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rfc:rfc9009



Internet Engineering Task Force (IETF) R.A. Jadhav, Ed. Request for Comments: 9009 Huawei Category: Standards Track P. Thubert ISSN: 2070-1721 Cisco

                                                            R.N. Sahoo
                                                                Z. Cao
                                                                Huawei
                                                            April 2021
                    Efficient Route Invalidation

Abstract

 This document explains the problems associated with the use of No-
 Path Destination Advertisement Object (NPDAO) messaging in RFC 6550
 and also discusses the requirements for an optimized route
 invalidation messaging scheme.  Further, this document specifies a
 new proactive route invalidation message called the "Destination
 Cleanup Object" (DCO), which fulfills requirements for optimized
 route invalidation messaging.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc9009.

Copyright Notice

 Copyright (c) 2021 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction
   1.1.  Requirements Language and Terminology
   1.2.  RPL NPDAO Messaging
   1.3.  Why Is NPDAO Messaging Important?
 2.  Problems with the RPL NPDAO Messaging
   2.1.  Lost NPDAO Due to Link Break to the Previous Parent
   2.2.  Invalidating Routes of Dependent Nodes
   2.3.  Possible Route Downtime Caused by Asynchronous Operation of
         the NPDAO and DAO
 3.  Requirements for NPDAO Optimization
   3.1.  Req. #1: Remove Messaging Dependency on the Link to the
         Previous Parent
   3.2.  Req. #2: Route Invalidation for Dependent Nodes at the
         Parent Switching Node
   3.3.  Req. #3: Route Invalidation Should Not Impact Data Traffic
 4.  Changes to RPL Signaling
   4.1.  Change in RPL Route Invalidation Semantics
   4.2.  Transit Information Option Changes
   4.3.  Destination Cleanup Object (DCO)
     4.3.1.  Secure DCO
     4.3.2.  DCO Options
     4.3.3.  Path Sequence in the DCO
     4.3.4.  Destination Cleanup Option Acknowledgment (DCO-ACK)
     4.3.5.  Secure DCO-ACK
   4.4.  DCO Base Rules
   4.5.  Unsolicited DCO
   4.6.  Other Considerations
     4.6.1.  Invalidation of Dependent Nodes
     4.6.2.  NPDAO and DCO in the Same Network
     4.6.3.  Considerations for DCO Retries
     4.6.4.  DCO with Multiple Preferred Parents
 5.  IANA Considerations
   5.1.  New Registry for the Destination Cleanup Object (DCO) Flags
   5.2.  New Registry for the Destination Cleanup Object (DCO)
         Acknowledgment Flags
   5.3.  RPL Rejection Status Values
 6.  Security Considerations
 7.  Normative References
 Appendix A.  Example Messaging
   A.1.  Example DCO Messaging
   A.2.  Example DCO Messaging with Multiple Preferred Parents
 Acknowledgments
 Authors' Addresses

1. Introduction

 RPL (the Routing Protocol for Low-Power and Lossy Networks) as
 defined in [RFC6550] specifies a proactive distance-vector-based
 routing scheme.  RPL has optional messaging in the form of DAO
 (Destination Advertisement Object) messages, which the 6LBR (6LoWPAN
 Border Router) and 6LR (6LoWPAN Router) can use to learn a route
 towards the downstream nodes. ("6LoWPAN" stands for "IPv6 over Low-
 Power Wireless Personal Area Network".)  In Storing mode, DAO
 messages would result in routing entries being created on all
 intermediate 6LRs from a node's parent all the way towards the 6LBR.
 RPL allows the use of No-Path DAO (NPDAO) messaging to invalidate a
 routing path corresponding to the given target, thus releasing
 resources utilized on that path.  An NPDAO is a DAO message with a
 route lifetime of zero.  It originates at the target node and always
 flows upstream towards the 6LBR.  This document explains the problems
 associated with the use of NPDAO messaging in [RFC6550] and also
 discusses the requirements for an optimized route invalidation
 messaging scheme.  Further, this document specifies a new proactive
 route invalidation message called the "Destination Cleanup Object"
 (DCO), which fulfills requirements for optimized route invalidation
 messaging.
 This document only caters to RPL's Storing Mode of Operation (MOP).
 The Non-Storing MOP does not require the use of an NPDAO for route
 invalidation, since routing entries are not maintained on 6LRs.

1.1. Requirements Language and Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.
 This specification requires readers to be familiar with all the terms
 and concepts that are discussed in "RPL: IPv6 Routing Protocol for
 Low-Power and Lossy Networks" [RFC6550].
 Low-Power and Lossy Network (LLN):
    A network in which both the routers and their interconnects are
    constrained.  LLN routers typically operate with constraints on
    processing power, memory, and energy (battery power).  Their
    interconnects are characterized by high loss rates, low data
    rates, and instability.
 6LoWPAN Router (6LR):
    An intermediate router that is able to send and receive Router
    Advertisements (RAs) and Router Solicitations (RSs) as well as
    forward and route IPv6 packets.
 Directed Acyclic Graph (DAG):
    A directed graph having the property that all edges are oriented
    in such a way that no cycles exist.
 Destination-Oriented DAG (DODAG):
    A DAG rooted at a single destination, i.e., at a single DAG root
    with no outgoing edges.
 6LoWPAN Border Router (6LBR):
    A border router that is a DODAG root and is the edge node for
    traffic flowing in and out of the 6LoWPAN.
 Destination Advertisement Object (DAO):
    DAO messaging allows downstream routes to the nodes to be
    established.
 DODAG Information Object (DIO):
    DIO messaging allows upstream routes to the 6LBR to be
    established.  DIO messaging is initiated at the DAO root.
 Common ancestor node:
    A 6LR/6LBR node that is the first common node between two paths of
    a target node.
 No-Path DAO (NPDAO):
    A DAO message that has a target with a lifetime of 0.  Used for
    the purpose of route invalidation.
 Destination Cleanup Object (DCO):
    A new RPL control message code defined by this document.  DCO
    messaging improves proactive route invalidation in RPL.
 Regular DAO:
    A DAO message with a non-zero lifetime.  Routing adjacencies are
    created or updated based on this message.
 Target node:
    The node switching its parent whose routing adjacencies are
    updated (created/removed).

1.2. RPL NPDAO Messaging

 RPL uses NPDAO messaging in Storing mode so that the node changing
 its routing adjacencies can invalidate the previous route.  This is
 needed so that nodes along the previous path can release any
 resources (such as the routing entry) they maintain on behalf of the
 target node.
 Throughout this document, we will refer to the topology shown in
 Figure 1:
                                (6LBR)
                                  |
                                  |
                                  |
                                 (A)
                                 / \
                                /   \
                               /     \
                             (G)     (H)
                              |       |
                              |       |
                              |       |
                             (B)     (C)
                               \      ;
                                \    ;
                                 \  ;
                                  (D)
                                  / \
                                 /   \
                                /     \
                              (E)     (F)
                       Figure 1: Sample Topology
 Node D is connected via preferred parent B.  D has an alternate path
 via C towards the 6LBR.  Node A is the common ancestor for D for
 paths through B-G and C-H.  When D switches from B to C, RPL allows
 sending an NPDAO to B and a regular DAO to C.

1.3. Why Is NPDAO Messaging Important?

 Resources in LLN nodes are typically constrained.  There is limited
 memory available, and routing entry records are one of the primary
 elements occupying dynamic memory in the nodes.  Route invalidation
 helps 6LR nodes to decide which routing entries can be discarded for
 better use of the limited resources.  Thus, it becomes necessary to
 have an efficient route invalidation mechanism.  Also note that a
 single parent switch may result in a "subtree" switching from one
 parent to another.  Thus, the route invalidation needs to be done on
 behalf of the subtree and not the switching node alone.  In the above
 example, when Node D switches its parent, route updates need to be
 done for the routing table entries of C, H, A, G, and B with
 destinations D, E, and F.  Without efficient route invalidation, a
 6LR may have to hold a lot of stale route entries.

2. Problems with the RPL NPDAO Messaging

2.1. Lost NPDAO Due to Link Break to the Previous Parent

 When a node switches its parent, the NPDAO is to be sent to its
 previous parent and a regular DAO to its new parent.  In cases where
 the node switches its parent because of transient or permanent parent
 link/node failure, the NPDAO message may not be received by the
 parent.

2.2. Invalidating Routes of Dependent Nodes

 RPL does not specify how route invalidation will work for dependent
 nodes in the switching node subDAG, resulting in stale routing
 entries of the dependent nodes.  The only way for a 6LR to invalidate
 the route entries for dependent nodes would be to use route lifetime
 expiry, which could be substantially high for LLNs.
 In the example topology, when Node D switches its parent, Node D
 generates an NPDAO on its own behalf.  There is no NPDAO generated by
 the dependent child Nodes E and F, through the previous path via D to
 B and G, resulting in stale entries on Nodes B and G for Nodes E and
 F.

2.3. Possible Route Downtime Caused by Asynchronous Operation of the

    NPDAO and DAO
 A switching node may generate both an NPDAO and a DAO via two
 different paths at almost the same time.  It is possible that the
 NPDAO may invalidate the previous route and the regular DAO sent via
 the new path gets lost on the way.  This may result in route
 downtime, impacting downward traffic for the switching node.
 In the example topology, say that Node D switches from parent B to C.
 An NPDAO sent via the previous route may invalidate the previous
 route, whereas there is no way to determine whether the new DAO has
 successfully updated the route entries on the new path.

3. Requirements for NPDAO Optimization

3.1. Req. #1: Remove Messaging Dependency on the Link to the Previous

    Parent
 When the switching node sends the NPDAO message to the previous
 parent, it is normal that the link to the previous parent is prone to
 failure (that's why the node decided to switch).  Therefore, it is
 required that the route invalidation does not depend on the previous
 link, which is prone to failure.  The previous link referred to here
 represents the link between the node and its previous parent (from
 which the node is now disassociating).

3.2. Req. #2: Route Invalidation for Dependent Nodes at the Parent

    Switching Node
 It should be possible to do route invalidation for dependent nodes
 rooted at the switching node.

3.3. Req. #3: Route Invalidation Should Not Impact Data Traffic

 While sending the NPDAO and DAO messages, it is possible that the
 NPDAO successfully invalidates the previous path, while the newly
 sent DAO gets lost (new path not set up successfully).  This will
 result in downstream unreachability to the node switching paths.
 Therefore, it is desirable that the route invalidation is
 synchronized with the DAO to avoid the risk of route downtime.

4. Changes to RPL Signaling

4.1. Change in RPL Route Invalidation Semantics

 As described in Section 1.2, the NPDAO originates at the node
 changing to a new parent and traverses upstream towards the root.  In
 order to solve the problems discussed in Section 2, this document
 adds a new proactive route invalidation message called the
 "Destination Cleanup Object" (DCO), which originates at a common
 ancestor node and flows downstream the old path.  The common ancestor
 node generates a DCO when removing a next hop to a target -- for
 instance, as a delayed response to receiving a regular DAO from
 another child node with a Path Sequence for the target that is the
 same or newer, in which case the DCO transmission is canceled.
 The 6LRs in the path for the DCO take such action as route
 invalidation based on the DCO information and subsequently send
 another DCO with the same information downstream to the next hop(s).
 This operation is similar to how the DAOs are handled on intermediate
 6LRs in the Storing MOP [RFC6550].  Just like the DAO in the Storing
 MOP, the DCO is sent using link-local unicast source and destination
 IPv6 addresses.  Unlike the DAO, which always travels upstream, the
 DCO always travels downstream.
 In Figure 1, when child Node D decides to switch the path from parent
 B to parent C, it sends a regular DAO to Node C with reachability
 information containing the address of D as the target and an
 incremented Path Sequence.  Node C will update the routing table
 based on the reachability information in the DAO and will in turn
 generate another DAO with the same reachability information and
 forward it to H.  Node H recursively follows the same procedure as
 Node C and forwards it to Node A.  When Node A receives the regular
 DAO, it finds that it already has a routing table entry on behalf of
 the Target Address of Node D.  It finds, however, that the next-hop
 information for reaching Node D has changed, i.e., Node D has decided
 to change the paths.  In this case, Node A, which is the common
 ancestor node for Node D along the two paths (previous and new), can
 generate a DCO that traverses the network downwards over the old path
 to the target.  Node A handles normal DAO forwarding to the 6LBR as
 required by [RFC6550].

4.2. Transit Information Option Changes

 Every RPL message is divided into base message fields and additional
 options, as described in Section 6 of [RFC6550].  The base fields
 apply to the message as a whole, and options are appended to add
 message-specific / use-case-specific attributes.  As an example, a
 DAO message may be attributed by one or more "RPL Target" options
 that specify that the reachability information is for the given
 targets.  Similarly, a Transit Information option may be associated
 with a set of RPL Target options.
 This document specifies a change in the Transit Information option to
 contain the "Invalidate previous route" (I) flag.  This 'I' flag
 signals the common ancestor node to generate a DCO on behalf of the
 target node with a RPL Status of 195, indicating that the address has
 moved.  The 'I' flag is carried in the Transit Information option,
 which augments the reachability information for a given set of one or
 more RPL Targets.  A Transit Information option with the 'I' flag set
 should be carried in the DAO message when route invalidation is
 sought for the corresponding target or targets.
 Value 195 represents the 'U' and 'A' bits in RPL Status, to be set as
 per Figure 6 of [RFC9010], with the lower 6 bits set to the 6LoWPAN
 Neighbor Discovery (ND) Extended Address Registration Option (EARO)
 Status value of 3 indicating 'Moved' as per Table 1 of [RFC8505].
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type = 0x06 | Option Length |E|I|  Flags    | Path Control  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Path Sequence | Path Lifetime |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   Figure 2: Updated Transit Information Option (New 'I' Flag Added)
 I (Invalidate previous route) flag:  The 'I' flag is set by the
    target node to indicate to the common ancestor node that it wishes
    to invalidate any previous route between the two paths.
 [RFC6550] allows the parent address to be sent in the Transit
 Information option, depending on the MOP.  In the case of the Storing
 MOP, the field is usually not needed.  In the case of a DCO, the
 Parent Address field MUST NOT be included.
 Upon receiving a DAO message with a Transit Information option that
 has the 'I' flag set, and as a delayed response removing a routing
 adjacency to the target indicated in the Transit Information option,
 the common ancestor node SHOULD generate a DCO message to the next
 hop associated to that adjacency.  The 'I' flag is intended to give
 the target node control over its own route invalidation, serving as a
 signal to request DCO generation.

4.3. Destination Cleanup Object (DCO)

 A new ICMPv6 RPL control message code is defined by this
 specification and is referred to as the "Destination Cleanup Object"
 (DCO), which is used for proactive cleanup of state and routing
 information held on behalf of the target node by 6LRs.  The DCO
 message always traverses downstream and cleans up route information
 and other state information associated with the given target.  The
 format of the DCO message is shown in Figure 3.
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | RPLInstanceID |K|D|   Flags   |   RPL Status  | DCOSequence   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   |                                                               |
   +                      DODAGID (optional)                       +
   |                                                               |
   +                                                               +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Option(s)...
   +-+-+-+-+-+-+-+-+
                       Figure 3: DCO Base Object
 RPLInstanceID:  8-bit field indicating the topology instance
    associated with the DODAG, as learned from the DIO.
 K:  The 'K' flag indicates that the recipient of a DCO message is
    expected to send a DCO-ACK back.  If the DCO-ACK is not received
    even after setting the 'K' flag, an implementation may retry the
    DCO at a later time.  The number of retries is implementation and
    deployment dependent and is expected to be kept similar to the
    number of DAO retries [RFC6550].  Section 4.6.3 specifies the
    considerations for DCO retries.  A node receiving a DCO message
    without the 'K' flag set MAY respond with a DCO-ACK, especially to
    report an error condition.  An example error condition could be
    that the node sending the DCO-ACK does not find the routing entry
    for the indicated target.  When the sender does not set the 'K'
    flag, it is an indication that the sender does not expect a
    response, and the sender SHOULD NOT retry the DCO.
 D:  The 'D' flag indicates that the DODAGID field is present.  This
    flag MUST be set when a local RPLInstanceID is used.
 Flags:  The 6 bits remaining unused in the Flags field are reserved
    for future use.  These bits MUST be initialized to zero by the
    sender and MUST be ignored by the receiver.
 RPL Status:  As defined in [RFC6550] and updated in [RFC9010].  The
    root or common parent that generates a DCO is authoritative for
    setting the status information, and the information is unchanged
    as propagated down the DODAG.  This document does not specify a
    differentiated action based on the RPL Status.
 DCOSequence:  8-bit field incremented at each unique DCO message from
    a node and echoed in the DCO-ACK message.  The initial DCOSequence
    can be chosen randomly by the node.  Section 4.4 explains the
    handling of the DCOSequence.
 DODAGID (optional):  128-bit unsigned integer set by a DODAG root
    that uniquely identifies a DODAG.  This field MUST be present when
    the 'D' flag is set and MUST NOT be present if the 'D' flag is not
    set.  The DODAGID is used when a local RPLInstanceID is in use, in
    order to identify the DODAGID that is associated with the
    RPLInstanceID.

4.3.1. Secure DCO

 A Secure DCO message follows the format shown in [RFC6550], Figure 7,
 where the base message format is the DCO message shown in Figure 3 of
 this document.

4.3.2. DCO Options

 The DCO message MUST carry at least one RPL Target and the Transit
 Information option and MAY carry other valid options.  This
 specification allows for the DCO message to carry the following
 options:
 0x00  Pad1
 0x01  PadN
 0x05  RPL Target
 0x06  Transit Information
 0x09  RPL Target Descriptor
 Section 6.7 of [RFC6550] defines all the above-mentioned options.
 The DCO carries a RPL Target option and an associated Transit
 Information option with a lifetime of 0x00000000 to indicate a loss
 of reachability to that target.

4.3.3. Path Sequence in the DCO

 A DCO message includes a Transit Information option for each
 invalidated path.  The value of the Path Sequence counter in the
 Transit Information option allows identification of the freshness of
 the DCO message versus the newest known to the 6LRs along the path
 being removed.  If the DCO is generated by a common parent in
 response to a DAO message, then the Transit Information option in the
 DCO MUST use the value of the Path Sequence as found in the newest
 Transit Information option that was received for that target by the
 common parent.  If a 6LR down the path receives a DCO with a Path
 Sequence that is not newer than the Path Sequence as known from a
 Transit Information option in a DAO message, then the 6LR MUST NOT
 remove its current routing state, and it MUST NOT forward the DCO
 down a path where it is not newer.  If the DCO is newer, the 6LR may
 retain a temporary state to ensure that a DAO that is received later
 with a Transit Information option with an older sequence number is
 ignored.  A Transit Information option in a DAO message that is as
 new as or newer than that in a DCO wins, meaning that the path
 indicated in the DAO is installed and the DAO is propagated.  When
 the DCO is propagated upon a DCO from an upstream parent, the Path
 Sequence MUST be copied from the received DCO.

4.3.4. Destination Cleanup Option Acknowledgment (DCO-ACK)

 The DCO-ACK message SHOULD be sent as a unicast packet by a DCO
 recipient in response to a unicast DCO message with the 'K' flag set.
 If the 'K' flag is not set, then the receiver of the DCO message MAY
 send a DCO-ACK, especially to report an error condition.  The format
 of the DCO-ACK message is shown in Figure 4.
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | RPLInstanceID |D|   Flags     |  DCOSequence  | DCO-ACK Status|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   |                                                               |
   +                      DODAGID (optional)                       +
   |                                                               |
   +                                                               +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                     Figure 4: DCO-ACK Base Object
 RPLInstanceID:  8-bit field indicating the topology instance
    associated with the DODAG, as learned from the DIO.
 D:  The 'D' flag indicates that the DODAGID field is present.  This
    flag MUST be set when a local RPLInstanceID is used.
 Flags:  7-bit unused field.  The field MUST be initialized to zero by
    the sender and MUST be ignored by the receiver.
 DCOSequence:  8-bit field.  The DCOSequence in the DCO-ACK is copied
    from the DCOSequence received in the DCO message.
 DCO-ACK Status:  Indicates completion status.  The DCO-ACK Status
    field is defined based on Figure 6 of [RFC9010] defining the RPL
    Status Format.  A StatusValue of 0 along with the 'U' bit set to 0
    indicates Success / Unqualified acceptance as per Figure 6 of
    [RFC9010].  A StatusValue of 1 with the 'U' bit set to 1 indicates
    'No routing entry' as defined in Section 5.3 of this document.
 DODAGID (optional):  128-bit unsigned integer set by a DODAG root
    that uniquely identifies a DODAG.  This field MUST be present when
    the 'D' flag is set and MUST NOT be present when the 'D' flag is
    not set.  The DODAGID is used when a local RPLInstanceID is in
    use, in order to identify the DODAGID that is associated with the
    RPLInstanceID.

4.3.5. Secure DCO-ACK

 A Secure DCO-ACK message follows the format shown in [RFC6550],
 Figure 7, where the base message format is the DCO-ACK message shown
 in Figure 4 of this document.

4.4. DCO Base Rules

 1.  If a node sends a DCO message with newer or different information
     than the prior DCO message transmission, it MUST increment the
     DCOSequence field by at least one.  A DCO message transmission
     that is identical to the prior DCO message transmission MAY
     increment the DCOSequence field.  The DCOSequence counter follows
     the sequence counter operation as defined in Section 7.2 of
     [RFC6550].
 2.  The RPLInstanceID and DODAGID fields of a DCO message MUST have
     the same values as those contained in the DAO message in response
     to which the DCO is generated on the common ancestor node.
 3.  A node MAY set the 'K' flag in a unicast DCO message to solicit a
     unicast DCO-ACK in response, in order to confirm the attempt.
 4.  A node receiving a unicast DCO message with the 'K' flag set
     SHOULD respond with a DCO-ACK.  A node receiving a DCO message
     without the 'K' flag set MAY respond with a DCO-ACK, especially
     to report an error condition.
 5.  A node receiving a unicast DCO message MUST verify the stored
     Path Sequence in context to the given target.  If the stored Path
     Sequence is as new as or newer than the Path Sequence received in
     the DCO, then the DCO MUST be dropped.
 6.  A node that sets the 'K' flag in a unicast DCO message but does
     not receive a DCO-ACK in response MAY reschedule the DCO message
     transmission for another attempt, up until an implementation-
     specific number of retries.
 7.  A node receiving a unicast DCO message with its own address in
     the RPL Target option MUST strip off that Target option.  If this
     Target option is the only one in the DCO message, then the DCO
     message MUST be dropped.
 The scope of DCOSequence values is unique to the node that generates
 them.

4.5. Unsolicited DCO

 A 6LR may generate an unsolicited DCO to unilaterally clean up the
 path on behalf of the target entry.  The 6LR has all the state
 information, namely, the Target Address and the Path Sequence,
 required for generating a DCO in its routing table.  The conditions
 under which a 6LR may generate an unsolicited DCO are beyond the
 scope of this document, but possible reasons could be as follows:
 1.  On route expiry of an entry, a 6LR may decide to graciously clean
     up the entry by initiating a DCO.
 2.  A 6LR needs to entertain higher-priority entries in case the
     routing table is full, thus resulting in eviction of an existing
     routing entry.  In this case, the eviction can be handled
     graciously by using a DCO.
 A DCO that is generated asynchronously to a DAO message and is meant
 to discard all state along the path regardless of the Path Sequence
 MUST use a Path Sequence value of 240 (see Section 7.2 of [RFC6550]).
 This value allows the DCO to win against any established DAO path but
 to lose against a DAO path that is being installed.  Note that if an
 ancestor initiates a unilateral path cleanup on an established path
 using a DCO with a Path Sequence value of 240, the DCO will
 eventually reach the target node, which will thus be informed of the
 path invalidation.

4.6. Other Considerations

4.6.1. Invalidation of Dependent Nodes

 The RPL specification [RFC6550] does not provide a mechanism for
 route invalidation for dependent nodes.  This document allows the
 invalidation of dependent nodes.  Dependent nodes will generate their
 respective DAOs to update their paths, and the previous route
 invalidation for those nodes should work in a manner similar to what
 is described for a switching node.  The dependent node may set the
 'I' flag in the Transit Information option as part of a regular DAO
 so as to request invalidation of the previous route from the common
 ancestor node.
 Dependent nodes do not have any indication regarding whether any of
 their parents have in turn decided to switch their parent.  Thus, for
 route invalidation, the dependent nodes may choose to always set the
 'I' flag in all their DAO messages' Transit Information options.
 Note that setting the 'I' flag is not counterproductive even if there
 is no previous route to be invalidated.

4.6.2. NPDAO and DCO in the Same Network

 The NPDAO mechanism provided in [RFC6550] can still be used in the
 same network where a DCO is used.  NPDAO messaging can be used, for
 example, on route lifetime expiry of the target or when the node
 simply decides to gracefully terminate the RPL session on graceful
 node shutdown.  Moreover, a deployment can have a mix of nodes
 supporting the DCO and the existing NPDAO mechanism.  It is also
 possible that the same node supports both NPDAO and DCO signaling for
 route invalidation.
 Section 9.8 of [RFC6550] states, "When a node removes a node from its
 DAO parent set, it SHOULD send a No-Path DAO message (Section 6.4.3)
 to that removed DAO parent to invalidate the existing route."  This
 document introduces an alternative and more optimized way to perform
 route invalidation, but it also allows existing NPDAO messaging to
 work.  Thus, an implementation has two choices to make when a route
 invalidation is to be initiated:
 1.  Use an NPDAO to invalidate the previous route, and send a regular
     DAO on the new path.
 2.  Send a regular DAO on the new path with the 'I' flag set in the
     Transit Information option such that the common ancestor node
     initiates the DCO message downstream to invalidate the previous
     route.
 This document recommends using option 2, for the reasons specified in
 Section 3 of this document.
 This document assumes that all the 6LRs in the network support this
 specification.  If there are 6LR nodes that do not support this
 document that are in the path of the DCO message transmission, then
 the route invalidation for the corresponding targets (targets that
 are in the DCO message) may not work or may work partially.
 Alternatively, a node could generate an NPDAO if it does not receive
 a DCO with itself as the target within a specified time limit.  The
 specified time limit is deployment specific and depends upon the
 maximum depth of the network and per-hop average latency.  Note that
 sending an NPDAO and a DCO for the same operation would not result in
 unwanted side effects because the acceptability of an NPDAO or a DCO
 depends upon the Path Sequence freshness.

4.6.3. Considerations for DCO Retries

 A DCO message could be retried by a sender if it sets the 'K' flag
 and does not receive a DCO-ACK.  The DCO retry time could be
 dependent on the maximum depth of the network and average per-hop
 latency.  This could range from 2 seconds to 120 seconds, depending
 on the deployment.  If the latency limits are not known, an
 implementation MUST NOT retry more than once in 3 seconds and MUST
 NOT retry more than three times.
 The number of retries could also be set depending on how critical the
 route invalidation could be for the deployment and the link-layer
 retry configuration.  For networks supporting only Multi-Point to
 Point (MP2P) and Point-to-Multipoint (P2MP) flows, such as in
 Advanced Metering Infrastructure (AMI) and telemetry applications,
 the 6LRs may not be very keen to invalidate routes, unless they are
 highly memory constrained.  For home and building automation networks
 that may have substantial P2P traffic, the 6LRs might be keen to
 invalidate efficiently because it may additionally impact forwarding
 efficiency.

4.6.4. DCO with Multiple Preferred Parents

 [RFC6550] allows a node to select multiple preferred parents for
 route establishment.  Section 9.2.1 of [RFC6550] specifies, "All DAOs
 generated at the same time for the same target MUST be sent with the
 same Path Sequence in the Transit Information."  Subsequently, when
 route invalidation has to be initiated, an NPDAO, which can be
 initiated with an updated Path Sequence to all the parent nodes
 through which the route is to be invalidated, can be used; see
 [RFC6550].
 With a DCO, the target node itself does not initiate the route
 invalidation; this is left to the common ancestor node.  A common
 ancestor node when it discovers an updated DAO from a new next hop,
 it initiates a DCO.  It is recommended that an implementation
 initiate a DCO after a time period (DelayDCO) such that the common
 ancestor node may receive updated DAOs from all possible next hops.
 This will help to reduce DCO control overhead, i.e., the common
 ancestor can wait for updated DAOs from all possible directions
 before initiating a DCO for route invalidation.  After timeout, the
 DCO needs to be generated for all the next hops for which the route
 invalidation needs to be done.
 This document recommends using a DelayDCO timer value of 1 second.
 This value is inspired by the default DelayDAO timer value of 1
 second [RFC6550].  Here, the hypothesis is that the DAOs from all
 possible parent sets would be received on the common ancestor within
 this time period.
 It is still possible that a DCO is generated before all the updated
 DAOs from all the paths are received.  In this case, the ancestor
 node would start the invalidation procedure for paths from which the
 updated DAO is not received.  The DCO generated in this case would
 start invalidating the segments along these paths on which the
 updated DAOs are not received.  But once the DAO reaches these
 segments, the routing state would be updated along these segments;
 this should not lead to any inconsistent routing states.
 Note that there is no requirement for synchronization between a DCO
 and DAOs.  The DelayDCO timer simply ensures that DCO control
 overhead can be reduced and is only needed when the network contains
 nodes using multiple preferred parents.

5. IANA Considerations

 IANA has allocated codes for the DCO and DCO-ACK messages from the
 "RPL Control Codes" registry.
 +======+===========================================+===============+
 | Code |                Description                |   Reference   |
 +======+===========================================+===============+
 | 0x07 |         Destination Cleanup Object        | This document |
 +------+-------------------------------------------+---------------+
 | 0x08 | Destination Cleanup Object Acknowledgment | This document |
 +------+-------------------------------------------+---------------+
 | 0x87 |     Secure Destination Cleanup Object     | This document |
 +------+-------------------------------------------+---------------+
 | 0x88 |     Secure Destination Cleanup Object     | This document |
 |      |               Acknowledgment              |               |
 +------+-------------------------------------------+---------------+
           Table 1: New Codes for DCO and DCO-ACK Messages
 IANA has allocated bit 1 from the "Transit Information Option Flags"
 registry for the 'I' flag (Invalidate previous route; see
 Section 4.2).

5.1. New Registry for the Destination Cleanup Object (DCO) Flags

 IANA has created a registry for the 8-bit Destination Cleanup Object
 (DCO) Flags field.  The "Destination Cleanup Object (DCO) Flags"
 registry is located in the "Routing Protocol for Low Power and Lossy
 Networks (RPL)" registry.
 New bit numbers may be allocated only by IETF Review [RFC8126].  Each
 bit is tracked with the following qualities:
  • Bit number (counting from bit 0 as the most significant bit)
  • Capability description
  • Defining RFC
 The following bits are currently defined:
     +============+==============================+===============+
     | Bit number |         Description          |   Reference   |
     +============+==============================+===============+
     |     0      |     DCO-ACK request (K)      | This document |
     +------------+------------------------------+---------------+
     |     1      | DODAGID field is present (D) | This document |
     +------------+------------------------------+---------------+
                        Table 2: DCO Base Flags

5.2. New Registry for the Destination Cleanup Object (DCO)

    Acknowledgment Flags
 IANA has created a registry for the 8-bit Destination Cleanup Object
 (DCO) Acknowledgment Flags field.  The "Destination Cleanup Object
 (DCO) Acknowledgment Flags" registry is located in the "Routing
 Protocol for Low Power and Lossy Networks (RPL)" registry.
 New bit numbers may be allocated only by IETF Review [RFC8126].  Each
 bit is tracked with the following qualities:
  • Bit number (counting from bit 0 as the most significant bit)
  • Capability description
  • Defining RFC
 The following bit is currently defined:
     +============+==============================+===============+
     | Bit number |         Description          |   Reference   |
     +============+==============================+===============+
     |     0      | DODAGID field is present (D) | This document |
     +------------+------------------------------+---------------+
                       Table 3: DCO-ACK Base Flag

5.3. RPL Rejection Status Values

 This document adds a new status value to the "RPL Rejection Status"
 subregistry initially created per Section 12.6 of [RFC9010].
             +=======+==================+===============+
             | Value |     Meaning      |   Reference   |
             +=======+==================+===============+
             |   1   | No routing entry | This document |
             +-------+------------------+---------------+
              Table 4: Rejection Value of the RPL Status

6. Security Considerations

 This document introduces the ability for a common ancestor node to
 invalidate a route on behalf of the target node.  The common ancestor
 node could be directed to do so by the target node, using the 'I'
 flag in a DCO's Transit Information option.  However, the common
 ancestor node is in a position to unilaterally initiate the route
 invalidation, since it possesses all the required state information,
 namely, the Target Address and the corresponding Path Sequence.
 Thus, a rogue common ancestor node could initiate such an
 invalidation and impact the traffic to the target node.
 The DCO carries a RPL Status value, which is informative.  New Status
 values may be created over time, and a node will ignore an unknown
 Status value.  This enables the RPL Status field to be used as a
 cover channel.  But the channel only works once, since the message
 destroys its own medium, i.e., the existing route that it is
 removing.
 This document also introduces an 'I' flag, which is set by the target
 node and used by the ancestor node to initiate a DCO if the ancestor
 sees an update in the routing adjacency.  However, this flag could be
 spoofed by a malicious 6LR in the path and can cause invalidation of
 an existing active path.  Note that invalidation will work only if
 the Path Sequence condition is also met for the target for which the
 invalidation is attempted.  Having said that, such a malicious 6LR
 may spoof a DAO on behalf of the (sub) child with the 'I' flag set
 and can cause route invalidation on behalf of the (sub) child node.
 Note that by using existing mechanisms offered by [RFC6550], a
 malicious 6LR might also spoof a DAO with a lifetime of zero or
 otherwise cause denial of service by dropping traffic entirely, so
 the new mechanism described in this document does not present a
 substantially increased risk of disruption.
 This document assumes that the security mechanisms as defined in
 [RFC6550] are followed, which means that the common ancestor node and
 all the 6LRs are part of the RPL network because they have the
 required credentials.  A non-secure RPL network needs to take into
 consideration the risks highlighted in this section as well as those
 highlighted in [RFC6550].
 All RPL messages support a secure version of messages; this allows
 integrity protection using either a Message Authentication Code (MAC)
 or a signature.  Optionally, secured RPL messages also have
 encryption protection for confidentiality.
 This document adds new messages (DCO and DCO-ACK) that are
 syntactically similar to existing RPL messages such as DAO and DAO-
 ACK.  Secure versions of DCO and DCO-ACK messages are added in a way
 that is similar to the technique used for other RPL messages (such as
 DAO and DAO-ACK).
 RPL supports three security modes, as mentioned in Section 10.1 of
 [RFC6550]:
 Unsecured:  In this mode, it is expected that the RPL control
    messages are secured by other security mechanisms, such as link-
    layer security.  In this mode, the RPL control messages, including
    DCO and DCO-ACK messages, do not have Security sections.  Also
    note that unsecured mode does not imply that all messages are sent
    without any protection.
 Preinstalled:  In this mode, RPL uses secure messages.  Thus, secure
    versions of DCO and DCO-ACK messages MUST be used in this mode.
 Authenticated:  In this mode, RPL uses secure messages.  Thus, secure
    versions of DCO and DCO-ACK messages MUST be used in this mode.

7. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC6550]  Winter, T., Ed., Thubert, P., Ed., Brandt, A., Hui, J.,
            Kelsey, R., Levis, P., Pister, K., Struik, R., Vasseur,
            JP., and R. Alexander, "RPL: IPv6 Routing Protocol for
            Low-Power and Lossy Networks", RFC 6550,
            DOI 10.17487/RFC6550, March 2012,
            <https://www.rfc-editor.org/info/rfc6550>.
 [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
            Writing an IANA Considerations Section in RFCs", BCP 26,
            RFC 8126, DOI 10.17487/RFC8126, June 2017,
            <https://www.rfc-editor.org/info/rfc8126>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8505]  Thubert, P., Ed., Nordmark, E., Chakrabarti, S., and C.
            Perkins, "Registration Extensions for IPv6 over Low-Power
            Wireless Personal Area Network (6LoWPAN) Neighbor
            Discovery", RFC 8505, DOI 10.17487/RFC8505, November 2018,
            <https://www.rfc-editor.org/info/rfc8505>.
 [RFC9010]  Thubert, P., Ed. and M. Richardson, "Routing for RPL
            (Routing Protocol for Low-Power and Lossy Networks)
            Leaves", RFC 9010, DOI 10.17487/RFC9010, April 2021,
            <https://www.rfc-editor.org/info/rfc9010>.

Appendix A. Example Messaging

A.1. Example DCO Messaging

 In this example, Node D (Figure 1) switches its parent from B to C.
 This example assumes that Node D has already established its own
 route via Node B-G-A-6LBR using pathseq=x.  The example uses DAO and
 DCO messaging conventions and specifies only the required parameters
 to explain the example, namely, the parameter 'tgt', which stands for
 "Target option"; the value of this parameter specifies the address of
 the target node.  The parameter 'pathseq' specifies the Path Sequence
 value carried in the Transit Information option, and the parameter
 'I_flag' specifies the 'I' flag in the Transit Information option.
 The sequence of actions is as follows:
 1.  Node D switches its parent from Node B to Node C.
 2.  D sends a regular DAO(tgt=D,pathseq=x+1,I_flag=1) in the updated
     path to C.
 3.  C checks for a routing entry on behalf of D; since it cannot find
     an entry on behalf of D, it creates a new routing entry and
     forwards the reachability information of the target D to H in a
     DAO(tgt=D,pathseq=x+1,I_flag=1).
 4.  Similar to C, Node H checks for a routing entry on behalf of D,
     cannot find an entry, and hence creates a new routing entry and
     forwards the reachability information of the target D to A in a
     DAO(tgt=D,pathseq=x+1,I_flag=1).
 5.  Node A receives the DAO(tgt=D,pathseq=x+1,I_flag=1) and checks
     for a routing entry on behalf of D.  It finds a routing entry but
     checks that the next hop for target D is different (i.e., Node
     G).  Node A checks the I_flag and generates the
     DCO(tgt=D,pathseq=x+1) to the previous next hop for target D,
     which is G.  Subsequently, Node A updates the routing entry and
     forwards the reachability information of target D upstream using
     the DAO(tgt=D,pathseq=x+1,I_flag=1).
 6.  Node G receives the DCO(tgt=D,pathseq=x+1).  It checks to see if
     the received Path Sequence is later than the stored Path
     Sequence.  If it is later, Node G invalidates the routing entry
     of target D and forwards the (un)reachability information
     downstream to B in the DCO(tgt=D,pathseq=x+1).
 7.  Similarly, B processes the DCO(tgt=D,pathseq=x+1) by invalidating
     the routing entry of target D and forwards the (un)reachability
     information downstream to D.
 8.  D ignores the DCO(tgt=D,pathseq=x+1), since the target is itself.
 9.  The propagation of the DCO will stop at any node where the node
     does not have routing information associated with the target.  If
     cached routing information is present and the cached Path
     Sequence is higher than the value in the DCO, then the DCO is
     dropped.

A.2. Example DCO Messaging with Multiple Preferred Parents

 As shown in Figure 5, node (N41) selects multiple preferred parents
 (N32) and (N33).  The sequence of actions is listed below the figure.
                                 (6LBR)
                                   |
                                   |
                                   |
                                 (N11)
                                  / \
                                 /   \
                                /     \
                             (N21)   (N22)
                               /      / \
                              /      /   \
                             /      /     \
                          (N31)  (N32)  (N33)
                              :    |    /
                               :   |   /
                                :  |  /
                                 (N41)
                      Figure 5: Sample Topology 2
 1.   (N41) sends a DAO(tgt=N41,PS=x,I_flag=1) to (N32) and (N33).
      Here, 'I_flag' refers to the Invalidation flag, and 'PS' refers
      to the Path Sequence in the Transit Information option.
 2.   (N32) sends the DAO(tgt=N41,PS=x,I_flag=1) to (N22).  (N33) also
      sends the DAO(tgt=N41,PS=x,I_flag=1) to (N22).  (N22) learns
      multiple routes for the same destination (N41) through multiple
      next hops.  (N22) may receive the DAOs from (N32) and (N33) in
      any order with the I_flag set.  The implementation should use
      the DelayDCO timer to wait to initiate the DCO.  If (N22)
      receives an updated DAO from all the paths, then the DCO need
      not be initiated in this case.  Thus, the routing table at N22
      should contain (Dst,NextHop,PS): { (N41,N32,x), (N41,N33,x) }.
 3.   (N22) sends the DAO(tgt=N41,PS=x,I_flag=1) to (N11).
 4.   (N11) sends the DAO(tgt=N41,PS=x,I_flag=1) to (6LBR).  Thus, the
      complete path is established.
 5.   (N41) decides to change the preferred parent set from
      { N32, N33 } to { N31, N32 }.
 6.   (N41) sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N32).  (N41)
      sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N31).
 7.   (N32) sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N22).  (N22)
      has multiple routes to destination (N41).  It sees that a new
      Path Sequence for Target=N41 is received and thus waits for a
      predetermined time period (the DelayDCO time period) to
      invalidate another route { (N41),(N33),x }.  After the time
      period, (N22) sends the DCO(tgt=N41,PS=x+1) to (N33).  Also
      (N22) sends the regular DAO(tgt=N41,PS=x+1,I_flag=1) to (N11).
 8.   (N33) receives the DCO(tgt=N41,PS=x+1).  The received Path
      Sequence is the latest and thus invalidates the entry associated
      with the target (N41).  (N33) then sends the DCO(tgt=N41,PS=x+1)
      to (N41).  (N41) sees itself as the target and drops the DCO.
 9.   From Step 6 above, (N31) receives the
      DAO(tgt=N41,PS=x+1,I_flag=1).  It creates a routing entry and
      sends the DAO(tgt=N41,PS=x+1,I_flag=1) to (N21).  Similarly,
      (N21) receives the DAO and subsequently sends the
      DAO(tgt=N41,PS=x+1,I_flag=1) to (N11).
 10.  (N11) receives the DAO(tgt=N41,PS=x+1,I_flag=1) from (N21).  It
      waits for the DelayDCO timer, since it has multiple routes to
      (N41).  (N41) will receive the DAO(tgt=N41,PS=x+1,I_flag=1) from
      (N22) from Step 7 above.  Thus, (N11) has received the regular
      DAO(tgt=N41,PS=x+1,I_flag=1) from all paths and thus does not
      initiate the DCO.
 11.  (N11) forwards the DAO(tgt=N41,PS=x+1,I_flag=1) to (6LBR), and
      the full path is established.

Acknowledgments

 Many thanks to Alvaro Retana, Cenk Gundogan, Simon Duquennoy,
 Georgios Papadopoulos, and Peter van der Stok for their review and
 comments.  Alvaro Retana helped shape this document's final version
 with critical review comments.

Authors' Addresses

 Rahul Arvind Jadhav (editor)
 Huawei
 Whitefield
 Kundalahalli Village
 Bangalore 560037
 Karnataka
 India
 Phone: +91-080-49160700
 Email: rahul.ietf@gmail.com
 Pascal Thubert
 Cisco Systems, Inc.
 Building D
 45 Allee des Ormes - BP1200
 06254 MOUGINS - Sophia Antipolis
 France
 Phone: +33-497-23-26-34
 Email: pthubert@cisco.com
 Rabi Narayan Sahoo
 Huawei
 Whitefield
 Kundalahalli Village
 Bangalore 560037
 Karnataka
 India
 Phone: +91-080-49160700
 Email: rabinarayans0828@gmail.com
 Zhen Cao
 Huawei
 W Chang'an Ave
 Beijing
 China
 Email: zhencao.ietf@gmail.com
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