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rfc:rfc1127

Network Working Group R. Braden Request for Comments: 1127 ISI

                                                       October 1989
            A Perspective on the Host Requirements RFCs

Status of This Memo

 This RFC is for information only; it does not constitute a standard,
 draft standard, or proposed standard, and it does not define a
 protocol.  Distribution of this memo is unlimited.

Summary

 This RFC contains an informal summary of the discussions and
 conclusions of the IETF Working Group on Host Requirements while it
 was preparing the Host Requirements RFCs.  This summary has several
 purposes: (1) to inform the community of host protocol issues that
 need further work; (2) to preserve some history and context as a
 starting point for future revision efforts; and (3) to provide some
 insight into the results of the Host Requirements effort.

1. INTRODUCTION

 A working group of the Internet Engineering Task Force (IETF) has
 recently completed and published a monumental standards document on
 software requirements for Internet hosts [RFC-1122, RFC-1123].  This
 document has been published as two RFC's: "Requirements for Internet
 Hosts -- Communication Layers", referred to here as "HR-CL", and
 "Requirements for Internet Hosts -- Application and Support",
 referred to here as "HR-AS".  Together, we refer to them as the Host
 Requirements RFCs, or "HR RFCs".
 Creation of the Host Requirements document required the dedicated
 efforts of about 20 Internet experts, with significant contributions
 from another 20.  The Host Requirements working group held 7 formal
 meetings over the past 20 months, and exchanged about 3 megabytes of
 electronic mail.  The HR RFCs went through approximate 20 distinct
 drafts.
 This group of people struggled with a broad range of issues in host
 implementations of the Internet protocols, attempting to reconcile
 theoretical and architectural concerns with the sometimes conflicting
 imperatives of the real world.  The present RFC recaps the results of
 this struggle, with the issues that were settled and those that
 remain for future work.  This exegesis has several goals:

Braden [Page 1] RFC 1127 Perspective on Host Requirements October 1989

 (1)  to give the Internet technical community some insight into the
      results of the host requirements effort;
 (2)  to inform the community of areas that need further work; and
 (3)  to preserve some history and context of the effort as a starting
      point for a future revision.

1.1 GOALS OF THE HOST REQUIREMENTS RFCs

 The basic purpose of the Host Requirements RFCs is to define the
 requirements for Internet host software.  However, the document goes
 far beyond a simple prescription of requirements, to include:
 (a)  a bibliography of the documents essential to an implementor;
 (b)  corrections and updates to the original standards RFC's;
 (c)  material to fill gaps in the previous specifications;
 (d)  limitations on implementation choices, where appropriate;
 (e)  clarification of important issues and the intent of the
      protocols; and
 (f)  documentation of known solutions to recurring problems as well
      as implementation hints.
 Broadly speaking, the Host Requirements working group started from
 the following goals for Internet host software:
 (1)  Interoperability
 (2)  Extensibility
 (3)  Functionality
 (4)  Efficiency
 (5)  Architectural Purity
 Of these, interoperability was clearly preeminent, while
 architectural purity had the lowest priority.  It is more difficult
 to assign relative importance to extensibility, functionality, and
 efficiency, as it varied from one topic to another.
 At a more technical level, the working group pursued a set of general
 goals that included the following:

Braden [Page 2] RFC 1127 Perspective on Host Requirements October 1989

  • Discourage hosts from unexpectedly acting as gateways.
  • Discourage the use of bad IP addresses.
  • Eliminate broadcast storms.
  • Discourage gratuitous Address Mask Reply messages.
  • Facilitate the use IP Type-of-Service for routing and queueing.
  • Encourage implementations of IP multicasting.
  • Encourage TCP connection robustness.
  • Encourage (mandate!) implementation of known TCP performance

enhancements.

  • Encourage user interfaces that support the full capabilities of

the protocols.

  • Encourage more complete implementations of FTP.
  • Encourage robust mail delivery
  • Discourage the source-routing of mail in the Internet.
  • Encourage error logging.
 In addition to these general technical goals, the working group
 decided to discourage the use of certain protocol features: e.g., the
 IP Stream Id option, ICMP Information Request and Reply messages, the
 RFC-795 TOS mappings, WKS records in the Domain Name System, and FTP
 Page structure.
 The HR RFC tries to deal only with the software implementation, not
 with the way in which that software is configured and applied.  There
 are a number of requirements on Internet hosts that were omitted from
 the HR RFC as administrative or configuration issues.
 The HR RFCs contain many, many detailed requirements and
 clarifications that are straightforward and (almost) non-
 controversial.
 Indeed, many of these are simply restatements or reinforcement of
 requirements that are already explicit or implicit in the original
 standards RFC's.  Some more cynical members of the working group
 refer to these as "Read The Manual" provisions.  However, they were
 included in the HR RFCs because at least one implementation has

Braden [Page 3] RFC 1127 Perspective on Host Requirements October 1989

 failed to abide by these requirements.  In addition, many provisions
 of the HR RFCs are simply applications of Jon Postel's Robustness
 Principle [1.2.2 in either RFC].
 However, not all issues were so easy; the working group struggled
 with a number of deep and controversial technical issues.  Where the
 result was a reasonable consensus, then definite, firm
 recommendations and requirements resulted.  We list these settled
 issues in Section 2.  Section 2 also lists a number of areas where
 the HR RFCs fill gaping holes in the current specifications by giving
 extended discussions of particular issues.
 However, in some other cases the working group was unable to reach a
 crisp decision or even a reasonable consensus; we list these open
 issues in Section 3.  Future discussion is needed to ascertain which
 of these issues really do have "right answers", and which can
 reasonably be left as implementation choices.  Section 4 contains
 some other areas that the working group did not tackle but which need
 further work outside the context of the HR RFCs (although the outcome
 may be reflected in a future revision).  Finally, Appendix I lists
 specific issues for consideration by a future HR RFC revision effort,
 while Appendix II lists the issues that are relevant to a revision of
 the Gateway Requirements RFC.
 It should be noted that this categorization of issues is imperfect; a
 few issues appear (legitimately) in more than one category.
 For brevity, we do not attempt to define all the terminology or
 explain all the concepts mentioned here.  For those cases where
 further clarification is needed, we include (in square brackets)
 references to the corresponding sections of the HR RFCs.

2. SETTLED ISSUES

 Here are the areas in which the Host Requirements working group was
 able to reach a consensus and take a definite stand.
  1. ARP Cache Management [CL 2.3.2.1]
      Require a mechanism to flush out-of-date ARP cache entries.
  1. Queueing packets in ARP [CL 2.3.2.2]
      Recommend that ARP queue unresolved packet(s) in the link layer.
  1. Ethernet/802.3 Interoperability [CL 2.3.3]
      Impose interoperability requirements for Ethernet and IEEE 802.3

Braden [Page 4] RFC 1127 Perspective on Host Requirements October 1989

      encapsulation.
  1. Broadcast Storms [CL 2.4, 3.2.2]
      Require many provisions to prevent broadcast storms.
      In particular, require that the link-layer driver pass a flag to
      the IP layer to indicate if a packet was received via a link-
      layer broadcast, and require that this flag be used by the IP
      layer.
  1. Bad IP addresses
      Include numerous provisions to discourage the use of bad IP
      addresses.
  1. Address Mask Replies [CL 3.2.2.9]
      Discourage gratuitous ICMP Address Mask Reply messages.
  1. Type-of-Service
      Include various requirements on IP, transport, and application
      layers to make Type-of-Service (TOS) useful.
  1. Time-to-Live [CL 3.2.1.7]
      Require that Time-to-Live (TTL) be configurable.
  1. Source Routing [CL 3.2.1.8(e)]
      Require that host be able to act as originator or final
      destination of a source route.
  1. IP Multicasting [CL 3.3.7]
      Encourage implementation of local IP multicasting.
  1. Reassembly Timeout [CL 3.3.2]
      Require a fixed reassembly timeout.
  1. Choosing a Source Address [CL 3.3.4.3, 3.4, 4.1.3.5, 4.2.3.7]
      Require that an application on a multihomed host be able to
      either specify which local IP address to use for a new TCP
      connection or UDP request, or else leave the local address
      "wild" and let the IP layer pick one.

Braden [Page 5] RFC 1127 Perspective on Host Requirements October 1989

  1. TCP Performance [CL 4.2.12.15, 4.2.3.1-4]
      Require TCP performance improvements.
  1. TCP Connection Robustness [CL 4.2.3.5, 4.2.3.9]
      Encourage robustness of TCP connections.
  1. TCP Window Shrinking [CL 4.2.2.16]
      Discourage the shrinking of TCP windows from the right.
  1. Dotted-Decimal Host Numbers [AS 2.1]
      Recommend that applications be able to accept dotted-decimal
      host numbers in place of host names.
  1. Telnet End-of-Line [AS 3.3.1]
      Include compatibility requirements for Telnet end-of-line.
  1. Minimal FTP [AS 4.1.2.13]
      Enlarge the minimum FTP implementation.
  1. Robust Mail Delivery [AS 5.3.2, 5.3.4, 6.1.3.4]
      Recommend the use of long timeouts and of alternative addresses
      for multihomed hosts, to obtain robust mail delivery.
  1. Source-Routing of Mail [AS 5.2.6, 5.2.16, 5.2.19]
      Discourage the use of source routes for delivering mail.  (This
      was one of the few cases where the working group opted for the
      architecturally pure resolution of an issue.)
  1. Fully-Qualified Domain Names [AS 5.2.18]
      Require the use of fully-qualified domain names in RFC-822
      addresses.
  1. Domain Name System Required [AS 6.1.1]
      Require that hosts implement the Domain Name System (DNS).
  1. WKS Records Detracted [AS 2.2, 5.2.12, 6.1.3.6]
      Recommend against using WKS records from DNS.

Braden [Page 6] RFC 1127 Perspective on Host Requirements October 1989

  1. UDP Preferred for DNS Queries [AS 6.1.2.4, 6.1.3.2]
      Require that UDP be preferred over TCP for DNS queries.
  1. DNS Negative Caching [AS 6.1.3.3]
      Recommend that DNS name servers and resolvers cache negative
      responses and temporary failures.
 Finally, here is a list of areas in which the HR RFCs provide
 extended discussion of issues that have been inadequately documented
 in the past.
  1. ARP cache handling [CL 2.3.2.1]
  1. Trailer encapsulation [CL 2.3.1]
  1. Dead gateway detection algorithms [CL 3.3.1.4]
  1. IP multihoming models [CL 3.3.4]
      (Note that this topic is also one of the significant contentious
      issues; see the next section.)
  1. Maximum transmission unit (MTU and transport-layer maximum-

segment size (MSS) issues [CL 3.3.2, 3.3.3, 3.4, 4.1.4,

      4.2.2.6]
  1. TCP silly-window syndrome (SWS) avoidance algorithms

[CL 4.2.3.3, 4.2.3.4]

  1. Telnet end-of-line issues [AS 3.3.1]
  1. Telnet interrupt/SYNCH usage [AS 3.2.4]
  1. FTP restart facility [AS 4.1.3.4]
  1. DNS efficiency issues [AS 6.1.3.3]
  1. DNS user interface: aliases and search lists [AS 6.1.4.3]
 There are some other areas where the working group tried to produce a
 more extended discussion but was not totally successful; one example
 is error logging (see Appendix I below).

Braden [Page 7] RFC 1127 Perspective on Host Requirements October 1989

3. OPEN ISSUES

 For some issues, the disagreement was so serious that the working
 group was unable to reach a consensus.  In each case, some spoke for
 MUST or SHOULD, while others spoke with equal fervor for MUST NOT or
 SHOULD NOT.  As a result, the HR RFCs try to summarize the differing
 viewpoints but take no stand; the corresponding requirements are
 given as MAY or OPTIONAL.  The most notorious of these contentious
 issues are as follows.
  1. Hosts forwarding source-routed datagrams, even though the hosts

are not otherwise acting as gateways [CL 3.3.5]

  1. The multihoming model [CL 3.3.4]
  1. ICMP Echo Requests to a broadcast or multicast address

[CL 3.2.2.6]

  1. Host-only route caching [CL 3.3.1.3]
  1. Host wiretapping routing protocols [CL 3.3.1.4]
  1. TCP sending an ACK when it receives a segment that appears to be

out-of-order [CL 4.2.2.21]

 There was another set of controversial issues for which the HR RFCs
 did take a compromise stand, to allow the disputed functions but
 circumscribe their use.  In many of these cases, there were one or
 more significant voices for banning the feature altogether.
  1. Host acting as gateways [CL 3.1]
  1. Trailer encapsulation [CL 2.3.1]
  1. Delayed TCP acknowledgments [CL 4.2.3.2]
  1. TCP Keep-alives [CL 4.2.3.6]
  1. Ignoring UDP checksums [CL 4.1.3.4]
  1. Telnet Go-Aheads [AS 3.2.2]
  1. Allowing 8-bit data in Telnet NVT mode [AS 3.2.5]

Braden [Page 8] RFC 1127 Perspective on Host Requirements October 1989

4. OTHER FUTURE WORK

 General Issues:
 (1)  Host Initialization Procedures
    When a host system boots or otherwise initializes, it needs
    certain network configuration information in order to communicate;
    e.g., its own IP address(es) and address mask(s).  In the case of
    a diskless workstation, obtaining this information is an essential
    part of the booting process.
    The ICMP Address Mask messages and the RARP (Reverse ARP) protocol
    each provide individual pieces of configuration information.  The
    working group felt that such piecemeal solutions are a mistake,
    and that a comprehensive approach to initialization would result
    in a uniform mechanism to provide all the required configuration
    information at once.  The HR working group recommends that a new
    working group be established to develop a unified approach to
    system initialization.
 (2)  Configuration Options
    Vendors, users, and network administrators all want host software
    that is "plug-and-play".  Unfortunately, the working group was
    often forced to require additional configuration parameters to
    satisfy interoperability, functionality, and/or efficiency needs
    [1.2.4 in either RFC].  The working group was fully aware of the
    drawbacks of configuration parameters, but based upon extensive
    experience with existing implementations, it felt that the
    flexibility was sometimes more important than installation
    simplicity.
    Some of the configuration parameters are forced for
    interoperability with earlier, incorrect implementations.  Very
    little can be done to ease this problem, although retirement of
    the offending systems will gradually solve it.  However, it would
    be desirable to re-examine the other required configuration
    options, in an attempt to develop ways to eliminate some of them.
 Link-Layer Issues:
 (2)  ARP Cache Maintenance
    "Proxy ARP" is a link-layer mechanism for IP routing, and its use
    results in difficult problems in managing the ARP cache.
    Even without proxy ARP, the management dynamics of the IP route

Braden [Page 9] RFC 1127 Perspective on Host Requirements October 1989

    cache interact in subtle ways with transport-layer dynamics;
    introducing routing via proxy ARP brings a third protocol layer
    into the problem, complicating the inter-layer dynamics still
    further.
    The algorithms for maintaining the ARP cache need to be studied
    and experimented with, to create more complete and explicit
    algorithms and requirements.
 (3)  FDDI Bit-order in MAC addresses
    On IEEE 802.3 or 802.4 LAN, the MAC address in the header uses the
    same bit-ordering as transmission of the address as data.  On
    802.5 and FDDI networks, however, the MAC address in the header is
    in a different bit-ordering from the equivalent 6 bytes sent as
    data.  This will make it hard to do MAC-level bridging between
    FDDI and 802.3 LAN's, for example, although gateways (IP routers)
    can still be used.
    The working group concluded that this is a serious but subtle
    problem with no obvious fix, and that resolving it was beyond the
    scope of the HR working group.
 IP-Layer Issues
 (4)  Dead Gateway Detection
    A fundamental requirement for a host is to be able to detect when
    the first-hop gateway has failed.  The early TCP/IP
    experimentation was based on the ARPANET, which provided explicit
    notification of gateway failure; as a result, dead gateway
    detection algorithms were not much considered at that time.  The
    very general guidelines presented by Dave Clark [RFC-816] are
    inadequate for implementors.  The first attempt at applying these
    guidelines was the introduction of universal gateway pinging by
    TOPS-20 systems; this quickly proved to be a major generator of
    ARPANET traffic, and was squelched.  The most widely used
    implementation of the Internet protocols, 4.2BSD, solved the
    problem in an extra-architectural manner, by letting the host
    wiretap the gateway routing protocol (RIP).  As a result of this
    history, the HR working group was faced with an absence of
    documentated techniques that a host conforming to the Internet
    architecture could use to detect dead gateways.
    After extensive discussion, the working group agreed on the
    outline of an appropriate algorithm.  A detailed algorithm was in
    fact written down, to validate the discussion in the HR RFCs.
    This algorithm, or a better one, should be tried experimentally

Braden [Page 10] RFC 1127 Perspective on Host Requirements October 1989

    and documented in a new RFC.
 (5)  Gateway Discovery
    A host needs to discover the IP addresses of gateways on its
    connected networks.  One approach, begun but not finished by
    members of the HR working group, would be to define a new pair of
    ICMP query messages for gateway discovery.  In the future, gateway
    discovery should be considered as part of the complete host
    initialization problem.
 (6)  MTU Discovery
    Members of the HR working group designed IP options that a host
    could use to discover the minimum MTU of a particular Internet
    path [RFC-1063].  To be useful, the Probe MTU options would have
    to be implemented in all gateways, which is an obstacle to its
    adoption.  Code written to use these options has never been
    tested.  This work should be carried forward; an effective MTU
    choice will become increasingly important for efficient Internet
    service.
 (7)  Routing Advice from Gateways
    A working group member produced a draft specification for ICMP
    messages a host could use to ask gateways for routing advice
    [Lekashman].  While this is not of such pressing importance as the
    issues listed previously, it deserves further consideration and
    perhaps experimentation.
 (8)  Dynamic TTL Discovery
    Serious connectivity problems have resulted from host software
    that has too small a TTL value built into the code.  HR-CL
    specifies that TTL values must be configurable, to allow TTL to be
    increased if required for communication in a future Internet;
    conformance with this requirement would solve the current
    problems.  However, configurable parameters are an operational
    headache, so it has been suggested that a host could have an
    algorithm to determine the TTL ("Internet diameter") dynamically.
    Several algorithms have been suggested, but considerably more work
    would be required to validate them.  This is a lower-priority
    problem than issues (4)-(6).
 (9)  Dynamic Discovery of Reassembly Timeout Time
    The maximum time for retaining a partially-reassembled datagram is
    another parameter that creates a potential operational headache.

Braden [Page 11] RFC 1127 Perspective on Host Requirements October 1989

    An appropriate reassembly timeout value must balance available
    reassembly buffer space against reliable reassembly.  The best
    value thus may depend upon the system and upon subtle delay
    properties (delay dispersion) of the Internet.  Again, dynamic
    discovery could be desirable.
 (10) Type-of-Service Routing in Hosts
    As pointed out previously, the HR RFCs contain a number of
    provisions designed to make Type-of-Service (TOS) useful.  This
    includes the suggestion that the route cache should have a place
    or specifying the TOS of a particular route.  However, host
    algorithms for using TOS specifications need to be developed and
    documented.
 (11) Using Subnets
    An RFC is needed to provide a thorough explanation of the
    implications of subnetting for Internet protocols and for network
    administration.
 Transport-Layer Issues:
 (12) RST Message
    It has been proposed that TCP RST (Reset) segments can contain
    text to provide an explicit explanation of the reason for the
    particular RST.  A proposal has been drafted [CLynn].
 (13) Performance Algorithms
    HR-CL contains a number of requirements on TCP performance
    algorithms; Van Jacobson's slow start and congestion avoidance,
    Karn's algorithm, Nagle's algorithm, and SWS prevention at the
    sender and receiver.  Implementors of new TCPs really need more
    guidance than could possibly be included in the HR RFCs.  The
    working group suggested that an RFC on TCP performance is needed,
    to describe each of these issues more deeply and especially to
    explain how they fit together.
    Another issue raised by the HR RFCs is the need for validation (or
    rejection) of Van Jacobson's fast retransmit algorithm.
 Application-Layer Issues:
 (14) Proposed FTP extensions
    A number of minor extensions proposed for FTP should be processed

Braden [Page 12] RFC 1127 Perspective on Host Requirements October 1989

    and accepted or rejected.  We are aware of the following
    proposals:
    (a)  Atomic Store Command
       The FTP specification leaves undefined the disposition of a
       partial file created when an FTP session fails during a store
       operation.  It was suggested that this ambiguity could be
       resolved by defining a new store command, Store Atomic (STOA).
       The receiver would delete the partial file if the transfer
       failed before the final data-complete reply had been sent.
       This assumes the use of a transfer mode (e.g., block) in which
       end-of-file can be distinguished from TCP connection failure,
       of course.
    (b)  NDIR Command
       "NDIR would be a directories-only analogue to the NLST command.
       Upon receiving an NDIR command an FTP server would return a
       list of the subdirectories to the specified directory or file
       group; or of the current directory if no argument was sent.
       ... The existing NLST command allows user FTPs to implement
       user-interface niceties such as a "multiple get" command.  It
       also allows a selective (as opposed to generative) file-naming
       user interface: the user can pick the desired file out of a
       list instead of typing its name." [Matthews]
       However, the interface needs to distinguish files from
       directories.  Up to now, such interfaces have relied on a bug
       in many FTP servers, which have included directory names in the
       list returned by NLST.  As hosts come into conformance with
       HR-AS, we need an NDIR command to return directory names.
    (c)  Adaptive Compression
       It has been suggested that a sophisticated adaptive data
       compression algorithm, like that provided by the Unix
       "compress" command, should be added as an alternative FTP
       transfer mode.
 (15) SMTP: Global Mail Addressing
    While writing requirements for electronic mail, the working group
    was urged to set rules for SMTP and RFC-822 that would be
    universal, applicable not only to the Internet environment but
    also to the other mail environments that use one or both of these
    protocols.  The working group chose to ignore this Siren call, and
    instead limit the HR RFC to requirements specific to the Internet.

Braden [Page 13] RFC 1127 Perspective on Host Requirements October 1989

    However, the networking world would certainly benefit from some
    global agreements on mail routing.  Strong passions are lurking
    here.
 (16) DNS: Fully Replacing hosts.txt
    As noted in HR-AS [AS 6.1.3.8], the DNS does not yet incorporate
    all the potentially-useful information included in the DDN NIC's
    hosts.txt file.  The DNS should be expanded to cover the hosts.txt
    information.  RFC-1101 [RFC-1101] is a step in the right
    direction, but more work is needed.

5. SUMMARY

 We have summarized the results of the Host Requirements Working
 Group, and listed a set of issues in Internet host protocols that
 need future effort.

6. REFERENCES

 [RFC-1122]  Braden, R., Editor, "Requirements for Internet Hosts --
 Communications Layers", RFC 1122, IETF Host Requirements Working
 Group, October 1989.
 [RFC-1123]  Braden, R., Editor, "Requirements for Internet Hosts --
 Application and Support", RFC 1123, IETF Host Requirements Working
 Group, October 1989.
 [RFC-1009]  Braden, R., and J. Postel, "Requirements for Internet
 Gateways", RFC 1009, USC/Information Sciences Institute, June 1987.
 [RFC-1101]  Mockapetris, P., "DNS Encoding of Network Names and Other
 Types", RFC 1101, USC/Information Sciences Institute, April 1989.
 [RFC-1063]  Mogul, J., C. Kent, C. Partridge, and K. McCloghrie, "IP
 MTU Discovery Options", RFC-1063, DEC, BBN, & TWG, July 1988.
 [RFC-816]  Clark, D., "Fault Isolation and Recovery", RFC-816, MIT,
 July 1982.
 [CLynn]  Lynn, C., "Use of TCP Reset to Convey Error Diagnostics",
 Internal Memo, BBN, December 1988.
 [Lekashman]  Message to ietf-hosts mailing list from John Lekashman,
 14 September 1988.
 [Matthews]  Message to Postel from Jim Matthews, 3 August 1989.

Braden [Page 14] RFC 1127 Perspective on Host Requirements October 1989

APPENDIX I – ISSUES FOR FUTURE REVISION

 In order to complete the HR RFCs, it was necessary to defer some
 technical issues.  These issues should be considered by the parties
 responsible for the first update of the HR RFCs.
 The issues pending at the time of publication are listed here, in
 order by protocol layer.
 General Issue:
    Error Logging
    The working group felt that more complete and explicit guidance on
    error logging procedures is needed than is presently contained in
    Section 1.2.3 (both HR RFCs).
 Link Layer Issues:
  1. Stolen IP Address
    How should a host react when it detects through ARP traffic that
    some other host has "stolen" its IP address?
 IP Layer Issues:
  1. "Raw Mode" Interface
    HR-CL could define an optional "raw mode" interface from the
    application layer to IP.
  1. Rational Fragmentation
    When a host performs intentional fragmentation, it should make the
    first fragment as large as possible (this same requirement should
    be placed on gateways).
  1. Interaction of Multiple Options
    HR-CL does not give specific rules for the interactions of
    multiple options in the same IP header; this issue was generally
    deferred to a revision of the Gateway Requirements RFC.  However,
    this issue might be revisited for hosts.
  1. ICMP Error for Source-Routed Packet
    It was suggested that when a source-routed packet arrives with an
    error, any ICMP error message should be sent with the

Braden [Page 15] RFC 1127 Perspective on Host Requirements October 1989

    corresponding return route.  This assumes that the ICMP error
    message is more likely to be delivered successfully with the
    source route than without it.
  1. "Strong" IP Options and ICMP Types
    The HR RFCs takes the general approach that a host should ignore
    whatever it does not understand, so that possible future
    extensions -- e.g., new IP options or new ICMP message types --
    will cause minimum problems for existing hosts.  The result of
    this approach is that when new facilities are used with old hosts,
    a "black hole" can result.  Several people have suggested that
    this is not always what is wanted; it may sometimes be more useful
    to obtain an ICMP error message from the old host.  To quote
    Jeremey Siegel:
       "The basic premise is that if an option is to have any real
       meaning at all within an '[upward] compatible' environment, it
       must be known whether or not the option actually *carries* its
       meaning.  An absurd analogy might be programming languages: I
       could make a compiler which simply ignored unknown sorts of
       statements, thereby allowing for future expansion of the
       language.
       Right now, there are four "classes" of options; only two are
       defined.  Take one of the other classes, and define it such
       that any options in that class, if unrecognized, cause an ICMP
       error message.  Thus anyone who wants to propose a "strong"
       option (one which requires full participation by all systems
       involved to operate correctly) can assign it to that class.
       Options in the current classes may still be passed through if
       they are unknown; only "weak" options will be assigned to these
       classes in the future."
  1. Network Mask
    As explained in HR-CL [CL 3.1.2.3], we believe that a possible
    future transition for the interpretation of IP addresses may be
    eased if hosts always treat an IP address as an indivisible 32-
    bit number.  However, there are various circumstances where a host
    has to distinguish its own network number.  Charlie Lynn has
    suggested that indivisibility can be retained if a host is
    configured with both an address mask (indicating subnetting) and a
    network mask (with network but not subnet bits).
  1. WhoAmI Query
    The following requirement is needed: for a multihomed host, a

Braden [Page 16] RFC 1127 Perspective on Host Requirements October 1989

    UDP-based application should (must?) be able to query the
    communication layers to obtain a list of all local IP addresses
    for the host.
  1. New Destination Unreachable codes
    For each of the new ICMP Destination Unreachable codes defined in
    HR-CL [CL 3.2.2.1], it should be documented whether the error is
    "soft" or "hard".
  1. ICMP Error Schizophrenia
    Section 3.3.8 of HR-CL requires a host to send ICMP error
    messages, yet in nearly all individual cases the specific
    requirements say that errors are to be silently ignored.  The
    working group recognized this contradiction but was unwilling to
    resolve it.
    At every choice point, the working group opted towards a
    requirement that would avoid broadcast storms.  For example, (1)
    ICMP errors cannot be sent for broadcasts, and also (2) individual
    errors are to be silently ignored.  This is redundant; either
    provision (1) or (2) alone, if followed, should eliminate
    broadcast storms.  The general area of responses to errors and
    broadcast storms could be reassessed and the individual decisions
    reviewed.
 Transport-Layer Requirements:
  1. Delayed ACK Definition
    A more precise and complete definition of the conditions for
    delaying a TCP ACK segment may be desirable; see Section 4.2.3.2
    of HR-CL.
 Telnet Requirements:
  1. Flushing Output
    The DISCUSSION in Section 3.2.4 of HR-AS concerns three possible
    ways for a User Telnet to flush output.  It would be helpful for
    users and implementers if one of these could be recommended over
    the others; however, when the working group discussed the matter,
    there seemed to be compelling arguments for each choice.  This
    issue needs more study.

Braden [Page 17] RFC 1127 Perspective on Host Requirements October 1989

  1. Telnet LineMode Option
    This important new option is still experimental, but when it
    becomes a standard, implementation should become recommended or
    required.
 FTP Requirements:
  1. Reply Codes
 A number of problems have been raised with FTP reply codes.
 (a)  Access Control Failures
    Note that a 550 message is used to indicate access control
    problems for a read-type operation (e.g., RETR, RNFR), while a 553
    message is used for the same purpose for a write-type operation
    (e.g., STOR, STOU, RNTO).
    LIST, NLST, and STAT may fail with a 550 reply due to an access
    control violation.
    MKD should fail with a 553 reply if a directory already exists
    with the same name.
 (b)  Directory Operations (RFC-959 Appendix II)
    An RMD may result in a 450 reply if the directory is busy.
    Many of the reply codes shown in the text of Appendix II are
    wrong.  A positive completion for CWD should be 250.  The 521 code
    shown for MKD should be 553 (see above), while the 431 shown for
    CWD should be a 550.
 (c)  HELP and SITE Commands
    The positive completion reply to a HELP command should be code
    214.
    HELP or SITE with an invalid argument should return a 504 reply.
  1. Bidirectional FTP
    The FTP specification allows an implementation in which data
    transfer takes place in both directions simultaneously, although
    few if any implementations support this.  Perhaps HR-AS should
    take a stand for or against this.

Braden [Page 18] RFC 1127 Perspective on Host Requirements October 1989

 SMTP Requirements:
  1. Offline SEND
    Some on the working group felt that the SMTP SEND command,
    intended to display a message immediately on the recipient's
    terminal, should produce an error message if delivery must be
    deferred.
  1. Header-like Fields
 John Klensin proposed:
    "Header-like fields whose keywords do not conform to RFC822 are
    strongly discouraged; gateways SHOULD filter them out or place
    them into the message body.  If, however, they are not removed,
    Internet hosts not acting as gateways SHOULD NOT utilize or
    inspect them.  Hence address-like subfields of those fields SHOULD
    NOT be altered by the gateway."
  1. Syntax of Received: Line
    The precise syntax of a revised Received: line (see Section 5.2.8
    of HR-AS) could be given.  An unresolved question concerned the
    use of "localhost" rather than a fully-qualified domain name in
    the FROM field of a Received: line.  Finally, new syntax was
    proposed for the Message Id field.

Appendix II – Gateway Issues

 The working group identified a set of issues that should be
 considered when the Gateway Requirements RFC [RFC-1009] ("GR RFC") is
 revised.
  1. All-Subnets Broadcast
    This facility is not currently widely implemented, and HR-CL warns
    users of this fact.  The GR RFC should take a stand on whether or
    not gateways ought to implement the necessary routing.
  1. Rational Fragmentation
    When a gateway performs intentional fragmentation, it should make
    the first fragment as large as possible.
  1. Illegal Source Address
    It has been suggested that a gateway should not forward a packet

Braden [Page 19] RFC 1127 Perspective on Host Requirements October 1989

    containing an illegal IP source address, e.g., zero.
  1. Option Processing
    Specific rules should be given for the order of processing
    multiple options in the same IP header.  Two approaches have been
    used: to process options in the order presented, or to parse them
    all and then process them in some "canonical" order.
    The legality should also be defined for using broadcast or
    multicast addresses in IP options that include IP addresses.

Security Considerations

 A future revision of the Host Requirements RFCs should incorporate a
 more complete discussion of security issues at all layers.

Author's Address

 Robert Braden
 USC/Information Sciences Institute
 4676 Admiralty Way
 Marina del Rey, CA 90292-6695
 Phone: (213) 822 1511
 EMail: Braden@ISI.EDU

Braden [Page 20]

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