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rfc:rfc1249

Network Working Group T. Howes Request for Comments: 1249 M. Smith

                                                            B. Beecher
                                                University of Michigan
                                                           August 1991
                    DIXIE Protocol Specification

Status of this Memo

 This RFC defines a mechanism by which TCP/UDP based clients can
 access OSI Directory Service without the overhead of the ISO
 transport and presentation protocols required to implement full-blown
 DAP.  This memo provides information for the Internet community.  It
 does not specify any standard.  Distribution of this memo is
 unlimited.

Table of Contents

 1. Introduction ..............................................  2
 1.1 History ..................................................  2
 2. Protocol ..................................................  2
 2.1 Header ...................................................  3
 2.2 Operations ...............................................  4
 2.2.1 Read ...................................................  4
 2.2.1.1 Read Request .........................................  4
 2.2.1.2 Read Reply ...........................................  4
 2.2.2 Search .................................................  5
 2.2.2.1 Search Request .......................................  5
 2.2.2.2 Search Reply .........................................  5
 2.2.3 List ...................................................  5
 2.2.3.1 List Request .........................................  5
 2.2.3.2 List Reply ...........................................  5
 2.2.4 Modify .................................................  5
 2.2.4.1 Modify Request .......................................  6
 2.2.4.2 Modify Reply .........................................  6
 2.2.5 Modify RDN .............................................  6
 2.2.5.1 Modify RDN Request ...................................  6
 2.2.5.2 Modify RDN Reply .....................................  6
 2.2.6 Add ....................................................  6
 2.2.6.1 Add Request ..........................................  7
 2.2.6.2 Add Reply ............................................  7
 2.2.7 Remove .................................................  7
 2.2.7.1 Remove Request .......................................  7
 2.2.7.2 Remove Reply .........................................  7
 2.2.8 Bind ...................................................  7
 2.2.8.1 Bind Request .........................................  7

Howes, Smith, & Beecher [Page 1] RFC 1249 DIXIE August 1991

 2.2.8.2 Bind Reply ...........................................  8
 2.3 Operation Code Summary ...................................  8
 2.4 Return Code Summary ......................................  8
 3. References ................................................  9
 4. Available Implementations .................................  9
 5. Security Considerations....................................  9
 6. Authors' Addresses ........................................ 10

1. Introduction

 OSI Directory Service defines a powerful mechanism for storing and
 retrieving information about objects, and for arranging those objects
 in a hierarchical structure.  Many types of objects and information
 can be stored in The Directory, including white pages information,
 application information, service information, etc.  The OSI protocol
 defined to allow access to this information is the Directory Access
 Protocol (DAP).  The DAP, being an OSI application-layer program, is
 fairly heavy-weight and requires a substantial amount of computing
 power and coding investment to implement.
 The DIXIE protocol is designed for use by smaller hosts (e.g.,
 Macintoshes and PCs) that do not have the computing power or
 necessary software to implement a full OSI protocol stack.  The DIXIE
 protocol is also useful for any Internet application that wants a
 simple interface to X.500 that requires very little coding
 investment.
 The basic idea behind DIXIE is the same as that described in RFC 1202
 for the Directory Assistance Protocol.  DIXIE offers both UDP and TCP
 access to The Directory.  While the Directory Assistance Protocol
 exports something of a user interface, DIXIE provides a more direct
 protocol translation.

1.1 History

 The DIXIE protocol has evolved over time, slowly growing into the
 protocol described by this document.  Without an understanding of the
 circumstances surrounding this evolution, the wisdom of some of the
 DIXIE design decisions may not be apparent.

2. Protocol

 This section describes the DIXIE protocol in detail.  DIXIE follows a
 client-server request and response paradigm.  Clients send request
 packets to a DIXIE server, and the server sends reply packets in
 return.  Communication may be over UDP or TCP, depending upon the
 needs of the client.  All modification operations (ADD, REMOVE,
 MODIFY, MODIFYRDN) must be performed over a TCP connection, which

Howes, Smith, & Beecher [Page 2] RFC 1249 DIXIE August 1991

 provides some level of authentication.
 Whichever method of communication is used, the general packet format
 is the same.  Each packet consists of a sixteen octet header followed
 by some data.  The format of the header and data for each kind of
 request is described below.
 The representation used for all X.500 data passed between the server
 and the client is the QUIPU EDB format.  So, for example, a
 Distinguished Name might look something like "c=US@o=University of
 Michigan".  For a complete description of this format, see volume 5
 of the ISODE Manual.
 The DIXIE server listens on port 96 for both UDP packets and TCP
 connections.

2.1 Header

 The DIXIE packet header is sixteen octets long.  For requests, the
 header is described by the following:
    Start Length    Description
    0       1       An opcode specifying one of the operations
                    described below.  (see section 2.3 for a summary)
    1       2       A request identifier to be included in the reply.
                    This number should be unique to a request.
    3       4       The total length of the request packet, excluding
                    the header.
    7       2       Unused.
    9       1       Options.  Currently, there are only three options.
                    If bit 0 is set, "large" attributes will be
                    included in the response.  The choice of what
                    constitutes large is up to the implementation.
                    If bit 1 is set, the dereference aliases service
                    control will be set for the X.500 operation.  If
                    bit 2 is set, aliases will NOT be dereferenced and
                    searched during a search operation.
    10      1       Protocol version. The current version is 1.
    11      1       For the search operation, this byte specifies the
                    scope of the search.  (see section 2.2.2.1)
    12      2       Timelimit in seconds for the operation.
    14      2       Sizelimit for the operation (search and list).

Howes, Smith, & Beecher [Page 3] RFC 1249 DIXIE August 1991

 For replies, the header is described by the following:
    Start Length    Description
    0       1       A return code specifying either success or
                    describing any error that occurred.  (see
                    section 2.4 for a description of each code)
    1       2       The identifier included in the corresponding
                    request packet.
    3       4       The total length of the response packet, excluding
                    the header.
    7       3       Unused.
    10      1       Protocol version.  The current version is 1.
    11      5       Unused.
 All unused fields should be set to null octets and are reserved for
 future expansion.

2.2 Operations

 This section describes the DIXIE operations, which closely parallel
 the X.500 DAP operations.

2.2.1 Read

 The DIXIE read operation corresponds to an X.500 DAP READ operation.

2.2.1.1 Read Request

 The header opcode should be set to 0x01.  The data portion of the
 packet consists of the DN of the entry to read, a null octet, and
 then a null-octet separated list of attributes whose values are to be
 returned from the read.  If no attributes to return are listed, all
 attributes are returned.  The packet is terminated by two null octets
 in a row.

2.2.1.2 Read Reply

 The reply data for the read operation consists of the entry read,
 followed by a null octet.  An entry consists of the DN of the entry,
 followed by the octet 0x02, followed by a 0x02-octet separated list
 of attribute values.  An attribute value consists of an attribute
 type, followed by the octet 0x01, followed by a 0x01-octet separated
 list of values.  Each attribute type, attribute value and
 distinguished name has the form defined by the QUIPU EDB format.

Howes, Smith, & Beecher [Page 4] RFC 1249 DIXIE August 1991

2.2.2 Search

 The DIXIE search operation corresponds to an X.500 DAP SEARCH
 operation.

2.2.2.1 Search Request

 The header opcode should be set to 0x0f.  Octet 11 in the header
 should be set to 0x01, 0x02, or 0x03, for a search scope of base
 object, one level, or whole subtree, respectively.  The data portion
 of the packet consists of the DN of the entry from which to start the
 search, a null octet, a string containing the search filter (dish-
 style), a null-octet, and then a null-octet separated list of
 attributes whose values are to be returned from the search.  If no
 attributes to return are listed, all attributes are returned.  The
 packet is terminated by two null octets in a row.

2.2.2.2 Search Reply

 The reply data to the search operation consists of two octets in
 network byte order specifying the number of matches returned.  Next
 comes this number of sequences of the form: one 0x03 octet followed
 by one entry.  Each entry is as described above in section 2.2.1.2.

2.2.3 List

 The DIXIE list operation corresponds to an X.500 DAP LIST operation.

2.2.3.1 List Request

 The header opcode should be set to 0x10.  The data portion of the
 packet consists of the DN of the entry on which to perform the list,
 followed by a null octet.

2.2.3.2 List Reply

 The reply data to the list operation consists of two octets in
 network byte order specifying the number of subordinates returned,
 followed by this number of sequences of the form: one 0x03 octet
 followed by a Relative Distinguished Name of a subordinate.

2.2.4 Modify

 The DIXIE modify operation corresponds to an X.500 DAP MODIFY
 operation.

Howes, Smith, & Beecher [Page 5] RFC 1249 DIXIE August 1991

2.2.4.1 Modify Request

 The header opcode should be set to 0x02.  The data portion of the
 packet consists of the DN of the entry to modify, followed by a null
 octet, followed by a null-separated list of modify operations to
 perform.  Each modify operation is one of the following:
         type            remove attribute type
         type=value      make value the sole value for attribute type
         type+=value     add value to attribute type
         type-=value     remove value from attribute type
 The second form will see to it that existing values (if any) are
 deleted before the new ones are added.  The third form will add the
 attribute type if it does not already exist.  Note that the QUIPU EDB
 format, used to specify value, allows multiple values to be specified
 separated by the "&" character.  This operation is only allowed over
 TCP.

2.2.4.2 Modify Reply

 There is no reply data for the modify operation.  The only indication
 of success or failure is the return code in the header.

2.2.5 Modify RDN

 The DIXIE modify RDN operation corresponds to an X.500 DAP  MODIFYRDN
 operation.

2.2.5.1 Modify RDN Request

 The header opcode should be set to 0x13.  The data portion of the
 packet consists of the DN of the entry to modify, followed by a null
 octet, followed by the new RDN the entry should have, followed by a
 final null octet.  The old value of the RDN is never kept as an
 attribute of the entry.  This operation is only allowed over TCP.

2.2.5.2 Modify RDN Reply

 There is no reply data to the modify RDN operation.  The only
 indication of success or failure is the return code in the header.

2.2.6 Add

 The DIXIE add operation corresponds to an X.500 DAP ADD operation.

Howes, Smith, & Beecher [Page 6] RFC 1249 DIXIE August 1991

2.2.6.1 Add Request

 The header opcode should be set to 0x11.  The data portion of the
 packet consists of the DN of the entry to add, followed by a null
 octet, followed by a null-separated list of the entry's attributes.
 Each attribute in this list has the form:
         type=value
 where value can consist of a single value, or multiple values
 separated by the "&" character.  The request is terminated by two
 null octets in a row.  This operation is only allowed over TCP.

2.2.6.2 Add Reply

 There is no reply data to the add operation.  The only indication of
 success or failure is the return code in the header.

2.2.7 Remove

 The DIXIE remove operation corresponds to an X.500 DAP REMOVE
 operation.

2.2.7.1 Remove Request

 The header opcode should be set to 0x12.  The data portion of the
 packet consists of the DN of the entry to remove, followed by a null
 octet.  This operation is only allowed over TCP.

2.2.7.2 Remove Reply

 There is no reply data for the remove operation.  The only indication
 of success or failure is the return code in the header.

2.2.8 Bind

 The DIXIE bind operation corresponds to an X.500 DAP BIND operation
 using simple authentication as defined in Recommendation X.509.

2.2.8.1 Bind Request

 The header opcode should be set to 0x04.  The data portion of the
 packet consists of the DN of the entry as which to bind, followed by
 a null octet, followed by the password of the entry as which to bind,
 followed by a final null octet.  A null DN corresponds causes a bind
 as NULLDN to occur.

Howes, Smith, & Beecher [Page 7] RFC 1249 DIXIE August 1991

2.2.8.2 Bind Reply

 The format of the bind reply packet depends on whether the operation
 was invoked over TCP or UDP.  If the operation was invoked over TCP,
 there is no reply data.  Success or failure of the operation is
 indicated by the return code in the packet header.
 If the bind operation was invoked over UDP, the data portion of the
 reply packet consists of an Internet address in standard dot
 notation, followed by a 0x01 octet, followed by a decimal number (in
 text form), followed by a null octet.  The address and number should
 be taken to be the IP address and port number to which the client
 should connect to obtain an authenticated TCP connection, bound as
 the entity specified in the request packet.

2.3 Operation Code Summary

 This section describes the  possible  values  for  the  DIXIE  header
 operation code.  There are currently 8 possible values:
    0x01    Read
    0x02    Modify
    0x04    Bind
    0x0f    Search
    0x10    List
    0x11    Add
    0x12    Remove
    0x13    Modify RDN

2.4 Return Code Summary

 This section describes the possible values for the the DIXIE header
 return code.  There are currently 17 possible values:
    0x01    The request was successful.
    0x02    The search did not find any matches.
    0x03    Some unknown, generic DIXIE error has occurred.
    0x04    The DIXIE opcode was not recognized by the DIXIE server.
    0x05    Insufficient access to perform a modification.
    0x06    A malformed DN was supplied.
    0x07    Some time limit or size limit was reached.
            Partial results will be returned.
    0x08    A modify was attempted before a bind.
    0x09    A fragment requested was not found.
    0x0a    An attribute type specified is invalid.
    0x0b    An attribute specified does not exist in the entry.
    0x0c    An attribute value specification is invalid.
    0x0d    An attribute value does not exist (as for removal of the

Howes, Smith, & Beecher [Page 8] RFC 1249 DIXIE August 1991

            value).
    0x0e    A modification of an entry's RDN was attempted via a modify
            operation.  This is not allowed (use modrdn instead).
    0x0f    A supplied DN references an invalid portion of the tree.
    0x10    The DSA has passed back a referral to another DSA (as for a
            modification to a non-local entry), and the DIXIE server was
            unable to follow it.
    0x11    The DSA is down or unreachable.

3. References

 [1] Information Processing - Open Systems Interconnection - The
     Directory, International Organization for Standardization,
     International Standard 9594, 1988.
 [2] Kille, S., Robbins, C., Roe, M., and A. Turland, "The ISO
     Development Environment: User's Manual", Volume 5: QUIPU,
     Performance Systems International, January 1990.
 [3] Rose, M., "Directory Assistance Service", RFC 1202, Performance
     Systems International, February 1991.

4. Available Implementations

     This section is not meant as an endorsement of any
     implementation, it is provided merely as information for the
     Internet community.  A full Un*x-based implementation of the
     DIXIE protocol in the form of a DIXIE server and DIXIE
     application library is freely available for anonymous FTP from
     the host terminator.cc.umich.edu in the ~ftp/x500 directory.
     Un*x and Macintosh clients that use the DIXIE protocol have also
     been implemented and are available from the same location.
     There is also a discussion list for DIXIE-related topics called
     dixie@terminator.cc.umich.edu.  To join, send mail to dixie-
     request@terminator.cc.umich.edu.

5. Security Considerations

 Security issues are not discussed in this memo.

Howes, Smith, & Beecher [Page 9] RFC 1249 DIXIE August 1991

6. Authors' Addresses

 Tim Howes
 University of Michigan
 Information Technology Division
 535 West William St.
 Ann Arbor, MI 48103-4943
 Phone: +1 313 764-2278
 EMail: tim@umich.edu
 Mark Smith
 University of Michigan
 Information Technology Division
 535 West William St.
 Ann Arbor, MI 48103-4943
 Phone: +1 313 764-2277
 EMail: mcs@umich.edu
 Bryan Beecher
 University of Michigan
 Information Technology Division
 535 West William St.
 Ann Arbor, MI 48103-4943
 Phone: +1 313 764-4050
 EMail: bryan@umich.edu

Howes, Smith, & Beecher [Page 10]

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