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rfc:std:std96

[Note that this file is a concatenation of more than one RFC.]

Internet Engineering Task Force (IETF) J. Schaad Request for Comments: 9052 August Cellars STD: 96 August 2022 Obsoletes: 8152 Category: Standards Track ISSN: 2070-1721

 CBOR Object Signing and Encryption (COSE): Structures and Process

Abstract

 Concise Binary Object Representation (CBOR) is a data format designed
 for small code size and small message size.  There is a need to be
 able to define basic security services for this data format.  This
 document defines the CBOR Object Signing and Encryption (COSE)
 protocol.  This specification describes how to create and process
 signatures, message authentication codes, and encryption using CBOR
 for serialization.  This specification additionally describes how to
 represent cryptographic keys using CBOR.
 This document, along with RFC 9053, obsoletes RFC 8152.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc9052.

Copyright Notice

 Copyright (c) 2022 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Revised BSD License text as described in Section 4.e of the
 Trust Legal Provisions and are provided without warranty as described
 in the Revised BSD License.

Table of Contents

 1.  Introduction
   1.1.  Requirements Terminology
   1.2.  Changes from RFC 8152
   1.3.  Design Changes from JOSE
   1.4.  CDDL Grammar for CBOR Data Structures
   1.5.  CBOR-Related Terminology
   1.6.  Document Terminology
 2.  Basic COSE Structure
 3.  Header Parameters
   3.1.  Common COSE Header Parameters
 4.  Signing Objects
   4.1.  Signing with One or More Signers
   4.2.  Signing with One Signer
   4.3.  Externally Supplied Data
   4.4.  Signing and Verification Process
 5.  Encryption Objects
   5.1.  Enveloped COSE Structure
     5.1.1.  Content Key Distribution Methods
   5.2.  Single Recipient Encrypted
   5.3.  How to Encrypt and Decrypt for AEAD Algorithms
   5.4.  How to Encrypt and Decrypt for AE Algorithms
 6.  MAC Objects
   6.1.  MACed Message with Recipients
   6.2.  MACed Messages with Implicit Key
   6.3.  How to Compute and Verify a MAC
 7.  Key Objects
   7.1.  COSE Key Common Parameters
 8.  Taxonomy of Algorithms Used by COSE
   8.1.  Signature Algorithms
   8.2.  Message Authentication Code (MAC) Algorithms
   8.3.  Content Encryption Algorithms
   8.4.  Key Derivation Functions (KDFs)
   8.5.  Content Key Distribution Methods
     8.5.1.  Direct Encryption
     8.5.2.  Key Wrap
     8.5.3.  Key Transport
     8.5.4.  Direct Key Agreement
     8.5.5.  Key Agreement with Key Wrap
 9.  CBOR Encoding Restrictions
 10. Application Profiling Considerations
 11. IANA Considerations
   11.1.  COSE Header Parameters Registry
   11.2.  COSE Key Common Parameters Registry
   11.3.  Media Type Registrations
     11.3.1.  COSE Security Message
     11.3.2.  COSE Key Media Type
   11.4.  CoAP Content-Formats Registry
   11.5.  CBOR Tags Registry
   11.6.  Expert Review Instructions
 12. Security Considerations
 13. References
   13.1.  Normative References
   13.2.  Informative References
 Appendix A.  Guidelines for External Data Authentication of
         Algorithms
 Appendix B.  Two Layers of Recipient Information
 Appendix C.  Examples
   C.1.  Examples of Signed Messages
     C.1.1.  Single Signature
     C.1.2.  Multiple Signers
     C.1.3.  Signature with Criticality
   C.2.  Single Signer Examples
     C.2.1.  Single ECDSA Signature
   C.3.  Examples of Enveloped Messages
     C.3.1.  Direct ECDH
     C.3.2.  Direct Plus Key Derivation
     C.3.3.  Encrypted Content with External Data
   C.4.  Examples of Encrypted Messages
     C.4.1.  Simple Encrypted Message
     C.4.2.  Encrypted Message with a Partial IV
   C.5.  Examples of MACed Messages
     C.5.1.  Shared Secret Direct MAC
     C.5.2.  ECDH Direct MAC
     C.5.3.  Wrapped MAC
     C.5.4.  Multi-Recipient MACed Message
   C.6.  Examples of MAC0 Messages
     C.6.1.  Shared-Secret Direct MAC
   C.7.  COSE Keys
     C.7.1.  Public Keys
     C.7.2.  Private Keys
 Acknowledgments
 Author's Address

1. Introduction

 There has been an increased focus on small, constrained devices that
 make up the Internet of Things (IoT).  One of the standards that has
 come out of this process is "Concise Binary Object Representation
 (CBOR)" [STD94].  CBOR extended the data model of JavaScript Object
 Notation (JSON) [STD90] by allowing for binary data, among other
 changes.  CBOR has been adopted by several of the IETF working groups
 dealing with the IoT world as their method of encoding data
 structures.  CBOR was designed specifically to be small in terms of
 both messages transported and implementation size and to have a
 schema-free decoder.  A need exists to provide message security
 services for IoT, and using CBOR as the message-encoding format makes
 sense.
 The JOSE Working Group produced a set of documents [RFC7515]
 [RFC7516] [RFC7517] [RFC7518] that specified how to process
 encryption, signatures, and Message Authentication Code (MAC)
 operations and how to encode keys using JSON.  This document defines
 the CBOR Object Signing and Encryption (COSE) standard, which does
 the same thing for the CBOR encoding format.  This document is
 combined with [RFC9053], which provides an initial set of algorithms.
 While there is a strong attempt to keep the flavor of the original
 JSON Object Signing and Encryption (JOSE) documents, two
 considerations are taken into account:
  • CBOR has capabilities that are not present in JSON and are

appropriate to use. One example of this is the fact that CBOR has

    a method of encoding binary data directly without first converting
    it into a base64-encoded text string.
  • COSE is not a direct copy of the JOSE specification. In the

process of creating COSE, decisions that were made for JOSE were

    re-examined.  In many cases, different results were decided on, as
    the criteria were not always the same.
 This document contains:
  • The description of the structure for the CBOR objects that are

transmitted over the wire. Two objects each are defined for

    encryption, signing, and message authentication.  One object is
    defined for transporting keys and one for transporting groups of
    keys.
  • The procedures used to build the inputs to the cryptographic

functions required for each of the structures.

  • A set of attributes that apply to the different security objects.
 This document does not contain the rules and procedures for using
 specific cryptographic algorithms.  Details on specific algorithms
 can be found in [RFC9053] and [RFC8230].  Details for additional
 algorithms are expected to be defined in future documents.
 COSE was initially designed as part of a solution to provide security
 to Constrained RESTful Environments (CoRE), and this is done using
 [RFC8613] and [CORE-GROUPCOMM].  However, COSE is not restricted to
 just these cases and can be used in any place where one would
 consider either JOSE or Cryptographic Message Syntax (CMS) [RFC5652]
 for the purpose of providing security services.  COSE, like JOSE and
 CMS, is only for use in store-and-forward or offline protocols.  The
 use of COSE in online protocols needing encryption requires that an
 online key establishment process be done before sending objects back
 and forth.  Any application that uses COSE for security services
 first needs to determine what security services are required and then
 select the appropriate COSE structures and cryptographic algorithms
 based on those needs.  Section 10 provides additional information on
 what applications need to specify when using COSE.
 One feature that is present in CMS that is not present in this
 standard is a digest structure.  This omission is deliberate.  It is
 better for the structure to be defined in each protocol as different
 protocols will want to include a different set of fields as part of
 the structure.  While an algorithm identifier and the digest value
 are going to be common to all applications, the two values may not
 always be adjacent, as the algorithm could be defined once with
 multiple values.  Applications may additionally want to define
 additional data fields as part of the structure.  One such
 application-specific element would be to include a URI or other
 pointer to where the data that is being hashed can be obtained.
 [RFC9054] contains one such possible structure and defines a set of
 digest algorithms.
 During the process of advancing COSE to Internet Standard, it was
 noticed that the description of the security properties of
 countersignatures was incorrect for the COSE_Sign1 structure.  Since
 the security properties that were described -- those of a true
 countersignature -- were those that the working group desired, the
 decision was made to remove all of the countersignature text from
 this document and create a new document [COSE-COUNTERSIGN] to both
 deprecate the old countersignature algorithm and header parameters
 and define a new algorithm and header parameters with the desired
 security properties.

1.1. Requirements Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.

1.2. Changes from RFC 8152

  • Split the original document into this document and [RFC9053].
  • Added some text describing why there is no digest structure

defined by COSE.

  • Made text clarifications and changes in terminology.
  • Removed all of the details relating to countersignatures and

placed them in [COSE-COUNTERSIGN].

1.3. Design Changes from JOSE

  • A single overall message structure has been defined so that

encrypted, signed, and MACed messages can easily be identified and

    still have a consistent view.
  • Signed messages distinguish between the protected and unprotected

header parameters that relate to the content and those that relate

    to the signature.
  • MACed messages are separated from signed messages.
  • MACed messages have the ability to use the same set of recipient

algorithms as enveloped messages for obtaining the MAC

    authentication key.
  • Binary encodings are used, rather than base64url encodings, to

encode binary data.

  • The authentication tag for encryption algorithms has been combined

with the ciphertext.

  • The set of cryptographic algorithms has been expanded in some

directions and trimmed in others.

1.4. CDDL Grammar for CBOR Data Structures

 When COSE was originally written, the Concise Data Definition
 Language (CDDL) [RFC8610] had not yet been published in an RFC, so it
 could not be used as the data description language to normatively
 describe the CBOR data structures employed by COSE.  For that reason,
 the CBOR data objects defined here are described in prose.
 Additional (non-normative) descriptions of the COSE data objects are
 provided in a subset of CDDL, described below.
 This document was developed by first working on the grammar and then
 developing the prose to go with it.  An artifact of this is that the
 prose was written using the primitive-type strings defined by Concise
 Data Definition Language (CDDL) [RFC8610].  In this specification,
 the following primitive types are used:
 any:  A nonspecific value that permits all CBOR values to be placed
    here.
 bool:  A boolean value (true: major type 7, value 21; false: major
    type 7, value 20).
 bstr:  Byte string (major type 2).
 int:  An unsigned integer or a negative integer.
 nil:  A null value (major type 7, value 22).
 nint:  A negative integer (major type 1).
 tstr:  A UTF-8 text string (major type 3).
 uint:  An unsigned integer (major type 0).
 Three syntaxes from CDDL appear in this document as shorthand.  These
 are:
 FOO / BAR:  Indicates that either FOO or BAR can appear here.
 [+ FOO]:  Indicates that the type FOO appears one or more times in an
    array.
  • FOO: Indicates that the type FOO appears zero or more times.
 Two of the constraints defined by CDDL are also used in this
 document.  These are:
 type1 .cbor type2:  Indicates that the contents of type1, usually
    bstr, contains a value of type2.
 type1 .size integer:  Indicates that the contents of type1 is integer
    bytes long.
 As well as the prose description, a grammar for the CBOR data
 structures is presented in the subset of CDDL described previously.
 The CDDL grammar is informational; the prose description is
 normative.
 The collected CDDL can be extracted from the XML version of this
 document via the XPath expression below.  (Depending on the XPath
 evaluator one is using, it may be necessary to deal with > as an
 entity.)
 //sourcecode[@type='cddl']/text()
 CDDL expects the initial nonterminal symbol to be the first symbol in
 the file.  For this reason, the first fragment of CDDL is presented
 here.
 start = COSE_Messages / COSE_Key / COSE_KeySet / Internal_Types
 ; This is defined to make the tool quieter:
 Internal_Types = Sig_structure / Enc_structure / MAC_structure
 The nonterminal Internal_Types is defined for dealing with the
 automated validation tools used during the writing of this document.
 It references those nonterminals that are used for security
 computations but are not emitted for transport.

1.5. CBOR-Related Terminology

 In JSON, maps are called objects and only have one kind of map key: a
 text string.  In COSE, we use text strings, negative integers, and
 unsigned integers as map keys.  The integers are used for compactness
 of encoding and easy comparison.  The inclusion of text strings
 allows for an additional range of short encoded values to be used as
 well.  Since the word "key" is mainly used in its other meaning, as a
 cryptographic key, we use the term "label" for this usage as a map
 key.
 In a CBOR map defined by this specification, the presence a label
 that is neither a text string nor an integer is an error.
 Applications can either fail processing or process messages by
 ignoring incorrect labels; however, they MUST NOT create messages
 with incorrect labels.
 A CDDL grammar fragment defines the nonterminal "label", as in the
 previous paragraph, and "values", which permits any value to be used.
 label = int / tstr
 values = any

1.6. Document Terminology

 In this document, we use the following terminology:
 Byte:  A synonym for octet.
 Constrained Application Protocol (CoAP):  A specialized web transfer
    protocol for use in constrained systems.  It is defined in
    [RFC7252].
 Authenticated Encryption (AE) algorithms [RFC5116]:  Encryption
    algorithms that provide an authentication check of the contents
    along with the encryption service.  An example of an AE algorithm
    used in COSE is AES Key Wrap [RFC3394].  These algorithms are used
    for key encryption, but Authenticated Encryption with Associated
    Data (AEAD) algorithms would be preferred.
 AEAD algorithms [RFC5116]:  Encryption algorithms that provide the
    same authentication service of the content as AE algorithms do,
    and also allow associated data that is not part of the encrypted
    body to be included in the authentication service.  An example of
    an AEAD algorithm used in COSE is AES-GCM [RFC5116].  These
    algorithms are used for content encryption and can be used for key
    encryption as well.
 "Context" is used throughout the document to represent information
 that is not part of the COSE message.  Information that is part of
 the context can come from several different sources, including
 protocol interactions, associated key structures, and program
 configuration.  The context to use can be implicit, identified using
 the "kid context" header parameter defined in [RFC8613], or
 identified by a protocol-specific identifier.  Context should
 generally be included in the cryptographic construction; for more
 details, see Section 4.3.
 The term "byte string" is used for sequences of bytes, while the term
 "text string" is used for sequences of characters.

2. Basic COSE Structure

 The COSE object structure is designed so that there can be a large
 amount of common code when parsing and processing the different types
 of security messages.  All of the message structures are built on the
 CBOR array type.  The first three elements of the array always
 contain the same information:
 1.  The protected header parameters, encoded and wrapped in a bstr.
 2.  The unprotected header parameters as a map.
 3.  The content of the message.  The content is either the plaintext
     or the ciphertext, as appropriate.  The content may be detached
     (i.e., transported separately from the COSE structure), but the
     location is still used.  The content is wrapped in a bstr when
     present and is a nil value when detached.
 Elements after this point are dependent on the specific message type.
 COSE messages are built using the concept of layers to separate
 different types of cryptographic concepts.  As an example of how this
 works, consider the COSE_Encrypt message (Section 5.1).  This message
 type is broken into two layers: the content layer and the recipient
 layer.  The content layer contains the encrypted plaintext and
 information about the encrypted message.  The recipient layer
 contains the encrypted content encryption key (CEK) and information
 about how it is encrypted, for each recipient.  A single-layer
 version of the encryption message COSE_Encrypt0 (Section 5.2) is
 provided for cases where the CEK is preshared.
 Identification of which type of message has been presented is done by
 the following methods:
 1.  The specific message type is known from the context.  This may be
     defined by a marker in the containing structure or by
     restrictions specified by the application protocol.
 2.  The message type is identified by a CBOR tag.  Messages with a
     CBOR tag are known in this specification as tagged messages,
     while those without the CBOR tag are known as untagged messages.
     This document defines a CBOR tag for each of the message
     structures.  These tags can be found in Table 1.
 3.  When a COSE object is carried in a media type of "application/
     cose", the optional parameter "cose-type" can be used to identify
     the embedded object.  The parameter is OPTIONAL if the tagged
     version of the structure is used.  The parameter is REQUIRED if
     the untagged version of the structure is used.  The value to use
     with the parameter for each of the structures can be found in
     Table 1.
 4.  When a COSE object is carried as a CoAP payload, the CoAP
     Content-Format Option can be used to identify the message
     content.  The CoAP Content-Format values can be found in Table 2.
     The CBOR tag for the message structure is not required, as each
     security message is uniquely identified.
 +==========+===============+===============+=======================+
 | CBOR Tag | cose-type     | Data Item     | Semantics             |
 +==========+===============+===============+=======================+
 | 98       | cose-sign     | COSE_Sign     | COSE Signed Data      |
 |          |               |               | Object                |
 +----------+---------------+---------------+-----------------------+
 | 18       | cose-sign1    | COSE_Sign1    | COSE Single Signer    |
 |          |               |               | Data Object           |
 +----------+---------------+---------------+-----------------------+
 | 96       | cose-encrypt  | COSE_Encrypt  | COSE Encrypted Data   |
 |          |               |               | Object                |
 +----------+---------------+---------------+-----------------------+
 | 16       | cose-encrypt0 | COSE_Encrypt0 | COSE Single Recipient |
 |          |               |               | Encrypted Data Object |
 +----------+---------------+---------------+-----------------------+
 | 97       | cose-mac      | COSE_Mac      | COSE MACed Data       |
 |          |               |               | Object                |
 +----------+---------------+---------------+-----------------------+
 | 17       | cose-mac0     | COSE_Mac0     | COSE Mac w/o          |
 |          |               |               | Recipients Object     |
 +----------+---------------+---------------+-----------------------+
                 Table 1: COSE Message Identification
      +===========================+==========+=====+===========+
      | Media Type                | Encoding | ID  | Reference |
      +===========================+==========+=====+===========+
      | application/cose; cose-   |          | 98  | RFC 9052  |
      | type="cose-sign"          |          |     |           |
      +---------------------------+----------+-----+-----------+
      | application/cose; cose-   |          | 18  | RFC 9052  |
      | type="cose-sign1"         |          |     |           |
      +---------------------------+----------+-----+-----------+
      | application/cose; cose-   |          | 96  | RFC 9052  |
      | type="cose-encrypt"       |          |     |           |
      +---------------------------+----------+-----+-----------+
      | application/cose; cose-   |          | 16  | RFC 9052  |
      | type="cose-encrypt0"      |          |     |           |
      +---------------------------+----------+-----+-----------+
      | application/cose; cose-   |          | 97  | RFC 9052  |
      | type="cose-mac"           |          |     |           |
      +---------------------------+----------+-----+-----------+
      | application/cose; cose-   |          | 17  | RFC 9052  |
      | type="cose-mac0"          |          |     |           |
      +---------------------------+----------+-----+-----------+
      | application/cose-key      |          | 101 | RFC 9052  |
      +---------------------------+----------+-----+-----------+
      | application/cose-key-set  |          | 102 | RFC 9052  |
      +---------------------------+----------+-----+-----------+
                Table 2: CoAP Content-Formats for COSE
 The following CDDL fragment identifies all of the top messages
 defined in this document.  Separate nonterminals are defined for the
 tagged and untagged versions of the messages.
 COSE_Messages = COSE_Untagged_Message / COSE_Tagged_Message
 COSE_Untagged_Message = COSE_Sign / COSE_Sign1 /
     COSE_Encrypt / COSE_Encrypt0 /
     COSE_Mac / COSE_Mac0
 COSE_Tagged_Message = COSE_Sign_Tagged / COSE_Sign1_Tagged /
     COSE_Encrypt_Tagged / COSE_Encrypt0_Tagged /
     COSE_Mac_Tagged / COSE_Mac0_Tagged

3. Header Parameters

 The structure of COSE has been designed to have two buckets of
 information that are not considered to be part of the payload itself,
 but are used for holding information about content, algorithms, keys,
 or evaluation hints for the processing of the layer.  These two
 buckets are available for use in all of the structures except for
 keys.  While these buckets are present, they may not always be usable
 in all instances.  For example, while the protected bucket is defined
 as part of the recipient structure, some of the algorithms used for
 recipient structures do not provide for authenticated data.  If this
 is the case, the protected bucket is left empty.
 Both buckets are implemented as CBOR maps.  The map key is a "label"
 (Section 1.5).  The value portion is dependent on the definition for
 the label.  Both maps use the same set of label/value pairs.  The
 integer and text-string values for labels have been divided into
 several sections, including a standard range, a private use range,
 and a range that is dependent on the algorithm selected.  The defined
 labels can be found in the "COSE Header Parameters" IANA registry
 (Section 11.1).
 The two buckets are:
 protected:  Contains parameters about the current layer that are
    cryptographically protected.  This bucket MUST be empty if it is
    not going to be included in a cryptographic computation.  This
    bucket is encoded in the message as a binary object.  This value
    is obtained by CBOR encoding the protected map and wrapping it in
    a bstr object.  Senders SHOULD encode a zero-length map as a zero-
    length byte string rather than as a zero-length map (encoded as
    h'a0').  The zero-length byte string encoding is preferred,
    because it is both shorter and the version used in the
    serialization structures for cryptographic computation.
    Recipients MUST accept both a zero-length byte string and a zero-
    length map encoded in a byte string.
    Wrapping the encoding with a byte string allows the protected map
    to be transported with a greater chance that it will not be
    altered accidentally in transit.  (Badly behaved intermediates
    could decode and re-encode, but this will result in a failure to
    verify unless the re-encoded byte string is identical to the
    decoded byte string.)  This avoids the problem of all parties
    needing to be able to do a common canonical encoding of the map
    for input to cryptographic operations.
 unprotected:  Contains parameters about the current layer that are
    not cryptographically protected.
 Only header parameters that deal with the current layer are to be
 placed at that layer.  As an example of this, the header parameter
 "content type" describes the content of the message being carried in
 the message.  As such, this header parameter is placed only in the
 content layer and is not placed in the recipient or signature layers.
 In principle, one should be able to process any given layer without
 reference to any other layer.  With the exception of the COSE_Sign
 structure, the only data that needs to cross layers is the
 cryptographic key.
 The buckets are present in all of the security objects defined in
 this document.  The fields, in order, are the "protected" bucket (as
 a CBOR "bstr" type) and then the "unprotected" bucket (as a CBOR
 "map" type).  The presence of both buckets is required.  The header
 parameters that go into the buckets come from the IANA "COSE Header
 Parameters" registry (Section 11.1).  Some header parameters are
 defined in the next section.
 Labels in each of the maps MUST be unique.  When processing messages,
 if a label appears multiple times, the message MUST be rejected as
 malformed.  Applications SHOULD verify that the same label does not
 occur in both the protected and unprotected header parameters.  If
 the message is not rejected as malformed, attributes MUST be obtained
 from the protected bucket, and only if an attribute is not found in
 the protected bucket can that attribute be obtained from the
 unprotected bucket.
 The following CDDL fragment represents the two header-parameter
 buckets.  A group "Headers" is defined in CDDL that represents the
 two buckets in which attributes are placed.  This group is used to
 provide these two fields consistently in all locations.  A type is
 also defined that represents the map of common header parameters.
 Headers = (
     protected : empty_or_serialized_map,
     unprotected : header_map
 )
 header_map = {
     Generic_Headers,
     * label => values
 }
 empty_or_serialized_map = bstr .cbor header_map / bstr .size 0

3.1. Common COSE Header Parameters

 This section defines a set of common header parameters.  A summary of
 these header parameters can be found in Table 3.  This table should
 be consulted to determine the value of the label and the type of the
 value.
 The set of header parameters defined in this section is as follows:
 alg:  This header parameter is used to indicate the algorithm used
    for the security processing.  This header parameter MUST be
    authenticated where the ability to do so exists.  This support is
    provided by AEAD algorithms or construction (e.g., COSE_Sign and
    COSE_Mac0).  This authentication can be done either by placing the
    header parameter in the protected-header-parameters bucket or as
    part of the externally supplied data (Section 4.3).  The value is
    taken from the "COSE Algorithms" registry (see [COSE.Algorithms]).
 crit:  This header parameter is used to indicate which protected
    header parameters an application that is processing a message is
    required to understand.  Header parameters defined in this
    document do not need to be included, as they should be understood
    by all implementations.  Additionally, the header parameter
    "counter signature" (label 7) defined by [RFC8152] must be
    understood by new implementations, to remain compatible with
    senders that adhere to that document and assume all
    implementations will understand it.  When present, the "crit"
    header parameter MUST be placed in the protected-header-parameters
    bucket.  The array MUST have at least one value in it.
    Not all header-parameter labels need to be included in the "crit"
    header parameter.  The rules for deciding which header parameters
    are placed in the array are:
  • Integer labels in the range of 0 to 7 SHOULD be omitted.
  • Integer labels in the range -1 to -128 can be omitted.

Algorithms can assign labels in this range where the ability to

       process the content of the label is considered to be core to
       implementing the algorithm.  Algorithms can assign labels
       outside of this range and include them in the "crit" header
       parameter when the ability to process the content of the label
       is not considered to be core functionality of the algorithm but
       does need to be understood to correctly process this instance.
       Integer labels in the range -129 to -65536 SHOULD be included,
       as these would be less common header parameters that might not
       be generally supported.
  • Labels for header parameters required for an application MAY be

omitted. Applications should have a statement declaring

       whether or not the label can be omitted.
    The header parameters indicated by "crit" can be processed by
    either the security-library code or an application using a
    security library; the only requirement is that the header
    parameter is processed.  If the "crit" value list includes a label
    for which the header parameter is not in the protected-header-
    parameters bucket, this is a fatal error in processing the
    message.
 content type:  This header parameter is used to indicate the content
    type of the data in the "payload" or "ciphertext" field.  Integers
    are from the "CoAP Content-Formats" IANA registry table
    [COAP.Formats].  Text values follow the syntax of "<type-
    name>/<subtype-name>", where <type-name> and <subtype-name> are
    defined in Section 4.2 of [RFC6838].  Leading and trailing
    whitespace is not permitted.  Textual content type values, along
    with parameters and subparameters, can be located using the IANA
    "Media Types" registry.  Applications SHOULD provide this header
    parameter if the content structure is potentially ambiguous.
 kid:  This header parameter identifies one piece of data that can be
    used as input to find the needed cryptographic key.  The value of
    this header parameter can be matched against the "kid" member in a
    COSE_Key structure.  Other methods of key distribution can define
    an equivalent field to be matched.  Applications MUST NOT assume
    that "kid" values are unique.  There may be more than one key with
    the same "kid" value, so all of the keys associated with this
    "kid" may need to be checked.  The internal structure of "kid"
    values is not defined and cannot be relied on by applications.
    Key identifier values are hints about which key to use.  This is
    not a security-critical field.  For this reason, it can be placed
    in the unprotected-header-parameters bucket.
 IV:  This header parameter holds the Initialization Vector (IV)
    value.  For some symmetric encryption algorithms, this may be
    referred to as a nonce.  The IV can be placed in the unprotected
    bucket, since for AE and AEAD algorithms, modifying the IV will
    cause the decryption to fail.
 Partial IV:  This header parameter holds a part of the IV value.
    When using the COSE_Encrypt0 structure, a portion of the IV can be
    part of the context associated with the key (Context IV), while a
    portion can be changed with each message (Partial IV).  This field
    is used to carry a value that causes the IV to be changed for each
    message.  The Partial IV can be placed in the unprotected bucket,
    as modifying the value will cause the decryption to yield
    plaintext that is readily detectable as garbled.  The
    "Initialization Vector" and "Partial Initialization Vector" header
    parameters MUST NOT both be present in the same security layer.
    The message IV is generated by the following steps:
    1.  Left-pad the Partial IV with zeros to the length of IV
        (determined by the algorithm).
    2.  XOR the padded Partial IV with the Context IV.
 +=========+=======+========+=====================+==================+
 | Name    | Label | Value  | Value Registry      | Description      |
 |         |       | Type   |                     |                  |
 +=========+=======+========+=====================+==================+
 | alg     | 1     | int /  | COSE Algorithms     | Cryptographic    |
 |         |       | tstr   | registry            | algorithm to use |
 +---------+-------+--------+---------------------+------------------+
 | crit    | 2     | [+     | COSE Header         | Critical header  |
 |         |       | label] | Parameters          | parameters to be |
 |         |       |        | registry            | understood       |
 +---------+-------+--------+---------------------+------------------+
 | content | 3     | tstr / | CoAP Content-       | Content type of  |
 | type    |       | uint   | Formats or Media    | the payload      |
 |         |       |        | Types registries    |                  |
 +---------+-------+--------+---------------------+------------------+
 | kid     | 4     | bstr   |                     | Key identifier   |
 +---------+-------+--------+---------------------+------------------+
 | IV      | 5     | bstr   |                     | Full             |
 |         |       |        |                     | Initialization   |
 |         |       |        |                     | Vector           |
 +---------+-------+--------+---------------------+------------------+
 | Partial | 6     | bstr   |                     | Partial          |
 | IV      |       |        |                     | Initialization   |
 |         |       |        |                     | Vector           |
 +---------+-------+--------+---------------------+------------------+
                   Table 3: Common Header Parameters
 The CDDL fragment that represents the set of header parameters
 defined in this section is given below.  Each of the header
 parameters is tagged as optional, because they do not need to be in
 every map; header parameters required in specific maps are discussed
 above.
 Generic_Headers = (
     ? 1 => int / tstr,  ; algorithm identifier
     ? 2 => [+label],    ; criticality
     ? 3 => tstr / int,  ; content type
     ? 4 => bstr,        ; key identifier
     ? ( 5 => bstr //    ; IV
         6 => bstr )     ; Partial IV
 )

4. Signing Objects

 COSE supports two different signature structures.  COSE_Sign allows
 for one or more signatures to be applied to the same content.
 COSE_Sign1 is restricted to a single signer.  The structures cannot
 be converted between each other; as the signature computation
 includes a parameter identifying which structure is being used, the
 converted structure will fail signature validation.

4.1. Signing with One or More Signers

 The COSE_Sign structure allows for one or more signatures to be
 applied to a message payload.  Header parameters relating to the
 content and header parameters relating to the signature are carried
 along with the signature itself.  These header parameters may be
 authenticated by the signature, or just be present.  An example of a
 header parameter about the content is the content type header
 parameter.  An example of a header parameter about the signature
 would be the algorithm and key used to create the signature.
 [RFC5652] indicates that:
 |  When more than one signature is present, the successful validation
 |  of one signature associated with a given signer is usually treated
 |  as a successful signature by that signer.  However, there are some
 |  application environments where other rules are needed.  An
 |  application that employs a rule other than one valid signature for
 |  each signer must specify those rules.  Also, where simple matching
 |  of the signer identifier is not sufficient to determine whether
 |  the signatures were generated by the same signer, the application
 |  specification must describe how to determine which signatures were
 |  generated by the same signer.  Support of different communities of
 |  recipients is the primary reason that signers choose to include
 |  more than one signature.
 For example, the COSE_Sign structure might include signatures
 generated with the Edwards-curve Digital Signature Algorithm (EdDSA)
 [RFC8032] and the Elliptic Curve Digital Signature Algorithm (ECDSA)
 [DSS].  This allows recipients to verify the signature associated
 with one algorithm or the other.  More detailed information on
 multiple signature evaluations can be found in [RFC5752].
 The signature structure can be encoded as either tagged or untagged,
 depending on the context it will be used in.  A tagged COSE_Sign
 structure is identified by the CBOR tag 98.  The CDDL fragment that
 represents this is:
 COSE_Sign_Tagged = #6.98(COSE_Sign)
 A COSE Signed Message is defined in two parts.  The CBOR object that
 carries the body and information about the message is called the
 COSE_Sign structure.  The CBOR object that carries the signature and
 information about the signature is called the COSE_Signature
 structure.  Examples of COSE Signed Messages can be found in
 Appendix C.1.
 The COSE_Sign structure is a CBOR array.  The fields of the array, in
 order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 payload:  This field contains the serialized content to be signed.
    If the payload is not present in the message, the application is
    required to supply the payload separately.  The payload is wrapped
    in a bstr to ensure that it is transported without changes.  If
    the payload is transported separately ("detached content"), then a
    nil CBOR object is placed in this location, and it is the
    responsibility of the application to ensure that it will be
    transported without changes.
    Note: When a signature with a message recovery algorithm is used
    (Section 8.1), the maximum number of bytes that can be recovered
    is the length of the original payload.  The size of the encoded
    payload is reduced by the number of bytes that will be recovered.
    If all of the bytes of the original payload are consumed, then the
    transmitted payload is encoded as a zero-length byte string rather
    than as being absent.
 signatures:  This field is an array of signatures.  Each signature is
    represented as a COSE_Signature structure.
 The CDDL fragment that represents the above text for COSE_Sign
 follows.
 COSE_Sign = [
     Headers,
     payload : bstr / nil,
     signatures : [+ COSE_Signature]
 ]
 The COSE_Signature structure is a CBOR array.  The fields of the
 array, in order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 signature:  This field contains the computed signature value.  The
    type of the field is a bstr.  Algorithms MUST specify padding if
    the signature value is not a multiple of 8 bits.
 The CDDL fragment that represents the above text for COSE_Signature
 follows.
 COSE_Signature =  [
     Headers,
     signature : bstr
 ]

4.2. Signing with One Signer

 The COSE_Sign1 signature structure is used when only one signature is
 going to be placed on a message.  The header parameters dealing with
 the content and the signature are placed in the same pair of buckets,
 rather than having the separation of COSE_Sign.
 The structure can be encoded as either tagged or untagged depending
 on the context it will be used in.  A tagged COSE_Sign1 structure is
 identified by the CBOR tag 18.  The CDDL fragment that represents
 this is:
 COSE_Sign1_Tagged = #6.18(COSE_Sign1)
 The CBOR object that carries the body, the signature, and the
 information about the body and signature is called the COSE_Sign1
 structure.  Examples of COSE_Sign1 messages can be found in
 Appendix C.2.
 The COSE_Sign1 structure is a CBOR array.  The fields of the array,
 in order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 payload:  This is as described in Section 4.1.
 signature:  This field contains the computed signature value.  The
    type of the field is a bstr.
 The CDDL fragment that represents the above text for COSE_Sign1
 follows.
 COSE_Sign1 = [
     Headers,
     payload : bstr / nil,
     signature : bstr
 ]

4.3. Externally Supplied Data

 One of the features offered in COSE is the ability for applications
 to provide additional data that is to be authenticated but is not
 carried as part of the COSE object.  The primary reason for
 supporting this can be seen by looking at the CoAP message structure
 [RFC7252], where the facility exists for options to be carried before
 the payload.  Examples of data that can be placed in this location
 would be the CoAP code or CoAP options.  If the data is in the
 headers of the CoAP message, then it is available for proxies to help
 in performing proxying operations.  For example, the Accept option
 can be used by a proxy to determine if an appropriate value is in the
 proxy's cache.  The sender can use the additional-data functionality
 to enable detection of any changes to the set of Accept values made
 by a proxy or an attacker.  By including the field in the externally
 supplied data, any subsequent modification will cause the server
 processing of the message to result in failure.
 This document describes the process for using a byte array of
 externally supplied authenticated data; the method of constructing
 the byte array is a function of the application.  Applications that
 use this feature need to define how the externally supplied
 authenticated data is to be constructed.  Such a construction needs
 to take into account the following issues:
  • If multiple items are included, applications need to ensure that

the same byte string cannot be produced if there are different

    inputs.  An example of how the problematic scenario could arise
    would be by concatenating the text strings "AB" and "CDE" or by
    concatenating the text strings "ABC" and "DE".  This is usually
    addressed by making fields a fixed width and/or encoding the
    length of the field as part of the output.  Using options from
    CoAP [RFC7252] as an example, these fields use a TLV structure so
    they can be concatenated without any problems.
  • If multiple items are included, an order for the items needs to be

defined. Using options from CoAP as an example, an application

    could state that the fields are to be ordered by the option
    number.
  • Applications need to ensure that the byte string is going to be

the same on both sides. Using options from CoAP might give a

    problem if the same relative numbering is kept.  An intermediate
    node could insert or remove an option, changing how the relative
    numbering is done.  An application would need to specify that the
    relative number must be re-encoded to be relative only to the
    options that are in the external data.

4.4. Signing and Verification Process

 In order to create a signature, a well-defined byte string is needed.
 The Sig_structure is used to create the canonical form.  This signing
 and verification process takes in the body information (COSE_Sign or
 COSE_Sign1), the signer information (COSE_Signature), and the
 application data (external source).  A Sig_structure is a CBOR array.
 The fields of the Sig_structure, in order, are:
 1.  A context text string identifying the context of the signature.
     The context text string is:
        "Signature" for signatures using the COSE_Signature structure.
        "Signature1" for signatures using the COSE_Sign1 structure.
 2.  The protected attributes from the body structure, encoded in a
     bstr type.  If there are no protected attributes, a zero-length
     byte string is used.
 3.  The protected attributes from the signer structure, encoded in a
     bstr type.  If there are no protected attributes, a zero-length
     byte string is used.  This field is omitted for the COSE_Sign1
     signature structure.
 4.  The externally supplied data from the application, encoded in a
     bstr type.  If this field is not supplied, it defaults to a zero-
     length byte string.  (See Section 4.3 for application guidance on
     constructing this field.)
 5.  The payload to be signed, encoded in a bstr type.  The full
     payload is used here, independent of how it is transported.
 The CDDL fragment that describes the above text is:
 Sig_structure = [
     context : "Signature" / "Signature1",
     body_protected : empty_or_serialized_map,
     ? sign_protected : empty_or_serialized_map,
     external_aad : bstr,
     payload : bstr
 ]
 How to compute a signature:
 1.  Create a Sig_structure and populate it with the appropriate
     fields.
 2.  Create the value ToBeSigned by encoding the Sig_structure to a
     byte string, using the encoding described in Section 9.
 3.  Call the signature creation algorithm, passing in K (the key to
     sign with), alg (the algorithm to sign with), and ToBeSigned (the
     value to sign).
 4.  Place the resulting signature value in the correct location.
     This is the "signature" field of the COSE_Signature or COSE_Sign1
     structure.
 The steps for verifying a signature are:
 1.  Create a Sig_structure and populate it with the appropriate
     fields.
 2.  Create the value ToBeSigned by encoding the Sig_structure to a
     byte string, using the encoding described in Section 9.
 3.  Call the signature verification algorithm, passing in K (the key
     to verify with), alg (the algorithm used to sign with),
     ToBeSigned (the value to sign), and sig (the signature to be
     verified).
 In addition to performing the signature verification, the application
 performs the appropriate checks to ensure that the key is correctly
 paired with the signing identity and that the signing identity is
 authorized before performing actions.

5. Encryption Objects

 COSE supports two different encryption structures.  COSE_Encrypt0 is
 used when a recipient structure is not needed because the key to be
 used is known implicitly.  COSE_Encrypt is used the rest of the time.
 This includes cases where there are multiple recipients or a
 recipient algorithm other than direct (i.e., preshared secret) is
 used.

5.1. Enveloped COSE Structure

 The enveloped structure allows for one or more recipients of a
 message.  There are provisions for header parameters about the
 content and header parameters about the recipient information to be
 carried in the message.  The protected header parameters associated
 with the content are authenticated by the content encryption
 algorithm.  The protected header parameters associated with the
 recipient (when the algorithm supports it) are authenticated by the
 recipient algorithm.  Examples of header parameters about the content
 are the type of the content and the content encryption algorithm.
 Examples of header parameters about the recipient are the recipient's
 key identifier and the recipient's encryption algorithm.
 The same techniques and nearly the same structure are used for
 encrypting both the plaintext and the keys.  This is different from
 the approach used by both "Cryptographic Message Syntax (CMS)"
 [RFC5652] and "JSON Web Encryption (JWE)" [RFC7516], where different
 structures are used for the content layer and the recipient layer.
 Two structures are defined: COSE_Encrypt to hold the encrypted
 content and COSE_recipient to hold the encrypted keys for recipients.
 Examples of enveloped messages can be found in Appendix C.3.
 The COSE_Encrypt structure can be encoded as either tagged or
 untagged, depending on the context it will be used in.  A tagged
 COSE_Encrypt structure is identified by the CBOR tag 96.  The CDDL
 fragment that represents this is:
 COSE_Encrypt_Tagged = #6.96(COSE_Encrypt)
 The COSE_Encrypt structure is a CBOR array.  The fields of the array,
 in order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 ciphertext:  This field contains the ciphertext, encoded as a bstr.
    If the ciphertext is to be transported independently of the
    control information about the encryption process (i.e., detached
    content), then the field is encoded as a nil value.
 recipients:  This field contains an array of recipient information
    structures.  The type for the recipient information structure is a
    COSE_recipient.
 The CDDL fragment that corresponds to the above text is:
 COSE_Encrypt = [
     Headers,
     ciphertext : bstr / nil,
     recipients : [+COSE_recipient]
 ]
 The COSE_recipient structure is a CBOR array.  The fields of the
 array, in order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 ciphertext:  This field contains the encrypted key, encoded as a
    bstr.  All encoded keys are symmetric keys; the binary value of
    the key is the content.  If there is not an encrypted key, then
    this field is encoded as a nil value.
 recipients:  This field contains an array of recipient information
    structures.  The type for the recipient information structure is a
    COSE_recipient (an example of this can be found in Appendix B).
    If there are no recipient information structures, this element is
    absent.
 The CDDL fragment that corresponds to the above text for
 COSE_recipient is:
 COSE_recipient = [
     Headers,
     ciphertext : bstr / nil,
     ? recipients : [+COSE_recipient]
 ]

5.1.1. Content Key Distribution Methods

 An encrypted message consists of an encrypted content and an
 encrypted CEK for one or more recipients.  The CEK is encrypted for
 each recipient, using a key specific to that recipient.  The details
 of this encryption depend on which class the recipient algorithm
 falls into.  Specific details on each of the classes can be found in
 Section 8.5.  A short summary of the five content key distribution
 methods is:
 direct:  The CEK is the same as the identified previously distributed
    symmetric key or is derived from a previously distributed secret.
    No CEK is transported in the message.
 symmetric key-encryption keys (KEKs):  The CEK is encrypted using a
    previously distributed symmetric KEK.  Also known as key wrap.
 key agreement:  The recipient's public key and a sender's private key
    are used to generate a pairwise secret, a Key Derivation Function
    (KDF) is applied to derive a key, and then the CEK is either the
    derived key or encrypted by the derived key.
 key transport:  The CEK is encrypted with the recipient's public key.
 passwords:  The CEK is encrypted in a KEK that is derived from a
    password.  As of when this document was published, no password
    algorithms have been defined.

5.2. Single Recipient Encrypted

 The COSE_Encrypt0 encrypted structure does not have the ability to
 specify recipients of the message.  The structure assumes that the
 recipient of the object will already know the identity of the key to
 be used in order to decrypt the message.  If a key needs to be
 identified to the recipient, the enveloped structure ought to be
 used.
 Examples of encrypted messages can be found in Appendix C.4.
 The COSE_Encrypt0 structure can be encoded as either tagged or
 untagged, depending on the context it will be used in.  A tagged
 COSE_Encrypt0 structure is identified by the CBOR tag 16.  The CDDL
 fragment that represents this is:
 COSE_Encrypt0_Tagged = #6.16(COSE_Encrypt0)
 The COSE_Encrypt0 structure is a CBOR array.  The fields of the
 array, in order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 ciphertext:  This is as described in Section 5.1.
 The CDDL fragment for COSE_Encrypt0 that corresponds to the above
 text is:
 COSE_Encrypt0 = [
     Headers,
     ciphertext : bstr / nil,
 ]

5.3. How to Encrypt and Decrypt for AEAD Algorithms

 The encryption algorithm for AEAD algorithms is fairly simple.  The
 first step is to create a consistent byte string for the
 authenticated data structure.  For this purpose, we use an
 Enc_structure.  The Enc_structure is a CBOR array.  The fields of the
 Enc_structure, in order, are:
 1.  A context text string identifying the context of the
     authenticated data structure.  The context text string is:
        "Encrypt0" for the content encryption of a COSE_Encrypt0 data
        structure.
        "Encrypt" for the first layer of a COSE_Encrypt data structure
        (i.e., for content encryption).
        "Enc_Recipient" for a recipient encoding to be placed in a
        COSE_Encrypt data structure.
        "Mac_Recipient" for a recipient encoding to be placed in a
        MACed message structure.
        "Rec_Recipient" for a recipient encoding to be placed in a
        recipient structure.
 2.  The protected attributes from the body structure, encoded in a
     bstr type.  If there are no protected attributes, a zero-length
     byte string is used.
 3.  The externally supplied data from the application encoded in a
     bstr type.  If this field is not supplied, it defaults to a zero-
     length byte string.  (See Section 4.3 for application guidance on
     constructing this field.)
 The CDDL fragment that describes the above text is:
 Enc_structure = [
     context : "Encrypt" / "Encrypt0" / "Enc_Recipient" /
         "Mac_Recipient" / "Rec_Recipient",
     protected : empty_or_serialized_map,
     external_aad : bstr
 ]
 How to encrypt a message:
 1.  Create an Enc_structure and populate it with the appropriate
     fields.
 2.  Encode the Enc_structure to a byte string (Additional
     Authenticated Data (AAD)), using the encoding described in
     Section 9.
 3.  Determine the encryption key (K).  This step is dependent on the
     class of recipient algorithm being used.  For:
     No Recipients:  The key to be used is determined by the algorithm
        and key at the current layer.  Examples are key wrap keys
        (Section 8.5.2) and preshared secrets.
     Direct Encryption and Direct Key Agreement:  The key is
        determined by the key and algorithm in the recipient
        structure.  The encryption algorithm and size of the key to be
        used are inputs into the KDF used for the recipient.  (For
        direct, the KDF can be thought of as the identity operation.)
        Examples of these algorithms are found in Sections 6.1 and 6.3
        of [RFC9053].
     Other:  The key is randomly generated.
 4.  Call the encryption algorithm with K (the encryption key), P (the
     plaintext), and AAD.  Place the returned ciphertext into the
     "ciphertext" field of the structure.
 5.  For recipients of the message using non-direct algorithms,
     recursively perform the encryption algorithm for that recipient,
     using K (the encryption key) as the plaintext.
 How to decrypt a message:
 1.  Create an Enc_structure and populate it with the appropriate
     fields.
 2.  Encode the Enc_structure to a byte string (AAD), using the
     encoding described in Section 9.
 3.  Determine the decryption key.  This step is dependent on the
     class of recipient algorithm being used.  For:
     No Recipients:  The key to be used is determined by the algorithm
        and key at the current layer.  Examples are key wrap keys
        (Section 8.5.2) and preshared secrets.
     Direct Encryption and Direct Key Agreement:  The key is
        determined by the key and algorithm in the recipient
        structure.  The encryption algorithm and size of the key to be
        used are inputs into the KDF used for the recipient.  (For
        direct, the KDF can be thought of as the identity operation.)
     Other:  The key is determined by decoding and decrypting one of
        the recipient structures.
 4.  Call the decryption algorithm with K (the decryption key to use),
     C (the ciphertext), and AAD.

5.4. How to Encrypt and Decrypt for AE Algorithms

 How to encrypt a message:
 1.  Verify that the "protected" field is a zero-length byte string.
 2.  Verify that there was no external additional authenticated data
     supplied for this operation.
 3.  Determine the encryption key.  This step is dependent on the
     class of recipient algorithm being used.  For:
     No Recipients:  The key to be used is determined by the algorithm
        and key at the current layer.  Examples are key wrap keys
        (Section 8.5.2) and preshared secrets.
     Direct Encryption and Direct Key Agreement:  The key is
        determined by the key and algorithm in the recipient
        structure.  The encryption algorithm and size of the key to be
        used are inputs into the KDF used for the recipient.  (For
        direct, the KDF can be thought of as the identity operation.)
        Examples of these algorithms are found in Sections 6.1 and 6.3
        of [RFC9053].
     Other:  The key is randomly generated.
 4.  Call the encryption algorithm with K (the encryption key to use)
     and P (the plaintext).  Place the returned ciphertext into the
     "ciphertext" field of the structure.
 5.  For recipients of the message using non-direct algorithms,
     recursively perform the encryption algorithm for that recipient,
     using K (the encryption key) as the plaintext.
 How to decrypt a message:
 1.  Verify that the "protected" field is a zero-length byte string.
 2.  Verify that there was no external additional authenticated data
     supplied for this operation.
 3.  Determine the decryption key.  This step is dependent on the
     class of recipient algorithm being used.  For:
     No Recipients:  The key to be used is determined by the algorithm
        and key at the current layer.  Examples are key wrap keys
        (Section 8.5.2) and preshared secrets.
     Direct Encryption and Direct Key Agreement:  The key is
        determined by the key and algorithm in the recipient
        structure.  The encryption algorithm and size of the key to be
        used are inputs into the KDF used for the recipient.  (For
        direct, the KDF can be thought of as the identity operation.)
        Examples of these algorithms are found in Sections 6.1 and 6.3
        of [RFC9053].
     Other:  The key is determined by decoding and decrypting one of
        the recipient structures.
 4.  Call the decryption algorithm with K (the decryption key to use)
     and C (the ciphertext).

6. MAC Objects

 COSE supports two different MAC structures.  COSE_Mac0 is used when a
 recipient structure is not needed because the key to be used is
 implicitly known.  COSE_Mac is used for all other cases.  These
 include a requirement for multiple recipients, the key being unknown,
 or a recipient algorithm other than direct.
 In this section, we describe the structure and methods to be used
 when doing MAC authentication in COSE.  This document allows for the
 use of all of the same classes of recipient algorithms as are allowed
 for encryption.
 There are two modes in which MAC operations can be used.  The first
 is just a check that the content has not been changed since the MAC
 was computed.  Any class of recipient algorithm can be used for this
 purpose.  The second mode is to both check that the content has not
 been changed since the MAC was computed and use the recipient
 algorithm to verify who sent it.  The classes of recipient algorithms
 that support this are those that use a preshared secret or do Static-
 Static (SS) key agreement (without the key wrap step).  In both of
 these cases, the entity that created and sent the message MAC can be
 validated.  (This knowledge of the sender assumes that there are only
 two parties involved and that you did not send the message to
 yourself.)  The origination property can be obtained with both of the
 MAC message structures.

6.1. MACed Message with Recipients

 A multiple-recipient MACed message uses two structures: the COSE_Mac
 structure defined in this section for carrying the body and the
 COSE_recipient structure (Section 5.1) to hold the key used for the
 MAC computation.  Examples of MACed messages can be found in
 Appendix C.5.
 The MAC structure can be encoded as either tagged or untagged
 depending on the context it will be used in.  A tagged COSE_Mac
 structure is identified by the CBOR tag 97.  The CDDL fragment that
 represents this is:
 COSE_Mac_Tagged = #6.97(COSE_Mac)
 The COSE_Mac structure is a CBOR array.  The fields of the array, in
 order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 payload:  This field contains the serialized content to be MACed.  If
    the payload is not present in the message, the application is
    required to supply the payload separately.  The payload is wrapped
    in a bstr to ensure that it is transported without changes.  If
    the payload is transported separately (i.e., detached content),
    then a nil CBOR value is placed in this location, and it is the
    responsibility of the application to ensure that it will be
    transported without changes.
 tag:  This field contains the MAC value.
 recipients:  This is as described in Section 5.1.
 The CDDL fragment that represents the above text for COSE_Mac
 follows.
 COSE_Mac = [
    Headers,
    payload : bstr / nil,
    tag : bstr,
    recipients : [+COSE_recipient]
 ]

6.2. MACed Messages with Implicit Key

 In this section, we describe the structure and methods to be used
 when doing MAC authentication for those cases where the recipient is
 implicitly known.
 The MACed message uses the COSE_Mac0 structure defined in this
 section for carrying the body.  Examples of MACed messages with an
 implicit key can be found in Appendix C.6.
 The MAC structure can be encoded as either tagged or untagged,
 depending on the context it will be used in.  A tagged COSE_Mac0
 structure is identified by the CBOR tag 17.  The CDDL fragment that
 represents this is:
 COSE_Mac0_Tagged = #6.17(COSE_Mac0)
 The COSE_Mac0 structure is a CBOR array.  The fields of the array, in
 order, are:
 protected:  This is as described in Section 3.
 unprotected:  This is as described in Section 3.
 payload:  This is as described in Section 6.1.
 tag:  This field contains the MAC value.
 The CDDL fragment that corresponds to the above text is:
 COSE_Mac0 = [
    Headers,
    payload : bstr / nil,
    tag : bstr,
 ]

6.3. How to Compute and Verify a MAC

 In order to get a consistent encoding of the data to be
 authenticated, the MAC_structure is used to create the canonical
 form.  The MAC_structure is a CBOR array.  The fields of the
 MAC_structure, in order, are:
 1.  A context text string that identifies the structure that is being
     encoded.  This context text string is "MAC" for the COSE_Mac
     structure.  This context text string is "MAC0" for the COSE_Mac0
     structure.
 2.  The protected attributes from the body structure.  If there are
     no protected attributes, a zero-length bstr is used.
 3.  The externally supplied data from the application, encoded as a
     bstr type.  If this field is not supplied, it defaults to a zero-
     length byte string.  (See Section 4.3 for application guidance on
     constructing this field.)
 4.  The payload to be MACed, encoded in a bstr type.  The full
     payload is used here, independent of how it is transported.
 The CDDL fragment that corresponds to the above text is:
 MAC_structure = [
      context : "MAC" / "MAC0",
      protected : empty_or_serialized_map,
      external_aad : bstr,
      payload : bstr
 ]
 The steps to compute a MAC are:
 1.  Create a MAC_structure and populate it with the appropriate
     fields.
 2.  Create the value ToBeMaced by encoding the MAC_structure to a
     byte string, using the encoding described in Section 9.
 3.  Call the MAC creation algorithm, passing in K (the key to use),
     alg (the algorithm to MAC with), and ToBeMaced (the value to
     compute the MAC on).
 4.  Place the resulting MAC in the "tag" field of the COSE_Mac or
     COSE_Mac0 structure.
 5.  For COSE_Mac structures, encrypt and encode the MAC key for each
     recipient of the message.
 The steps to verify a MAC are:
 1.  Create a MAC_structure and populate it with the appropriate
     fields.
 2.  Create the value ToBeMaced by encoding the MAC_structure to a
     byte string, using the encoding described in Section 9.
 3.  For COSE_Mac structures, obtain the cryptographic key by decoding
     and decrypting one of the recipient structures.
 4.  Call the MAC creation algorithm, passing in K (the key to use),
     alg (the algorithm to MAC with), and ToBeMaced (the value to
     compute the MAC on).
 5.  Compare the MAC value to the "tag" field of the COSE_Mac or
     COSE_Mac0 structure.

7. Key Objects

 A COSE Key structure is built on a CBOR map.  The set of common
 parameters that can appear in a COSE Key can be found in the IANA
 "COSE Key Common Parameters" registry [COSE.KeyParameters] (see
 Section 11.2).  Additional parameters defined for specific key types
 can be found in the IANA "COSE Key Type Parameters" registry
 [COSE.KeyTypes].
 A COSE Key Set uses a CBOR array object as its underlying type.  The
 values of the array elements are COSE Keys.  A COSE Key Set MUST have
 at least one element in the array.  Examples of COSE Key Sets can be
 found in Appendix C.7.
 Each element in a COSE Key Set MUST be processed independently.  If
 one element in a COSE Key Set is either malformed or uses a key that
 is not understood by an application, that key is ignored, and the
 other keys are processed normally.
 The element "kty" is a required element in a COSE_Key map.
 The CDDL grammar describing COSE_Key and COSE_KeySet is:
 COSE_Key = {
     1 => tstr / int,          ; kty
     ? 2 => bstr,              ; kid
     ? 3 => tstr / int,        ; alg
     ? 4 => [+ (tstr / int) ], ; key_ops
     ? 5 => bstr,              ; Base IV
     * label => values
 }
 COSE_KeySet = [+COSE_Key]

7.1. COSE Key Common Parameters

 This document defines a set of common parameters for a COSE Key
 object.  Table 4 provides a summary of the parameters defined in this
 section.  There are also parameters that are defined for specific key
 types.  Key-type-specific parameters can be found in [RFC9053].
    +=========+=======+========+============+====================+
    | Name    | Label | CBOR   | Value      | Description        |
    |         |       | Type   | Registry   |                    |
    +=========+=======+========+============+====================+
    | kty     | 1     | tstr / | COSE Key   | Identification of  |
    |         |       | int    | Types      | the key type       |
    +---------+-------+--------+------------+--------------------+
    | kid     | 2     | bstr   |            | Key identification |
    |         |       |        |            | value -- match to  |
    |         |       |        |            | "kid" in message   |
    +---------+-------+--------+------------+--------------------+
    | alg     | 3     | tstr / | COSE       | Key usage          |
    |         |       | int    | Algorithms | restriction to     |
    |         |       |        |            | this algorithm     |
    +---------+-------+--------+------------+--------------------+
    | key_ops | 4     | [+     |            | Restrict set of    |
    |         |       | (tstr/ |            | permissible        |
    |         |       | int)]  |            | operations         |
    +---------+-------+--------+------------+--------------------+
    | Base IV | 5     | bstr   |            | Base IV to be xor- |
    |         |       |        |            | ed with Partial    |
    |         |       |        |            | IVs                |
    +---------+-------+--------+------------+--------------------+
                       Table 4: Key Map Labels
 kty:  This parameter is used to identify the family of keys for this
    structure and, thus, the set of key-type-specific parameters to be
    found.  The set of values defined in this document can be found in
    [COSE.KeyTypes].  This parameter MUST be present in a key object.
    Implementations MUST verify that the key type is appropriate for
    the algorithm being processed.  The key type MUST be included as
    part of the trust-decision process.
 alg:  This parameter is used to restrict the algorithm that is used
    with the key.  If this parameter is present in the key structure,
    the application MUST verify that this algorithm matches the
    algorithm for which the key is being used.  If the algorithms do
    not match, then this key object MUST NOT be used to perform the
    cryptographic operation.  Note that the same key can be in a
    different key structure with a different or no algorithm
    specified; however, this is considered to be a poor security
    practice.
 kid:  This parameter is used to give an identifier for a key.  The
    identifier is not structured and can be anything from a user-
    provided byte string to a value computed on the public portion of
    the key.  This field is intended for matching against a "kid"
    parameter in a message in order to filter down the set of keys
    that need to be checked.  The value of the identifier is not a
    unique value and can occur in other key objects, even for
    different keys.
 key_ops:  This parameter is defined to restrict the set of operations
    that a key is to be used for.  The value of the field is an array
    of values from Table 5.  Algorithms define the values of key ops
    that are permitted to appear and are required for specific
    operations.  The set of values matches that in [RFC7517] and
    [W3C.WebCrypto].
 Base IV:  This parameter is defined to carry the base portion of an
    IV.  It is designed to be used with the Partial IV header
    parameter defined in Section 3.1.  This field provides the ability
    to associate a Base IV with a key that is then modified on a per-
    message basis with the Partial IV.
    Extreme care needs to be taken when using a Base IV in an
    application.  Many encryption algorithms lose security if the same
    IV is used twice.
    If different keys are derived for each sender, starting at the
    same Base IV is likely to satisfy this condition.  If the same key
    is used for multiple senders, then the application needs to
    provide for a method of dividing the IV space up between the
    senders.  This could be done by providing a different base point
    to start from or a different Partial IV to start with and
    restricting the number of messages to be sent before rekeying.
  +=========+=======+==============================================+
  | Name    | Value | Description                                  |
  +=========+=======+==============================================+
  | sign    | 1     | The key is used to create signatures.        |
  |         |       | Requires private key fields.                 |
  +---------+-------+----------------------------------------------+
  | verify  | 2     | The key is used for verification of          |
  |         |       | signatures.                                  |
  +---------+-------+----------------------------------------------+
  | encrypt | 3     | The key is used for key transport            |
  |         |       | encryption.                                  |
  +---------+-------+----------------------------------------------+
  | decrypt | 4     | The key is used for key transport            |
  |         |       | decryption.  Requires private key fields.    |
  +---------+-------+----------------------------------------------+
  | wrap    | 5     | The key is used for key wrap encryption.     |
  | key     |       |                                              |
  +---------+-------+----------------------------------------------+
  | unwrap  | 6     | The key is used for key wrap decryption.     |
  | key     |       | Requires private key fields.                 |
  +---------+-------+----------------------------------------------+
  | derive  | 7     | The key is used for deriving keys.  Requires |
  | key     |       | private key fields.                          |
  +---------+-------+----------------------------------------------+
  | derive  | 8     | The key is used for deriving bits not to be  |
  | bits    |       | used as a key.  Requires private key fields. |
  +---------+-------+----------------------------------------------+
  | MAC     | 9     | The key is used for creating MACs.           |
  | create  |       |                                              |
  +---------+-------+----------------------------------------------+
  | MAC     | 10    | The key is used for validating MACs.         |
  | verify  |       |                                              |
  +---------+-------+----------------------------------------------+
                    Table 5: Key Operation Values

8. Taxonomy of Algorithms Used by COSE

 In this section, a taxonomy of the different algorithm types that can
 be used in COSE is laid out.  This taxonomy should not be considered
 to be exhaustive.  New algorithms will be created that will not fit
 into this taxonomy.

8.1. Signature Algorithms

 Signature algorithms provide data-origination and data-integrity
 services.  Data origination provides the ability to infer who
 originated the data based on who signed the data.  Data integrity
 provides the ability to verify that the data has not been modified
 since it was signed.
 There are two general signature algorithm schemes.  The first is
 signature with appendix.  In this scheme, the message content is
 processed and a signature is produced; the signature is called the
 appendix.  This is the scheme used by algorithms such as ECDSA and
 the RSA Probabilistic Signature Scheme (RSASSA-PSS).  (In fact, the
 SSA in RSASSA-PSS stands for Signature Scheme with Appendix.)
 The signature functions for this scheme are:
 signature = Sign(message content, key)
 valid = Verification(message content, key, signature)
 The second scheme is signature with message recovery; an example of
 such an algorithm is [PVSig].  In this scheme, the message content is
 processed, but part of it is included in the signature.  Moving bytes
 of the message content into the signature allows for smaller signed
 messages; the signature size is still potentially large, but the
 message content has shrunk.  This has implications for systems
 implementing these algorithms and applications that use them.  The
 first is that the message content is not fully available until after
 a signature has been validated.  Until that point, the part of the
 message contained inside of the signature is unrecoverable.  The
 second implication is that the security analysis of the strength of
 the signature can be very much dependent on the structure of the
 message content.  Finally, in the event that multiple signatures are
 applied to a message, all of the signature algorithms are going to be
 required to consume the same bytes of message content.  This means
 that the mixing of the signature-with-message-recovery and signature-
 with-appendix schemes in a single message is not supported.
 The signature functions for this scheme are:
 signature, message sent = Sign(message content, key)
 valid, message content = Verification(message sent, key, signature)
 No message recovery signature algorithms have been formally defined
 for COSE yet.  Given the new constraints arising from this scheme,
 while some issues have already been identified, there is a high
 probability that additional issues will arise when integrating
 message recovery signature algorithms.  The first algorithm defined
 is going to need to make decisions about these issues, and those
 decisions are likely to be binding on any further algorithms defined.
 We use the following terms below:
 message content bytes:  The byte string provided by the application
    to be signed.
 to-be-signed bytes:  The byte string passed into the signature
    algorithm.
 recovered bytes:  The bytes recovered during the signature
    verification process.
 Some of the issues that have already been identified are:
  • The to-be-signed bytes are not the same as the message content

bytes. This is because we build a larger to-be-signed message

    during the signature processing.  The length of the recovered
    bytes may exceed the length of the message content, but not the
    length of the to-be-signed bytes.  This may lead to privacy
    considerations if, for example, the externally supplied data
    contains confidential information.
  • There may be difficulties in determining where the recovered bytes

match up with the to-be-signed bytes, because the recovered bytes

    contain data not in the message content bytes.  One possible
    option would be to create a padding scheme to prevent that.
  • Not all message recovery signature algorithms take the recovered

bytes from the end of the to-be-signed bytes. This is a problem,

    because the message content bytes are at the end of the to-be-
    signed bytes.  If the bytes to be recovered are taken from the
    start of the to-be-signed bytes, then, by default, none of the
    message content bytes may be included in the recovered bytes.  One
    possible option to deal with this is to reverse the to-be-signed
    data in the event that recovered bytes are taken from the start
    rather than the end of the to-be-signed bytes.
 Signature algorithms are used with the COSE_Signature and COSE_Sign1
 structures.  At the time of this writing, only signatures with
 appendices are defined for use with COSE; however, considerable
 interest has been expressed in using a signature-with-message-
 recovery algorithm, due to the effective size reduction that is
 possible.

8.2. Message Authentication Code (MAC) Algorithms

 Message Authentication Codes (MACs) provide data authentication and
 integrity protection.  They provide either no or very limited data
 origination.  A MAC, for example, cannot be used to prove the
 identity of the sender to a third party.
 MACs use the same scheme as signature-with-appendix algorithms.  The
 message content is processed, and an authentication code is produced.
 The authentication code is frequently called a tag.
 The MAC functions are:
 tag = MAC_Create(message content, key)
 valid = MAC_Verify(message content, key, tag)
 MAC algorithms can be based on either a block cipher algorithm (i.e.,
 AES-MAC) or a hash algorithm (i.e., a Hash-based Message
 Authentication Code (HMAC)).  [RFC9053] defines a MAC algorithm using
 each of these constructions.
 MAC algorithms are used in the COSE_Mac and COSE_Mac0 structures.

8.3. Content Encryption Algorithms

 Content encryption algorithms provide data confidentiality for
 potentially large blocks of data using a symmetric key.  They provide
 integrity on the data that was encrypted; however, they provide
 either no or very limited data origination.  (One cannot, for
 example, be used to prove the identity of the sender to a third
 party.)  The ability to provide data origination is linked to how the
 CEK is obtained.
 COSE restricts the set of legal content encryption algorithms to
 those that support authentication both of the content and additional
 data.  The encryption process will generate some type of
 authentication value, but that value may be either explicit or
 implicit in terms of the algorithm definition.  For simplicity's
 sake, the authentication code will normally be defined as being
 appended to the ciphertext stream.  The encryption functions are:
 ciphertext = Encrypt(message content, key, additional data)
 valid, message content = Decrypt(ciphertext, key, additional data)
 Most AEAD algorithms are logically defined as returning the message
 content only if the decryption is valid.  Many, but not all,
 implementations will follow this convention.  The message content
 MUST NOT be used if the decryption does not validate.
 These algorithms are used in COSE_Encrypt and COSE_Encrypt0.

8.4. Key Derivation Functions (KDFs)

 KDFs are used to take some secret value and generate a different one.
 The secret value comes in three flavors:
  • Secrets that are uniformly random. This is the type of secret

that is created by a good random number generator.

  • Secrets that are not uniformly random. This is the type of secret

that is created by operations like key agreement.

  • Secrets that are not random. This is the type of secret that

people generate for things like passwords.

 General KDFs work well with the first type of secret, can do
 reasonably well with the second type of secret, and generally do
 poorly with the last type of secret.  Functions like Argon2 [RFC9106]
 need to be used for nonrandom secrets.
 The same KDF can be set up to deal with the first two types of
 secrets in different ways.  The KDF defined in Section 5.1 of
 [RFC9053] is such a function.  This is reflected in the set of
 algorithms defined around the HMAC-based Extract-and-Expand Key
 Derivation Function (HKDF).
 When using KDFs, one component that is included is context
 information.  Context information is used to allow for different
 keying information to be derived from the same secret.  The use of
 context-based keying material is considered to be a good security
 practice.

8.5. Content Key Distribution Methods

 Content key distribution methods (recipient algorithms) can be
 defined into a number of different classes.  COSE has the ability to
 support many classes of recipient algorithms.  In this section, a
 number of classes are listed.  For the recipient algorithm classes
 defined in [RFC7516], the same names are used.  Other specifications
 use different terms for the recipient algorithm classes or do not
 support some of the recipient algorithm classes.

8.5.1. Direct Encryption

 The Direct Encryption class of algorithms share a secret between the
 sender and the recipient that is used either directly or after
 manipulation as the CEK.  When direct-encryption mode is used, it
 MUST be the only mode used on the message.
 The COSE_Recipient structure for the recipient is organized as
 follows:
  • The "protected" field MUST be a zero-length byte string unless it

is used in the computation of the content key.

  • The "alg" header parameter MUST be present.
  • A header parameter identifying the shared secret SHOULD be

present.

  • The "ciphertext" field MUST be a zero-length byte string.
  • The "recipients" field MUST be absent.

8.5.2. Key Wrap

 In key wrap mode, the CEK is randomly generated, and that key is then
 encrypted by a shared secret between the sender and the recipient.
 All of the currently defined key wrap algorithms for COSE are AE
 algorithms.  Key wrap mode is considered to be superior to Direct
 Encryption if the system has any capability for doing random-key
 generation.  This is because the shared key is used to wrap random
 data rather than data that has some degree of organization and may in
 fact be repeating the same content.  The use of key wrap loses the
 weak data origination that is provided by the direct-encryption
 algorithms.
 The COSE_Recipient structure for the recipient is organized as
 follows:
  • The "protected" field MUST be a zero-length byte string if the key

wrap algorithm is an AE algorithm.

  • The "recipients" field is normally absent but can be used.

Applications MUST deal with a recipient field being present that

    has an unsupported algorithm.  Failing to decrypt that specific
    recipient is an acceptable way of dealing with it.  Failing to
    process the message is not an acceptable way of dealing with it.
  • The plaintext to be encrypted is the key from the next layer down

(usually the content layer).

  • At a minimum, the "unprotected" field MUST contain the "alg"

header parameter and SHOULD contain a header parameter identifying

    the shared secret.

8.5.3. Key Transport

 Key transport mode is also called key encryption mode in some
 standards.  Key transport mode differs from key wrap mode in that it
 uses an asymmetric encryption algorithm rather than a symmetric
 encryption algorithm to protect the key.  A set of key transport
 algorithms is defined in [RFC8230].
 When using a key transport algorithm, the COSE_Recipient structure
 for the recipient is organized as follows:
  • The "protected" field MUST be a zero-length byte string.
  • The plaintext to be encrypted is the key from the next layer down

(usually the content layer).

  • At a minimum, the "unprotected" field MUST contain the "alg"

header parameter and SHOULD contain a parameter identifying the

    asymmetric key.

8.5.4. Direct Key Agreement

 The Direct Key Agreement class of recipient algorithms uses a key
 agreement method to create a shared secret.  A KDF is then applied to
 the shared secret to derive a key to be used in protecting the data.
 This key is normally used as a CEK or MAC key but could be used for
 other purposes if more than two layers are in use (see Appendix B).
 The most commonly used key agreement algorithm is Diffie-Hellman, but
 other variants exist.  Since COSE is designed for a store-and-forward
 environment rather than an online environment, many of the DH
 variants cannot be used, as the receiver of the message cannot
 provide any dynamic key material.  One side effect of this is that
 forward secrecy (see [RFC4949]) is not achievable.  A static key will
 always be used for the receiver of the COSE object.
 Two variants of DH that are supported are:
 Ephemeral-Static (ES) DH:  The sender of the message creates a one-
    time DH key and uses a static key for the recipient.  The use of
    the ephemeral sender key means that no additional random input is
    needed, as this is randomly generated for each message.
 Static-Static (SS) DH:  A static key is used for both the sender and
    the recipient.  The use of static keys allows for the recipient to
    get a weak version of data origination for the message.  When
    Static-Static key agreement is used, then some piece of unique
    data for the KDF is required to ensure that a different key is
    created for each message.
 When direct key agreement mode is used, there MUST be only one
 recipient in the message.  This method creates the key directly, and
 that makes it difficult to mix with additional recipients.  If
 multiple recipients are needed, then the version with key wrap needs
 to be used.
 The COSE_Recipient structure for the recipient is organized as
 follows:
  • At a minimum, headers MUST contain the "alg" header parameter and

SHOULD contain a header parameter identifying the recipient's

    asymmetric key.
  • The headers SHOULD identify the sender's key for the Static-Static

versions and MUST contain the sender's ephemeral key for the

    ephemeral-static versions.

8.5.5. Key Agreement with Key Wrap

 Key Agreement with Key Wrap uses a randomly generated CEK.  The CEK
 is then encrypted using a key wrap algorithm and a key derived from
 the shared secret computed by the key agreement algorithm.  The
 function for this would be:
 encryptedKey = KeyWrap(KDF(DH-Shared, context), CEK)
 The COSE_Recipient structure for the recipient is organized as
 follows:
  • The "protected" field is fed into the KDF context structure.
  • The plaintext to be encrypted is the key from the next layer down

(usually the content layer).

  • The "alg" header parameter MUST be present in the layer.
  • A header parameter identifying the recipient's key SHOULD be

present. A header parameter identifying the sender's key SHOULD

    be present.

9. CBOR Encoding Restrictions

 This document limits the restrictions it imposes on how the CBOR
 Encoder needs to work.  The new encoding restrictions are aligned
 with the Core Deterministic Encoding Requirements specified in
 Section 4.2.1 of RFC 8949 [STD94].  It has been narrowed down to the
 following restrictions:
  • The restriction applies to the encoding of the Sig_structure, the

Enc_structure, and the MAC_structure.

  • Encoding MUST be done using definite lengths, and the length of

the (encoded) argument MUST be the minimum possible length. This

    means that the integer 1 is encoded as "0x01" and not "0x1801".
  • Applications MUST NOT generate messages with the same label used

twice as a key in a single map. Applications MUST NOT parse and

    process messages with the same label used twice as a key in a
    single map.  Applications can enforce the parse-and-process
    requirement by using parsers that will fail the parse step or by
    using parsers that will pass all keys to the application, and the
    application can perform the check for duplicate keys.

10. Application Profiling Considerations

 This document is designed to provide a set of security services but
 not impose algorithm implementation requirements for specific usage.
 The interoperability requirements are provided for how each of the
 individual services are used and how the algorithms are to be used
 for interoperability.  The requirements about which algorithms and
 which services are needed are deferred to each application.
 An example of a profile can be found in [RFC8613], where one was
 developed for carrying content in combination with CoAP headers.
 It is intended that a profile of this document be created that
 defines the interoperability requirements for that specific
 application.  This section provides a set of guidelines and topics
 that need to be considered when profiling this document.
  • Applications need to determine the set of messages defined in this

document that they will be using. The set of messages corresponds

    fairly directly to the needed set of security services and
    security levels.
  • Applications may define new header parameters for a specific

purpose. Applications will oftentimes select specific header

    parameters to use or not to use.  For example, an application
    would normally state a preference for using either the IV or the
    Partial IV header parameter.  If the Partial IV header parameter
    is specified, then the application also needs to define how the
    fixed portion of the IV is determined.
  • When applications use externally defined authenticated data, they

need to define how that data is encoded. This document assumes

    that the data will be provided as a byte string.  More information
    can be found in Section 4.3.
  • Applications need to determine the set of security algorithms that

is to be used. When selecting the algorithms to be used as the

    mandatory-to-implement set, consideration should be given to
    choosing different types of algorithms when two are chosen for a
    specific purpose.  An example of this would be choosing HMAC-
    SHA512 and AES-CMAC (Cipher-Based Message Authentication Code) as
    different MAC algorithms; the construction is vastly different
    between these two algorithms.  This means that a weakening of one
    algorithm would be unlikely to lead to a weakening of the other
    algorithms.  Of course, these algorithms do not provide the same
    level of security and thus may not be comparable for the desired
    security functionality.  Additional guidance can be found in
    [BCP201].
  • Applications may need to provide some type of negotiation or

discovery method if multiple algorithms or message structures are

    permitted.  The method can range from something as simple as
    requiring preconfiguration of the set of algorithms to providing a
    discovery method built into the protocol.  S/MIME provided a
    number of different ways to approach the problem that applications
    could follow:
  1. Advertising in the message (S/MIME capabilities) [RFC8551].
  1. Advertising in the certificate (capabilities extension)

[RFC4262].

  1. Minimum requirements for the S/MIME, which have been updated

over time [RFC2633] [RFC3851] [RFC5751] [RFC8551]. (Note that

       [RFC2633] was obsoleted by [RFC3851], which was obsoleted by
       [RFC5751], which was obsoleted by [RFC8551].)

11. IANA Considerations

 The registries and registrations listed below were defined by RFC
 8152 [RFC8152].  The majority of the following actions are to update
 the references to point to this document.
 Note that while [RFC9053] also updates the registries and
 registrations originally established by [RFC8152], the requested
 updates are mutually exclusive.  The updates requested in this
 document do not conflict or overlap with the updates requested in
 [RFC9053], and vice versa.

11.1. COSE Header Parameters Registry

 The "COSE Header Parameters" registry was defined by [RFC8152].  IANA
 has updated the reference for this registry to point to this document
 instead of [RFC8152].  IANA has also updated all entries that
 referenced [RFC8152], except "counter signature" and
 "CounterSignature0", to refer to this document.  The references for
 "counter signature" and "CounterSignature0" continue to reference
 [RFC8152].

11.2. COSE Key Common Parameters Registry

 The "COSE Key Common Parameters" registry [COSE.KeyParameters] was
 defined in [RFC8152].  IANA has updated the reference for this
 registry to point to this document instead of [RFC8152].  IANA has
 also updated the entries that referenced [RFC8152] to refer to this
 document.

11.3. Media Type Registrations

11.3.1. COSE Security Message

 IANA has registered the "application/cose" media type in the "Media
 Types" registry.  This media type is used to indicate that the
 content is a COSE message.
 Type name:  application
 Subtype name:  cose
 Required parameters:  N/A
 Optional parameters:  cose-type
 Encoding considerations:  binary
 Security considerations:  See the Security Considerations section of
    RFC 9052.
 Interoperability considerations:  N/A
 Published specification:  RFC 9052
 Applications that use this media type:  IoT applications sending
    security content over HTTP(S) transports.
 Fragment identifier considerations:  N/A
 Additional information:
    *  Deprecated alias names for this type: N/A
  • Magic number(s): N/A
  • File extension(s): cbor
  • Macintosh file type code(s): N/A
 Person & email address to contact for further information:
    iesg@ietf.org
 Intended usage:  COMMON
 Restrictions on usage:  N/A
 Author:  Jim Schaad
 Change Controller:  IESG
 Provisional registration?  No

11.3.2. COSE Key Media Type

 IANA has registered the "application/cose-key" and "application/cose-
 key-set" media types in the "Media Types" registry.  These media
 types are used to indicate, respectively, that the content is a
 COSE_Key or COSE_KeySet object.
 The template for "application/cose-key" is as follows:
 Type name:  application
 Subtype name:  cose-key
 Required parameters:  N/A
 Optional parameters:  N/A
 Encoding considerations:  binary
 Security considerations:  See the Security Considerations section of
    RFC 9052.
 Interoperability considerations:  N/A
 Published specification:  RFC 9052
 Applications that use this media type:  Distribution of COSE-based
    keys for IoT applications.
 Fragment identifier considerations:  N/A
 Additional information:
    *  Deprecated alias names for this type: N/A
  • Magic number(s): N/A
  • File extension(s): cbor
  • Macintosh file type code(s): N/A
 Person & email address to contact for further information:
    iesg@ietf.org
 Intended usage:  COMMON
 Restrictions on usage:  N/A
 Author:  Jim Schaad
 Change Controller:  IESG
 Provisional registration?  No
 The template for registering "application/cose-key-set" is:
 Type name:  application
 Subtype name:  cose-key-set
 Required parameters:  N/A
 Optional parameters:  N/A
 Encoding considerations:  binary
 Security considerations:  See the Security Considerations section of
    RFC 9052.
 Interoperability considerations:  N/A
 Published specification:  RFC 9052
 Applications that use this media type:  Distribution of COSE-based
    keys for IoT applications.
 Fragment identifier considerations:  N/A
 Additional information:
    *  Deprecated alias names for this type: N/A
  • Magic number(s): N/A
  • File extension(s): cbor
  • Macintosh file type code(s): N/A
 Person & email address to contact for further information:  iesg@ietf
    .org
 Intended usage:  COMMON
 Restrictions on usage:  N/A
 Author:  Jim Schaad
 Change Controller:  IESG
 Provisional registration?  No

11.4. CoAP Content-Formats Registry

 IANA added entries to the "CoAP Content-Formats" registry as
 indicated in [RFC8152].  IANA has updated the reference to point to
 this document instead of [RFC8152].

11.5. CBOR Tags Registry

 IANA added entries to the "CBOR Tags" registry as indicated in
 [RFC8152].  IANA has updated the references to point to this document
 instead of [RFC8152].

11.6. Expert Review Instructions

 All of the IANA registries established by [RFC8152] are, at least in
 part, defined as Expert Review [RFC8126].  This section gives some
 general guidelines for what the experts should be looking for, but
 they are being designated as experts for a reason, so they should be
 given substantial latitude.
 Expert reviewers should take the following into consideration:
  • Point squatting should be discouraged. Reviewers are encouraged

to get sufficient information for registration requests to ensure

    that the usage is not going to duplicate an existing registration
    and that the code point is likely to be used in deployments.  The
    ranges tagged as private use are intended for testing purposes and
    closed environments; code points in other ranges should not be
    assigned for testing.
  • Standards Track or BCP RFCs are required to register a code point

in the Standards Action range. Specifications should exist for

    Specification Required ranges, but early assignment before an RFC
    is available is considered to be permissible.  Specifications are
    needed for the first-come, first-served range if the points are
    expected to be used outside of closed environments in an
    interoperable way.  When specifications are not provided, the
    description provided needs to have sufficient information to
    identify what the point is being used for.
  • Experts should take into account the expected usage of fields when

approving code point assignment. The fact that the Standards

    Action range is only available to Standards Track documents does
    not mean that a Standards Track document cannot have points
    assigned outside of that range.  The length of the encoded value
    should be weighed against how many code points of that length are
    left and the size of device it will be used on.
  • When algorithms are registered, vanity registrations should be

discouraged. One way to do this is to require registrations to

    provide additional documentation on security analysis of the
    algorithm.  Another thing that should be considered is requesting
    an opinion on the algorithm from the Crypto Forum Research Group
    (CFRG).  Algorithms are expected to meet the security requirements
    of the community and the requirements of the message structures in
    order to be suitable for registration.

12. Security Considerations

 There are a number of security considerations that need to be taken
 into account by implementers of this specification.  While some
 considerations have been highlighted here, additional considerations
 may be found in the documents listed in the references.
 Implementations need to protect the private key material for all
 individuals.  Some cases in this document need to be highlighted with
 regard to this issue.
  • Use of the same key for two different algorithms can leak

information about the key. It is therefore recommended that keys

    be restricted to a single algorithm.
  • Use of "direct" as a recipient algorithm combined with a second

recipient algorithm exposes the direct key to the second

    recipient; Section 8.5 forbids combining "direct" recipient
    algorithms with other modes.
  • Several of the algorithms in [RFC9053] have limits on the number

of times that a key can be used without leaking information about

    the key.
 The use of Elliptic Curve Diffie-Hellman (ECDH) and direct plus KDF
 (with no key wrap) will not directly lead to the private key being
 leaked; the one-way function of the KDF will prevent that.  There is,
 however, a different issue that needs to be addressed.  Having two
 recipients requires that the CEK be shared between two recipients.
 The second recipient therefore has a CEK that was derived from
 material that can be used for the weak proof of origin.  The second
 recipient could create a message using the same CEK and send it to
 the first recipient; the first recipient would, for either Static-
 Static ECDH or direct plus KDF, make an assumption that the CEK could
 be used for proof of origin, even though it is from the wrong entity.
 If the key wrap step is added, then no proof of origin is implied and
 this is not an issue.
 Although it has been mentioned before, it bears repeating that the
 use of a single key for multiple algorithms has been demonstrated in
 some cases to leak information about a key, providing the opportunity
 for attackers to forge integrity tags or gain information about
 encrypted content.  Binding a key to a single algorithm prevents
 these problems.  Key creators and key consumers are strongly
 encouraged to not only create new keys for each different algorithm,
 but to include that selection of algorithm in any distribution of key
 material and strictly enforce the matching of algorithms in the key
 structure to algorithms in the message structure.  In addition to
 checking that algorithms are correct, the key form needs to be
 checked as well.  Do not use an "EC2" key where an "OKP" key is
 expected.
 Before using a key for transmission, or before acting on information
 received, a trust decision on a key needs to be made.  Is the data or
 action something that the entity associated with the key has a right
 to see or a right to request?  A number of factors are associated
 with this trust decision.  Some highlighted here are:
  • What are the permissions associated with the key owner?
  • Is the cryptographic algorithm acceptable in the current context?
  • Have the restrictions associated with the key, such as algorithm

or freshness, been checked, and are they correct?

  • Is the request something that is reasonable, given the current

state of the application?

  • Have any security considerations that are part of the message been

enforced (as specified by the application or "crit" header

    parameter)?
 One area that has been getting exposure is traffic analysis of
 encrypted messages based on the length of the message.  This
 specification does not provide a uniform method for providing padding
 as part of the message structure.  An observer can distinguish
 between two different messages (for example, "YES" and "NO") based on
 the length for all of the content encryption algorithms that are
 defined in [RFC9053].  This means that it is up to the applications
 to document how content padding is to be done in order to prevent or
 discourage such analysis.  (For example, the text strings could be
 defined as "YES" and "NO ".)

13. References

13.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC9053]  Schaad, J., "CBOR Object Signing and Encryption (COSE):
            Initial Algorithms", RFC 9053, DOI 10.17487/RFC9053,
            August 2022, <https://www.rfc-editor.org/info/rfc9053>.
 [STD94]    Bormann, C. and P. Hoffman, "Concise Binary Object
            Representation (CBOR)", STD 94, RFC 8949, December 2020,
            <https://www.rfc-editor.org/info/std94>.

13.2. Informative References

 [BCP201]   Housley, R., "Guidelines for Cryptographic Algorithm
            Agility and Selecting Mandatory-to-Implement Algorithms",
            BCP 201, RFC 7696, November 2015,
            <https://www.rfc-editor.org/info/bcp201>.
 [COAP.Formats]
            IANA, "CoAP Content-Formats",
            <https://www.iana.org/assignments/core-parameters/>.
 [CORE-GROUPCOMM]
            Dijk, E., Wang, C., and M. Tiloca, "Group Communication
            for the Constrained Application Protocol (CoAP)", Work in
            Progress, Internet-Draft, draft-ietf-core-groupcomm-bis-
            07, 11 July 2022, <https://datatracker.ietf.org/doc/html/
            draft-ietf-core-groupcomm-bis-07>.
 [COSE-COUNTERSIGN]
            Schaad, J. and R. Housley, "CBOR Object Signing and
            Encryption (COSE): Countersignatures", Work in Progress,
            Internet-Draft, draft-ietf-cose-countersign-08, 22 August
            2022, <https://datatracker.ietf.org/doc/html/draft-ietf-
            cose-countersign-08>.
 [COSE.Algorithms]
            IANA, "COSE Algorithms",
            <https://www.iana.org/assignments/cose/>.
 [COSE.KeyParameters]
            IANA, "COSE Key Common Parameters",
            <https://www.iana.org/assignments/cose/>.
 [COSE.KeyTypes]
            IANA, "COSE Key Types",
            <https://www.iana.org/assignments/cose/>.
 [DSS]      National Institute of Standards and Technology, "Digital
            Signature Standard (DSS)", FIPS 186-4,
            DOI 10.6028/NIST.FIPS.186-4, July 2013,
            <https://nvlpubs.nist.gov/nistpubs/FIPS/
            NIST.FIPS.186-4.pdf>.
 [GitHub-Examples]
            "GitHub Examples of COSE", commit 3221310, 3 June 2020,
            <https://github.com/cose-wg/Examples>.
 [PVSig]    Brown, D.R.L. and D.B. Johnson, "Formal Security Proofs
            for a Signature Scheme with Partial Message Recovery",
            LNCS Volume 2020, DOI 10.1007/3-540-45353-9_11, June 2000,
            <https://www.certicom.com/content/dam/certicom/images/
            pdfs/CerticomWP-PVSigSec_login.pdf>.
 [RFC2633]  Ramsdell, B., Ed., "S/MIME Version 3 Message
            Specification", RFC 2633, DOI 10.17487/RFC2633, June 1999,
            <https://www.rfc-editor.org/info/rfc2633>.
 [RFC3394]  Schaad, J. and R. Housley, "Advanced Encryption Standard
            (AES) Key Wrap Algorithm", RFC 3394, DOI 10.17487/RFC3394,
            September 2002, <https://www.rfc-editor.org/info/rfc3394>.
 [RFC3851]  Ramsdell, B., Ed., "Secure/Multipurpose Internet Mail
            Extensions (S/MIME) Version 3.1 Message Specification",
            RFC 3851, DOI 10.17487/RFC3851, July 2004,
            <https://www.rfc-editor.org/info/rfc3851>.
 [RFC4262]  Santesson, S., "X.509 Certificate Extension for Secure/
            Multipurpose Internet Mail Extensions (S/MIME)
            Capabilities", RFC 4262, DOI 10.17487/RFC4262, December
            2005, <https://www.rfc-editor.org/info/rfc4262>.
 [RFC4949]  Shirey, R., "Internet Security Glossary, Version 2",
            FYI 36, RFC 4949, DOI 10.17487/RFC4949, August 2007,
            <https://www.rfc-editor.org/info/rfc4949>.
 [RFC5116]  McGrew, D., "An Interface and Algorithms for Authenticated
            Encryption", RFC 5116, DOI 10.17487/RFC5116, January 2008,
            <https://www.rfc-editor.org/info/rfc5116>.
 [RFC5652]  Housley, R., "Cryptographic Message Syntax (CMS)", STD 70,
            RFC 5652, DOI 10.17487/RFC5652, September 2009,
            <https://www.rfc-editor.org/info/rfc5652>.
 [RFC5751]  Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet
            Mail Extensions (S/MIME) Version 3.2 Message
            Specification", RFC 5751, DOI 10.17487/RFC5751, January
            2010, <https://www.rfc-editor.org/info/rfc5751>.
 [RFC5752]  Turner, S. and J. Schaad, "Multiple Signatures in
            Cryptographic Message Syntax (CMS)", RFC 5752,
            DOI 10.17487/RFC5752, January 2010,
            <https://www.rfc-editor.org/info/rfc5752>.
 [RFC5990]  Randall, J., Kaliski, B., Brainard, J., and S. Turner,
            "Use of the RSA-KEM Key Transport Algorithm in the
            Cryptographic Message Syntax (CMS)", RFC 5990,
            DOI 10.17487/RFC5990, September 2010,
            <https://www.rfc-editor.org/info/rfc5990>.
 [RFC6838]  Freed, N., Klensin, J., and T. Hansen, "Media Type
            Specifications and Registration Procedures", BCP 13,
            RFC 6838, DOI 10.17487/RFC6838, January 2013,
            <https://www.rfc-editor.org/info/rfc6838>.
 [RFC7252]  Shelby, Z., Hartke, K., and C. Bormann, "The Constrained
            Application Protocol (CoAP)", RFC 7252,
            DOI 10.17487/RFC7252, June 2014,
            <https://www.rfc-editor.org/info/rfc7252>.
 [RFC7515]  Jones, M., Bradley, J., and N. Sakimura, "JSON Web
            Signature (JWS)", RFC 7515, DOI 10.17487/RFC7515, May
            2015, <https://www.rfc-editor.org/info/rfc7515>.
 [RFC7516]  Jones, M. and J. Hildebrand, "JSON Web Encryption (JWE)",
            RFC 7516, DOI 10.17487/RFC7516, May 2015,
            <https://www.rfc-editor.org/info/rfc7516>.
 [RFC7517]  Jones, M., "JSON Web Key (JWK)", RFC 7517,
            DOI 10.17487/RFC7517, May 2015,
            <https://www.rfc-editor.org/info/rfc7517>.
 [RFC7518]  Jones, M., "JSON Web Algorithms (JWA)", RFC 7518,
            DOI 10.17487/RFC7518, May 2015,
            <https://www.rfc-editor.org/info/rfc7518>.
 [RFC8032]  Josefsson, S. and I. Liusvaara, "Edwards-Curve Digital
            Signature Algorithm (EdDSA)", RFC 8032,
            DOI 10.17487/RFC8032, January 2017,
            <https://www.rfc-editor.org/info/rfc8032>.
 [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
            Writing an IANA Considerations Section in RFCs", BCP 26,
            RFC 8126, DOI 10.17487/RFC8126, June 2017,
            <https://www.rfc-editor.org/info/rfc8126>.
 [RFC8152]  Schaad, J., "CBOR Object Signing and Encryption (COSE)",
            RFC 8152, DOI 10.17487/RFC8152, July 2017,
            <https://www.rfc-editor.org/info/rfc8152>.
 [RFC8230]  Jones, M., "Using RSA Algorithms with CBOR Object Signing
            and Encryption (COSE) Messages", RFC 8230,
            DOI 10.17487/RFC8230, September 2017,
            <https://www.rfc-editor.org/info/rfc8230>.
 [RFC8551]  Schaad, J., Ramsdell, B., and S. Turner, "Secure/
            Multipurpose Internet Mail Extensions (S/MIME) Version 4.0
            Message Specification", RFC 8551, DOI 10.17487/RFC8551,
            April 2019, <https://www.rfc-editor.org/info/rfc8551>.
 [RFC8610]  Birkholz, H., Vigano, C., and C. Bormann, "Concise Data
            Definition Language (CDDL): A Notational Convention to
            Express Concise Binary Object Representation (CBOR) and
            JSON Data Structures", RFC 8610, DOI 10.17487/RFC8610,
            June 2019, <https://www.rfc-editor.org/info/rfc8610>.
 [RFC8613]  Selander, G., Mattsson, J., Palombini, F., and L. Seitz,
            "Object Security for Constrained RESTful Environments
            (OSCORE)", RFC 8613, DOI 10.17487/RFC8613, July 2019,
            <https://www.rfc-editor.org/info/rfc8613>.
 [RFC9054]  Schaad, J., "CBOR Object Signing and Encryption (COSE):
            Hash Algorithms", RFC 9054, DOI 10.17487/RFC9054, August
            2022, <https://www.rfc-editor.org/info/rfc9054>.
 [RFC9106]  Biryukov, A., Dinu, D., Khovratovich, D., and S.
            Josefsson, "Argon2 Memory-Hard Function for Password
            Hashing and Proof-of-Work Applications", RFC 9106,
            DOI 10.17487/RFC9106, September 2021,
            <https://www.rfc-editor.org/info/rfc9106>.
 [STD90]    Bray, T., Ed., "The JavaScript Object Notation (JSON) Data
            Interchange Format", STD 90, RFC 8259, December 2017,
            <https://www.rfc-editor.org/info/std90>.
 [W3C.WebCrypto]
            Watson, M., Ed., "Web Cryptography API", W3C
            Recommendation, 26 January 2017,
            <https://www.w3.org/TR/WebCryptoAPI/>.

Appendix A. Guidelines for External Data Authentication of Algorithms

 During development of COSE, the requirement that the algorithm
 identifier be located in the protected attributes was relaxed from a
 must to a should.  Two basic reasons have been advanced to support
 this position.  First, the resulting message will be smaller if the
 algorithm identifier is omitted from the most common messages in a
 CoAP environment.  Second, there is a potential bug that will arise
 if full checking is not done correctly between the different places
 that an algorithm identifier could be placed (the message itself, an
 application statement, the key structure that the sender possesses,
 and the key structure the recipient possesses).
 This appendix lays out how such a change can be made and the details
 that an application needs to specify in order to use this option.
 Two different sets of details are specified: those needed to omit an
 algorithm identifier and those needed to use the variant on the
 countersignature attribute that contains no attributes about itself.
 Three sets of recommendations are laid out.  The first set of
 recommendations applies to having an implicit algorithm identified
 for a single layer of a COSE object.  The second set of
 recommendations applies to having multiple implicit algorithms
 identified for multiple layers of a COSE object.  The third set of
 recommendations applies to having implicit algorithms for multiple
 COSE object constructs.
 The key words from BCP 14 ([RFC2119] and [RFC8174]) are deliberately
 not used here.  This specification can provide recommendations, but
 it cannot enforce them.
 This set of recommendations applies to the case where an application
 is distributing a fixed algorithm along with the key information for
 use in a single COSE object.  This normally applies to the smallest
 of the COSE objects -- specifically, COSE_Sign1, COSE_Mac0, and
 COSE_Encrypt0 -- but could apply to the other structures as well.
 The following items should be taken into account:
  • Applications need to list the set of COSE structures that implicit

algorithms are to be used in. Applications need to require that

    the receipt of an explicit algorithm identifier in one of these
    structures will lead to the message being rejected.  This
    requirement is stated so that there will never be a case where
    there is any ambiguity about the question of which algorithm
    should be used, the implicit or the explicit one.  This applies
    even if the transported algorithm identifier is a protected
    attribute.  This applies even if the transported algorithm is the
    same as the implicit algorithm.
  • Applications need to define the set of information that is to be

considered to be part of a context when omitting algorithm

    identifiers.  At a minimum, this would be the key identifier (if
    needed), the key, the algorithm, and the COSE structure it is used
    with.  Applications should restrict the use of a single key to a
    single algorithm.  As noted for some of the algorithms in
    [RFC9053], the use of the same key in different, related
    algorithms can lead to leakage of information about the key,
    leakage about the data, or the ability to perform forgeries.
  • In many cases, applications that make the algorithm identifier

implicit will also want to make the context identifier implicit

    for the same reason.  That is, omitting the context identifier
    will decrease the message size (potentially significantly,
    depending on the length of the identifier).  Applications that do
    this will need to describe the circumstances where the context
    identifier is to be omitted and how the context identifier is to
    be inferred in these cases.  (An exhaustive search over all of the
    keys would normally not be considered to be acceptable.)  An
    example of how this can be done is to tie the context to a
    transaction identifier.  Both would be sent on the original
    message, but only the transaction identifier would need to be sent
    after that point, as the context is tied into the transaction
    identifier.  Another way would be to associate a context with a
    network address.  All messages coming from a single network
    address can be assumed to be associated with a specific context.
    (In this case, the address would normally be distributed as part
    of the context.)
  • Applications cannot rely on key identifiers being unique unless

they take significant efforts to ensure that they are computed in

    such a way as to create this guarantee.  Even when an application
    does this, the uniqueness might be violated if the application is
    run in different contexts (i.e., with a different context
    provider) or if the system combines the security contexts from
    different applications together into a single store.
  • Applications should continue the practice of protecting the

algorithm identifier. Since this is not done by placing it in the

    protected attributes field, applications should define an
    application-specific external data structure that includes this
    value.  This external data field can be used as such for content
    encryption, MAC, and signature algorithms.  It can be used in the
    SuppPrivInfo field for those algorithms that use a KDF to derive a
    key value.  Applications may also want to protect other
    information that is part of the context structure as well.  It
    should be noted that those fields, such as the key or a Base IV,
    that are protected by virtue of being used in the cryptographic
    computation do not need to be included in the external data field.
 The second case is having multiple implicit algorithm identifiers
 specified for a multiple-layer COSE object.  An example of how this
 would work is the encryption context that an application specifies,
 which contains a content encryption algorithm, a key wrap algorithm,
 a key identifier, and a shared secret.  The sender omits sending the
 algorithm identifier for both the content layer and the recipient
 layer, leaving only the key identifier.  The receiver then uses the
 key identifier to get the implicit algorithm identifiers.
 The following additional items need to be taken into consideration:
  • Applications that want to support this will need to define a

structure that allows for, and clearly identifies, both the COSE

    structure to be used with a given key and the structure and
    algorithm to be used for the secondary layer.  The key for the
    secondary layer is computed as normal from the recipient layer.
 The third case is having multiple implicit algorithm identifiers, but
 targeted at potentially unrelated layers or different COSE objects.
 There are a number of different scenarios where this might be
 applicable.  Some of these scenarios are:
  • Two contexts are distributed as a pair. Each of the contexts is

for use with a COSE_Encrypt message. Each context will consist of

    distinct secret keys and IVs and potentially even different
    algorithms.  One context is for sending messages from party A to
    party B, and the second context is for sending messages from party
    B to party A.  This means that there is no chance for a reflection
    attack to occur, as each party uses different secret keys to send
    its messages; a message that is reflected back to it would fail to
    decrypt.
  • Two contexts are distributed as a pair. The first context is used

for encryption of the message, and the second context is used to

    place a countersignature on the message.  The intention is that
    the second context can be distributed to other entities
    independently of the first context.  This allows these entities to
    validate that the message came from an individual without being
    able to decrypt the message and see the content.
  • Two contexts are distributed as a pair. The first context

contains a key for dealing with MACed messages, and the second

    context contains a different key for dealing with encrypted
    messages.  This allows for a unified distribution of keys to
    participants for different types of messages that have different
    keys, but where the keys may be used in a coordinated manner.
 For these cases, the following additional items need to be
 considered:
  • Applications need to ensure that the multiple contexts stay

associated. If one of the contexts is invalidated for any reason,

    all of the contexts associated with it should also be invalidated.

Appendix B. Two Layers of Recipient Information

 All of the currently defined recipient algorithm classes only use two
 layers of the COSE structure.  The first layer (COSE_Encrypt) is the
 message content, and the second layer (COSE_Recipient) is the content
 key encryption.  However, if one uses a recipient algorithm such as
 the RSA Key Encapsulation Mechanism (RSA-KEM) (see Appendix A of RSA-
 KEM [RFC5990]), then it makes sense to have two layers of the
 COSE_Recipient structure.
 These layers would be:
  • Layer 0: The content encryption layer. This layer contains the

payload of the message.

  • Layer 1: The encryption of the CEK by a KEK.
  • Layer 2: The encryption of a long random secret using an RSA key

and a key derivation function to convert that secret into the KEK.

 This is an example of what a triple-layer message would look like.
 To make it easier to read, it is presented using the extended CBOR
 diagnostic notation (defined in [RFC8610]) rather than as a binary
 dump.  The message has the following layers:
  • Layer 0: Has content encrypted with AES-GCM using a 128-bit key.
  • Layer 1: Uses the AES Key Wrap algorithm with a 128-bit key.
  • Layer 2: Uses ECDH Ephemeral-Static direct to generate the Layer 1

key.

 In effect, this example is a decomposed version of using the ECDH-
 ES+A128KW algorithm.
 Size of binary file is 183 bytes
 96(
   [ / COSE_Encrypt /
     / protected h'a10101' / << {
         / alg / 1:1 / AES-GCM 128 /
       } >>,
     / unprotected / {
       / iv / 5:h'02d1f7e6f26c43d4868d87ce'
     },
     / ciphertext / h'64f84d913ba60a76070a9a48f26e97e863e2852948658f0
 811139868826e89218a75715b',
     / recipients / [
       [ / COSE_Recipient /
         / protected / h'',
         / unprotected / {
           / alg / 1:-3 / A128KW /
         },
         / ciphertext / h'dbd43c4e9d719c27c6275c67d628d493f090593db82
 18f11',
         / recipients / [
           [ / COSE_Recipient /
             / protected h'a1013818' / << {
                 / alg / 1:-25 / ECDH-ES + HKDF-256 /
               } >> ,
             / unprotected / {
               / ephemeral / -1:{
                 / kty / 1:2,
                 / crv / -1:1,
                 / x / -2:h'b2add44368ea6d641f9ca9af308b4079aeb519f11
 e9b8a55a600b21233e86e68',
                 / y / -3:false
               },
               / kid / 4:'meriadoc.brandybuck@buckland.example'
             },
             / ciphertext / h''
           ]
         ]
       ]
     ]
   ]
 )

Appendix C. Examples

 This appendix includes a set of examples that show the different
 features and message types that have been defined in this document.
 To make the examples easier to read, they are presented using the
 extended CBOR diagnostic notation (defined in [RFC8610]) rather than
 as a binary dump.
 A GitHub project has been created at [GitHub-Examples] that contains
 not only the examples presented in this document, but a more complete
 set of testing examples as well.  Each example is found in a JSON
 file that contains the inputs used to create the example, some of the
 intermediate values that can be used in debugging the example, and
 the output of the example presented both as a hex dump and in CBOR
 diagnostic notation format.  Some of the examples at the site are
 designed to be failure-testing cases; these are clearly marked as
 such in the JSON file.  If errors in the examples in this document
 are found, the examples on GitHub will be updated, and a note to that
 effect will be placed in the JSON file.
 As noted, the examples are presented using CBOR's diagnostic
 notation.  A Ruby-based tool exists that can convert between the
 diagnostic notation and binary.  This tool can be installed with the
 command line:
 gem install cbor-diag
 The diagnostic notation can be converted into binary files using the
 following command line:
 diag2cbor.rb < inputfile > outputfile
 The examples can be extracted from the XML version of this document
 via an XPath expression, as all of the source code is tagged with the
 attribute type='cbor-diag'.  (Depending on the XPath evaluator one is
 using, it may be necessary to deal with &gt; as an entity.)
 //sourcecode[@type='cbor-diag']/text()

C.1. Examples of Signed Messages

C.1.1. Single Signature

 This example uses the following:
  • Signature Algorithm: ECDSA w/ SHA-256, Curve P-256
 Size of binary file is 103 bytes
 98(
   [
     / protected / h'',
     / unprotected / {},
     / payload / 'This is the content.',
     / signatures / [
       [
         / protected h'a10126' / << {
             / alg / 1:-7 / ECDSA 256 /
           } >>,
         / unprotected / {
           / kid / 4:'11'
         },
         / signature / h'e2aeafd40d69d19dfe6e52077c5d7ff4e408282cbefb
 5d06cbf414af2e19d982ac45ac98b8544c908b4507de1e90b717c3d34816fe926a2b
 98f53afd2fa0f30a'
       ]
     ]
   ]
 )

C.1.2. Multiple Signers

 This example uses the following:
  • Signature Algorithm: ECDSA w/ SHA-256, Curve P-256
  • Signature Algorithm: ECDSA w/ SHA-512, Curve P-521
 Size of binary file is 277 bytes
 98(
   [
     / protected / h'',
     / unprotected / {},
     / payload / 'This is the content.',
     / signatures / [
       [
         / protected h'a10126' / << {
             / alg / 1:-7 / ECDSA 256 /
           } >>,
         / unprotected / {
           / kid / 4:'11'
         },
         / signature / h'e2aeafd40d69d19dfe6e52077c5d7ff4e408282cbefb
 5d06cbf414af2e19d982ac45ac98b8544c908b4507de1e90b717c3d34816fe926a2b
 98f53afd2fa0f30a'
       ],
       [
         / protected h'a1013823' / << {
             / alg / 1:-36 / ECDSA 521 /
           } >> ,
         / unprotected / {
           / kid / 4:'bilbo.baggins@hobbiton.example'
         },
         / signature / h'00a2d28a7c2bdb1587877420f65adf7d0b9a06635dd1
 de64bb62974c863f0b160dd2163734034e6ac003b01e8705524c5c4ca479a952f024
 7ee8cb0b4fb7397ba08d009e0c8bf482270cc5771aa143966e5a469a09f613488030
 c5b07ec6d722e3835adb5b2d8c44e95ffb13877dd2582866883535de3bb03d01753f
 83ab87bb4f7a0297'
       ]
     ]
   ]
 )

C.1.3. Signature with Criticality

 This example uses the following:
  • Signature Algorithm: ECDSA w/ SHA-256, Curve P-256
  • There is a criticality marker on the "reserved" header parameter.
 Size of binary file is 125 bytes
 98(
   [
     / protected h'a2687265736572766564f40281687265736572766564' /
     << {
         "reserved":false,
         / crit / 2:[
           "reserved"
         ]
       } >>,
     / unprotected / {},
     / payload / 'This is the content.',
     / signatures / [
       [
         / protected h'a10126' / << {
             / alg / 1:-7 / ECDSA 256 /
           } >>,
         / unprotected / {
           / kid / 4:'11'
         },
         / signature / h'3fc54702aa56e1b2cb20284294c9106a63f91bac658d
 69351210a031d8fc7c5ff3e4be39445b1a3e83e1510d1aca2f2e8a7c081c7645042b
 18aba9d1fad1bd9c'
       ]
     ]
   ]
 )

C.2. Single Signer Examples

C.2.1. Single ECDSA Signature

 This example uses the following:
  • Signature Algorithm: ECDSA w/ SHA-256, Curve P-256
 Size of binary file is 98 bytes
 18(
   [
     / protected h'a10126' / << {
         / alg / 1:-7 / ECDSA 256 /
       } >>,
     / unprotected / {
       / kid / 4:'11'
     },
     / payload / 'This is the content.',
     / signature / h'8eb33e4ca31d1c465ab05aac34cc6b23d58fef5c083106c4
 d25a91aef0b0117e2af9a291aa32e14ab834dc56ed2a223444547e01f11d3b0916e5
 a4c345cacb36'
   ]
 )

C.3. Examples of Enveloped Messages

C.3.1. Direct ECDH

 This example uses the following:
  • CEK: AES-GCM w/ 128-bit key
  • Recipient class: ECDH Ephemeral-Static, Curve P-256
 Size of binary file is 151 bytes
 96(
   [
     / protected h'a10101' / << {
         / alg / 1:1 / AES-GCM 128 /
       } >>,
     / unprotected / {
       / iv / 5:h'c9cf4df2fe6c632bf7886413'
     },
     / ciphertext / h'7adbe2709ca818fb415f1e5df66f4e1a51053ba6d65a1a0
 c52a357da7a644b8070a151b0',
     / recipients / [
       [
         / protected h'a1013818' / << {
             / alg / 1:-25 / ECDH-ES + HKDF-256 /
           } >>,
         / unprotected / {
           / ephemeral / -1:{
             / kty / 1:2,
             / crv / -1:1,
             / x / -2:h'98f50a4ff6c05861c8860d13a638ea56c3f5ad7590bbf
 bf054e1c7b4d91d6280',
             / y / -3:true
           },
           / kid / 4:'meriadoc.brandybuck@buckland.example'
         },
         / ciphertext / h''
       ]
     ]
   ]
 )

C.3.2. Direct Plus Key Derivation

 This example uses the following:
  • CEK: AES-CCM w/ 128-bit key, truncate the tag to 64 bits
  • Recipient class: Use HKDF on a shared secret with the following

implicit fields as part of the context.

  1. salt: "aabbccddeeffgghh"
  1. PartyU identity: "lighting-client"
  1. PartyV identity: "lighting-server"
  1. Supplementary Public Other: "Encryption Example 02"
 Size of binary file is 91 bytes
 96(
   [
     / protected h'a1010a' / << {
         / alg / 1:10 / AES-CCM-16-64-128 /
       } >>,
     / unprotected / {
       / iv / 5:h'89f52f65a1c580933b5261a76c'
     },
     / ciphertext / h'753548a19b1307084ca7b2056924ed95f2e3b17006dfe93
 1b687b847',
     / recipients / [
       [
         / protected h'a10129' / << {
             / alg / 1:-10
           } >>,
         / unprotected / {
           / salt / -20:'aabbccddeeffgghh',
           / kid / 4:'our-secret'
         },
         / ciphertext / h''
       ]
     ]
   ]
 )

C.3.3. Encrypted Content with External Data

 This example uses the following:
  • CEK: AES-GCM w/ 128-bit key
  • Recipient class: ECDH Static-Static, Curve P-256 with AES Key Wrap
  • Externally Supplied AAD: h'0011bbcc22dd44ee55ff660077'
 Size of binary file is 173 bytes
 96(
   [
     / protected h'a10101' / << {
         / alg / 1:1 / AES-GCM 128 /
       } >> ,
     / unprotected / {
       / iv / 5:h'02d1f7e6f26c43d4868d87ce'
     },
     / ciphertext / h'64f84d913ba60a76070a9a48f26e97e863e28529d8f5335
 e5f0165eee976b4a5f6c6f09d',
     / recipients / [
       [
         / protected / h'a101381f' / {
             \ alg \ 1:-32 \ ECDH-SS+A128KW \
           } / ,
         / unprotected / {
           / static kid / -3:'peregrin.took@tuckborough.example',
           / kid / 4:'meriadoc.brandybuck@buckland.example',
           / U nonce / -22:h'0101'
         },
         / ciphertext / h'41e0d76f579dbd0d936a662d54d8582037de2e366fd
 e1c62'
       ]
     ]
   ]
 )

C.4. Examples of Encrypted Messages

C.4.1. Simple Encrypted Message

 This example uses the following:
  • CEK: AES-CCM w/ 128-bit key and a 64-bit tag
 Size of binary file is 52 bytes
 16(
   [
     / protected h'a1010a' / << {
         / alg / 1:10 / AES-CCM-16-64-128 /
       } >> ,
     / unprotected / {
       / iv / 5:h'89f52f65a1c580933b5261a78c'
     },
     / ciphertext / h'5974e1b99a3a4cc09a659aa2e9e7fff161d38ce71cb45ce
 460ffb569'
   ]
 )

C.4.2. Encrypted Message with a Partial IV

 This example uses the following:
  • CEK: AES-CCM w/ 128-bit key and a 64-bit tag
  • Prefix for IV is 89F52F65A1C580933B52
 Size of binary file is 41 bytes
 16(
   [
     / protected h'a1010a' / << {
         / alg / 1:10 / AES-CCM-16-64-128 /
       } >> ,
     / unprotected / {
       / partial iv / 6:h'61a7'
     },
     / ciphertext / h'252a8911d465c125b6764739700f0141ed09192de139e05
 3bd09abca'
   ]
 )

C.5. Examples of MACed Messages

C.5.1. Shared Secret Direct MAC

 This example uses the following:
  • MAC: AES-CMAC, 256-bit key, truncated to 64 bits
  • Recipient class: direct shared secret
 Size of binary file is 57 bytes
 97(
   [
     / protected h'a1010f' / << {
         / alg / 1:15 / AES-CBC-MAC-256//64 /
       } >> ,
     / unprotected / {},
     / payload / 'This is the content.',
     / tag / h'9e1226ba1f81b848',
     / recipients / [
       [
         / protected / h'',
         / unprotected / {
           / alg / 1:-6 / direct /,
           / kid / 4:'our-secret'
         },
         / ciphertext / h''
       ]
     ]
   ]
 )

C.5.2. ECDH Direct MAC

 This example uses the following:
  • MAC: HMAC w/SHA-256, 256-bit key
  • Recipient class: ECDH key agreement, two static keys, HKDF w/

context structure

 Size of binary file is 214 bytes
 97(
   [
     / protected h'a10105' / << {
         / alg / 1:5 / HMAC 256//256 /
       } >> ,
     / unprotected / {},
     / payload / 'This is the content.',
     / tag / h'81a03448acd3d305376eaa11fb3fe416a955be2cbe7ec96f012c99
 4bc3f16a41',
     / recipients / [
       [
         / protected h'a101381a' / << {
             / alg / 1:-27 / ECDH-SS + HKDF-256 /
           } >> ,
         / unprotected / {
           / static kid / -3:'peregrin.took@tuckborough.example',
           / kid / 4:'meriadoc.brandybuck@buckland.example',
           / U nonce / -22:h'4d8553e7e74f3c6a3a9dd3ef286a8195cbf8a23d
 19558ccfec7d34b824f42d92bd06bd2c7f0271f0214e141fb779ae2856abf585a583
 68b017e7f2a9e5ce4db5'
         },
         / ciphertext / h''
       ]
     ]
   ]
 )

C.5.3. Wrapped MAC

 This example uses the following:
  • MAC: AES-MAC, 128-bit key, truncated to 64 bits
  • Recipient class: AES Key Wrap w/ a preshared 256-bit key
 Size of binary file is 109 bytes
 97(
   [
     / protected h'a1010e' / << {
         / alg / 1:14 / AES-CBC-MAC-128//64 /
       } >> ,
     / unprotected / {},
     / payload / 'This is the content.',
     / tag / h'36f5afaf0bab5d43',
     / recipients / [
       [
         / protected / h'',
         / unprotected / {
           / alg / 1:-5 / A256KW /,
           / kid / 4:'018c0ae5-4d9b-471b-bfd6-eef314bc7037'
         },
         / ciphertext / h'711ab0dc2fc4585dce27effa6781c8093eba906f227
 b6eb0'
       ]
     ]
   ]
 )

C.5.4. Multi-Recipient MACed Message

 This example uses the following:
  • MAC: HMAC w/ SHA-256, 128-bit key
  • Recipient class: Uses two different methods.
    1.  ECDH Ephemeral-Static, Curve P-521, AES Key Wrap w/ 128-bit
        key
    2.  AES Key Wrap w/ 256-bit key
 Size of binary file is 309 bytes
 97(
   [
     / protected h'a10105' / << {
         / alg / 1:5 / HMAC 256//256 /
       } >> ,
     / unprotected / {},
     / payload / 'This is the content.',
     / tag / h'bf48235e809b5c42e995f2b7d5fa13620e7ed834e337f6aa43df16
 1e49e9323e',
     / recipients / [
       [
         / protected h'a101381c' / << {
             / alg / 1:-29 / ECDH-ES+A128KW /
           } >> ,
         / unprotected / {
           / ephemeral / -1:{
             / kty / 1:2,
             / crv / -1:3,
             / x / -2:h'0043b12669acac3fd27898ffba0bcd2e6c366d53bc4db
 71f909a759304acfb5e18cdc7ba0b13ff8c7636271a6924b1ac63c02688075b55ef2
 d613574e7dc242f79c3',
             / y / -3:true
           },
           / kid / 4:'bilbo.baggins@hobbiton.example'
         },
         / ciphertext / h'339bc4f79984cdc6b3e6ce5f315a4c7d2b0ac466fce
 a69e8c07dfbca5bb1f661bc5f8e0df9e3eff5'
       ],
       [
         / protected / h'',
         / unprotected / {
           / alg / 1:-5 / A256KW /,
           / kid / 4:'018c0ae5-4d9b-471b-bfd6-eef314bc7037'
         },
         / ciphertext / h'0b2c7cfce04e98276342d6476a7723c090dfdd15f9a
 518e7736549e998370695e6d6a83b4ae507bb'
       ]
     ]
   ]
 )

C.6. Examples of MAC0 Messages

C.6.1. Shared-Secret Direct MAC

 This example uses the following:
  • MAC: AES-CMAC, 256-bit key, truncated to 64 bits
  • Recipient class: direct shared secret
 Size of binary file is 37 bytes
 17(
   [
     / protected h'a1010f' / << {
         / alg / 1:15 / AES-CBC-MAC-256//64 /
       } >> ,
     / unprotected / {},
     / payload / 'This is the content.',
     / tag / h'726043745027214f'
   ]
 )
 Note that this example uses the same inputs as Appendix C.5.1.

C.7. COSE Keys

C.7.1. Public Keys

 This is an example of a COSE Key Set.  This example includes the
 public keys for all of the previous examples.
 In order, the keys are:
  • An EC key with a kid of "meriadoc.brandybuck@buckland.example"
  • An EC key with a kid of "11"
  • An EC key with a kid of "bilbo.baggins@hobbiton.example"
  • An EC key with a kid of "peregrin.took@tuckborough.example"
 Size of binary file is 481 bytes
 [
   {
     -1:1,
     -2:h'65eda5a12577c2bae829437fe338701a10aaa375e1bb5b5de108de439c0
 8551d',
     -3:h'1e52ed75701163f7f9e40ddf9f341b3dc9ba860af7e0ca7ca7e9eecd008
 4d19c',
     1:2,
     2:'meriadoc.brandybuck@buckland.example'
   },
   {
     -1:1,
     -2:h'bac5b11cad8f99f9c72b05cf4b9e26d244dc189f745228255a219a86d6a
 09eff',
     -3:h'20138bf82dc1b6d562be0fa54ab7804a3a64b6d72ccfed6b6fb6ed28bbf
 c117e',
     1:2,
     2:'11'
   },
   {
     -1:3,
     -2:h'0072992cb3ac08ecf3e5c63dedec0d51a8c1f79ef2f82f94f3c737bf5de
 7986671eac625fe8257bbd0394644caaa3aaf8f27a4585fbbcad0f2457620085e5c8
 f42ad',
     -3:h'01dca6947bce88bc5790485ac97427342bc35f887d86d65a089377e247e
 60baa55e4e8501e2ada5724ac51d6909008033ebc10ac999b9d7f5cc2519f3fe1ea1
 d9475',
     1:2,
     2:'bilbo.baggins@hobbiton.example'
   },
   {
     -1:1,
     -2:h'98f50a4ff6c05861c8860d13a638ea56c3f5ad7590bbfbf054e1c7b4d91
 d6280',
     -3:h'f01400b089867804b8e9fc96c3932161f1934f4223069170d924b7e03bf
 822bb',
     1:2,
     2:'peregrin.took@tuckborough.example'
   }
 ]

C.7.2. Private Keys

 This is an example of a COSE Key Set.  This example includes the
 private keys for all of the previous examples.
 In order the keys are:
  • An EC key with a kid of "meriadoc.brandybuck@buckland.example"
  • An EC key with a kid of "11"
  • An EC key with a kid of "bilbo.baggins@hobbiton.example"
  • A shared-secret key with a kid of "our-secret"
  • An EC key with a kid of "peregrin.took@tuckborough.example"
  • A shared-secret key with kid "our-secret2"
  • A shared-secret key with a kid of "018c0ae5-4d9b-471b-

bfd6-eef314bc7037"

 Size of binary file is 816 bytes
 [
   {
     1:2,
     2:'meriadoc.brandybuck@buckland.example',
     -1:1,
     -2:h'65eda5a12577c2bae829437fe338701a10aaa375e1bb5b5de108de439c0
 8551d',
     -3:h'1e52ed75701163f7f9e40ddf9f341b3dc9ba860af7e0ca7ca7e9eecd008
 4d19c',
     -4:h'aff907c99f9ad3aae6c4cdf21122bce2bd68b5283e6907154ad911840fa
 208cf'
   },
   {
     1:2,
     2:'11',
     -1:1,
     -2:h'bac5b11cad8f99f9c72b05cf4b9e26d244dc189f745228255a219a86d6a
 09eff',
     -3:h'20138bf82dc1b6d562be0fa54ab7804a3a64b6d72ccfed6b6fb6ed28bbf
 c117e',
     -4:h'57c92077664146e876760c9520d054aa93c3afb04e306705db609030850
 7b4d3'
   },
   {
     1:2,
     2:'bilbo.baggins@hobbiton.example',
     -1:3,
     -2:h'0072992cb3ac08ecf3e5c63dedec0d51a8c1f79ef2f82f94f3c737bf5de
 7986671eac625fe8257bbd0394644caaa3aaf8f27a4585fbbcad0f2457620085e5c8
 f42ad',
     -3:h'01dca6947bce88bc5790485ac97427342bc35f887d86d65a089377e247e
 60baa55e4e8501e2ada5724ac51d6909008033ebc10ac999b9d7f5cc2519f3fe1ea1
 d9475',
     -4:h'00085138ddabf5ca975f5860f91a08e91d6d5f9a76ad4018766a476680b
 55cd339e8ab6c72b5facdb2a2a50ac25bd086647dd3e2e6e99e84ca2c3609fdf177f
 eb26d'
   },
   {
     1:4,
     2:'our-secret',
     -1:h'849b57219dae48de646d07dbb533566e976686457c1491be3a76dcea6c4
 27188'
   },
   {
     1:2,
     -1:1,
     2:'peregrin.took@tuckborough.example',
     -2:h'98f50a4ff6c05861c8860d13a638ea56c3f5ad7590bbfbf054e1c7b4d91
 d6280',
     -3:h'f01400b089867804b8e9fc96c3932161f1934f4223069170d924b7e03bf
 822bb',
     -4:h'02d1f7e6f26c43d4868d87ceb2353161740aacf1f7163647984b522a848
 df1c3'
   },
   {
     1:4,
     2:'our-secret2',
     -1:h'849b5786457c1491be3a76dcea6c4271'
   },
   {
     1:4,
     2:'018c0ae5-4d9b-471b-bfd6-eef314bc7037',
     -1:h'849b57219dae48de646d07dbb533566e976686457c1491be3a76dcea6c4
 27188'
   }
 ]

Acknowledgments

 This document is a product of the COSE Working Group of the IETF.
 The following individuals are to blame for getting me started on this
 project in the first place: Richard Barnes, Matt Miller, and Martin
 Thomson.
 The initial draft version of the specification was based to some
 degree on the outputs of the JOSE and S/MIME Working Groups.
 The following individuals provided input into the final form of the
 document: Carsten Bormann, John Bradley, Brian Campbell, Michael
 B. Jones, Ilari Liusvaara, Francesca Palombini, Ludwig Seitz, and
 Göran Selander.

Author's Address

 Jim Schaad
 August Cellars

Internet Engineering Task Force (IETF) J. Schaad Request for Comments: 9338 August Cellars STD: 96 December 2022 Updates: 9052 Category: Standards Track ISSN: 2070-1721

    CBOR Object Signing and Encryption (COSE): Countersignatures

Abstract

 Concise Binary Object Representation (CBOR) is a data format designed
 for small code size and small message size.  CBOR Object Signing and
 Encryption (COSE) defines a set of security services for CBOR.  This
 document defines a countersignature algorithm along with the needed
 header parameters and CBOR tags for COSE.  This document updates RFC
 9052.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc9338.

Copyright Notice

 Copyright (c) 2022 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Revised BSD License text as described in Section 4.e of the
 Trust Legal Provisions and are provided without warranty as described
 in the Revised BSD License.

Table of Contents

 1.  Introduction
   1.1.  Requirements Terminology
   1.2.  CBOR Grammar
   1.3.  Document Terminology
 2.  Countersignature Header Parameters
 3.  Version 2 Countersignatures
   3.1.  Full Countersignatures
   3.2.  Abbreviated Countersignatures
   3.3.  Signing and Verification Process
 4.  CBOR Encoding Restrictions
 5.  IANA Considerations
   5.1.  CBOR Tags Registry
   5.2.  COSE Header Parameters Registry
 6.  Security Considerations
 7.  References
   7.1.  Normative References
   7.2.  Informative References
 Appendix A.  Examples
   A.1.  Examples of Signed Messages
     A.1.1.  Countersignature
   A.2.  Examples of Signed1 Messages
     A.2.1.  Countersignature
   A.3.  Examples of Enveloped Messages
     A.3.1.  Countersignature on Encrypted Content
   A.4.  Examples of Encrypted Messages
     A.4.1.  Countersignature on Encrypted Content
   A.5.  Examples of MACed Messages
     A.5.1.  Countersignature on MAC Content
   A.6.  Examples of MAC0 Messages
     A.6.1.  Countersignature on MAC0 Content
 Acknowledgments
 Author's Address

1. Introduction

 There has been an increased focus on small, constrained devices that
 make up the Internet of Things (IoT).  One of the standards that has
 come out of this process is "Concise Binary Object Representation
 (CBOR)" [RFC8949].  CBOR extended the data model of the JavaScript
 Object Notation (JSON) [STD90] by allowing for binary data, among
 other changes.  CBOR has been adopted by several of the IETF working
 groups dealing with the IoT world as their method of encoding data
 structures.  CBOR was designed specifically to be small in terms of
 both messages transported and implementation size and to have a
 schema-free decoder.  A need exists to provide message security
 services for IoT, and using CBOR as the message-encoding format makes
 sense.
 A countersignature is a second signature that confirms the primary
 signature.  During the process of advancing CBOR Object Signing and
 Encryption (COSE) to Internet Standard, it was noticed that the
 description of the security properties of countersignatures was
 incorrect for the COSE_Sign1 structure mentioned in Section 4.5 of
 [RFC8152].  To remedy this situation, the COSE Working Group decided
 to remove all of the countersignature text from [RFC9052], which
 obsoletes [RFC8152].  This document defines a new countersignature
 with the desired security properties.
 The problem with the previous countersignature algorithm was that the
 cryptographically computed value was not always included.  The
 initial assumption that the cryptographic value was in the third slot
 of the array was known not to be true at the time, but in the case of
 the Message Authentication Code (MAC) structures this was not deemed
 to be an issue.  The new algorithm defined in this document requires
 the inclusion of more values for the countersignature computation.
 The exception to this is the COSE_Signature structure where there is
 no cryptographically computed value.
 The new algorithm defined in this document is designed to produce the
 same countersignature value in those cases where the computed
 cryptographic value was already included.  This means that for those
 structures the only thing that would need to be done is to change the
 value of the header parameter.
 With the publication of this document, implementers are encouraged to
 migrate uses of the previous countersignature algorithm to the one
 specified in this document.  In particular, uses of
 "CounterSignature" will migrate to "CounterSignatureV2", and uses of
 "CounterSignature0" will migrate to "CounterSignature0V2".  In
 addition, verification of "CounterSignature" must be supported by new
 implementations to remain compatible with senders that adhere to
 [RFC8152], which assumes that all implementations will understand
 "CounterSignature" as header parameter label 7.  Likewise,
 verification of "CounterSignature0" may be supported for further
 compatibility.

1.1. Requirements Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.

1.2. CBOR Grammar

 CBOR grammar in this document uses the Concise Data Definition
 Language (CDDL) [RFC8610].
 The collected CDDL can be extracted from the XML version of this
 document via the XPath expression below.  (Depending on the XPath
 evaluator one is using, it may be necessary to deal with &gt; as an
 entity.)
       //sourcecode[@type='cddl']/text()
 CDDL expects the initial non-terminal symbol to be the first symbol
 in the file.  For this reason, the first fragment of CDDL is
 presented here.
       start = COSE_Countersignature_Tagged / Internal_Types
       ; This is defined to make the tool quieter:
       Internal_Types = Countersign_structure / COSE_Countersignature0
 The non-terminal Internal_Types is defined for dealing with the
 automated validation tools used during the writing of this document.
 It references those non-terminals that are used for security
 computations but are not emitted for transport.

1.3. Document Terminology

 In this document, we use the following terminology.
 "Byte" is a synonym for "octet".
 The Constrained Application Protocol (CoAP) is a specialized web
 transfer protocol for use in constrained systems.  It is defined in
 [RFC7252].
 "Context" is used throughout this document to represent information
 that is not part of the COSE message.  Information that is part of
 the context can come from different sources, including protocol
 interactions, associated key structures, and application
 configuration.  The context to use can be implicit, identified using
 either the "kid context" header parameter defined in [RFC8613] or a
 protocol-specific identifier.  Context should generally be included
 in the cryptographic construction; for more details, see Section 4.4
 of [RFC9052].
 The term "byte string" is used for sequences of bytes, while the term
 "text string" is used for sequences of characters.

2. Countersignature Header Parameters

 This section defines a set of common header parameters.  A summary of
 these header parameters can be found in Table 1.  This table should
 be consulted to determine the value of the label and the type of the
 value.
 The set of header parameters defined in this section is:
 V2 countersignature:  This header parameter holds one or more
    countersignature values.  Countersignatures provide a method of
    having a second party sign some data.  The countersignature header
    parameter can occur as an unprotected attribute in any of the
    following structures that are defined in [RFC9052]: COSE_Sign1,
    COSE_Signature, COSE_Encrypt, COSE_recipient, COSE_Encrypt0,
    COSE_Mac, and COSE_Mac0.  Details of version 2 countersignatures
    are found in Section 3.
 +=================+=====+==========================+================+
 |Name             |Label| Value Type               |Description     |
 +=================+=====+==========================+================+
 |Countersignature |11   | COSE_Countersignature /  |V2              |
 |version 2        |     | [+ COSE_Countersignature |countersignature|
 |                 |     | ]                        |attribute       |
 +-----------------+-----+--------------------------+----------------+
 |Countersignature0|12   | COSE_Countersignature0   |V2 Abbreviated  |
 |version 2        |     |                          |Countersignature|
 +-----------------+-----+--------------------------+----------------+
                   Table 1: Common Header Parameters
 The CDDL fragment that represents the set of header parameters
 defined in this section is given below.  Each of the header
 parameters is tagged as optional because they do not need to be in
 every map; however, the header parameters required in specific maps
 are discussed above.
       CountersignatureV2_header = (
           ? 11 => COSE_Countersignature / [+ COSE_Countersignature]
       )
       Countersignature0V2_header = (
           ? 12 => COSE_Countersignature0
       )

3. Version 2 Countersignatures

 A countersignature is normally defined as a second signature that
 confirms a primary signature.  A normal example of a countersignature
 is the signature that a notary public places on a document as
 witnessing that you have signed the document.  A notary typically
 includes a timestamp to indicate when notarization occurs; however,
 such a timestamp has not yet been defined for COSE.  A timestamp,
 once defined in a future document, might be included as a protected
 header parameter.  Thus, applying a countersignature to either the
 COSE_Signature or COSE_Sign1 objects matches this traditional
 definition.  This document extends the context of a countersignature
 to allow it to be applied to all of the security structures defined.
 The countersignature needs to be treated as a separate operation from
 the initial operation even if it is applied by the same user, as is
 done in [GROUP-OSCORE].
 COSE supports two different forms for countersignatures.  Full
 countersignatures use the structure COSE_Countersignature, which has
 the same structure as COSE_Signature.  Thus, full countersignatures
 can have protected and unprotected attributes, including chained
 countersignatures.  Abbreviated countersignatures use the structure
 COSE_Countersignature0.  This structure only contains the signature
 value and nothing else.  The structures cannot be converted between
 each other; as the signature computation includes a parameter
 identifying which structure is being used, the converted structure
 will fail signature validation.
 The version 2 countersignature changes the algorithm used for
 computing the signature from the original version that is specified
 in Section 4.5 of [RFC8152].  The new version now includes the
 cryptographic material generated for all of the structures rather
 than just for a subset.
 COSE was designed for uniformity in how the data structures are
 specified.  One result of this is that for COSE one can expand the
 concept of countersignatures beyond just the idea of signing a
 signature to being able to sign most of the structures without having
 to create a new signing layer.  When creating a countersignature, one
 needs to be clear about the security properties that result.  When
 done on a COSE_Signature or COSE_Sign1, the normal countersignature
 semantics are preserved.  That is, the countersignature makes a
 statement about the existence of a signature and, when used with a
 yet-to-be-specified timestamp, a point in time at which the signature
 exists.  When done on a COSE_Mac or COSE_Mac0, the payload is
 included as well as the MAC value.  When done on a COSE_Encrypt or
 COSE_Encrypt0, the existence of the encrypted data is attested to.
 It should be noted that there is a distinction between attesting to
 the encrypted data as opposed to attesting to the unencrypted data.
 If the latter is what is desired, then one needs to apply a signature
 to the data and then encrypt that.  It is always possible to
 construct cases where the use of two different keys results in
 successful decryption, where the tag check succeeds, but two
 completely different plaintexts are produced.  This situation is not
 detectable by a countersignature on the encrypted data.

3.1. Full Countersignatures

 The COSE_Countersignature structure allows for the same set of
 capabilities as a COSE_Signature.  This means that all of the
 capabilities of a signature are duplicated with this structure.
 Specifically, the countersigner does not need to be related to the
 producer of what is being countersigned, as key and algorithm
 identification can be placed in the countersignature attributes.
 This also means that the countersignature can itself be
 countersigned.  This is a feature required by protocols such as long-
 term archiving services.  More information on how countersignatures
 are used can be found in the evidence record syntax described in
 [RFC4998].
 The full countersignature structure can be encoded as either tagged
 or untagged, depending on the context.  A tagged
 COSE_Countersignature structure is identified by the CBOR tag 19.
 The countersignature structure is the same as that used for a signer
 on a signed object.  The CDDL fragment for full countersignatures is:
       COSE_Countersignature_Tagged = #6.19(COSE_Countersignature)
       COSE_Countersignature = COSE_Signature
 The details of the fields of a countersignature can be found in
 Section 4.1 of [RFC9052].
 An example of a countersignature on a signature can be found in
 Appendix A.1.1.  An example of a countersignature in an encryption
 object can be found in Appendix A.3.1.
 It should be noted that only a signature algorithm with appendix (see
 Section 8.1 of [RFC9052]) can be used for countersignatures.  This is
 because the body should be able to be processed without having to
 evaluate the countersignature, and this is not possible for signature
 schemes with message recovery.

3.2. Abbreviated Countersignatures

 Abbreviated countersignatures support encrypted group messaging where
 identification of the message originator is required but there is a
 desire to keep the countersignature as small as possible.  For
 abbreviated countersignatures, there is no provision for any
 protected attributes related to the signing operation.  That is, the
 parameters for computing or verifying the abbreviated
 countersignature are provided by the same context used to describe
 the encryption, signature, or MAC processing.
 The CDDL fragment for the abbreviated countersignatures is:
       COSE_Countersignature0 = bstr
 The byte string representing the signature value is placed in the
 Countersignature0 attribute.  This attribute is then encoded as an
 unprotected header parameter.

3.3. Signing and Verification Process

 In order to create a signature, a well-defined byte string is needed.
 The Countersign_structure is used to create the canonical form.  This
 signing and verification process takes in the countersignature target
 structure (COSE_Signature, COSE_Sign1, COSE_Sign, COSE_Mac,
 COSE_Mac0, COSE_Encrypt, or COSE_Encrypt0), the signer information
 (COSE_Signature), and the application data (external source).  A
 Countersign_structure is a CBOR array.  The target structure of the
 countersignature needs to have all of its cryptographic functions
 finalized before computing the signature.  The fields of the
 Countersign_structure, in order, are:
 context:  A context text string identifying the context of the
    signature.  The context text string is one of the following:
  • "CounterSignature" for countersignatures using the

COSE_Countersignature structure when other_fields is absent.

  • "CounterSignature0" for countersignatures using the

COSE_Countersignature0 structure when other_fields is absent.

  • "CounterSignatureV2" for countersignatures using the

COSE_Countersignature structure when other_fields is present.

  • "CounterSignature0V2" for countersignatures using the

COSE_Countersignature0 structure when other_fields is present.

 body_protected:  The serialized protected attributes from the target
    structure, encoded in a bstr type.  If there are no protected
    attributes, a zero-length byte string is used.
 sign_protected:  The serialized protected attributes from the signer
    structure, encoded in a bstr type.  If there are no protected
    attributes, a zero-length byte string is used.  This field is
    omitted for the Countersignature0V2 attribute.
 external_aad:  The externally supplied additional authenticated data
    (AAD) from the application, encoded in a bstr type.  If this field
    is not supplied, it defaults to a zero-length byte string.  (See
    Section 4.4 of [RFC9052] for application guidance on constructing
    this field.)
 payload:  The payload to be signed, encoded in a bstr type.  The
    payload is placed here independently of how it is transported.
 other_fields:  Omitted if there are only two bstr fields in the
    target structure.  This field is an array of all bstr fields after
    the second.  As an example, this would be an array of one element
    for the COSE_Sign1 structure containing the signature value.
 The CDDL fragment that describes the above text is:
       Countersign_structure = [
         context : "CounterSignature" / "CounterSignature0" /
                   "CounterSignatureV2" / "CounterSignature0V2" /,
         body_protected : empty_or_serialized_map,
         ? sign_protected : empty_or_serialized_map,
         external_aad : bstr,
         payload : bstr,
         ? other_fields : [+ bstr ]
       ]
 How to compute a countersignature:
 1.  Create a Countersign_structure and populate it with the
     appropriate fields.
 2.  Create the value ToBeSigned by encoding the Countersign_structure
     to a byte string, using the encoding described in Section 4.
 3.  Call the signature creation algorithm passing in K (the key to
     sign with), alg (the algorithm to sign with), and ToBeSigned (the
     value to sign).
 4.  Place the resulting signature value in the correct location.
     This is the "signature" field of the COSE_Countersignature
     structure for full countersignatures (see Section 3.1).  This is
     the value of the Countersignature0 attribute for abbreviated
     countersignatures (see Section 3.2).
 The steps for verifying a countersignature:
 1.  Create a Countersign_structure and populate it with the
     appropriate fields.
 2.  Create the value ToBeSigned by encoding the Countersign_structure
     to a byte string, using the encoding described in Section 4.
 3.  Call the signature verification algorithm passing in K (the key
     to verify with), alg (the algorithm used to sign with),
     ToBeSigned (the value to sign), and sig (the signature to be
     verified).
 In addition to performing the signature verification, the application
 performs the appropriate checks to ensure that the key is correctly
 paired with the signing identity and that the signing identity is
 authorized before performing actions.

4. CBOR Encoding Restrictions

 The deterministic encoding rules are defined in Section 4.2 of
 [RFC8949].  These rules are further narrowed in Section 9 of
 [RFC9052].  The narrowed deterministic encoding rules MUST be used to
 ensure that all implementations generate the same byte string for the
 "to be signed" value.

5. IANA Considerations

 The registries and registrations listed below were created during the
 processing of [RFC8152].  The majority of the actions are to update
 the references to point to this document.

5.1. CBOR Tags Registry

 IANA created a registry titled "CBOR Tags" registry as part of
 processing RFC 7049, which was subsequently replaced by [RFC8949].
 IANA has assigned a new tag for the CounterSignature type in the
 "CBOR Tags" registry.
 Tag:  19
 Data Item:  COSE_Countersignature
 Semantics:  COSE standalone V2 countersignature
 Reference:  RFC 9338

5.2. COSE Header Parameters Registry

 IANA created a registry titled "COSE Header Parameters" as part of
 processing [RFC8152].
 IANA has registered the Countersignature version 2 (label 11) and
 Countersignature0 version 2 (label 12) in the "COSE Header
 Parameters" registry.  For these entries, the "Value Type" and
 "Description" are shown in Table 1, the "Value Registry" is blank,
 and the "Reference" is "RFC 9338".
 +=================+=====+==========================+================+
 |Name             |Label| Value Type               |Description     |
 +=================+=====+==========================+================+
 |Countersignature |11   | COSE_Countersignature /  |V2              |
 |version 2        |     | [+ COSE_Countersignature |countersignature|
 |                 |     | ]                        |attribute       |
 +-----------------+-----+--------------------------+----------------+
 |Countersignature0|12   | COSE_Countersignature0   |V2 Abbreviated  |
 |version 2        |     |                          |Countersignature|
 +-----------------+-----+--------------------------+----------------+
                 Table 2: New Common Header Parameters
 IANA has modified the existing "Description" field for "counter
 signature" (7) and "CounterSignature0" (9) to include the words
 "(Deprecated by RFC 9338)".

6. Security Considerations

 Please review the Security Considerations section in [RFC9052]; these
 considerations apply to this document as well, especially the need
 for implementations to protect private key material.
 When either COSE_Encrypt or COSE_Mac is used and more than two
 parties share the key, data origin authentication is not provided.
 Any party that knows the message-authentication key can compute a
 valid authentication tag; therefore, the contents could originate
 from any one of the parties that share the key.
 Countersignatures of COSE_Encrypt and COSE_Mac with short
 authentication tags do not provide the security properties associated
 with the same algorithm used in COSE_Sign.  To provide 128-bit
 security against collision attacks, the tag length MUST be at least
 256 bits.  A countersignature of a COSE_Mac with AES-MAC (using a
 128-bit key or larger) provides at most 64 bits of integrity
 protection.  Similarly, a countersignature of a COSE_Encrypt with
 AES-CCM-16-64-128 provides at most 32 bits of integrity protection.

7. References

7.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC9052]  Schaad, J., "CBOR Object Signing and Encryption (COSE):
            Structures and Process", STD 96, RFC 9052,
            DOI 10.17487/RFC9052, August 2022,
            <https://www.rfc-editor.org/info/rfc9052>.

7.2. Informative References

 [CBORDIAG] Bormann, C., "CBOR diagnostic utilities", commit 1952a04,
            September 2022, <https://github.com/cabo/cbor-diag>.
 [GROUP-OSCORE]
            Tiloca, M., Selander, G., Palombini, F., Mattsson, J., and
            J. Park, "Group OSCORE - Secure Group Communication for
            CoAP", Work in Progress, Internet-Draft, draft-ietf-core-
            oscore-groupcomm-16, 24 October 2022,
            <https://datatracker.ietf.org/doc/html/draft-ietf-core-
            oscore-groupcomm-16>.
 [RFC4998]  Gondrom, T., Brandner, R., and U. Pordesch, "Evidence
            Record Syntax (ERS)", RFC 4998, DOI 10.17487/RFC4998,
            August 2007, <https://www.rfc-editor.org/info/rfc4998>.
 [RFC7252]  Shelby, Z., Hartke, K., and C. Bormann, "The Constrained
            Application Protocol (CoAP)", RFC 7252,
            DOI 10.17487/RFC7252, June 2014,
            <https://www.rfc-editor.org/info/rfc7252>.
 [RFC8152]  Schaad, J., "CBOR Object Signing and Encryption (COSE)",
            RFC 8152, DOI 10.17487/RFC8152, July 2017,
            <https://www.rfc-editor.org/info/rfc8152>.
 [RFC8610]  Birkholz, H., Vigano, C., and C. Bormann, "Concise Data
            Definition Language (CDDL): A Notational Convention to
            Express Concise Binary Object Representation (CBOR) and
            JSON Data Structures", RFC 8610, DOI 10.17487/RFC8610,
            June 2019, <https://www.rfc-editor.org/info/rfc8610>.
 [RFC8613]  Selander, G., Mattsson, J., Palombini, F., and L. Seitz,
            "Object Security for Constrained RESTful Environments
            (OSCORE)", RFC 8613, DOI 10.17487/RFC8613, July 2019,
            <https://www.rfc-editor.org/info/rfc8613>.
 [RFC8949]  Bormann, C. and P. Hoffman, "Concise Binary Object
            Representation (CBOR)", STD 94, RFC 8949,
            DOI 10.17487/RFC8949, December 2020,
            <https://www.rfc-editor.org/info/rfc8949>.
 [STD90]    Bray, T., Ed., "The JavaScript Object Notation (JSON) Data
            Interchange Format", STD 90, RFC 8259, December 2017.
            <https://www.rfc-editor.org/info/std90>

Appendix A. Examples

 This appendix includes a set of examples that show the different
 features and message types that have been defined in this document.
 To make the examples easier to read, they are presented using the
 extended CBOR diagnostic notation (defined in [RFC8610]) rather than
 as a binary dump.
 The examples are presented using the CBOR diagnostic notation.  A
 Ruby-based tool exists [CBORDIAG] that can convert between the
 diagnostic notation and binary.  The referenced webpage includes
 installation instructions.
 The diagnostic notation can be converted into binary files using the
 following command line:
 diag2cbor.rb < inputfile > outputfile
 The examples can be extracted from the XML version of this document
 via an XPath expression, as all of the sourcecode is tagged with the
 attribute 'type="cbor-diag"'.  (Depending on the XPath evaluator one
 is using, it may be necessary to deal with &gt; as an entity.)
 //sourcecode[@type='cbor-diag']/text()
 This appendix uses the following terms:
 AES-GCM:  AES Galois/Counter Mode
 CEK:  content-encryption key
 ECDH:  Elliptic Curve Diffie-Hellman
 ECDH-ES:  Elliptic Curve Diffie-Hellman Ephemeral Static
 ECDSA:  Elliptic Curve Digital Signature Algorithm
 EdDSA:  Edwards-curve Digital Signature Algorithm
 HKDF:  HMAC-based Key Derivation Function
 HMAC:  Hashed Message Authentication Code

A.1. Examples of Signed Messages

A.1.1. Countersignature

 This example uses the following:
 Signature Algorithm:  ECDSA with SHA-256, Curve P-256
 The same header parameters are used for both the signature and the
 countersignature.
 The size of the binary file is 180 bytes.
 98(
   [
     / protected / h'',
     / unprotected / {
       / countersign / 11:[
         / protected  h'a10126' / << {
             / alg / 1:-7 / ECDSA 256 /
           } >>,
         / unprotected / {
           / kid / 4: '11'
         },
         / signature / h'5ac05e289d5d0e1b0a7f048a5d2b643813ded50bc9e4
 9220f4f7278f85f19d4a77d655c9d3b51e805a74b099e1e085aacd97fc29d72f887e
 8802bb6650cceb2c'
       ]
     },
     / payload / 'This is the content.',
     / signatures / [
       [
         / protected h'a10126' / << {
             / alg / 1:-7 / ECDSA 256 /
           } >>,
         / unprotected / {
           / kid / 4: '11'
         },
         / signature / h'e2aeafd40d69d19dfe6e52077c5d7ff4e408282cbefb
 5d06cbf414af2e19d982ac45ac98b8544c908b4507de1e90b717c3d34816fe926a2b
 98f53afd2fa0f30a'
       ]
     ]
   ]
 )

A.2. Examples of Signed1 Messages

A.2.1. Countersignature

 This example uses the following:
 Signature Algorithm:  ECDSA with SHA-256, Curve P-256
 Countersignature Algorithm:  ECDSA with SHA-512, Curve P-521
 The size of the binary file is 275 bytes.
 18(
   [
     / protected h'A201260300' / << {
       / alg / 1:-7, / ECDSA 256 /
       / ctyp / 3:0
     } >>,
     / unprotected / {
       / kid / 4: '11',
       / countersign / 11: [
         / protected h'A1013823' / << {
           / alg / 1:-36 / ECDSA 512 /
         } >>,
         / unprotected / {
           / kid / 4: 'bilbo.baggins@hobbiton.example'
         },
         / signature / h'01B1291B0E60A79C459A4A9184A0D393E034B34AF069
 A1CCA34F5A913AFFFF698002295FA9F8FCBFB6FDFF59132FC0C406E98754A98F1FBF
 E81C03095F481856BC470170227206FA5BEE3C0431C56A66824E7AAF692985952E31
 271434B2BA2E47A335C658B5E995AEB5D63CF2D0CED367D3E4CC8FFFD53B70D115BA
 A9E86961FBD1A5CF'
       ]
     },
     / payload / 'This is the content.',
     / signature / h'BB587D6B15F47BFD54D2CBFCECEF75451E92B08A514BD439
 FA3AA65C6AC92DF0D7328C4A47529B32ADD3DD1B4E940071C021E9A8F2641F1D8E3B
 053DDD65AE52'
   ]
 )

A.3. Examples of Enveloped Messages

A.3.1. Countersignature on Encrypted Content

 This example uses the following:
 CEK:  AES-GCM with 128-bit key
 Recipient Class:  ECDH Ephemeral-Static, Curve P-256
 Countersignature Algorithm:  ECDSA with SHA-512, Curve P-521
 The size of the binary file is 326 bytes.
 96(
   [
     / protected h'a10101' / << {
         / alg / 1:1 / AES-GCM 128 /
       } >>,
     / unprotected / {
       / iv / 5:h'c9cf4df2fe6c632bf7886413',
       / countersign / 11:[
         / protected h'a1013823' / << {
             / alg / 1:-36 / ES512 /
           } >>,
         / unprotected / {
           / kid / 4: 'bilbo.baggins@hobbiton.example'
         },
         / signature / h'00929663c8789bb28177ae28467e66377da12302d7f9
 594d2999afa5dfa531294f8896f2b6cdf1740014f4c7f1a358e3a6cf57f4ed6fb02f
 cf8f7aa989f5dfd07f0700a3a7d8f3c604ba70fa9411bd10c2591b483e1d2c31de00
 3183e434d8fba18f17a4c7e3dfa003ac1cf3d30d44d2533c4989d3ac38c38b71481c
 c3430c9d65e7ddff'
       ]
     },
     / ciphertext / h'7adbe2709ca818fb415f1e5df66f4e1a51053ba6d65a1a0
 c52a357da7a644b8070a151b0',
     / recipients / [
       [
         / protected h'a1013818' / << {
             / alg / 1:-25 / ECDH-ES + HKDF-256 /
           } >>,
         / unprotected / {
           / ephemeral / -1:{
             / kty / 1:2,
             / crv / -1:1,
             / x / -2:h'98f50a4ff6c05861c8860d13a638ea56c3f5ad7590bbf
 bf054e1c7b4d91d6280',
             / y / -3:true
           },
           / kid / 4: 'meriadoc.brandybuck@buckland.example'
         },
         / ciphertext / h''
       ]
     ]
   ]
 )

A.4. Examples of Encrypted Messages

A.4.1. Countersignature on Encrypted Content

 This example uses the following:
 CEK:  AES-GCM with 128-bit key
 Countersignature Algorithm:  EdDSA with Curve Ed25519
 The size of the binary file is 136 bytes.
 16(
   [
     / protected h'A10101' / << {
       / alg / 1:1 / AES-GCM 128 /
     } >>,
     / unprotected / {
       / iv / 5: h'02D1F7E6F26C43D4868D87CE',
       / countersign / 11: [
         / protected h'A10127' / << {
           / alg / 1:-8 / EdDSA with Ed25519 /
         } >>,
         / unprotected / {
           / kid / 4: '11'
         },
         / signature / h'E10439154CC75C7A3A5391491F88651E0292FD0FE0E0
 2CF740547EAF6677B4A4040B8ECA16DB592881262F77B14C1A086C02268B17171CA1
 6BE4B8595F8C0A08'
       ]
     },
     / ciphertext / h'60973A94BB2898009EE52ECFD9AB1DD25867374B162E2C0
 3568B41F57C3CC16F9166250A'
   ]
 )

A.5. Examples of MACed Messages

A.5.1. Countersignature on MAC Content

 This example uses the following:
 MAC Algorithm:  HMAC/SHA-256 with 256-bit key
 Countersignature Algorithm:  EdDSA with Curve Ed25519
 The size of the binary file is 159 bytes.
 97(
   [
     / protected h'A10105' / << {
       / alg / 1:5 / HS256 /
     } >>,
     / unprotected / {
       / countersign / 11: [
         / protected h'A10127' / << {
           / alg / 1:-8 / EdDSA /
         } >>,
         / unprotected / {
           / kid / 4: '11'
         },
         / signature / h'602566F4A311DC860740D2DF54D4864555E85BC036EA
 5A6CF7905B96E499C5F66B01C4997F6A20C37C37543ADEA1D705347D38A5B13594B2
 9583DD741F455101'
       ]
     },
     / payload / 'This is the content.',
     / tag / h'2BDCC89F058216B8A208DDC6D8B54AA91F48BD63484986565105C9
 AD5A6682F6',
     / recipients / [
       [
         / protected / h'',
         / unprotected / {
           / alg / 1: -6, / direct /
           / kid / 4: 'our-secret'
         },
         / ciphertext / h''
       ]
     ]
   ]
 )

A.6. Examples of MAC0 Messages

A.6.1. Countersignature on MAC0 Content

 This example uses the following:
 MAC Algorithm:  HMAC/SHA-256 with 256-bit key
 Countersignature Algorithm:  EdDSA with Curve Ed25519
 The size of the binary file is 159 bytes.
 17(
   [
     / protected h'A10105' / << {
       / alg / 1:5 / HS256 /
     } >>,
     / unprotected / {
       / countersign / 11: [
         / protected h'A10127' / << {
           / alg / 1:-8 / EdDSA /
         } >>,
         / unprotected / {
           / kid / 4: '11'
         },
         / signature / h'968A315DF6B4F26362E11F4CFD2F2F4E76232F39657B
 F1598837FF9332CDDD7581E248116549451F81EF823DA5974F885B681D3D6E38FC41
 42D8F8E9E7DC8F0D'
       ]
     },
     / payload / 'This is the content.',
     / tag / h'A1A848D3471F9D61EE49018D244C824772F223AD4F935293F1789F
 C3A08D8C58'
   ]
 )

Acknowledgments

 This document is a product of the COSE Working Group of the IETF.
 The initial draft version of the specification was based to some
 degree on the outputs of the JOSE and S/MIME Working Groups.
 Jim Schaad passed on 3 October 2020.  This document is primarily his
 work.  Russ Housley served as the document editor after Jim's
 untimely death, mostly helping with the approval and publication
 processes.  Jim deserves all credit for the technical content.
 Jim Schaad and Jonathan Hammell provided the examples in Appendix A.
 The reviews by Carsten Bormann, Ben Kaduk, and Elwyn Davies greatly
 improved the clarity of the document.

Author's Address

 Jim Schaad
 August Cellars
 United States of America
/home/gen.uk/domains/wiki.gen.uk/public_html/data/pages/rfc/std/std96.txt · Last modified: 2022/12/14 17:59 by 127.0.0.1

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