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rfc:rfc8739



Internet Engineering Task Force (IETF) Y. Sheffer Request for Comments: 8739 Intuit Category: Standards Track D. Lopez ISSN: 2070-1721 O. Gonzalez de Dios

                                                     A. Pastor Perales
                                                        Telefonica I+D
                                                            T. Fossati
                                                                   ARM
                                                            March 2020

Support for Short-Term, Automatically Renewed (STAR) Certificates in the

        Automated Certificate Management Environment (ACME)

Abstract

 Public key certificates need to be revoked when they are compromised,
 that is, when the associated private key is exposed to an
 unauthorized entity.  However, the revocation process is often
 unreliable.  An alternative to revocation is issuing a sequence of
 certificates, each with a short validity period, and terminating the
 sequence upon compromise.  This memo proposes an Automated
 Certificate Management Environment (ACME) extension to enable the
 issuance of Short-Term, Automatically Renewed (STAR) X.509
 certificates.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc8739.

Copyright Notice

 Copyright (c) 2020 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1.  Introduction
   1.1.  Name Delegation Use Case
   1.2.  Terminology
   1.3.  Conventions Used in This Document
 2.  Protocol Flow
   2.1.  Bootstrap
   2.2.  Auto Renewal
   2.3.  Termination
 3.  Protocol Details
   3.1.  ACME Extensions
     3.1.1.  Extending the Order Resource
     3.1.2.  Canceling an Auto-renewal Order
   3.2.  Capability Discovery
   3.3.  Fetching the Certificates
   3.4.  Negotiating an Unauthenticated GET
   3.5.  Computing notBefore and notAfter of STAR Certificates
     3.5.1.  Example
 4.  Operational Considerations
   4.1.  The Meaning of "Short Term" and the Impact of Skewed Clocks
   4.2.  Impact on Certificate Transparency (CT) Logs
   4.3.  HTTP Caching and Dependability
 5.  IANA Considerations
   5.1.  New Registries
   5.2.  New Error Types
   5.3.  New Fields in Order Objects
   5.4.  Fields in the "auto-renewal" Object within an Order Object
   5.5.  New Fields in the "meta" Object within a Directory Object
   5.6.  Fields in the "auto-renewal" Object within a Directory
         Metadata Object
   5.7.  Cert-Not-Before and Cert-Not-After HTTP Headers
 6.  Security Considerations
   6.1.  No Revocation
   6.2.  Denial-of-Service Considerations
   6.3.  Privacy Considerations
 7.  References
   7.1.  Normative References
   7.2.  Informative References
 Acknowledgments
 Authors' Addresses

1. Introduction

 The ACME protocol [RFC8555] automates the process of issuing a
 certificate to a named entity (an Identifier Owner or IdO).
 Typically, but not always, the identifier is a domain name.
 If the IdO wishes to obtain a string of short-term certificates
 originating from the same private key (see [TOPALOVIC] about why
 using short-lived certificates might be preferable to explicit
 revocation), she must go through the whole ACME protocol each time a
 new short-term certificate is needed, e.g., every 2-3 days.  If done
 this way, the process would involve frequent interactions between the
 registration function of the ACME Certification Authority (CA) and
 the identity provider infrastructure (e.g., DNS, web servers),
 therefore making the issuance of short-term certificates exceedingly
 dependent on the reliability of both.
 This document presents an extension of the ACME protocol that
 optimizes this process by making short-term certificates first-class
 objects in the ACME ecosystem.  Once the Order for a string of short-
 term certificates is accepted, the CA is responsible for publishing
 the next certificate at an agreed upon URL before the previous one
 expires.  The IdO can terminate the automatic renewal before the
 negotiated deadline if needed, e.g., on key compromise.
 For a more generic treatment of STAR certificates, readers are
 referred to [SHORT-TERM-CERTS].

1.1. Name Delegation Use Case

 The proposed mechanism can be used as a building block of an
 efficient name-delegation protocol, for example, one that exists
 between a Content Distribution Network (CDN) or a cloud provider and
 its customers [STAR-DELEGATION].  At any time, the service customer
 (i.e., the IdO) can terminate the delegation by simply instructing
 the CA to stop the automatic renewal and letting the currently active
 certificate expire shortly thereafter.
 Note that in the name delegation use case, the delegated entity needs
 to access the auto-renewed certificate without being in possession of
 the ACME account key that was used for initiating the STAR issuance.
 This leads to the optional use of unauthenticated GET in this
 protocol (Section 3.4).

1.2. Terminology

 IdO     Identifier Owner, the owner of an identifier, e.g., a domain
         name, a telephone number, etc.
 STAR    Short-Term, Automatically Renewed X.509 certificates.

1.3. Conventions Used in This Document

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.

2. Protocol Flow

 The following subsections describe the three main phases of the
 protocol:
  • Bootstrap: the IdO asks an ACME CA to create a short-term,

automatically renewed (STAR) certificate (Section 2.1);

  • Auto-renewal: the ACME CA periodically reissues the short-term

certificate and posts it to the star-certificate URL

    (Section 2.2);
 *  Termination: the IdO requests the ACME CA to discontinue the
    automatic renewal of the certificate (Section 2.3).

2.1. Bootstrap

 The IdO, in its role as an ACME client, requests the CA to issue a
 STAR certificate, i.e., one that:
  • Has a short validity, e.g., 24 to 72 hours. Note that the exact

definition of "short" depends on the use case;

  • Is automatically renewed by the CA for a certain period of time;
  • Is downloadable from a (highly available) location.
 Other than that, the ACME protocol flows as usual between IdO and CA.
 In particular, IdO is responsible for satisfying the requested ACME
 challenges until the CA is willing to issue the requested
 certificate.  Per normal ACME processing, the IdO is given back an
 Order resource associated with the STAR certificate to be used in
 subsequent interaction with the CA (e.g., if the certificate needs to
 be terminated.)
 The bootstrap phase ends when the ACME CA updates the Order resource
 to include the URL for the issued STAR certificate.

2.2. Auto Renewal

 The CA issues the initial certificate after the authorization
 completes successfully.  It then automatically reissues the
 certificate using the same Certificate Signing Request (CSR) (and
 therefore the same identifier and public key) before the previous one
 expires and publishes it to the URL that was returned to the IdO at
 the end of the bootstrap phase.  The certificate user, which could be
 either the IdO itself or a delegated third party as described in
 [STAR-DELEGATION], obtains the certificate (Section 3.3) and uses it.
 The auto-renewal process (Figure 1) goes on until either:
  • IdO explicitly terminates the automatic renewal (Section 2.3); or
  • Automatic renewal expires.
    Certificate             ACME/STAR
    User                    Server
    |     Retrieve cert     |                     [...]
    |---------------------->|                      |
    |                       +------.              /
    |                       |      |             /
    |                       | Automatic renewal :
    |                       |      |             \
    |                       |<-----'              \
    |     Retrieve cert     |                      |
    |---------------------->|            short validity period
    |                       |                      |
    |                       +------.              /
    |                       |      |             /
    |                       | Automatic renewal :
    |                       |      |             \
    |                       |<-----'              \
    |     Retrieve cert     |                      |
    |---------------------->|            short validity period
    |                       |                      |
    |                       +------.              /
    |                       |      |             /
    |                       | Automatic renewal :
    |                       |      |             \
    |                       |<-----'              \
    |                       |                      |
    |         [...]         |                    [...]
                         Figure 1: Auto-renewal

2.3. Termination

 The IdO may request early termination of the STAR certificate by
 sending a cancellation request to the Order resource as described in
 Section 3.1.2.  After the CA receives and verifies the request, it
 shall:
  • Cancel the automatic renewal process for the STAR certificate;
  • Change the certificate publication resource to return an error

indicating the termination of the issuance;

  • Change the status of the Order to "canceled".
 Note that it is not necessary to explicitly revoke the short-term
 certificate.
    Certificate                                     ACME/STAR
    User                    IdO                     Server
    |                       |                       |
    |                       |      Cancel Order     |
    |                       +---------------------->|
    |                       |                       +-------.
    |                       |                       |       |
    |                       |                       | End auto-renewal
    |                       |                       | Remove cert link
    |                       |                       | etc.
    |                       |                       |       |
    |                       |         Done          |<------'
    |                       |<----------------------+
    |                       |                       |
    |                                               |
    |              Retrieve cert                    |
    +---------------------------------------------->|
    |              Error: autoRenewalCanceled       |
    |<----------------------------------------------+
    |                                               |
                         Figure 2: Termination

3. Protocol Details

 This section describes the protocol details, namely the extensions to
 the ACME protocol required to issue STAR certificates.

3.1. ACME Extensions

 This protocol extends the ACME protocol to allow for automatically
 renewed Orders.

3.1.1. Extending the Order Resource

 The Order resource is extended with a new "auto-renewal" object that
 MUST be present for STAR certificates.  The "auto-renewal" object has
 the following structure:
  • start-date (optional, string): The earliest date of validity of

the first certificate issued, in [RFC3339] format. When omitted,

    the start date is as soon as authorization is complete.
 *  end-date (required, string): The latest date of validity of the
    last certificate issued, in [RFC3339] format.
 *  lifetime (required, integer): The maximum validity period of each
    STAR certificate, an integer that denotes a number of seconds.
    This is a nominal value that does not include any extra validity
    time due to server or client adjustment (see below).
 *  lifetime-adjust (optional, integer): The amount of "left pad"
    added to each STAR certificate, an integer that denotes a number
    of seconds.  The default is 0.  If present, the value of the
    notBefore field that would otherwise appear in the STAR
    certificates is pre-dated by the specified number of seconds.  See
    Section 4.1 for why a client might want to use this control, and
    Section 3.5 for how the effective certificate lifetime is
    computed.  The value reflected by the server, together with the
    value of the lifetime attribute, can be used by the client as a
    hint to configure its polling timer.
 *  allow-certificate-get (optional, boolean): See Section 3.4.
 These attributes are included in a POST message when creating the
 Order as part of the object encoded as "payload".  They are returned
 when the Order has been created.  The ACME server MAY adjust them at
 will according to its local policy (see also Section 3.2).
 The optional notBefore and notAfter fields defined in Section 7.1.3
 of [RFC8555] MUST NOT be present in a STAR Order.  If they are
 included, the server MUST return an error with status code 400 (Bad
 Request) and type "malformedRequest".
 Section 7.1.6 of [RFC8555] defines the following values for the Order
 resource's status: "pending", "ready", "processing", "valid", and
 "invalid".  In the case of auto-renewal Orders, the status MUST be
 "valid" as long as STAR certificates are being issued.  This document
 adds a new status value: "canceled" (see Section 3.1.2).
 A STAR certificate is by definition a dynamic resource, i.e., it
 refers to an entity that varies over time.  Instead of overloading
 the semantics of the "certificate" attribute, this document defines a
 new attribute, "star-certificate", to be used instead of
 "certificate".
  • star-certificate (optional, string): A URL for the (rolling) STAR

certificate that has been issued in response to this Order.

3.1.2. Canceling an Auto-renewal Order

 An important property of the auto-renewal Order is that it can be
 canceled by the IdO with no need for certificate revocation.  To
 cancel the Order, the ACME client sends a POST to the Order URL as
 shown in Figure 3.
   POST /acme/order/ogfr8EcolOT HTTP/1.1
   Host: example.com
   Content-Type: application/jose+json
   {
     "protected": base64url({
       "alg": "ES256",
       "kid": "https://example.com/acme/acct/gw06UNhKfOve",
       "nonce": "Alc00Ap6Rt7GMkEl3L1JX5",
       "url": "https://example.com/acme/order/ogfr8EcolOT"
     }),
     "payload": base64url({
       "status": "canceled"
     }),
     "signature": "g454e3hdBlkT4AEw...nKePnUyZTjGtXZ6H"
   }
               Figure 3: Canceling an Auto-renewal Order
 After a successful cancellation, the server MUST NOT issue any
 additional certificates for this Order.
 When the Order is canceled, the server:
  • MUST update the status of the Order resource to "canceled" and

MUST set an appropriate "expires" date;

  • MUST respond with 403 (Forbidden) to any requests to the star-

certificate endpoint. The response SHOULD provide additional

    information using a problem document [RFC7807] with type
    "urn:ietf:params:acme:error:autoRenewalCanceled".
 Issuing a cancellation for an Order that is not in "valid" state is
 not allowed.  A client MUST NOT send such a request, and a server
 MUST return an error response with status code 400 (Bad Request) and
 type "urn:ietf:params:acme:error:autoRenewalCancellationInvalid".
 The state machine described in Section 7.1.6 of [RFC8555] is extended
 as illustrated in Figure 4.
     pending --------------+
        |                  |
        | All authz        |
        | "valid"          |
        V                  |
      ready ---------------+
        |                  |
        | Receive          |
        | finalize         |
        | request          |
        V                  |
    processing ------------+
        |                  |
        | First            |
        | certificate      | Error or
        | issued           | Authorization failure
        |                  |
        |                  V
        |               invalid
        V
      valid----------------+
        |                  |
        | STAR             |
        | Certificate      | Natural
        | canceled         | Expiration
        V                  |
     canceled             ='=
           Figure 4: State Transitions for STAR Order Objects
 Explicit certificate revocation using the revokeCert interface
 (Section 7.6 of [RFC8555]) is not supported for STAR certificates.  A
 server receiving a revocation request for a STAR certificate MUST
 return an error response with status code 403 (Forbidden) and type
 "urn:ietf:params:acme:error:autoRenewalRevocationNotSupported".

3.2. Capability Discovery

 In order to support the discovery of STAR capabilities, the "meta"
 field inside the directory object defined in Section 9.7.6 of
 [RFC8555] is extended with a new "auto-renewal" object.  The "auto-
 renewal" object MUST be present if the server supports STAR.  Its
 structure is as follows:
  • min-lifetime (required, integer): Minimum acceptable value for

auto-renewal lifetime, in seconds.

  • max-duration (required, integer): Maximum allowed delta between

the end-date and start-date attributes of the Order's auto-renewal

    object.
 *  allow-certificate-get (optional, boolean): See Section 3.4.
 An example directory object advertising STAR support with one-day
 min-lifetime and one-year max-duration and supporting certificate
 fetching with an HTTP GET is shown in Figure 5.
  {
     "new-nonce": "https://example.com/acme/new-nonce",
     "new-account": "https://example.com/acme/new-account",
     "new-order": "https://example.com/acme/new-order",
     "new-authz": "https://example.com/acme/new-authz",
     "revoke-cert": "https://example.com/acme/revoke-cert",
     "key-change": "https://example.com/acme/key-change",
     "meta": {
       "terms-of-service": "https://example.com/acme/terms/2017-5-30",
       "website": "https://www.example.com/",
       "caa-identities": ["example.com"],
       "auto-renewal": {
         "min-lifetime": 86400,
         "max-duration":  31536000,
         "allow-certificate-get": true
       }
     }
  }
              Figure 5: Directory Object with STAR Support

3.3. Fetching the Certificates

 The certificate is fetched from the star-certificate endpoint with
 POST-as-GET as per Section 7.4.2 of [RFC8555] unless the client and
 server have successfully negotiated the "unauthenticated GET" option
 described in Section 3.4.  In such case, the client can simply issue
 a GET to the star-certificate resource without authenticating itself
 to the server as illustrated in Figure 6.
   GET /acme/cert/g7m3ZQeTEqa HTTP/1.1
   Host: example.com
   Accept: application/pem-certificate-chain
   HTTP/1.1 200 OK
   Content-Type: application/pem-certificate-chain
   Link: <https://example.com/acme/some-directory>;rel="index"
   Cert-Not-Before: Thu, 3 Oct 2019 00:00:00 GMT
   Cert-Not-After: Thu, 10 Oct 2019 00:00:00 GMT
  1. —-BEGIN CERTIFICATE—–

[End-entity certificate contents]

  1. —-END CERTIFICATE—–
  2. —-BEGIN CERTIFICATE—–

[Issuer certificate contents]

  1. —-END CERTIFICATE—–
  2. —-BEGIN CERTIFICATE—–

[Other certificate contents]

  1. —-END CERTIFICATE—–
     Figure 6: Fetching a STAR Certificate with Unauthenticated GET
 The server SHOULD include the "Cert-Not-Before" and "Cert-Not-After"
 HTTP header fields in the response.  When they exist, they MUST be
 equal to the respective fields inside the end-entity certificate.
 Their format is "HTTP-date" as defined in Section 7.1.1.2 of
 [RFC7231].  Their purpose is to enable client implementations that do
 not parse the certificate.
 The following are further clarifications regarding usage of these
 header fields as per Section 8.3.1 of [RFC7231].  All apply to both
 headers.
  • This header field is a single value, not a list.
  • The header field is used only in responses to GET, HEAD, and POST-

as-GET requests, and only for MIME types that denote public key

    certificates.
 *  Header field semantics are independent of context.
 *  The header field is not hop-by-hop.
 *  Intermediaries MAY insert or delete the value;
 *  If an intermediary inserts the value, it MUST ensure that the
    newly added value matches the corresponding value in the
    certificate.
 *  The header field is not appropriate for a Vary field.
 *  The header field is allowed within message trailers.
 *  The header field is not appropriate within redirects.
 *  The header field does not introduce additional security
    considerations.  It discloses in a simpler form information that
    is already available inside the certificate.
 To improve robustness, the next certificate MUST be made available by
 the ACME CA at the URL indicated by "star-certificate" halfway
 through the lifetime of the currently active certificate at the
 latest.  It is worth noting that this has an implication in case of
 cancellation; in fact, from the time the next certificate is made
 available, the cancellation is not completely effective until the
 "next" certificate also expires.  To avoid the client accidentally
 entering a broken state, the notBefore of the "next" certificate MUST
 be set so that the certificate is already valid when it is published
 at the "star-certificate" URL.  Note that the server might need to
 increase the auto-renewal lifetime-adjust value to satisfy the latter
 requirement.  For a detailed description of the renewal scheduling
 logic, see Section 3.5.  For further rationale on the need for
 adjusting the certificate validity, see Section 4.1.
 The server MUST NOT issue any certificates for this Order with
 notAfter after the auto-renewal end-date.
 For expired Orders, the server MUST respond with 403 (Forbidden) to
 any requests to the star-certificate endpoint.  The response SHOULD
 provide additional information using a problem document [RFC7807]
 with type "urn:ietf:params:acme:error:autoRenewalExpired".  Note that
 the Order resource's state remains "valid", as per the base protocol.

3.4. Negotiating an Unauthenticated GET

 In order to enable the name delegation workflow defined in
 [STAR-DELEGATION] and to increase the reliability of the STAR
 ecosystem (see Section 4.3 for details), this document defines a
 mechanism that allows a server to advertise support for accessing
 star-certificate resources via unauthenticated GET (in addition to
 POST-as-GET), and a client to enable this service with per-Order
 granularity.
 Specifically, a server states its availability to grant
 unauthenticated access to a client's Order star-certificate by
 setting the allow-certificate-get attribute to "true" in the auto-
 renewal object of the meta field inside the directory object:
  • allow-certificate-get (optional, boolean): If this field is

present and set to "true", the server allows GET (and HEAD)

    requests to star-certificate URLs.
 A client states its desire to access the issued star-certificate via
 unauthenticated GET by adding an allow-certificate-get attribute to
 the auto-renewal object of the payload of its newOrder request and
 setting it to "true".
  • allow-certificate-get (optional, boolean): If this field is

present and set to "true", the client requests the server to allow

    unauthenticated GET (and HEAD) to the star-certificate associated
    with this Order.
 If the server accepts the request, it MUST reflect the attribute
 setting in the resulting order object.
 Note that even when the use of unauthenticated GET has been agreed
 upon, the server MUST also allow POST-as-GET requests to the star-
 certificate resource.

3.5. Computing notBefore and notAfter of STAR Certificates

 We define "nominal renewal date" as the point in time when a new
 short-term certificate for a given STAR Order is due.  Its cadence is
 a multiple of the Order's auto-renewal lifetime that starts with the
 issuance of the first short-term certificate and is upper-bounded by
 the Order's auto-renewal end-date (Figure 7).
     T      - STAR Order's auto-renewal lifetime
     end    - STAR Order's auto-renewal end-date
     nrd[i] - nominal renewal date of the i-th STAR certificate
                  .- T -.   .- T -.   .- T -.   .__.
                 /       \ /       \ /       \ /  end
     -----------o---------o---------o---------o----X-------> t
               nrd[0]    nrd[1]    nrd[2]    nrd[3]
                     Figure 7: Nominal Renewal Date
 The rules to determine the notBefore and notAfter values of the i-th
 STAR certificate are as follows:
     notAfter  = min(nrd[i] + T, end)
     notBefore = nrd[i] - max(adjust_client, adjust_server)
 Where "adjust_client" is the minimum value between the auto-renewal
 lifetime-adjust value ("la"), optionally supplied by the client, and
 the auto-renewal lifetime of each short-term certificate ("T");
 "adjust_server" is the amount of padding added by the ACME server to
 make sure that all certificates being published are valid at the time
 of publication.  The server padding is a fraction (f) of T (i.e., f *
 T with .5 <= f < 1; see Section 3.3):
     adjust_client = min(T, la)
     adjust_server = f * T
 Note that the ACME server MUST NOT set the notBefore of the first
 STAR certificate to a date prior to the auto-renewal start-date.

3.5.1. Example

 Given a server that intends to publish the next STAR certificate
 halfway through the lifetime of the previous one, and a STAR Order
 with the following attributes:
      "auto-renewal": {
        "start-date": "2019-01-10T00:00:00Z",
        "end-date": "2019-01-20T00:00:00Z",
        "lifetime": 345600,          // 4 days
        "lifetime-adjust": 259200    // 3 days
      }
 The amount of time that needs to be subtracted from each nominal
 renewal date is 3 days, i.e., max(min(345600, 259200), 345600 * .5).
 The notBefore and notAfter of each short-term certificate are:
            +----------------------+----------------------+
            | notBefore            | notAfter             |
            +======================+======================+
            | 2019-01-10T00:00:00Z | 2019-01-14T00:00:00Z |
            +----------------------+----------------------+
            | 2019-01-11T00:00:00Z | 2019-01-18T00:00:00Z |
            +----------------------+----------------------+
            | 2019-01-15T00:00:00Z | 2019-01-20T00:00:00Z |
            +----------------------+----------------------+
                                Table 1
 The value of the notBefore is also the time at which the client
 should expect the new certificate to be available from the star-
 certificate endpoint.

4. Operational Considerations

4.1. The Meaning of "Short Term" and the Impact of Skewed Clocks

 "Short Term" is a relative concept; therefore, trying to define a
 cutoff point that works in all cases would be a useless exercise.  In
 practice, the expected lifetime of a STAR certificate will be counted
 in minutes, hours, or days, depending on different factors: the
 underlying requirements for revocation, how much clock
 synchronization is expected among relying parties and the issuing CA,
 etc.
 Nevertheless, this section attempts to provide reasonable suggestions
 for the Web use case, informed by current operational and research
 experience.
 Acer et al. [ACER] find that one of the main causes of "HTTPS error"
 warnings in browsers is misconfigured client clocks.  In particular,
 they observe that roughly 95% of the "severe" clock skews -- the 6.7%
 of clock-related breakage reports that account for clients that are
 more than 24 hours behind -- happen to be within 6-7 days.
 In order to avoid these spurious warnings about a not yet valid
 server certificate, site owners could use the auto-renewal lifetime-
 adjust attribute to control the effective lifetime of their Web-
 facing certificates.  The exact number depends on the percentage of
 the "clock-skewed" population that the site owner expects to protect
 -- 5 days cover 97.3%, 7 days cover 99.6% -- as well as the nominal
 auto-renewal lifetime of the STAR Order.  Note that exact choice is
 also likely to depend on the kinds of client that are prevalent for a
 given site or app -- for example, Android and Mac OS clients are
 known to behave better than Windows clients.  These considerations
 are clearly out of scope of this document.
 In terms of security, STAR certificates and certificates with the
 Online Certificate Status Protocol (OCSP) "must-staple" flag asserted
 [RFC7633] can be considered roughly equivalent if the STAR
 certificate's and the OCSP response's lifetimes are the same.  (Here,
 "must-staple" refers to a certificate carrying a TLS feature
 extension with the "status_request" extension identifier [RFC6066].)
 Given OCSP responses can be cached, on average, for 4 days [STARK],
 it is RECOMMENDED that a STAR certificate that is used on the Web has
 an "effective" lifetime (excluding any adjustment to account for
 clock skews) no longer than 4 days.

4.2. Impact on Certificate Transparency (CT) Logs

 Even in the highly unlikely case STAR becomes the only certificate
 issuance model, discussion with the IETF TRANS Working Group and
 implementers of Certificate Transparency (CT) logs suggests that
 existing CT Log server implementations are capable of sustaining the
 resulting 100-fold increase in ingestion rate.  Additionally, such a
 future higher load could be managed with a variety of techniques
 (e.g., sharding by modulo of certificate hash, using "smart" load-
 balancing CT proxies, etc.).  With regards to the increase in the log
 size, current CT log growth is already being managed with schemes
 like Chrome's Log Policy [OBRIEN], which allow Operators to define
 their log life cycle, as well as allowing the CAs, User Agents,
 Monitors, and any other interested entities to build in support for
 that life cycle ahead of time.

4.3. HTTP Caching and Dependability

 When using authenticated POST-as-GET, the HTTPS endpoint from where
 the STAR certificate is fetched can't be easily replicated by an on-
 path HTTP cache.  Reducing the caching properties of the protocol
 makes STAR clients increasingly dependent on the ACME server
 availability.  This might be problematic given the relatively high
 rate of client-server interactions in a STAR ecosystem, especially
 when multiple endpoints (e.g., a high number of CDN edge nodes) end
 up requesting the same certificate.  Clients and servers should
 consider using the mechanism described in Section 3.4 to mitigate the
 risk.
 When using unauthenticated GET to fetch the STAR certificate, the
 server SHALL use the appropriate cache directives to set the
 freshness lifetime of the response (Section 5.2 of [RFC7234]) such
 that on-path caches will consider it stale before or at the time its
 effective lifetime is due to expire.

5. IANA Considerations

5.1. New Registries

 Per this document, IANA has created the following new registries:
  • ACME Order Auto-Renewal Fields (Section 5.4)
  • ACME Directory Metadata Auto-Renewal Fields (Section 5.6)
 These registries are administered under a Specification Required
 policy [RFC8126].

5.2. New Error Types

 Per this document, IANA has added the following entries to the "ACME
 Error Types" registry:
 +-----------------------------------+-------------------+-----------+
 | Type                              | Description       | Reference |
 +===================================+===================+===========+
 | autoRenewalCanceled               | The short-term    | RFC 8739  |
 |                                   | certificate is    |           |
 |                                   | no longer         |           |
 |                                   | available         |           |
 |                                   | because the       |           |
 |                                   | auto-renewal      |           |
 |                                   | Order has been    |           |
 |                                   | explicitly        |           |
 |                                   | canceled by       |           |
 |                                   | the IdO           |           |
 +-----------------------------------+-------------------+-----------+
 | autoRenewalExpired                | The short-term    | RFC 8739  |
 |                                   | certificate is    |           |
 |                                   | no longer         |           |
 |                                   | available         |           |
 |                                   | because the       |           |
 |                                   | auto-renewal      |           |
 |                                   | Order has         |           |
 |                                   | expired           |           |
 +-----------------------------------+-------------------+-----------+
 | autoRenewalCancellationInvalid    | A request to      | RFC 8739  |
 |                                   | cancel an         |           |
 |                                   | auto-renewal      |           |
 |                                   | Order that is     |           |
 |                                   | not in state      |           |
 |                                   | "valid" has       |           |
 |                                   | been received     |           |
 +-----------------------------------+-------------------+-----------+
 | autoRenewalRevocationNotSupported | A request to      | RFC 8739  |
 |                                   | revoke an         |           |
 |                                   | auto-renewal      |           |
 |                                   | Order has been    |           |
 |                                   | received          |           |
 +-----------------------------------+-------------------+-----------+
                                Table 2

5.3. New Fields in Order Objects

 Per this document, IANA has added the following entries to the "ACME
 Order Object Fields" registry:
     +------------------+------------+--------------+-----------+
     | Field Name       | Field Type | Configurable | Reference |
     +==================+============+==============+===========+
     | auto-renewal     | object     | true         | RFC 8739  |
     +------------------+------------+--------------+-----------+
     | star-certificate | string     | false        | RFC 8739  |
     +------------------+------------+--------------+-----------+
                               Table 3

5.4. Fields in the "auto-renewal" Object within an Order Object

 The "ACME Order Auto-Renewal Fields" registry lists field names that
 are defined for use in the JSON object included in the "auto-renewal"
 field of an ACME order object.
 Template:
  • Field name: The string to be used as a field name in the JSON

object

  • Field type: The type of value to be provided, e.g., string,

boolean, array of string

  • Configurable: Boolean indicating whether the server should accept

values provided by the client

  • Reference: Where this field is defined
 Initial contents: The fields and descriptions defined in
 Section 3.1.1.
   +-----------------------+------------+--------------+-----------+
   | Field Name            | Field Type | Configurable | Reference |
   +=======================+============+==============+===========+
   | start-date            | string     | true         | RFC 8739  |
   +-----------------------+------------+--------------+-----------+
   | end-date              | string     | true         | RFC 8739  |
   +-----------------------+------------+--------------+-----------+
   | lifetime              | integer    | true         | RFC 8739  |
   +-----------------------+------------+--------------+-----------+
   | lifetime-adjust       | integer    | true         | RFC 8739  |
   +-----------------------+------------+--------------+-----------+
   | allow-certificate-get | boolean    | true         | RFC 8739  |
   +-----------------------+------------+--------------+-----------+
                                Table 4

5.5. New Fields in the "meta" Object within a Directory Object

 Per this document, IANA has added the following entry to the "ACME
 Directory Metadata Fields":
               +--------------+------------+-----------+
               | Field Name   | Field Type | Reference |
               +==============+============+===========+
               | auto-renewal | object     | RFC 8739  |
               +--------------+------------+-----------+
                                Table 5

5.6. Fields in the "auto-renewal" Object within a Directory Metadata

    Object
 The "ACME Directory Metadata Auto-Renewal Fields" registry lists
 field names that are defined for use in the JSON object included in
 the "auto-renewal" field of an ACME directory "meta" object.
 Template:
  • Field name: The string to be used as a field name in the JSON

object

  • Field type: The type of value to be provided, e.g., string,

boolean, array of string

  • Reference: Where this field is defined
 Initial contents: The fields and descriptions defined in Section 3.2.
          +-----------------------+------------+-----------+
          | Field Name            | Field Type | Reference |
          +=======================+============+===========+
          | min-lifetime          | integer    | RFC 8739  |
          +-----------------------+------------+-----------+
          | max-duration          | integer    | RFC 8739  |
          +-----------------------+------------+-----------+
          | allow-certificate-get | boolean    | RFC 8739  |
          +-----------------------+------------+-----------+
                               Table 6

5.7. Cert-Not-Before and Cert-Not-After HTTP Headers

 The "Message Headers" registry has been updated with the following
 additional values:
  +-------------------+----------+----------+-----------------------+
  | Header Field Name | Protocol | Status   | Reference             |
  +===================+==========+==========+=======================+
  | Cert-Not-Before   | http     | standard | RFC 8739, Section 3.3 |
  +-------------------+----------+----------+-----------------------+
  | Cert-Not-After    | http     | standard | RFC 8739, Section 3.3 |
  +-------------------+----------+----------+-----------------------+
                                Table 7

6. Security Considerations

6.1. No Revocation

 STAR certificates eliminate an important security feature of PKI,
 which is the ability to revoke certificates.  Revocation allows the
 administrator to limit the damage done by a rogue node or an
 adversary who has control of the private key.  With STAR
 certificates, expiration replaces revocation so there is potential
 for lack of timeliness in the revocation taking effect.  To that end,
 see also the discussion on clock skew in Section 4.1.
 It should be noted that revocation also has timeliness issues because
 both Certificate Revocation Lists (CRLs) and OCSP responses have
 nextUpdate fields that tell relying parties (RPs) how long they
 should trust this revocation data.  These fields are typically set to
 hours, days, or even weeks in the future.  Any revocation that
 happens before the time in nextUpdate goes unnoticed by the RP.
 One situation where the lack of explicit revocation could create a
 security risk to the IdO is when the Order is created with a start-
 date of some appreciable amount of time in the future.  Recall that
 when authorizations have been fulfilled, the Order moves to the
 "valid" state and the star-certificate endpoint is populated with the
 first cert (Figure 4).  So, if an attacker manages to get hold of the
 private key as well as the first (post-dated) certificate, there is a
 time window in the future when they will be able to successfully
 impersonate the IdO.  Note that cancellation is pointless in this
 case.  In order to mitigate the described threat, it is RECOMMENDED
 that IdO place their Orders at a time that is close to the Order's
 start-date.
 More discussion of the security of STAR certificates is available in
 [TOPALOVIC].

6.2. Denial-of-Service Considerations

 STAR adds a new attack vector that increases the threat of denial-of-
 service attacks, caused by the change to the CA's behavior.  Each
 STAR request amplifies the resource demands upon the CA, where one
 Order produces not one but potentially dozens or hundreds of
 certificates, depending on the auto-renewal "lifetime" parameter.  An
 attacker can use this property to aggressively reduce the auto-
 renewal "lifetime" (e.g., 1 second) jointly with other ACME attack
 vectors identified in Section 10 of [RFC8555].  Other collateral
 impact is related to the certificate endpoint resource where the
 client can retrieve the certificates periodically.  If this resource
 is external to the CA (e.g., a hosted web server), the previous
 attack will be reflected to that resource.
 Mitigation recommendations from ACME still apply, but some of them
 need to be adjusted.  For example, applying rate limiting to the
 initial request, due to the nature of the auto-renewal behavior,
 cannot solve the above problem.  The CA server needs complementary
 mitigation, and specifically, it SHOULD enforce a minimum value on
 auto-renewal "lifetime".  Alternatively, the CA can set a rate limit
 for internal certificate generation processes.  Note that this limit
 has to take account of already scheduled renewal issuances as well as
 new incoming requests.

6.3. Privacy Considerations

 In order to avoid correlation of certificates by account, if
 unauthenticated GET is negotiated (Section 3.4), the recommendation
 in Section 10.5 of [RFC8555] regarding the choice of URL structure
 applies, i.e., servers SHOULD choose URLs of certificate resources in
 a non-guessable way, for example, using capability URLs
 [W3C.CAPABILITY-URLS].

7. References

7.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC3339]  Klyne, G. and C. Newman, "Date and Time on the Internet:
            Timestamps", RFC 3339, DOI 10.17487/RFC3339, July 2002,
            <https://www.rfc-editor.org/info/rfc3339>.
 [RFC7231]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
            Protocol (HTTP/1.1): Semantics and Content", RFC 7231,
            DOI 10.17487/RFC7231, June 2014,
            <https://www.rfc-editor.org/info/rfc7231>.
 [RFC7234]  Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke,
            Ed., "Hypertext Transfer Protocol (HTTP/1.1): Caching",
            RFC 7234, DOI 10.17487/RFC7234, June 2014,
            <https://www.rfc-editor.org/info/rfc7234>.
 [RFC7807]  Nottingham, M. and E. Wilde, "Problem Details for HTTP
            APIs", RFC 7807, DOI 10.17487/RFC7807, March 2016,
            <https://www.rfc-editor.org/info/rfc7807>.
 [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
            Writing an IANA Considerations Section in RFCs", BCP 26,
            RFC 8126, DOI 10.17487/RFC8126, June 2017,
            <https://www.rfc-editor.org/info/rfc8126>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
            2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
            May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8555]  Barnes, R., Hoffman-Andrews, J., McCarney, D., and J.
            Kasten, "Automatic Certificate Management Environment
            (ACME)", RFC 8555, DOI 10.17487/RFC8555, March 2019,
            <https://www.rfc-editor.org/info/rfc8555>.

7.2. Informative References

 [ACER]     Acer, M.E., Stark, E., Felt, A.P., Fahl, S., Bhargava, R.,
            Dev, B., Braithwaite, M., Sleevi, R., and P. Tabriz,
            "Where the Wild Warnings Are: Root Causes of Chrome HTTPS
            Certificate Errors", DOI 10.1145/3133956.3134007, October
            2017, <https://acmccs.github.io/papers/p1407-acerA.pdf>.
 [OBRIEN]   O'Brien, D. and R. Sleevi, "Chromium Certificate
            Transparency Policy", April 2017,
            <https://github.com/chromium/ct-policy>.
 [RFC6066]  Eastlake 3rd, D., "Transport Layer Security (TLS)
            Extensions: Extension Definitions", RFC 6066,
            DOI 10.17487/RFC6066, January 2011,
            <https://www.rfc-editor.org/info/rfc6066>.
 [RFC7633]  Hallam-Baker, P., "X.509v3 Transport Layer Security (TLS)
            Feature Extension", RFC 7633, DOI 10.17487/RFC7633,
            October 2015, <https://www.rfc-editor.org/info/rfc7633>.
 [SHORT-TERM-CERTS]
            Nir, Y., Fossati, T., Sheffer, Y., and T. Eckert,
            "Considerations For Using Short Term Certificates", Work
            in Progress, Internet-Draft, draft-nir-saag-star-01, 5
            March 2018,
            <https://tools.ietf.org/html/draft-nir-saag-star-01>.
 [STAR-DELEGATION]
            Sheffer, Y., Lopez, D., Pastor, A., and T. Fossati, "An
            ACME Profile for Generating Delegated STAR Certificates",
            Work in Progress, Internet-Draft, draft-ietf-acme-star-
            delegation-03, 8 March 2020, <https://tools.ietf.org/html/
            draft-ietf-acme-star-delegation-03>.
 [STARK]    Stark, E., Huang, L.S., Israni, D., Jackson, C., and D.
            Boneh, "The case for prefetching and prevalidating TLS
            server certificates", February 2012,
            <https://crypto.stanford.edu/~dabo/pubs/abstracts/ssl-
            prefetch.html>.
 [TOPALOVIC]
            Topalovic, E., Saeta, B., Huang, L.S., Jackson, C., and D.
            Boneh, "Towards Short-Lived Certificates", 2012,
            <https://www.ieee-security.org/TC/W2SP/2012/papers/
            w2sp12-final9.pdf>.
 [W3C.CAPABILITY-URLS]
            Tennison, J., "Good Practices for Capability URLs", W3C
            First Public Working Draft, Latest version available at
            <https://www.w3.org/TR/capability-urls/>, February 2014,
            <https://www.w3.org/TR/2014/WD-capability-urls-20140218>.

Acknowledgments

 This work is partially supported by the European Commission under
 Horizon 2020 grant agreement no. 688421 Measurement and Architecture
 for a Middleboxed Internet (MAMI).  This support does not imply
 endorsement.
 Thanks to Ben Kaduk, Richard Barnes, Roman Danyliw, Jon Peterson,
 Eric Rescorla, Ryan Sleevi, Sean Turner, Alexey Melnikov, Adam Roach,
 Martin Thomson, and Mehmet Ersue for helpful comments and discussions
 that have shaped this document.

Authors' Addresses

 Yaron Sheffer
 Intuit
 Email: yaronf.ietf@gmail.com
 Diego Lopez
 Telefonica I+D
 Email: diego.r.lopez@telefonica.com
 Oscar Gonzalez de Dios
 Telefonica I+D
 Email: oscar.gonzalezdedios@telefonica.com
 Antonio Agustin Pastor Perales
 Telefonica I+D
 Email: antonio.pastorperales@telefonica.com
 Thomas Fossati
 ARM
 Email: thomas.fossati@arm.com
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