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rfc:rfc9035



Internet Engineering Task Force (IETF) P. Thubert, Ed. Request for Comments: 9035 L. Zhao Updates: 8138 Cisco Systems Category: Standards Track April 2021 ISSN: 2070-1721

     A Routing Protocol for Low-Power and Lossy Networks (RPL)

Destination-Oriented Directed Acyclic Graph (DODAG) Configuration Option

                   for the 6LoWPAN Routing Header

Abstract

 This document updates RFC 8138 by defining a bit in the Routing
 Protocol for Low-Power and Lossy Networks (RPL) Destination-Oriented
 Directed Acyclic Graph (DODAG) Configuration option to indicate
 whether compression is used within the RPL Instance and to specify
 the behavior of nodes compliant with RFC 8138 when the bit is set and
 unset.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc9035.

Copyright Notice

 Copyright (c) 2021 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction
 2.  Terminology
   2.1.  Related Documents
   2.2.  Glossary
   2.3.  Requirements Language
 3.  Extending RFC 6550
 4.  Updating RFC 8138
 5.  Transition Scenarios
   5.1.  Coexistence
   5.2.  Inconsistent State While Migrating
   5.3.  Rolling Back
 6.  IANA Considerations
 7.  Security Considerations
 8.  References
   8.1.  Normative References
   8.2.  Informative References
 Acknowledgments
 Authors' Addresses

1. Introduction

 The design of Low-Power and Lossy Networks (LLNs) is generally
 focused on saving energy, which is the most constrained resource of
 all.  The routing optimizations in "RPL: IPv6 Routing Protocol for
 Low-Power and Lossy Networks" [RFC6550], such as routing along a
 Destination-Oriented Directed Acyclic Graph (DODAG) to a Root Node
 and the associated routing header compression and forwarding
 technique specified in [RFC8138], derive from that primary concern.
 Enabling [RFC8138] on a running network requires a "flag day", where
 the network is upgraded and rebooted.  Otherwise, if acting as a
 leaf, a node that does not support compression per [RFC8138] would
 fail to communicate; if acting as a router, it would drop the
 compressed packets and black-hole a portion of the network.  This
 specification enables a hot upgrade where a live network is migrated.
 During the migration, compression remains inactive until all nodes
 are upgraded.
 This document complements [RFC8138] and signals whether it should be
 used within a RPL DODAG with a new flag in the RPL DODAG
 Configuration option.  The setting of this new flag is controlled by
 the Root and propagates as is in the whole network as part of the
 normal RPL signaling.
 The flag is cleared to ensure that compression remains inactive
 during the migration phase.  When the migration is complete (e.g., as
 known by network management and/or inventory), the flag is set and
 compression is globally activated in the whole DODAG.

2. Terminology

2.1. Related Documents

 The terminology used in this document is consistent with, and
 incorporates the terms provided in, "Terms Used in Routing for
 Low-Power and Lossy Networks" [RFC7102].  Other terms in use as
 related to LLNs are found in "Terminology for Constrained-Node
 Networks" [RFC7228].
 "RPL", "RPL Packet Information" (RPI), and "RPL Instance" (indexed by
 a RPLInstanceID) are defined in "RPL: IPv6 Routing Protocol for
 Low-Power and Lossy Networks" [RFC6550].  The RPI is the abstract
 information that RPL defines to be placed in data packets, e.g., as
 the RPL Option [RFC6553] within the IPv6 Hop-By-Hop Header.  By
 extension, the term "RPI" is often used to refer to the RPL Option
 itself.  The DODAG Information Solicitation (DIS), Destination
 Advertisement Object (DAO), and DODAG Information Object (DIO)
 messages are also specified in [RFC6550].
 This document uses the terms "RPL-Unaware Leaf" (RUL) and "RPL-Aware
 Leaf" (RAL) consistently with "Using RPI Option Type, Routing Header
 for Source Routes, and IPv6-in-IPv6 Encapsulation in the RPL Data
 Plane" [RFC9008].  The term "RPL-Aware Node" (RAN) refers to a node
 that is either a RAL or a RPL router.  A RAN manages the reachability
 of its addresses and prefixes by injecting them in RPL by itself.  In
 contrast, a RUL leverages "Registration Extensions for IPv6 over
 Low-Power Wireless Personal Area Network (6LoWPAN) Neighbor
 Discovery" [RFC8505] to obtain reachability services from its parent
 router(s) as specified in "Routing for RPL (Routing Protocol for
 Low-Power and Lossy Networks) Leaves" [RFC9010].

2.2. Glossary

 This document often uses the following abbreviations:
 6LoRH:  6LoWPAN Routing Header
 6LoWPAN:  IPv6 over Low-Power Wireless Personal Area Network
 DIO:  DODAG Information Object (a RPL message)
 DODAG:  Destination-Oriented Directed Acyclic Graph
 LLN:  Low-Power and Lossy Network
 MOP:  RPL Mode of Operation
 RAL:  RPL-Aware Leaf
 RAN:  RPL-Aware Node
 RPI:  RPL Packet Information
 RPL:  IPv6 Routing Protocol for Low-Power and Lossy Networks
 RUL:  RPL-Unaware Leaf
 SRH:  Source Routing Header
 Sub-DODAG:  The sub-DODAG of a node is a DODAG rooted at that node
    that is a subset of a main DODAG the node belongs to.  It is
    formed by the other nodes in the main DODAG whose paths to the
    main DODAG root pass through that node.

2.3. Requirements Language

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.

3. Extending RFC 6550

 The DODAG Configuration option is defined in Section 6.7.6 of
 [RFC6550].  Its purpose is extended to distribute configuration
 information affecting the construction and maintenance of the DODAG,
 as well as operational parameters for RPL on the DODAG, through the
 DODAG.  The DODAG Configuration option was originally designed with
 four bit positions reserved for future use as flags.
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type = 0x04 |Opt Length = 14| | |T| |A|       ...           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                     +
                                   <- flags ->
          Figure 1: DODAG Configuration Option (Partial View)
 This specification defines a new flag, "Enable Compression per RFC
 8138 (T)".  The 'T' flag is set to turn on the use of [RFC8138]
 within the DODAG.  The 'T' flag is encoded in position 2 of the
 reserved flags in the DODAG Configuration option (counting from bit 0
 as the most significant bit) and set to 0 in legacy implementations
 as specified in Sections 20.14 and 6.7.6 of [RFC6550], respectively.
 Section 4.1.2 of [RFC9008] updates [RFC6550] to indicate that the
 definition of the flags applies to Mode of Operation (MOP) values
 zero (0) to six (6) only.  For a MOP value of 7, [RFC8138] MUST be
 used on links where 6LoWPAN Header Compression [RFC6282] applies and
 MUST NOT be used otherwise.
 The RPL DODAG Configuration option is typically placed in a DIO
 message.  The DIO message propagates down the DODAG to form and then
 maintain its structure.  The DODAG Configuration option is copied
 unmodified from parents to children.  [RFC6550] states that "Nodes
 other than the DODAG root MUST NOT modify this information when
 propagating the DODAG Configuration option."  Therefore, a legacy
 parent propagates the 'T' flag as set by the Root, and when the 'T'
 flag is set, it is transparently flooded to all the nodes in the
 DODAG.

4. Updating RFC 8138

 A node SHOULD generate packets in compressed form using [RFC8138] if
 and only if the 'T' flag is set.  This behavior can be overridden by
 configuration or network management.  Overriding may be needed, e.g.,
 to turn on compression in a network where all nodes support [RFC8138]
 but the Root does not support this specification and cannot set the
 'T' flag, or to disable it locally in case of a problem.
 The decision to use [RFC8138] is made by the originator of the
 packet, depending on its capabilities and its knowledge of the state
 of the 'T' flag.  A router encapsulating a packet is the originator
 of the resulting packet and is responsible for compressing the outer
 headers per [RFC8138], but it MUST NOT perform compression on the
 encapsulated packet.
 An external target [RFC9008] is not expected to support [RFC8138].
 In most cases, packets to and from an external target are tunneled
 back and forth between the border router (referred to as a 6LoWPAN
 Router (6LR)) that serves the external target and the Root,
 regardless of the MOP used in the RPL DODAG.  The inner packet is
 typically not compressed per [RFC8138], so for outgoing packets, the
 border router just needs to decapsulate the (compressed) outer header
 and forward the (uncompressed) inner packet towards the external
 target.
 A border router that forwards a packet to an external target MUST
 uncompress the packet first.  In all other cases, a router MUST
 forward a packet in the form that the source used, either compressed
 or uncompressed.
 A RUL [RFC9010] is both a leaf and an external target.  A RUL does
 not participate in RPL and depends on the parent router to obtain
 connectivity.  In the case of a RUL, forwarding towards an external
 target actually means delivering the packet.

5. Transition Scenarios

 A node that supports [RFC8138] but not this specification can only be
 used in a homogeneous network.  Enabling compression per [RFC8138]
 without a turn-on signaling method requires a flag day, by which time
 all nodes must be upgraded and at which point the network can be
 rebooted with 6LoRH compression [RFC8138] turned on.
 The intent of this specification is to perform a migration once and
 for all, without the need for a flag day.  In particular, the intent
 is not to undo the setting of the 'T' flag.  Though it is possible to
 roll back (see Section 5.3), the rollback operation SHOULD be
 complete before the network operator adds nodes that do not support
 [RFC8138].

5.1. Coexistence

 A node that supports this specification can operate in a network with
 6LoRH compression [RFC8138] turned on or off with the 'T' flag set
 accordingly and in a network in transition from off to on or on to
 off (see Section 5.2).
 A node that does not support [RFC8138] can interoperate with nodes
 that do in a network with 6LoRH compression [RFC8138] turned off.  If
 compression is turned on, all the RANs are expected to be able to
 handle packets in compressed form.  A node that cannot do so may
 remain connected to the network as a RUL as described in [RFC9010].

5.2. Inconsistent State While Migrating

 When the 'T' flag is turned on by the Root, the information slowly
 percolates through the DODAG as the DIO gets propagated.  Some nodes
 will see the flag and start sourcing packets in compressed form,
 while other nodes in the same RPL DODAG will still not be aware of
 it.  In Non-Storing mode, the Root will start using [RFC8138] with a
 Source Routing Header 6LoRH (SRH-6LoRH) that routes all the way to
 the parent router or to the leaf.
 To ensure that a packet is forwarded across the RPL DODAG in the form
 in which it was generated, it is required that all the RPL nodes
 support [RFC8138] at the time of the switch.
 Setting the 'T' flag is ultimately the responsibility of the network
 administrator.  The expectation is that the network management or
 upgrading tools in place enable the network administrator to know
 when all the nodes that may join a DODAG were migrated.  In the case
 of a RPL Instance with multiple Roots, all nodes that participate in
 the RPL Instance may potentially join any DODAG.  The network MUST be
 operated with the 'T' flag unset until all nodes in the RPL Instance
 are upgraded to support this specification.

5.3. Rolling Back

 When turning 6LoRH compression [RFC8138] off in the network, the
 network administrator MUST wait until each node has its 'T' flag
 unset before allowing nodes that do not support compression in the
 network.  Information regarding whether compression is active in a
 node SHOULD be exposed in the node's management interface.
 Nodes that do not support [RFC8138] SHOULD NOT be deployed in a
 network where compression is turned on.  If that is done, the node
 can only operate as a RUL.

6. IANA Considerations

 This specification updates the "DODAG Configuration Option Flags for
 MOP 0..6" registry [RFC9008] (formerly the "DODAG Configuration
 Option Flags" registry, which was created for [RFC6550]), by
 allocating one new flag as follows:
   +------------+-------------------------------------+-----------+
   | Bit Number | Capability Description              | Reference |
   +------------+-------------------------------------+-----------+
   | 2          | Enable Compression per RFC 8138 (T) | RFC 9035  |
   +------------+-------------------------------------+-----------+
             Table 1: New DODAG Configuration Option Flag
 IANA has added this document as a reference for MOP 7 in the RPL
 "Mode of Operation" registry.

7. Security Considerations

 It is worth noting that in RPL [RFC6550], every node in the LLN that
 is RPL aware and has access to the RPL domain can inject any RPL-
 based attack in the network; see [RFC7416] for details.  This
 document typically applies to an existing deployment and does not
 change its security requirements and operations.  It is assumed that
 the security mechanisms as defined for RPL are followed.
 Setting the 'T' flag before all routers are upgraded may cause a loss
 of packets.  The new bit benefits from the same protection as the
 rest of the information in the DODAG Configuration option that
 transports it.  Touching the new bit is just one of the many attacks
 that can happen if an attacker manages to inject a corrupted
 configuration option in the network.
 Setting and unsetting the 'T' flag may create inconsistencies in the
 network, but as long as all nodes are upgraded to provide support for
 [RFC8138], they will be able to forward both forms.  The source is
 responsible for selecting whether the packet is compressed or not,
 and all routers must use the format that the source selected.  So,
 the result of an inconsistency is merely that both forms will be
 present in the network, at an additional cost of bandwidth for
 packets in uncompressed form.
 An attacker may unset the 'T' flag to force additional energy
 consumption of child or descendant nodes in its sub-DODAG.
 Conversely, it may set the 'T' flag so that nodes located downstream
 would compress packets even when compression is not desired,
 potentially causing packet loss.  In a tree structure, the attacker
 would be in a position to drop the packets from and to the attacked
 nodes.  So, the attacks mentioned above would be more complex and
 more visible than simply dropping selected packets.  The downstream
 node may have other parents and see the bit with both settings; such
 a situation may be detected, and an alert may be triggered.

8. References

8.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC6550]  Winter, T., Ed., Thubert, P., Ed., Brandt, A., Hui, J.,
            Kelsey, R., Levis, P., Pister, K., Struik, R., Vasseur,
            JP., and R. Alexander, "RPL: IPv6 Routing Protocol for
            Low-Power and Lossy Networks", RFC 6550,
            DOI 10.17487/RFC6550, March 2012,
            <https://www.rfc-editor.org/info/rfc6550>.
 [RFC7102]  Vasseur, JP., "Terms Used in Routing for Low-Power and
            Lossy Networks", RFC 7102, DOI 10.17487/RFC7102, January
            2014, <https://www.rfc-editor.org/info/rfc7102>.
 [RFC8138]  Thubert, P., Ed., Bormann, C., Toutain, L., and R. Cragie,
            "IPv6 over Low-Power Wireless Personal Area Network
            (6LoWPAN) Routing Header", RFC 8138, DOI 10.17487/RFC8138,
            April 2017, <https://www.rfc-editor.org/info/rfc8138>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8505]  Thubert, P., Ed., Nordmark, E., Chakrabarti, S., and C.
            Perkins, "Registration Extensions for IPv6 over Low-Power
            Wireless Personal Area Network (6LoWPAN) Neighbor
            Discovery", RFC 8505, DOI 10.17487/RFC8505, November 2018,
            <https://www.rfc-editor.org/info/rfc8505>.
 [RFC9010]  Thubert, P., Ed. and M. Richardson, "Routing for RPL
            (Routing Protocol for Low-Power and Lossy Networks)
            Leaves", RFC 9010, DOI 10.17487/RFC9010, April 2021,
            <https://www.rfc-editor.org/info/rfc9010>.

8.2. Informative References

 [RFC6282]  Hui, J., Ed. and P. Thubert, "Compression Format for IPv6
            Datagrams over IEEE 802.15.4-Based Networks", RFC 6282,
            DOI 10.17487/RFC6282, September 2011,
            <https://www.rfc-editor.org/info/rfc6282>.
 [RFC6553]  Hui, J. and JP. Vasseur, "The Routing Protocol for Low-
            Power and Lossy Networks (RPL) Option for Carrying RPL
            Information in Data-Plane Datagrams", RFC 6553,
            DOI 10.17487/RFC6553, March 2012,
            <https://www.rfc-editor.org/info/rfc6553>.
 [RFC7228]  Bormann, C., Ersue, M., and A. Keranen, "Terminology for
            Constrained-Node Networks", RFC 7228,
            DOI 10.17487/RFC7228, May 2014,
            <https://www.rfc-editor.org/info/rfc7228>.
 [RFC7416]  Tsao, T., Alexander, R., Dohler, M., Daza, V., Lozano, A.,
            and M. Richardson, Ed., "A Security Threat Analysis for
            the Routing Protocol for Low-Power and Lossy Networks
            (RPLs)", RFC 7416, DOI 10.17487/RFC7416, January 2015,
            <https://www.rfc-editor.org/info/rfc7416>.
 [RFC9008]  Robles, M.I., Richardson, M., and P. Thubert, "Using RPI
            Option Type, Routing Header for Source Routes, and IPv6-
            in-IPv6 Encapsulation in the RPL Data Plane", RFC 9008,
            DOI 10.17487/RFC9008, April 2021,
            <https://www.rfc-editor.org/info/rfc9008>.

Acknowledgments

 The authors wish to thank Murray Kucherawy, Meral Shirazipour, Barry
 Leiba, Tirumaleswar Reddy, Nagendra Kumar Nainar, Stewart Bryant,
 Carles Gomez, Éric Vyncke, Roman Danyliw, and especially Benjamin
 Kaduk, Alvaro Retana, Dominique Barthel, and Rahul Jadhav for their
 in-depth reviews and constructive suggestions.
 Also, many thanks to Michael Richardson for always being helpful and
 responsive when the need arises.

Authors' Addresses

 Pascal Thubert (editor)
 Cisco Systems, Inc.
 Building D
 45 Allee des Ormes - BP1200
 06254 MOUGINS - Sophia Antipolis
 France
 Phone: +33 497 23 26 34
 Email: pthubert@cisco.com
 Li Zhao
 Cisco Systems, Inc.
 Xinsi Building
 No. 926 Yi Shan Rd
 Shanghai
 200233
 China
 Email: liz3@cisco.com
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