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rfc:rfc1169

Network Working Group V. Cerf Request for Comments: 1169 IAB

                                                              K. Mills
                                                                  NIST
                                                           August 1990
                    Explaining the Role of GOSIP

1. Status of this Memo

 This informational RFC represents the official view of the Internet
 Activities Board (IAB), after coordination with the Federal
 Networking Council (FNC).  This RFC does not specify a standard.
 Distribution of this memo is unlimited.

Table of Contents

 1.  Status of this Memo...........................................  1
 2.  Abstract......................................................  2
 3.  Introduction..................................................  2
 4.  Acknowledgements..............................................  3
 5.  GOSIP Background..............................................  3
 6.  Understanding GOSIP...........................................  4
 6.1.  Applicability...............................................  4
 6.1.1.  Procurement Vs. Transition................................  5
 6.1.2.  Small Network Add-on Vs. Major Upgrade....................  5
 6.1.3.  OSI Incompleteness........................................  5
 6.2.  Exclusivity.................................................  5
 6.3.  Implementation..............................................  6
 6.4.  Waivers.....................................................  6
 6.5.  Enforcement.................................................  7
 7.  Role of the IETF in Support of OSI............................  7
 8.  Role of the Internet Infrastructure Agencies in
     Support of OSI................................................  7
 9.  Role of the Internet Using Agencies in the
     Application of OSI............................................  7
 10.  Summary......................................................  8
 11.  References...................................................  9
 12.  Appendix -- To Obtain GOSIP Documents........................  9
 12.1  GOSIP.......................................................  9
 12.1.1  GOSIP Version 1...........................................  9
 12.1.2  GOSIP Version 2........................................... 10
 12.2  NIST Workshop for Implementors of OSI Documents............. 11
 12.2.1  SIA, Version 1............................................ 11
 12.2.2  SIA, Version 2............................................ 12
 12.2.3  WIA (August, 1989)........................................ 13

Cerf & Mills [Page 1] RFC 1169 Explaining the Role of GOSIP August 1990

 12.3  GOSIP Users' Guide.......................................... 13
 12.4  Addresses/Telephone Numbers................................. 14
 13.  Security Considerations...................................... 15
 14.  Authors' Addresses........................................... 15

2. Abstract

 The Federal Networking Council (FNC), the Internet Activities Board
 (IAB), and the Internet Engineering Task Force (IETF) have a firm
 commitment to responsible integration of OSI based upon sound network
 planning.  This implies that OSI will be added to the Internet
 without sacrificing services now available to existing Internet
 users, and that a multi-protocol environment will exist in the
 Internet for a prolonged period.  Planning is underway within the
 Internet community to enable integration of OSI, coexistence of OSI
 with TCP/IP, and interoperability between OSI and TCP/IP.
 The U.S. Government OSI Profile (GOSIP) is a necessary tool for
 planning OSI integration.  However, as the August 1990 requirement
 date for GOSIP compliance approaches, concern remains as to how GOSIP
 should be applied to near-term network planning.
 The intent of this statement is to help explain the role and
 applicability of the GOSIP document, as well as to emphasize the
 government's commitment to an integrated interoperable OSI
 environment based on responsible planning.

3. Introduction

 The Federal Agencies, represented in the Federal Networking Council
 (FNC), as well as the Internet community represented by the Internet
 Activities Board (IAB), and the Internet Engineering Task Force
 (IETF) are fully committed to integrating OSI into the Internet, as
 it is recognized that OSI is an international standard networking
 protocol suite.  The FNC, IAB, and IETF are taking sound technical
 steps to integrate OSI in a fashion and on a schedule that assures
 current levels of service to users of the existing operational
 networks that are a part of the Internet.  The large existing
 installed base of TCP/IP protocol users, the limited deployment of
 commercial OSI products, and the incomplete development of OSI
 standards for routing, network management, and directory services
 combine to make an immediate, total transition to a pure OSI
 environment in the Internet unrealistic.
 In what follows, we present a brief overview of GOSIP and we address
 some of the often confusing points about the intent, applicability,
 and implementation of GOSIP.  We also describe the role of the IETF
 regarding the integration of OSI into the Internet.  Further, we

Cerf & Mills [Page 2] RFC 1169 Explaining the Role of GOSIP August 1990

 discuss the role of Federal Agencies in this process.

4. Acknowledgements

 Special thanks are due to Rebecca Nitzan of Sterling and Phill Gross
 of CNRI for developing several draft versions of this RFC.

5. GOSIP Background

 The Government OSI Profile (GOSIP), published as Federal Information
 Processing Standard (FIPS) 146, issued by the National Institute of
 Standards and Technology (NIST), specifies the details of an OSI
 configuration for use in the Government so that interoperable OSI
 products can be procured from commercial vendors.  GOSIP is needed
 because OSI standards allow many potential options and choices, some
 of which are incompatible.  GOSIP is based on refinements of OSI
 standards.  The refinements are agreed to by commercial implementors
 and potential users through a series of OSI Implementors Workshops
 (OIW) hosted by NIST four times every year since 1983.  As OSI
 becomes more widely deployed, GOSIP compliance will become
 increasingly important.
 GOSIP was written by an inter-agency group and continues to evolve
 under the guidance of the GOSIP Advanced Requirements Group.  The
 IETF is represented on the GOSIP Advanced Requirements Group, as are
 Federal Government Agencies, including the FNC agencies.
 The GOSIP FIPS consists of:
    1. An announcement adopting GOSIP as a Federal standard.  The
       announcement section of the FIPS covers topics such as the
       objectives of GOSIP, its applicability, implementation
       requirements, and waiver procedures.
    2. The technical specification of GOSIP products to be procured.
       The technical specification section of GOSIP describes the
       details of a subset of OSI protocols.  Products implementing
       GOSIP are in development by or available from many computer
       vendors.
    3. Appendices describing the plans for including additional
       functionality into future versions of the GOSIP technical
       specification.
 The first version of GOSIP was published in August 1988 following a
 long comment period beginning as early as January 1987.  GOSIP was
 adopted as FIPS 146 in February 1989 and will become a Federal
 procurement requirement in August 1990 [1].  A second version of

Cerf & Mills [Page 3] RFC 1169 Explaining the Role of GOSIP August 1990

 GOSIP will become a FIPS in 1990 and will then become a Federal
 procurement requirement 18 months later [2].  Along with the second
 version of GOSIP, NIST will issue errata associated with GOSIP
 Version 1.0.
 There is an additional publication called the GOSIP Users' Guide
 which provides an expanded explanation of GOSIP including tutorials,
 interpretation, integration planning advice, and information on
 registration [3].  The GOSIP Users' Guide will be updated and re-
 released in coordination with each version of GOSIP.  Information
 regarding how to obtain GOSIP and related documents is included in
 the Appendix to this RFC.

6. Understanding GOSIP

 There is a common misunderstanding that GOSIP mandates an immediate,
 total transition to the use of OSI protocols in August 1990.  Several
 factors contribute to this misunderstanding including the summary
 nature of the FIPS applicability and implementation sections, trade
 press synopses trying to explain a complex subject in simple terms,
 and hearsay.  The FIPS language will be improved in GOSIP Version
 2.0.  Additionally, more detailed treatment is given to these issues
 in the GOSIP Users' Guide.  Below is a summary of the issues.

6.1. Applicability

 The motivation behind the creation of the U.S. GOSIP document is to
 achieve, in the long term, a common, vendor neutral, interoperable
 computer communication capability throughout the U.S. Government.
 Agreement on a common configuration of OSI protocols (GOSIP) for
 purposes of procurement is intended to aid this objective.
 Beginning in August, 1990, federal agencies procuring computer
 network products and services must require that those products and
 services comply with OSI, where feasible, as specified in GOSIP
 Version 1.0.  This will insure that all government-procured OSI
 products and services meet the same OSI Protocol profile.
 If the application for which network services or products are
 procured can be supported through GOSIP Version 1.0-compliant
 facilities, then it is required that compliant products or services
 be procured.

Cerf & Mills [Page 4] RFC 1169 Explaining the Role of GOSIP August 1990

6.1.1. Procurement Vs. Transition

 FIPS 146 is a procurement specification.  The FIPS mandates the
 acquisition of OSI products when agencies require the functionality
 supplied by the OSI features specified in GOSIP.  GOSIP does not
 mandate an immediate, total transition to OSI in August 1990.

6.1.2. Small Network Add-on Vs. Major Upgrade

 GOSIP applies most readily to procurement of new networks and major
 upgrades to existing networks.  "Major upgrade" does not necessarily
 mean adding components to an existing non-GOSIP network.  For
 example, if an agency has an existing network and needs to add
 several compatible devices, there is no mandate to retrofit GOSIP
 into the entire existing network.

6.1.3. OSI Incompleteness

 Many of the OSI protocols are still in the process of being
 standardized.  The GOSIP 1.0 and 2.0 versions address only
 configurations of fully-standardized OSI protocols.  As new OSI
 standards emerge (e.g., for directory services, network management
 and dynamic routing), the GOSIP documents will be revised to
 incorporate agreed profiles/configurations.  Each GOSIP document
 contains appendices describing the status of OSI protocol
 standardization and plans for incorporating new functionality into
 subsequent GOSIP versions.

6.2. Exclusivity

 GOSIP is not exclusive.  When an agency implements GOSIP, other
 protocols may be procured and used in the same network.  This non-
 exclusive arrangement will remain for the indefinite future for
 several reasons:
    1. Agencies, with existing networks, that are planning an OSI
       integration will require support for existing protocols and
       protocol converters during the integration period.
    2. Non-GOSIP protocols may provide some enhanced feature or
       improved performance that an agency may find beneficial.
       GOSIP is meant to provide for Government-wide interoperability,
       but is not meant to do so at the expense of other requirements.
    3. GOSIP does not meet every networking requirement of every
       agency.  In fact, given the pace of technological change in
       computing and communications, no single protocol suite is
       likely to meet every networking requirement.

Cerf & Mills [Page 5] RFC 1169 Explaining the Role of GOSIP August 1990

6.3. Implementation

 Each agency is responsible for planning the integration of OSI into
 agency networks.  Many factors must be considered, including, but not
 limited to:
    o the installed network base
    o requirements for functionality not yet present in GOSIP
    o availability of funds
    o future plans for networks in support of agency missions
    o requirements for agency and government wide interoperability
    o planned additions to OSI functionality in future versions of
      GOSIP.
 NIST recommends a three step approach to implement the provisions of
 GOSIP:
    1. develop a clear and definitive policy regarding use of OSI
       within an agency
    2. develop an appropriate set of plans to implement the policy
    3. update and act on the plans as agency networks are acquired
       and upgraded.
 Agency management has the responsibility to determine applicability
 of GOSIP to particular procurements and to evaluate and grant or deny
 waivers from GOSIP when GOSIP would otherwise apply.  For further
 details on these issues see the GOSIP Users' Guide.

6.4. Waivers

 Waivers may be granted from the mandated provisions of GOSIP when
 adherence to GOSIP would prevent an agency from accomplishing its
 mission or when an agency would suffer adverse financial effects that
 are not offset by Government-wide savings.  Authority to grant such
 waivers is delegated to the heads of agencies.
 Developing a waiver process should be part of an agency's
 implementation planning.  No waiver is needed if GOSIP does not
 apply.  Procedures are outlined in the FIPS and further discussed in
 the GOSIP Users' Guide.

Cerf & Mills [Page 6] RFC 1169 Explaining the Role of GOSIP August 1990

6.5. Enforcement

 NIST does not have an enforcement responsibility with respect to
 GOSIP.  Any enforcement that occurs will result from the normal
 process of planning, acquiring, and implementing networks within
 government agencies.

7. Role of the IETF in Support of OSI

 Within the Internet community the IETF, working under the direction
 of the IAB, plays a key role in planning for integration of OSI into
 the Internet.  The IETF will define the technical mechanisms
 necessary to accommodate OSI in the Internet and to permit
 coexistence and interoperability between OSI and TCP/IP protocols
 during the indeterminate period of multi-protocol operation.  IETF
 activities include, but are not limited to, drafting appropriate
 RFCs, creating input to GOSIP, the GOSIP Users' Guide, and the OSI
 Implementors Workshop (OIW).  The IETF may also recommend to the FNC
 experiments to be undertaken to further the integration of OSI into
 the Internet.  One of the eight areas of work for the IETF is
 dedicated to OSI integration.  A representative of the IETF is an
 official member of the GOSIP Advanced Requirements Group.

8. Role of the Internet Infrastructure Agencies in Support of OSI

 Certain of the FNC agencies have a role in providing a significant
 part of the communications infrastructure for the Internet, that is,
 links, backbone routers, management facilities, and directory
 services.  For example, the National Science Foundation (NSF), the
 National Aeronautics and Space Administration (NASA), the Department
 of Energy (DOE) and the Defense Advanced Research Projects Agency
 (DARPA) have such a role.  These agencies must provide for essential
 infrastructure services such as routing of ISO 8473 packets in the
 NSFnet backbone, provision of application level gateways enabling
 interoperability between TCP/IP and OSI applications, and provision
 of OSI directory services.

9. Role of the Internet Using Agencies in the Application of OSI

 The FNC agencies using Internet services also have a necessary role
 in the integration of OSI.  The FNC agencies must identify their
 requirements and participate in the IETF and GOSIP groups to ensure
 that their needs can be met.  The FNC agencies should also plan to
 implement OSI within their networks in accordance with the realities
 of their technical and management plans, taking cognizance of the
 plans for and progress toward implementation of key OSI elements in
 the Internet Infrastructure.  Each FNC agency should develop an
 agency policy on the adoption and use of GOSIP and should initiate

Cerf & Mills [Page 7] RFC 1169 Explaining the Role of GOSIP August 1990

 planning for incorporation of GOSIP-compliant products into agency
 networks.

10. Summary

 The FNC, the IAB, and the IETF have a firm commitment to responsible
 integration of OSI protocols into the Internet based upon sound
 network planning.  A multi-protocol environment will exist in the
 Internet for a considerable period of time.  As OSI products grow in
 number and capability and as more OSI standards are completed, the
 role of GOSIP will grow in importance.
 To summarize:
    o FIPS 146 (GOSIP) is a specification of which OSI protocols are
      to be procured for U.S. Government use.  GOSIP does not
      mandate, or even explicitly address, the issue of protocol
      transition.
    o As a procurement specification, GOSIP does not apply to existing
      installed equipment.  It applies to new network procurements and
      major upgrades to existing networks.  "Major upgrade" does not
      necessarily apply to increasing the number of components of
      current functionality in existing non-GOSIP networks.
    o When GOSIP does apply, it is not exclusionary.  That is, other
      protocol families can also be procured and used.
    o When GOSIP does apply, waivers are allowed in consideration of
      specific agency requirements.  When GOSIP does not apply, no
      waiver is necessary.
    o Agencies have the responsibility 1) for agency-wide planning
      for GOSIP compliance in their network procurements, 2) for
      developing their own waiver process, and 3) for determining
      the applicability of GOSIP to any specific procurement.

Cerf & Mills [Page 8] RFC 1169 Explaining the Role of GOSIP August 1990

11. References

 [1] "U.S. Government Open Systems Interconnection Profile", U.S.
     Federal Information Processing Standards Publication 146, Version
     1, August 1988.
 [2] "U.S. Government Open Systems Interconnection Profile", U.S.
     Federal Information Processing Standards Publication 146-1, Draft
     Version 2, April 1989.
 [3] Boland, T., "Government Open Systems Interconnection Profile
     Users' Guide", NIST Special Publication 500-163, August 1989.

12. Appendix – To Obtain GOSIP Documents

 Below is the information needed to obtain the U.S. GOSIP and NIST/OSI
 Implementors Workshop (OIW) documents.  All prices are in U.S.
 dollars and represent the most up-to-date information available at
 this time; for further pricing information and ordering details,
 contact the seller (all addresses and telephone numbers are to be
 found at the end).

12.1 GOSIP

12.1.1 GOSIP Version 1.

 GOSIP Version 1 (Federal Information Processing Standard 146) was
 published in August 1988.  It becomes mandatory in applicable federal
 procurements in August 1990.
 NIST POINT OF CONTACT: Jerry Mulvenna
 HARDCOPY:
       NTIS
       Order Number:  FIPS PUB 146
       Price:  $17.00 (paper); $8.00 (microfiche)

Cerf & Mills [Page 9] RFC 1169 Explaining the Role of GOSIP August 1990

 ON-LINE:
 1. The federal register announcement (FIPS 146) as well as GOSIP are
 available through anonymous ftp from nic.ddn.mil (192.67.67.20) as:
           o <protocols>gosip-fedreg.txt (ascii)
           o <protocols>gosip-fips-draft.txt (ascii)
           o <protocols>gosip-v1.txt (ascii)
 2. Through anonymous ftp or FTAM (ISODE 5.0, user:  ftam,
 realstore=unix) from osi3.ncsl.nist.gov (129.6.48.100) as:
           o pub/gosip/gosip_v1_fedreg.txt (ascii)
           o pub/gosip/fips146_draft.txt (ascii)
           o pub/gosip/gosip_v1.txt (ascii)
           o pub/gosip/gosip_v1.txt.Z (compressed)

12.1.2 GOSIP Version 2.

 GOSIP Version 2 is currently a draft.  It has undergone public review
 and comment.  Comments will be addressed by the GOSIP Advanced
 Requirements Committee in May, 1990.  Final text is expected to be
 available in August, 1990.
 NIST POINT OF CONTACT: Jerry Mulvenna
 HARDCOPY:
       NIST Standards Processing Coordinator (ADP)
 ON-LINE:
 1. Available through anonymous ftp or FTAM (ISODE 5.0, user:  ftam,
 realstore=unix) from osi3.ncsl.nist.gov (129.6.48.100) as:
           o pub/gosip/gosip_v2_draft.txt (ascii)
           o pub/gosip/gosip_v2_draft.txt.Z (compressed)
           o pub/gosip/gosip_v2_draft.ps (postscript)
           o pub/gosip/gosip_v2_draft.ps.Z (compressed)

Cerf & Mills [Page 10] RFC 1169 Explaining the Role of GOSIP August 1990

 2. Available through anonymous ftp from nic.ddn.mil (192.67.67.20)
 as:
           o <protocols>gosip-v2-draft.doc

12.2 NIST Workshop for Implementors of OSI Documents

 The output of the NIST Workshop for Implementors of OSI (OIW) is a
 pair of aligned documents, one representing Stable Implementation
 Agreements (SIA), the other containing Working Implementation
 Agreements (WIA) that have not yet gone into the stable document.
 Material is in either one or the other of these documents, but not
 both, and the documents have the same index structure.
 The SIA is reproduced in its entirety at the beginning of each
 calendar year, with an incremented version number.  Replacement page
 sets are distributed subsequently three times during each year (after
 each Workshop), reflecting edits to the stable material.  The
 replacement pages constitute the next edition of that year's version.
 The WIA is reproduced in its entirety after each Workshop (held in
 March, June, September and December).  OIW attendees automatically
 receive the WIA.  OIW meeting dates in 1990 are:  March 12-16; June
 18-22; September 10-14; and December 10-14.
 NIST POINTS OF CONTACT:
       1. Tim Boland/management information
          Chairman, OIW
       2. Brenda Gray/administrative information
          OIW Registrar

12.2.1 SIA, Version 1.

 SIA, Version 1, Edition 1 (Dec, 1987)  The SIA, V1E1 is published as
 NIST Special Publication 500-150.  It is the appropriate version and
 edition of the SIA for GOSIP Version 1 (FIPS 146).
 HARDCOPY:
       1. U.S. Government Printing Office
          GPO Stock Number:  003-02838-0
          Price:  $20.00

Cerf & Mills [Page 11] RFC 1169 Explaining the Role of GOSIP August 1990

       2. NTIS
          Order Number:  PB 88-168331
          Price:  $31.00 (paper); $8.00 (microfiche)
 SIA, Version 1, Edition 3 (August, 1988)  The SIA, V1E3 is also
 published as NBS Special Publication 500-150 (note the different GPO
 Stock Number when ordering).
 HARDCOPY:
       U.S. Government Printing Office
       GPO Stock Number:  003-003-02838-0
       Price:  $12.00 (paper)
 ON-LINE:
 1. Available through anonymous ftp or FTAM (ISODE 5.0, user:  ftam,
 realstore=unix) from from osi3.ncsl.nist.gov (129.6.48.100) as:
           o pub/gosip/nist_osiws_sia_v1e3.txt (ascii)
           o pub/gosip/nist_osiws_sia_v1e3.txt.Z (compressed)
 2. Available through anonymous ftp from nic.ddn.mil (192.67.67.20)
 as:
           o <protocols>nbsosi-argrements.doc

12.2.2 SIA, Version 2.

 SIA, Version 2, Edition 1 (Dec, 1988)  The SIA, V2E1 is published as
 NBS Special Publication 500-162.
 HARDCOPY:
       1. U.S. Government Printing Office
          GPO Stock Number:  003-003-02921-1
          Price:  $26.00
       2. IEEE Computer Society
          ISBN 0-8186-9022-4
          Book No.  2022
          Price:  $75.00 (casebound)
          (a subscription service is available from IEEE)
       3. NTIS
          Order Number:  PB 89193312
          Price:  $53.00 (paper); $8.00 (microfiche)

Cerf & Mills [Page 12] RFC 1169 Explaining the Role of GOSIP August 1990

 SIA, Version 2, Editions 2-4  These are available as hardcopy from
 NIST staff, subject to staff availability.  Contact:
      Brenda Gray/administrative information
      OIW Registrar
 SIA, Version 3, Edition 1 (Dec, 1989)  The SIA V3E1 is expected to be
 available in the first half of 1990.  It may be ordered from the IEEE
 Computer Society and the U.S. GPO.  Future editions of Version 3 are
 expected to be available from NTIS, and possibly GPO and the IEEE
 Computer Society.

12.2.3 WIA (August, 1989).

 The August, 1989 WIA, published as a NIST Interagency Report (IR-89-
 4140) is the most recent copy of the WIA that is available to order.
 The December, 1989 WIA document is available from NTIS and the IEEE
 Computer Society.  The August, 1989 WIA (NIST IR-89-4140) is
 available in hardcopy from:
       NTIS
       Order Number:  PB 89235931/AS
       Price:  $36.95 (paper); $6.95 (microfiche)

12.3 GOSIP Users' Guide

 This publication assists federal agencies in planning for and
 procuring OSI.  It provides tutorial information on OSI protocols as
 well as information on OSI registration, GOSIP technical evaluation,
 and GOSIP transition strategies.
 HARDCOPY:
       NTIS
       Order Number:  PB 90-111212
       Price:  $23 (paper); $8 (microfiche)

Cerf & Mills [Page 13] RFC 1169 Explaining the Role of GOSIP August 1990

12.4 Addresses/Telephone Numbers

 NIST CONTACTS
         Tim Boland/management information
         Chairman, OIW
         Technology, B217
         Gaithersburg, MD 20899
         (301) 975-3608
         boland@ecf.ncsl.nist.gov
         Brenda Gray/administrative information
         OIW Registrar
         Technology, B217
         Gaithersburg, MD 20899
         (301) 975-3664
         Jerry Mulvenna
         Technology, B217
         Gaithersburg, MD 20899
         (301) 975-3631
         mulvenna@ecf.ncsl.nist.gov
 OTHER SOURCES OF DOCUMENTS
         National Technical Information Service (NTIS)
         U.S. Department of Commerce
         5285 Port Royal Road
         Springfield, VA 22161
         (703)487-4650
         IEEE Computer Society
         Order Department
         10662 Los Vaqueros Circle
         Los Alamitos, CA 90720
         1-800-272-6657
         U.S. Government Printing Office
         Washington, DC 20402
         (202) 783-3238
         Standards Processing Coordinator (ADP)
         National Institute of Standards and Technology
         Technology Building, Room B-64
         Gaithersburg, MD 20899
         (301) 975-2816

Cerf & Mills [Page 14] RFC 1169 Explaining the Role of GOSIP August 1990

13. Security Considerations

 Security issues are not discussed in this memo.

14. Authors' Addresses

 Vinton G. Cerf
 Chairman, IAB
 Corporation for National Research Initiatives
 1895 Preston White Drive, Suite 100
 Reston, VA 22091
 Phone: (703) 620-8990
 EMail: vcerf@nri.reston.va.us
 Kevin L. Mills
 National Institute of Standards and Technology
 Building 225, Room B217
 Gaithersburg, MD 20899
 Phone:  (301) 975-3618
 EMail: MILLS@ECF.NCSL.NIST.GOV

Cerf & Mills [Page 15]

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