop within their logical NBMA
 network.  In the following we'll always use the term "NBMA network"
 to mean a logical NBMA network.  If S is connected to several NBMA
 networks, it should have at least one NAS in each of them.  In order
 to know which NAS(s) to query for which destination addresses, a
 multi-homed S should also be configured to receive reachability
 information from its NASs.
 Each NAS "serves" a pre-configured set of terminals and peers with a
 pre-configured set of NASs, which all belong to the same NBMA
 network.  A NAS may also peer with routers outside the served NBMA.
 A NAS exchanges reachability information with its peers (and possibly
 with the terminals it serves) using regular routing protocols.  This
 exchange is used to construct a forwarding table in every NAS.  The
 forwarding table determines the next hop NAS towards the NARP
 request's destination or a next hop router outside the NBMA.

Heinanen & Govindan [Page 2] RFC 1735 NBMA ARP (NARP) December 1994

 After receiving a NARP request, the NAS checks if it "serves" D.  If
 so, the NAS resolves D's NBMA address, using mechanisms beyond the
 scope of this document (examples of such mechanisms include ARP [1,
 2] and pre-configured tables).  The NAS then either forwards the NARP
 request to D or generates a positive NARP reply on its behalf.  The
 reply contains D's IP and NBMA address and is sent back to S.  NARP
 replies usually traverse the same sequence of NASs as the NARP
 request (in reverse order, of course).
 If the NAS does not serve D, it extracts from its forwarding table
 the next hop towards D.  If the next hop is a peer NAS, it forwards
 the NARP request to the next hop.  If the next hop is a peer router
 outside the served NBMA or if no such next hop entry is found, the
 NAS generates a negative NARP reply.
 A NAS receiving a NARP reply may cache the NBMA address information
 contained therein.  If a subsequent NARP request for the same target
 address does not desire an authorative reply, a caching NAS can then
 respond with the cached non-authoritative NBMA address or with cached
 negative information.  A well behaving terminal should always first
 accept a non-authoritative reply.  Only if communication attempt
 based on the non-authoritative information fails, the terminal can
 choose to issue another request this time asking for an authoritative
 reply.
 NARP requests and replies never cross the borders of an NBMA network.
 Thus, IP traffic out off and into an NBMA network always traverses an
 IP router at its border.  Network layer filtering can then be
 implemented at these border routers.

3. Configuration

 Terminals
    To participate in NARP, a terminal connected to an NBMA network
    should to be configured with the IP address(es) of its NAS(s).  If
    the terminal is attached to several NBMA networks, it should also
    be configured to receive reachability information from its NAS(s)
    so that it can determine, which IP destinations are reachable
    through which NBMA networks.
 NBMA ARP Servers
    A NAS is configured with a set of IP address prefixes that
    correspond to the IP addresses of the terminals it is serving.
    Moreover, the NAS must be configured to exchange reachability
    information with its peer NASs (if any).  In addition, the NAS may
    be configured to exchange reachability information with routers

Heinanen & Govindan [Page 3] RFC 1735 NBMA ARP (NARP) December 1994

    outside the served NBMA.  And finally, if a served terminal is
    attached to several NBMA networks, the NAS may need to be
    configured to send reachability information to such a terminal.

4. Packet Formats

 NARP requests and replies are carried in IP packets as protocol type
 54.  This section describes the packet formats of NARP requests and
 replies:
 NARP Request
     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |    Version    |   Hop Count   |          Checksum             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Type      |    Code       |           Unused              |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                    Destination IP address                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Source IP address                        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | NBMA length   |                NBMA address                   |
    +-+-+-+-+-+-+-+-+                                               |
    |                  (variable length)                            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 Version
   The NARP version number.  Currently this value is 1.
 Hop Count
   The Hop count indicates the maximum number of NASs that a request
   or reply is allowed to traverse before being discarded.
 Checksum
   The standard IP checksum over the entire NARP packet (starting with
   the fixed header).
 Type
   The NARP packet type.  The NARP Request has a Type code 1.
 Code
   A response to an NARP request may contain cached information. If an
   authoritative answer is desired, then code 2 (NARP Request for
   Authoritative Information) should be used. Otherwise, a code value
   of 1 (NARP Request) should be used.

Heinanen & Govindan [Page 4] RFC 1735 NBMA ARP (NARP) December 1994

 Source and Destination IP Addresses
   Respectively, these are the IP addresses of the NARP requestor and
   the target terminal for which the NBMA address is desired.
 NBMA Length and NBMA Address
   The NBMA length field is the length of the NBMA address of the
   source terminal in bits.  The NBMA address itself is zero-filled to
   the nearest 32-bit boundary.
 NARP Reply
     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |    Version    |   Hop Count   |          Checksum             |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |     Type      |      Code     |           Unused              |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                    Destination IP address                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |                      Source IP address                        |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | NBMA length   |                NBMA address                   |
    +-+-+-+-+-+-+-+-+                                               |
    |                  (variable length)                            |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 Version
   The NARP version number.  Currently this value is 1.
 Hop Count
   The Hop count indicates the maximum number of NASs that a request
   or reply is allowed to traverse before being discarded.
 Checksum
   The standard IP checksum over the entire NARP packet (starting with
   the fixed header).
 Type
   The NARP packet type.  The NARP Reply has a Type code 2.
 Code
   NARP replies may be positive or negative.  A Positive, Non-
   authoritative Reply carries a code of 1, while a Positive,
   Authoritative Reply carries a code of 2. A Negative, Non-
   authoritative Reply carries a code of 3 and a Negative,
   Authoritative reply carries a code of 4.

Heinanen & Govindan [Page 5] RFC 1735 NBMA ARP (NARP) December 1994

   The general rule is that a NAS should not reply to an NARP request
   for authoritative information with cached information, but may do
   so for an NARP request.  A NAS implementation is allowed to relax
   this rule and return non-authoritative information even in case
   authorative was desired if the NAS becomes heavily loaded and the
   cached information is very recently updated.
 Source and Destination IP Address
   Respectively, these are the IP addresses of the NARP requestor and
   the target terminal for which the NBMA address is desired.
 NBMA Length and NBMA Address
   The NBMA length field is the length of the NBMA address of the
   destination terminal in bits.  The NBMA address itself is zero-
   filled to the nearest 32-bit boundary.  Negative replies do not
   carry the NBMA length or the NBMA address field.
   A NAS may cache NBMA replies.

5. Protocol Operation

 The external behavior of a NAS may be described in terms of two
 procedures (processRequest and processReply) operating on two tables
 (forwardingTable and cacheTable).  In an actual implementation, the
 code and data structures may be realized differently.
 Each NAS has a forwardingTable consisting of entries with the fields:
     <networkLayerAddrPrefix, type, outIf, outIfAddr>
 The networkLayerAddrPrefix field identifies a set of IP addresses
 known to the NAS.  It consists of two subfields <ipAddr, mask>.
 The type field indicates the type of the networkLayerAddrPrefix.  The
 possible values are:
  1. locallyServed: The NAS is itself serving the

networkLayerAddrPrefix. The outIf field denotes the NBMA interface

   via which the served terminals can be reached and the outIfAddr
   field has no meaning.  Such a forwardingTable entry has been
   created by manual configuration.
  1. nasLearned: The NAS has learned about the networkLayerAddrPrefix

from another NAS. The outIf and outIfAddr fields, respectively,

   denote the NBMA interface and IP address of this next hop NAS.
   Such a forwardingTable entry is a result of network layer address
   prefix information exchange with one of the NAS' peer NASs.

Heinanen & Govindan [Page 6] RFC 1735 NBMA ARP (NARP) December 1994

  1. externallyLearned: The NAS has learned about the

networkLayerAddrPrefix from a peer router outside the served NBMA.

   The outIf and outIfAddr fields, respectively, denote the NBMA
   interface and IP address of this next hop NAS.  Such a
   forwardingTable entry is a result of network layer address prefix
   information exchange with one of the NAS' peer routers.
 The protocol used to exchange networkLayerAddrPrefix information
 among the NASs can be any regular IP intra-domain or inter-domain
 routing protocol.
 In addition to the forwardingTable, each NAS has an NARP cacheTable
 consisting of entries with the fields:
     <networkLayerAddr, nbmaAddr, timeStamp>
 The entries in the cacheTable are learned from NARP replies
 traversing the NAS.  In case of a negative cache entry the nbmaAddr
 is empty.  The timeStamp field records the time when the cacheTable
 entry has been created or updated.  It is used to determine if an
 entry is a very recent one and to age old entries after a certain
 hold period.
 The following pseudocode defines how NBMA NARP requests and replies
 are processed by an NAS.
procedure processRequest(request);
  let bestMatch == matchForwardingTable(request.dIPa) do
     if bestMatch then
        if bestMatch.type == locallyServed then
           let nbmaAddr == arp(request.dIPa) do
              if nbmaAddr then
                 genPosAuthReply(request.sIPa, request.dIPa, nbmaAddr)
              else
                 genNegAuthReply(request.sIPa, request.dIPa)
              end
           end
        elseif bestMatch.type == nasLearned then
           if not requestForAuthInfo?(request) or
                 realBusyRightNow?() then
              let cacheMatch == matchCacheTable(request.dIPa) do
                 if cacheMatch and
                       (not requestForAuthInfo?(request) or
                          realRecentCacheEntry?(cacheMatch)) then
                    if cacheMatch.nbmaAddr == EMPTY then
                       genNegNonAuthReply(request.sIPa, request.dIPa)
                    else
                       genPosNonAuthReply(request.sIPa, request.dIPa,

Heinanen & Govindan [Page 7] RFC 1735 NBMA ARP (NARP) December 1994

                          cacheMatch.nbmaAddr)
                    end
                 else /* no cache match */
                    forwardRequest(request, bestMatch.OutIf,
                       bestMatch.OutIfAddr)
                 end
              end
           else /* request for authoritative information */
              forwardRequest(request, bestMatch.OutIf,
                 bestMatch.OutIfAddr)
           end
        else /* bestMatch.type == externallyLearned */
           genNegAuthReply(request.sIPa, request.dIPa)
        end
     else /* no match in forwardingTable */
        genNegAuthReply(request.sIPa, request.dIPa)
     end
  end
end
procedure processReply(reply);
  addCacheTableEntry(reply.dIPa, reply.nbmaAddr, currentTime);
  if reply.sIPa == selfIpAddr then
     /* reply is to the NAS itself */
  else
     let bestMatch == matchForwardingTable(reply.sIPa) do
        if bestMatch then
           forwardReply(reply, bestMatch.outIf, bestMatch.outIfAddr)
        end
     end
  end
end
 The semantics of the procedures used in the pseudocode are explained
 below.
 matchForwardingTable(ipAddress) returns the forwardingTable entry
 whose networkLayerAddrPrefix field is the longest match for ipAddress
 or FALSE if no match is found.
 arp(ipAddress) resolves the NBMA address corresponding to ipAddress.
 It returns FALSE if the resolution fails.
 genPosAuthReply(sourceIpAddr, destIpAddr, destNbmaAddr) and
 genPosNonAuthReply(sourceIpAddr, destIpAddr, destNbmaAddr) generate a
 positive, authoritative and non-authoritative reply with
 sourceIpAddr, destIpAddr, and destNbmaAddr in Source IP address,
 Destination IP address, and NBMA Address fields, respectively.

Heinanen & Govindan [Page 8] RFC 1735 NBMA ARP (NARP) December 1994

 genNegAuthReply(sourceIpAddr, destIpAddr) and
 genNegNonAuthReply(sourceIpAddr, destIpAddr) respectively generate a
 negative, authoritative and non-authoritative reply with sourceIpAddr
 and destIpAddr in Source IP address and Destination IP address
 fields, respectively.
 requestForAuthInfo?(request) tests if request is a Request for
 authoritative information.
 realBusyRightNow?() returns TRUE if the NAS is heavily loaded and
 FALSE otherwise.
 realRecentCacheEntry?(cacheTableEntry) returns TRUE if the
 cacheTableEntry is very recently updated and FALSE otherwise.
 matchCacheTable(ipAddr) returns a cacheTable entry whose
 networkLayerAddr field is equal to ipAddr or FALSE if no match is
 found.
 forwardRequest(request, interface, ipAddr) decrements the Hop count
 field of request, recomputes the NARP Checksum field, and forwards
 request to ipAddr of interface provided that the value of the Hop
 count field remains positive.
 addCacheTableEntry(ipAddr, nbmaAddr, time) adds a new entry to the
 cacheTable or overwrites an existing entry whose networkLayerAddr
 field is equal to ipAddr.
 forwardReply(reply, interface, ipAddr) decrements the Hop count field
 of request, recomputes the NARP Checksum field, and forwards reply to
 ipAddr of interface provided that the value of the Hop count field
 remains positive.
 Like NASs, each NBMA terminal has a forwardingTable and a cacheTable.
 The forwardingTable is either manually configured or filled via
 reachability information exchange with the terminal's NASs or peer
 routers.
 When the terminal wishes to find out the NBMA address of a particular
 destination terminal, it first checks if a matching entry is found in
 the forwardingTable.  If not, the destination is unreachable and the
 terminal gives up.  If a forwardingTable entry is found, and if the
 next hop belongs to one of the terminal's NASs, the terminal next
 consults its cacheTable to obtain the NBMA address.  If no cache
 match is found, the terminal generates a NARP request to the next hop
 NAS.  If the reply to the NARP request is positive, the terminal
 learns the NBMA address and updates its cacheTable with the new
 information.

Heinanen & Govindan [Page 9] RFC 1735 NBMA ARP (NARP) December 1994

6. Discussion

 The NARP semantics resembles closely the ATMARP semantics described
 in [2].  The only actual differences are:
  1. NARP requests and replies include a hop count to prevent them from

looping forever in case of misconfigured NAS routing.

  1. NARP request and replies distinguish between authoritative and

non-authoritative information.

 In order to keep the NBMA terminals as simple as possible, it would
 be desirable to extend the the ATMARP protocol a little further so
 that it could be also used as the terminal-NAS protocol.  This could
 be easily accomplished just by adding three new operation codes to
 ATMARP to cover the different kinds of queries and responses.  NARP
 would then become the NAS-NAS protocol.  Finally, if the NASs are
 co-located with the "classical" ATM ARP servers, the terminals would
 not need to make any distinction between between local and foreign IP
 subnetworks.
 The NASs can also act as "connectionless servers" for the terminal by
 advertizing to it all destinations no matter if they are inside or
 outside the served NBMA.  Then, the terminal could choose either to
 try to resolve the NBMA address of the destination or just to send
 the IP packets to the NAS.  The latter option may be desirable if
 communication with the destination is short-lived and/or doesn't
 require much network resources.
 NARP supports portability of NBMA terminals.  A terminal can be moved
 anywhere within the NBMA network and still keep its original IP
 address as long as its NAS(s) remain the same.  Requests for
 authoritative information will always return the correct NBMA
 address.

References

 [1] Plummer, D., "An Ethernet Address Resolution Protocol - or -
     Converting Network Protocol Addresses to 48.bit Ethernet Address
     for Transmission on Ethernet Hardware", STD 37, RFC 826, MIT,
     November 1982.
 [2] Laubach, M., "Classical IP and ARP over ATM", RFC 1577, Hewlett-
     Packard Laboratories, January 1994.
 [3] Piscitello, D., and J. Lawrence, "Transmission of IP Datagrams
     over the SMDS Service, RFC 1209, Bell Communications Research,
     March 1991.

Heinanen & Govindan [Page 10] RFC 1735 NBMA ARP (NARP) December 1994

Acknowledgements

 We would like to thank John Burnett of Adaptive, Dennis Ferguson of
 ANS, Joel Halpern of Network Systems, and Paul Francis of Bellcore
 for their valuable insight and comments to earlier versions of this
 draft.

Security Considerations

 Security issues are not discussed in this memo.

Authors' Addresses

 Juha Heinanen
 Telecom Finland
 PO Box 228
 SF-33101 Tampere
 Finland
 Phone: +358 49 500 958
 EMail: Juha.Heinanen@datanet.tele.fi
 Ramesh Govindan
 USC/Information Sciences Institute
 4676 Admiralty Way
 Marina del Rey, CA 90292
 Phone: +1 310-822-1511
 EMail: govindan@isi.edu

Heinanen & Govindan [Page 11]

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