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rfc:rfc8641

Internet Engineering Task Force (IETF) A. Clemm Request for Comments: 8641 Futurewei Category: Standards Track E. Voit ISSN: 2070-1721 Cisco Systems

                                                        September 2019
      Subscription to YANG Notifications for Datastore Updates

Abstract

 This document describes a mechanism that allows subscriber
 applications to request a continuous and customized stream of updates
 from a YANG datastore.  Providing such visibility into updates
 enables new capabilities based on the remote mirroring and monitoring
 of configuration and operational state.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 7841.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 https://www.rfc-editor.org/info/rfc8641.

Clemm & Voit Standards Track [Page 1] RFC 8641 YANG-Push September 2019

Copyright Notice

 Copyright (c) 2019 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (https://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.
 This document may contain material from IETF Documents or IETF
 Contributions published or made publicly available before November
 10, 2008.  The person(s) controlling the copyright in some of this
 material may not have granted the IETF Trust the right to allow
 modifications of such material outside the IETF Standards Process.
 Without obtaining an adequate license from the person(s) controlling
 the copyright in such materials, this document may not be modified
 outside the IETF Standards Process, and derivative works of it may
 not be created outside the IETF Standards Process, except to format
 it for publication as an RFC or to translate it into languages other
 than English.

Clemm & Voit Standards Track [Page 2] RFC 8641 YANG-Push September 2019

Table of Contents

 1. Introduction ....................................................4
 2. Definitions .....................................................4
 3. Solution Overview ...............................................6
    3.1. Subscription Model .........................................6
    3.2. Negotiation of Subscription Policies .......................7
    3.3. On-Change Considerations ...................................8
    3.4. Reliability Considerations .................................9
    3.5. Data Encodings ............................................10
    3.6. Defining the Selection with a Datastore ...................11
    3.7. Streaming Updates .........................................12
    3.8. Subscription Management ...................................15
    3.9. Receiver Authorization ....................................16
    3.10. On-Change Notifiable Datastore Nodes .....................18
    3.11. Other Considerations .....................................18
 4. A YANG Data Model for Management of Datastore Push
    Subscriptions ..................................................20
    4.1. Overview ..................................................20
    4.2. Subscription Configuration ................................27
    4.3. YANG Notifications ........................................28
    4.4. YANG RPCs .................................................29
 5. YANG Module for YANG-Push ......................................34
 6. IANA Considerations ............................................51
 7. Security Considerations ........................................51
 8. References .....................................................53
    8.1. Normative References ......................................53
    8.2. Informative References ....................................55
 Appendix A. Subscription Errors ...................................56
   A.1. RPC Failures ...............................................56
   A.2. Failure Notifications ......................................57
 Acknowledgments ...................................................58
 Contributors ......................................................58
 Authors' Addresses ................................................58

Clemm & Voit Standards Track [Page 3] RFC 8641 YANG-Push September 2019

1. Introduction

 Traditional approaches for providing visibility into managed entities
 from a remote system have been built on polling.  With polling, data
 is periodically requested and retrieved by a client from a server to
 stay up to date.  However, there are issues associated with polling-
 based management:
 o  Polling incurs significant latency.  This latency prohibits many
    types of applications.
 o  Polling cycles may be missed, and requests may be delayed or get
    lost -- often when the network is under stress and the need for
    the data is the greatest.
 o  Polling requests may undergo slight fluctuations, resulting in
    intervals of different lengths.  The resulting data is difficult
    to calibrate and compare.
 o  For applications that monitor for changes, many remote polling
    cycles place unwanted and ultimately wasteful load on the network,
    devices, and applications, particularly when changes occur only
    infrequently.
 A more effective alternative to polling is for an application to
 receive automatic and continuous updates from a targeted subset of a
 datastore.  Accordingly, there is a need for a service that
 (1) allows applications to subscribe to updates from a datastore and
 (2) enables the server (also referred to as the "publisher") to push
 and, in effect, stream those updates.  The requirements for such a
 service have been documented in [RFC7923].
 This document defines a corresponding solution that is built on
 top of [RFC8639].  Supplementing that work are YANG data model
 augmentations, extended RPCs, and new datastore-specific update
 notifications.  Transport options provided in [RFC8639] will work
 seamlessly with this solution.

2. Definitions

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 "OPTIONAL" in this document are to be interpreted as described in
 BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 capitals, as shown here.

Clemm & Voit Standards Track [Page 4] RFC 8641 YANG-Push September 2019

 This document uses the terminology defined in [RFC7950], [RFC8341],
 [RFC8342], and [RFC8639].  In addition, this document defines the
 following terms:
 o  Datastore node: A node in the instantiated YANG data tree
    associated with a datastore.  In this document, datastore nodes
    are often also simply referred to as "objects".
 o  Datastore node update: A data item containing the current value of
    a datastore node at the time the datastore node update was
    created, as well as the path to the datastore node.
 o  Datastore subscription: A subscription to a stream of datastore
    node updates.
 o  Datastore subtree: A datastore node and all its descendant
    datastore nodes.
 o  On-change subscription: A datastore subscription with updates that
    are triggered when changes in subscribed datastore nodes are
    detected.
 o  Periodic subscription: A datastore subscription with updates that
    are triggered periodically according to some time interval.
 o  Selection filter: Evaluation and/or selection criteria that may be
    applied against a targeted set of objects.
 o  Update record: A representation of one or more datastore node
    updates.  In addition, an update record may contain which type of
    update led to the datastore node update (e.g., whether the
    datastore node was added, changed, or deleted).  Also included in
    the update record may be other metadata, such as a subscription ID
    of the subscription for which the update record was generated.  In
    this document, update records are often also simply referred to as
    "updates".
 o  Update trigger: A mechanism that determines when an update record
    needs to be generated.
 o  YANG-Push: The subscription and push mechanism for datastore
    updates that is specified in this document.

Clemm & Voit Standards Track [Page 5] RFC 8641 YANG-Push September 2019

3. Solution Overview

 This document specifies a solution that provides a subscription
 service for updates from a datastore.  This solution supports dynamic
 as well as configured subscriptions to updates of datastore nodes.
 Subscriptions specify when notification messages (also referred to as
 "push updates") should be sent and what data to include in update
 records.  Datastore node updates are subsequently pushed from the
 publisher to the receiver per the terms of the subscription.

3.1. Subscription Model

 YANG-Push subscriptions are defined using a YANG data model.  This
 model enhances the subscription model defined in [RFC8639] with
 capabilities that allow subscribers to subscribe to datastore node
 updates -- specifically, to specify the update triggers defining when
 to generate update records as well as what to include in an update
 record.  Key enhancements include:
 o  The specification of selection filters that identify targeted YANG
    datastore nodes and/or datastore subtrees for which updates are to
    be pushed.
 o  The specification of update policies that contain conditions that
    trigger the generation and pushing of new update records.  There
    are two types of subscriptions, distinguished by how updates are
    triggered: periodic and on-change.
  • For periodic subscriptions, the update trigger is specified by

two parameters that define when updates are to be pushed.

       These parameters are (1) the period interval with which to
       report updates and (2) an "anchor-time", i.e., a reference
       point in time that can be used to calculate at which points in
       time periodic updates need to be assembled and sent.
  • For on-change subscriptions, an update trigger occurs whenever

a change in the subscribed information is detected. The

       following additional parameters are included:
       +  "dampening-period": In an on-change subscription, detected
          object changes should be sent as quickly as possible.
          However, it may be undesirable to send a rapid series of
          object changes.  Such behavior has the potential to exhaust
          resources in the publisher or receiver.  In order to protect
          against this type of scenario, a dampening period MAY be
          used to specify the interval that has to pass before
          successive update records for the same subscription are
          generated for a receiver.  The dampening period collectively

Clemm & Voit Standards Track [Page 6] RFC 8641 YANG-Push September 2019

          applies to the set of all datastore nodes selected by a
          single subscription.  This means that when there is a change
          to one or more subscribed objects, an update record
          containing those objects is created immediately (when no
          dampening period is in effect) or at the end of a dampening
          period (when a dampening period is in fact in effect).  If
          multiple changes to a single object occur during a dampening
          period, only the value that is in effect at the time when
          the update record is created is included.  The dampening
          period goes into effect every time the assembly of an update
          record is completed.
       +  "change-type": This parameter can be used to reduce the
          types of datastore changes for which updates are sent (e.g.,
          you might only send an update when an object is created or
          deleted, but not when an object value changes).
       +  "sync-on-start": This parameter defines whether or not a
          complete "push-update" (Section 3.7) of all subscribed data
          will be sent at the beginning of a subscription.  Such early
          synchronization establishes the frame of reference for
          subsequent updates.
 o  An encoding (using anydata) for the contents of periodic and
    on-change push updates.

3.2. Negotiation of Subscription Policies

 A dynamic subscription request SHOULD be declined if a publisher
 determines that it may be unable to provide update records meeting
 the terms of an "establish-subscription" or "modify-subscription" RPC
 request.  In this case, a subscriber may quickly follow up with a new
 RPC request using different parameters.
 Random guessing of different parameters by a subscriber is to be
 discouraged.  Therefore, in order to minimize the number of
 subscription iterations between subscriber and publisher, a dynamic
 subscription supports a simple negotiation between subscribers and
 publishers for subscription parameters.  This negotiation is in the
 form of supplemental information that should be inserted into error
 responses to a failed RPC request.  This returned error response
 information, when considered, should increase the likelihood of
 success for subsequent RPC requests.  Such hints include suggested
 periodic time intervals, acceptable dampening periods, and size
 estimates for the number of objects that would be returned from a
 proposed selection filter.  However, there are no guarantees that
 subsequent requests that consider these hints will be accepted.

Clemm & Voit Standards Track [Page 7] RFC 8641 YANG-Push September 2019

3.3. On-Change Considerations

 On-change subscriptions allow receivers to receive updates whenever
 changes to targeted objects occur.  As such, on-change subscriptions
 are particularly effective for data that changes infrequently but for
 which applications need to be quickly notified, with minimal delay,
 whenever a change does occur.
 On-change subscriptions tend to be more difficult to implement than
 periodic subscriptions.  Accordingly, on-change subscriptions may not
 be supported by all implementations or for every object.
 Whether or not to accept or reject on-change subscription requests
 when the scope of the subscription contains objects for which
 on-change is not supported is up to the publisher implementation.  A
 publisher MAY accept an on-change subscription even when the scope of
 the subscription contains objects for which on-change is not
 supported.  In that case, updates are sent only for those objects
 within the scope of the subscription that do support on-change
 updates, whereas other objects are excluded from update records, even
 if their values change.  In order for a subscriber to determine
 whether objects support on-change subscriptions, objects are marked
 accordingly on a publisher.  Accordingly, when subscribing, it is the
 responsibility of the subscriber to ensure that it is aware of which
 objects support on-change and which do not.  For more on how objects
 are so marked, see Section 3.10.
 Alternatively, a publisher MAY decide to simply reject an on-change
 subscription if the scope of the subscription contains objects for
 which on-change is not supported.  In the case of a configured
 subscription, the publisher MAY suspend the subscription.
 To avoid flooding receivers with repeated updates for subscriptions
 containing fast-changing objects or objects with oscillating values,
 an on-change subscription allows for the definition of a dampening
 period.  Once an update record for a given object is generated, no
 other updates for this particular subscription will be created until
 the end of the dampening period.  Values sent at the end of the
 dampening period are the values that are current at the end of the
 dampening period of all changed objects.  Changed objects include
 those objects that were deleted or newly created during that
 dampening period.  If an object has returned to its original value
 (or even has been created and then deleted) during the dampening
 period, that value (and not the interim change) will still be sent.
 This will indicate that churn is occurring on that object.

Clemm & Voit Standards Track [Page 8] RFC 8641 YANG-Push September 2019

 On-change subscriptions can be refined to let users subscribe only to
 certain types of changes.  For example, a subscriber might only want
 object creations and deletions, but not modifications of object
 values.
 Putting it all together, the conceptual process for creating an
 update record as part of an on-change subscription is as follows:
 1.  Just before a change, or at the start of a dampening period,
     evaluate any filtering and any access control rules to ensure
     that a receiver is authorized to view all subscribed datastore
     nodes (filtering out any nodes for which this is not the case).
     The result is a set "A" of datastore nodes and subtrees.
 2.  Just after a change, or at the end of a dampening period,
     evaluate any filtering and any (possibly new) access control
     rules.  The result is a set "B" of datastore nodes and subtrees.
 3.  Construct an update record, which takes the form of a YANG Patch
     record [RFC8072] for going from A to B.
 4.  If there were any changes made between A and B that canceled each
     other out, insert into the YANG Patch record the last change
     made, even if the new value is no different from the original
     value (since changes that were made in the interim were canceled
     out).  If the changes involve creating a new datastore node and
     then deleting it, the YANG Patch record will indicate the
     deletion of the datastore node.  Similarly, if the changes
     involve deleting a new datastore node and then recreating it,
     the YANG Patch record will indicate the creation of the
     datastore node.
 5.  If the resulting YANG Patch record is non-empty, send it to the
     receiver.
 Note: In cases where a subscriber wants to have separate dampening
 periods for different objects, the subscriber has the option to
 create multiple subscriptions with different selection filters.

3.4. Reliability Considerations

 A subscription to updates from a datastore is intended to obviate the
 need for polling.  However, in order to do so, it is critical that
 subscribers can rely on the subscription and have confidence that
 they will indeed receive the subscribed updates without having to
 worry about updates being silently dropped.  In other words, a
 subscription constitutes a promise on the side of the publisher to
 provide the receivers with updates per the terms of the subscription.

Clemm & Voit Standards Track [Page 9] RFC 8641 YANG-Push September 2019

 Now, there are many reasons why a publisher may at some point no
 longer be able to fulfill the terms of the subscription, even if the
 subscription had been initiated in good faith.  For example, the
 volume of datastore nodes may be larger than anticipated, the
 interval may prove too short to send full updates in rapid
 succession, or an internal problem may prevent objects from being
 collected.  For this reason, the solution defined in this document
 (1) mandates that a publisher notify receivers immediately and
 reliably whenever it encounters a situation in which it is unable to
 keep the terms of the subscription and (2) provides the publisher
 with the option to suspend the subscription in such a case.  This
 includes indicating the fact that an update is incomplete as part of
 a "push-update" or "push-change-update" notification, as well as
 emitting a "subscription-suspended" notification as applicable.  This
 is described further in Section 3.11.1.
 A publisher SHOULD reject a request for a subscription if it is
 unlikely that the publisher will be able to fulfill the terms of that
 subscription request.  In such cases, it is preferable to have a
 subscriber request a less resource-intensive subscription than to
 deal with frequently degraded behavior.
 The solution builds on [RFC8639].  As defined therein, any loss of an
 underlying transport connection will be detected and result in
 subscription termination (in the case of dynamic subscriptions) or
 suspension (in the case of configured subscriptions), ensuring that
 situations where the loss of update notifications would go unnoticed
 will not occur.

3.5. Data Encodings

3.5.1. Periodic Subscriptions

 In a periodic subscription, the data included as part of an update
 record corresponds to data that could have been read using a
 retrieval operation.

3.5.2. On-Change Subscriptions

 In an on-change subscription, update records need to indicate not
 only values of changed datastore nodes but also the types of changes
 that occurred since the last update.  Therefore, encoding rules for
 data in on-change updates will generally follow YANG Patch operations
 as specified in [RFC8072].  The YANG Patch operations will describe
 what needs to be applied to the earlier state reported by the
 preceding update in order to result in the now-current state.  Note
 that objects referred to in an update are not limited to

Clemm & Voit Standards Track [Page 10] RFC 8641 YANG-Push September 2019

 configuration data but can include any objects (including operational
 data), whereas [RFC8072] patches apply only to configuration data in
 configuration datastores.
 A publisher indicates the type of change to a datastore node using
 the different YANG Patch operations: the "create" operation is used
 for newly created objects (except entries in a user-ordered list),
 the "delete" operation is used for deleted objects (including in
 user-ordered lists), the "replace" operation is used when only the
 object value changes, the "insert" operation is used when a new entry
 is inserted in a list, and the "move" operation is used when an
 existing entry in a user-ordered list is moved.
 However, a patch must be able to do more than just describe the delta
 from the previous state to the current state.  As per Section 3.3, it
 must also be able to identify whether transient changes have occurred
 on an object during a dampening period.  To support this, it is valid
 to encode a YANG Patch operation so that its application would result
 in no change between the previous state and the current state.  This
 indicates that some churn has occurred on the object.  An example of
 this would be a patch that indicates a "create" operation for a
 datastore node where the receiver believes one already exists or a
 "replace" operation that replaces a previous value with the same
 value.  Note that this means that the "create" and "delete" errors as
 described in [RFC8072], Section 2.5 are not errors in the case of
 YANG-Push (i.e., they are considered valid operations for YANG-Push).

3.6. Defining the Selection with a Datastore

 A subscription must specify both the selection filters and the
 datastore against which these selection filters will be applied.
 This information is used to choose and subsequently push data from
 the publisher's datastore to the receivers.
 Only a single selection filter can be applied to a subscription at a
 time.  An RPC request proposing a new selection filter replaces any
 existing filter.  The following selection filter types are included
 in the YANG-Push data model and may be applied against a datastore:
 o  subtree: A subtree selection filter identifies one or more
    datastore subtrees.  When specified, update records will only come
    from the datastore nodes of selected datastore subtree(s).  The
    syntax and semantics correspond to those specified in [RFC6241],
    Section 6.

Clemm & Voit Standards Track [Page 11] RFC 8641 YANG-Push September 2019

 o  xpath: An "xpath" selection filter is an XPath expression that
    returns a node set.  (XPath is a query language for selecting
    nodes in an XML document; see [XPATH] for details.)  When
    specified, updates will only come from the selected datastore
    nodes.
 These filters are intended to be used as selectors that define which
 objects are within the scope of a subscription.  A publisher MUST
 support at least one type of selection filter.
 XPath itself provides powerful filtering constructs, and care must be
 used in filter definition.  Consider an XPath filter that only passes
 a datastore node when an interface is up.  It is up to the receiver
 to understand the implications of the presence or absence of objects
 in each update.
 When the set of selection-filtering criteria is applied for a
 periodic subscription, these criteria are applied whenever a periodic
 update record is constructed, and only datastore nodes that pass the
 filter and to which a receiver has access are provided to that
 receiver.  If the same filtering criteria are applied to an on-change
 subscription, only the subset of those datastore nodes supporting
 on-change is provided.  A datastore node that doesn't support
 on-change is never sent as part of an on-change subscription's
 "push-update" or "push-change-update" (Section 3.7).

3.7. Streaming Updates

 Contrary to traditional data retrieval requests, datastore
 subscription enables an unbounded series of update records to be
 streamed over time.  Two generic YANG notifications for update
 records have been defined for this scenario: "push-update" and
 "push-change-update".
 A "push-update" notification defines a complete, filtered update of
 the datastore per the terms of a subscription.  This type of YANG
 notification is used for continuous updates of periodic
 subscriptions.  A "push-update" notification can also be used for the
 on-change subscriptions in two cases.  First, it MUST be used as the
 initial "push-update" if there is a need to synchronize the receiver
 at the start of a new subscription.  Second, it MAY be sent if the
 publisher later chooses to resync an on-change subscription.  The
 "push-update" update record contains an instantiated datastore
 subtree with all of the subscribed contents.  The content of the
 update record is equivalent to the contents that would be obtained
 had the same data been explicitly retrieved using a datastore
 retrieval operation using the same transport with the same filters
 applied.

Clemm & Voit Standards Track [Page 12] RFC 8641 YANG-Push September 2019

 A "push-change-update" notification is the most common type of update
 for on-change subscriptions.  The update record in this case contains
 the set of changes that datastore nodes have undergone since the last
 notification message.  In other words, this indicates which datastore
 nodes have been created, have been deleted, or have had changes to
 their values.  In cases where multiple changes have occurred over the
 course of a dampening period and the object has not been deleted, the
 object's most current value is reported.  (In other words, for each
 object, only one change is reported, not its entire history.  Doing
 so would defeat the purpose of the dampening period.)
 "push-update" and "push-change-update" are encoded and placed in
 notification messages and are ultimately queued for egress over the
 specified transport.
 Figure 1 provides an example of a notification message for a
 subscription tracking the operational status of a single Ethernet
 interface (per [RFC8343]).  This notification message is encoded XML
 [W3C.REC-xml-20081126] over the Network Configuration Protocol
 (NETCONF) as per [RFC8640].
<notification xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">
 <eventTime>2017-10-25T08:00:11.22Z</eventTime>
 <push-update xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push">
   <id>1011</id>
   <datastore-contents>
      <interfaces xmlns="urn:ietf:params:xml:ns:yang:ietf-interfaces">
       <interface>
         <name>eth0</name>
         <oper-status>up</oper-status>
       </interface>
     </interfaces>
   </datastore-contents>
 </push-update>
</notification>
                        Figure 1: Push Example

Clemm & Voit Standards Track [Page 13] RFC 8641 YANG-Push September 2019

 Figure 2 provides an example of an on-change notification message for
 the same subscription.
<notification xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">
 <eventTime>2017-10-25T08:22:33.44Z</eventTime>
 <push-change-update
      xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push">
   <id>89</id>
   <datastore-changes>
     <yang-patch>
       <patch-id>0</patch-id>
       <edit>
         <edit-id>edit1</edit-id>
         <operation>replace</operation>
         <target>/ietf-interfaces:interfaces</target>
         <value>
           <interfaces
                xmlns="urn:ietf:params:xml:ns:yang:ietf-interfaces">
             <interface>
               <name>eth0</name>
               <oper-status>down</oper-status>
             </interface>
           </interfaces>
         </value>
       </edit>
     </yang-patch>
   </datastore-changes>
 </push-change-update>
</notification>
     Figure 2: Push Example for an On-Change Notification Message
 Of note in the above example is the "patch-id" with a value of "0".
 Per [RFC8072], the "patch-id" is an arbitrary string.  With
 YANG-Push, the publisher SHOULD put into the "patch-id" a counter
 starting at "0" that increments with every "push-change-update"
 generated for a subscription.  If used as a counter, this counter
 MUST be reset to "0" any time a resynchronization occurs (i.e., with
 the sending of a "push-update").  Also, if used as a counter, the
 counter MUST be reset to "0" after passing a maximum value of
 "4294967295" (i.e., the maximum value that can be represented using
 the uint32 data type).  Such a mechanism allows easy identification
 of lost or out-of-sequence update records.

Clemm & Voit Standards Track [Page 14] RFC 8641 YANG-Push September 2019

3.8. Subscription Management

 The RPCs defined in [RFC8639] have been enhanced to support datastore
 subscription negotiation.  Also, new error codes have been added that
 are able to indicate why a datastore subscription attempt has failed,
 along with new yang-data that MAY be used to include details on input
 parameters that might result in a successful subsequent RPC
 invocation.
 The establishment or modification of a datastore subscription can be
 rejected for multiple reasons, including a subtree request that is
 too large or the inability of the publisher to push update records as
 frequently as requested.  In such cases, no subscription is
 established.  Instead, a subscription result that includes the reason
 for the failure is returned as part of the RPC response.  As part of
 this response, a set of alternative subscription parameters MAY be
 returned that would likely have resulted in acceptance of the
 subscription request.  The subscriber may consider including such
 parameters in future subscription attempts.
 In the case of a rejected request for establishment of a datastore
 subscription, if there are hints, the hints SHOULD be transported in
 a yang-data "establish-subscription-datastore-error-info" container
 inserted into the RPC error response, in lieu of the "establish-
 subscription-stream-error-info" that is inserted in the case of a
 stream subscription.
 Figure 3 shows a tree diagram for "establish-subscription-datastore-
 error-info".  All tree diagrams used in this document follow the
 notation defined in [RFC8340].
        yang-data establish-subscription-datastore-error-info
          +--ro establish-subscription-datastore-error-info
             +--ro reason?                identityref
             +--ro period-hint?           centiseconds
             +--ro filter-failure-hint?   string
             +--ro object-count-estimate? uint32
             +--ro object-count-limit?    uint32
             +--ro kilobytes-estimate?    uint32
             +--ro kilobytes-limit?       uint32
 Figure 3: "establish-subscription-datastore-error-info" Tree Diagram

Clemm & Voit Standards Track [Page 15] RFC 8641 YANG-Push September 2019

 Similarly, in the case of a rejected request for modification of a
 datastore subscription, if there are hints, the hints SHOULD be
 transported in a yang-data "modify-subscription-datastore-error-info"
 container inserted into the RPC error response, in lieu of the
 "modify-subscription-stream-error-info" that is inserted in the case
 of a stream subscription.
 Figure 4 shows a tree diagram for "modify-subscription-datastore-
 error-info".
        yang-data modify-subscription-datastore-error-info
          +--ro modify-subscription-datastore-error-info
             +--ro reason?                identityref
             +--ro period-hint?           centiseconds
             +--ro filter-failure-hint?   string
             +--ro object-count-estimate? uint32
             +--ro object-count-limit?    uint32
             +--ro kilobytes-estimate?    uint32
             +--ro kilobytes-limit?       uint32
   Figure 4: "modify-subscription-datastore-error-info" Tree Diagram

3.9. Receiver Authorization

 A receiver of subscription data MUST only be sent updates for which
 it has proper authorization.  A publisher MUST ensure that no
 unauthorized data is included in push updates.  To do so, it needs to
 apply all corresponding checks applicable at the time of a specific
 pushed update and, if necessary, silently remove any unauthorized
 data from datastore subtrees.  This enables YANG data that is pushed
 based on subscriptions to be authorized in a way that is equivalent
 to a regular data retrieval ("get") operation.
 Each "push-update" and "push-change-update" MUST have access control
 applied, as depicted in Figure 5.  This includes validating that read
 access is permitted for any new objects selected since the last
 notification message was sent to a particular receiver.  A publisher
 MUST silently omit data nodes from the results that the client is not
 authorized to see.  To accomplish this, implementations SHOULD apply
 the conceptual authorization model of [RFC8341], specifically
 Section 3.2.4, extended to apply analogously to data nodes included
 in notifications, not just <rpc-reply> messages sent in response to
 <get> and <get-config> requests.

Clemm & Voit Standards Track [Page 16] RFC 8641 YANG-Push September 2019

                       +-----------------+      +--------------------+
   push-update or -->  | datastore node  |  yes | add datastore node |
  push-change-update   | access allowed? | ---> | to update record   |
                       +-----------------+      +--------------------+
               Figure 5: Access Control for Push Updates
 A publisher MUST allow for the possibility that a subscription's
 selection filter references nonexistent data or data that a receiver
 is not allowed to access.  Such support permits a receiver the
 ability to monitor the entire lifecycle of some datastore tree
 without needing to explicitly enumerate every individual datastore
 node.  If, after access control has been applied, there are no
 objects remaining in an update record, then the effect varies given
 if the subscription is a periodic or on-change subscription.  For a
 periodic subscription, an empty "push-update" notification MUST be
 sent, so that clients do not get confused into thinking that an
 update was lost.  For an on-change subscription, a "push-update"
 notification MUST NOT be sent, so that clients remain unaware of
 changes made to nodes they don't have read-access for.  By the same
 token, changes to objects that are filtered MUST NOT affect any
 dampening intervals.
 A publisher MAY choose to reject an "establish-subscription" request
 that selects nonexistent data or data that a receiver is not allowed
 to access.  The error identity "unchanging-selection" SHOULD be
 returned as the reason for the rejection.  In addition, a publisher
 MAY choose to terminate a dynamic subscription or suspend a
 configured receiver when the authorization privileges of a receiver
 change or the access controls for subscribed objects change.  In that
 case, the publisher SHOULD include the error identity "unchanging-
 selection" as the reason when sending the "subscription-terminated"
 or "subscription-suspended" notification, respectively.  Such a
 capability enables the publisher to avoid having to support
 continuous and total filtering of a subscription's content for every
 update record.  It also reduces the possibility of leakage of
 access-controlled objects.
 If read access into previously accessible nodes has been lost due to
 a receiver permissions change, this SHOULD be reported as a patch
 "delete" operation for on-change subscriptions.  If not capable of
 handling such receiver permission changes with such a "delete",
 publisher implementations MUST force dynamic subscription
 re-establishment or configured subscription reinitialization so that
 appropriate filtering is installed.

Clemm & Voit Standards Track [Page 17] RFC 8641 YANG-Push September 2019

3.10. On-Change Notifiable Datastore Nodes

 In some cases, a publisher supporting on-change notifications may not
 be able to push on-change updates for some object types.  Reasons for
 this might be that the value of the datastore node changes frequently
 (e.g., the in-octets counter as defined in [RFC8343]), small object
 changes are frequent and meaningless (e.g., a temperature gauge
 changing 0.1 degrees), or the implementation is not capable of
 on-change notification for a particular object.
 In those cases, it will be important for client applications to have
 a way to identify for which objects on-change notifications are
 supported and for which ones they are not supported.  Otherwise,
 client applications will have no way of knowing whether they can
 indeed rely on their on-change subscription to provide them with the
 change updates that they are interested in.  In other words, if
 implementations do not provide a solution and do not support
 comprehensive on-change notifiability, clients of those
 implementations will have no way of knowing what their on-change
 subscription actually covers.
 Implementations are therefore strongly advised to provide a solution
 to this problem.  One solution might involve making discoverable to
 clients which objects are on-change notifiable, specified using
 another YANG data model.  Such a solution is specified in
 [Yang-Push-Notif-Cap].  Until this solution is standardized,
 implementations SHOULD provide their own solution.

3.11. Other Considerations

3.11.1. Robustness and Reliability

 It is important that updates as discussed in this document, and
 on-change updates in particular, do not get lost.  If the loss of an
 update is unavoidable, it is critical that the receiver be notified
 accordingly.
 Update records for a single subscription MUST NOT be resequenced
 prior to transport.

Clemm & Voit Standards Track [Page 18] RFC 8641 YANG-Push September 2019

 It is conceivable that, under certain circumstances, a publisher will
 recognize that it is unable to include in an update record the full
 set of objects desired per the terms of a subscription.  In this
 case, the publisher MUST act as follows.
 o  The publisher MUST set the "incomplete-update" flag on any update
    record that is known to be missing information.
 o  The publisher MAY choose to suspend the subscription as per
    [RFC8639].  If the publisher does not create an update record at
    all, it MUST suspend the subscription.
 o  When resuming an on-change subscription, the publisher SHOULD
    generate a complete patch from the previous update record.  If
    this is not possible and the "sync-on-start" option is set to
    "true" for the subscription, then the full datastore contents MAY
    be sent via a "push-update" instead (effectively replacing the
    previous contents).  If neither scenario above is possible, then
    an "incomplete-update" flag MUST be included on the next
    "push-change-update".
 Note: It is perfectly acceptable to have a series of "push-change-
 update" notifications (and even "push-update" notifications) serially
 queued at the transport layer awaiting transmission.  It is not
 required for the publisher to merge pending update records sent at
 the same time.
 On the receiver side, what action to take when a record with an
 "incomplete-update" flag is received depends on the application.  It
 could simply choose to wait and do nothing.  It could choose to
 resync, actively retrieving all subscribed information.  It could
 also choose to tear down the subscription and start a new one,
 perhaps with a smaller scope that contains fewer objects.

3.11.2. Publisher Capacity

 It is far preferable to decline a subscription request than to accept
 such a request when it cannot be met.
 Whether or not a subscription can be supported will be determined by
 a combination of several factors, such as the subscription update
 trigger (on-change or periodic), the period in which to report
 changes (one-second periods will consume more resources than one-hour
 periods), the amount of data in the datastore subtree that is being
 subscribed to, and the number and combination of other subscriptions
 that are concurrently being serviced.

Clemm & Voit Standards Track [Page 19] RFC 8641 YANG-Push September 2019

4. A YANG Data Model for Management of Datastore Push Subscriptions

4.1. Overview

 The YANG data model for datastore push subscriptions is depicted in
 Figures 6 through 9.  The tree diagram that is used follows the
 notation defined in [RFC8340].  New schema objects defined here
 (i.e., beyond those from [RFC8639]) are identified with "yp".  For
 the reader's convenience, in order to compact the tree
 representation, some nodes that are defined in the ietf-subscribed-
 notifications YANG module [RFC8639] and therefore are not essential
 to the understanding of the data model defined here have been
 removed.  This is indicated by "..." in the diagram where applicable.
 Because the tree diagram is quite large, its depiction is broken up
 into four figures.  Figure 6 depicts the augmentations that are
 introduced in YANG module ietf-yang-push to the subscription
 configuration specified in YANG module ietf-subscribed-notifications.

Clemm & Voit Standards Track [Page 20] RFC 8641 YANG-Push September 2019

 module: ietf-subscribed-notifications
   ...
   +--rw filters
   |  ...
   |  +--rw yp:selection-filter* [filter-id]
   |     +--rw yp:filter-id                   string
   |     +--rw (yp:filter-spec)?
   |        +--:(yp:datastore-subtree-filter)
   |        |  +--rw yp:datastore-subtree-filter?   <anydata>
   |        |          {sn:subtree}?
   |        +--:(yp:datastore-xpath-filter)
   |           +--rw yp:datastore-xpath-filter?     yang:xpath1.0
   |                   {sn:xpath}?
   +--rw subscriptions
      +--rw subscription* [id]
         |  ...
         +--rw (target)
         |  +--:(stream)
         |  |   ...
         |  +--:(yp:datastore)
         |     +--rw yp:datastore                     identityref
         |     +--rw (yp:selection-filter)?
         |        +--:(yp:by-reference)
         |        |  +--rw yp:selection-filter-ref
         |        |          selection-filter-ref
         |        +--:(yp:within-subscription)
         |           +--rw (yp:filter-spec)?
         |              +--:(yp:datastore-subtree-filter)
         |              |  +--rw yp:datastore-subtree-filter?
         |              |          <anydata> {sn:subtree}?
         |              +--:(yp:datastore-xpath-filter)
         |                 +--rw yp:datastore-xpath-filter?
         |                         yang:xpath1.0 {sn:xpath}?
         | ...
         +--rw (yp:update-trigger)
            +--:(yp:periodic)
            |  +--rw yp:periodic!
            |     +--rw yp:period         centiseconds
            |     +--rw yp:anchor-time?   yang:date-and-time
            +--:(yp:on-change) {on-change}?
               +--rw yp:on-change!
                  +--rw yp:dampening-period?   centiseconds
                  +--rw yp:sync-on-start?      boolean
                  +--rw yp:excluded-change*    change-type
      Figure 6: Data Model Structure: Subscription Configuration

Clemm & Voit Standards Track [Page 21] RFC 8641 YANG-Push September 2019

 Figure 7 depicts the augmentations of YANG module ietf-yang-push made
 to RPCs specified in YANG module ietf-subscribed-notifications
 [RFC8639].  Specifically, these augmentations concern the "establish-
 subscription" and "modify-subscription" RPCs, which are augmented
 with parameters that are needed to specify datastore push
 subscriptions.
   rpcs:
     +---x establish-subscription
     |  +---w input
     |  |  ...
     |  |  +---w (target)
     |  |  |  +--:(stream)
     |  |  |  |  ...
     |  |  |  +--:(yp:datastore)
     |  |  |     +---w yp:datastore                   identityref
     |  |  |     +---w (yp:selection-filter)?
     |  |  |        +--:(yp:by-reference)
     |  |  |        |  +---w yp:selection-filter-ref
     |  |  |        |          selection-filter-ref
     |  |  |        +--:(yp:within-subscription)
     |  |  |           +---w (yp:filter-spec)?
     |  |  |              +--:(yp:datastore-subtree-filter)
     |  |  |              |  +---w yp:datastore-subtree-filter?
     |  |  |              |          <anydata> {sn:subtree}?
     |  |  |              +--:(yp:datastore-xpath-filter)
     |  |  |                 +---w yp:datastore-xpath-filter?
     |  |  |                         yang:xpath1.0 {sn:xpath}?
     |  |  | ...
     |  |  +---w (yp:update-trigger)
     |  |     +--:(yp:periodic)
     |  |     |  +---w yp:periodic!
     |  |     |     +---w yp:period         centiseconds
     |  |     |     +---w yp:anchor-time?   yang:date-and-time
     |  |     +--:(yp:on-change) {on-change}?
     |  |        +---w yp:on-change!
     |  |           +---w yp:dampening-period?   centiseconds
     |  |           +---w yp:sync-on-start?      boolean
     |  |           +---w yp:excluded-change*    change-type
     |  +--ro output
     |     +--ro id                            subscription-id
     |     +--ro replay-start-time-revision?   yang:date-and-time
     |             {replay}?

Clemm & Voit Standards Track [Page 22] RFC 8641 YANG-Push September 2019

     +---x modify-subscription
     |  +---w input
     |     ...
     |     +---w (target)
     |     |  ...
     |     |  +--:(yp:datastore)
     |     |     +---w yp:datastore                   identityref
     |     |     +---w (yp:selection-filter)?
     |     |        +--:(yp:by-reference)
     |     |        |  +---w yp:selection-filter-ref
     |     |        |          selection-filter-ref
     |     |        +--:(yp:within-subscription)
     |     |           +---w (yp:filter-spec)?
     |     |              +--:(yp:datastore-subtree-filter)
     |     |              |  +---w yp:datastore-subtree-filter?
     |     |              |          <anydata> {sn:subtree}?
     |     |              +--:(yp:datastore-xpath-filter)
     |     |                 +---w yp:datastore-xpath-filter?
     |     |                         yang:xpath1.0 {sn:xpath}?
     |     | ...
     |     +---w (yp:update-trigger)
     |        +--:(yp:periodic)
     |        |  +---w yp:periodic!
     |        |     +---w yp:period         centiseconds
     |        |     +---w yp:anchor-time?   yang:date-and-time
     |        +--:(yp:on-change) {on-change}?
     |           +---w yp:on-change!
     |              +---w yp:dampening-period?   centiseconds
     +---x delete-subscription
     |  ...
     +---x kill-subscription
        ...
   yang-data (for placement into RPC error responses)
     ...
                 Figure 7: Data Model Structure: RPCs

Clemm & Voit Standards Track [Page 23] RFC 8641 YANG-Push September 2019

 Figure 8 depicts augmentations of YANG module ietf-yang-push to the
 notifications that are specified in YANG module ietf-subscribed-
 notifications.  The augmentations allow the inclusion of subscription
 configuration parameters that are specific to datastore push
 subscriptions as part of "subscription-started" and "subscription-
 modified" notifications.
   notifications:
     +---n replay-completed {replay}?
     |  ...
     +---n subscription-completed
     |  ...
     +---n subscription-started {configured}?
     |  |  ...
     |  +--ro (target)
     |  |  ...
     |  |  +--:(yp:datastore)
     |  |     +--ro yp:datastore                   identityref
     |  |     +--ro (yp:selection-filter)?
     |  |        +--:(yp:by-reference)
     |  |        |  +--ro yp:selection-filter-ref
     |  |        |          selection-filter-ref
     |  |        +--:(yp:within-subscription)
     |  |           +--ro (yp:filter-spec)?
     |  |              +--:(yp:datastore-subtree-filter)
     |  |              |  +--ro yp:datastore-subtree-filter?
     |  |              |          <anydata> {sn:subtree}?
     |  |              +--:(yp:datastore-xpath-filter)
     |  |                 +--ro yp:datastore-xpath-filter?
     |  |                         yang:xpath1.0 {sn:xpath}?
     |  ...
     |  +--ro (yp:update-trigger)
     |     +--:(yp:periodic)
     |     |  +--ro yp:periodic!
     |     |     +--ro yp:period         centiseconds
     |     |     +--ro yp:anchor-time?   yang:date-and-time
     |     +--:(yp:on-change) {on-change}?
     |        +--ro yp:on-change!
     |           +--ro yp:dampening-period?   centiseconds
     |           +--ro yp:sync-on-start?      boolean
     |           +--ro yp:excluded-change*    change-type
     +---n subscription-resumed
     |  ...

Clemm & Voit Standards Track [Page 24] RFC 8641 YANG-Push September 2019

     +---n subscription-modified
     |  ...
     |  +--ro (target)
     |  |  |  ...
     |  |  +--:(yp:datastore)
     |  |     +--ro yp:datastore                   identityref
     |  |     +--ro (yp:selection-filter)?
     |  |        +--:(yp:by-reference)
     |  |        |  +--ro yp:selection-filter-ref
     |  |        |          selection-filter-ref
     |  |        +--:(yp:within-subscription)
     |  |           +--ro (yp:filter-spec)?
     |  |              +--:(yp:datastore-subtree-filter)
     |  |              |  +--ro yp:datastore-subtree-filter?
     |  |              |          <anydata> {sn:subtree}?
     |  |              +--:(yp:datastore-xpath-filter)
     |  |                 +--ro yp:datastore-xpath-filter?
     |  |                         yang:xpath1.0 {sn:xpath}?
     |  ...
     |  +--ro (yp:update-trigger)?
     |     +--:(yp:periodic)
     |     |  +--ro yp:periodic!
     |     |     +--ro yp:period         centiseconds
     |     |     +--ro yp:anchor-time?   yang:date-and-time
     |     +--:(yp:on-change) {on-change}?
     |        +--ro yp:on-change!
     |           +--ro yp:dampening-period?    centiseconds
     |           +--ro yp:sync-on-start?       boolean
     |           +--ro yp:excluded-change*     change-type
     +---n subscription-terminated
     |  ...
     +---n subscription-suspended
        ...
             Figure 8: Data Model Structure: Notifications

Clemm & Voit Standards Track [Page 25] RFC 8641 YANG-Push September 2019

 Finally, Figure 9 depicts the parts of YANG module ietf-yang-push
 that are newly introduced in this document (i.e., that are not simply
 augmentations of another YANG module).
 module: ietf-yang-push
   rpcs:
     +---x resync-subscription {on-change}?
        +---w input
           +---w id    sn:subscription-id
   yang-data (for placement into RPC error responses):
     +-- resync-subscription-error
     |  +--ro reason?                   identityref
     |  +--ro period-hint?              centiseconds
     |  +--ro filter-failure-hint?      string
     |  +--ro object-count-estimate?    uint32
     |  +--ro object-count-limit?       uint32
     |  +--ro kilobytes-estimate?       uint32
     |  +--ro kilobytes-limit?          uint32
     +-- establish-subscription-error-datastore
     |  +--ro reason?                   identityref
     |  +--ro period-hint?              centiseconds
     |  +--ro filter-failure-hint?      string
     |  +--ro object-count-estimate?    uint32
     |  +--ro object-count-limit?       uint32
     |  +--ro kilobytes-estimate?       uint32
     |  +--ro kilobytes-limit?          uint32
     +-- modify-subscription-error-datastore
        +--ro reason?                   identityref
        +--ro period-hint?              centiseconds
        +--ro filter-failure-hint?      string
        +--ro object-count-estimate?    uint32
        +--ro object-count-limit?       uint32
        +--ro kilobytes-estimate?       uint32
        +--ro kilobytes-limit?          uint32

Clemm & Voit Standards Track [Page 26] RFC 8641 YANG-Push September 2019

      notifications:
        +---n push-update
        |  +--ro id?                   sn:subscription-id
        |  +--ro datastore-contents?   <anydata>
        |  +--ro incomplete-update?    empty
        +---n push-change-update {on-change}?
           +--ro id?                   sn:subscription-id
           +--ro datastore-changes
           |  +--ro yang-patch
           |     +--ro patch-id    string
           |     +--ro comment?    string
           |     +--ro edit* [edit-id]
           |        +--ro edit-id      string
           |        +--ro operation    enumeration
           |        +--ro target       target-resource-offset
           |        +--ro point?       target-resource-offset
           |        +--ro where?       enumeration
           |        +--ro value?       <anydata>
           +--ro incomplete-update?    empty
       Figure 9: Data Model Structure: Non-augmentation Portions
 Selected components of the data model are summarized below.

4.2. Subscription Configuration

 Both configured and dynamic subscriptions are represented in the list
 "subscription".  New parameters extending the basic subscription data
 model in [RFC8639] include:
 o  The targeted datastore from which the selection is being made.
    The potential datastores include those from [RFC8342].  A platform
    may also choose to support a custom datastore.
 o  A selection filter identifying YANG nodes of interest in a
    datastore.  Filter contents are specified via a reference to an
    existing filter or via an in-line definition for only that
    subscription.  Referenced filters allow an implementation to avoid
    evaluating filter acceptability during a dynamic subscription
    request.  The "case" statement differentiates the options.

Clemm & Voit Standards Track [Page 27] RFC 8641 YANG-Push September 2019

 o  For periodic subscriptions, triggered updates will occur at the
    boundaries of a specified time interval.  These boundaries can be
    calculated from the periodic parameters:
  • a "period" that defines the duration between push updates.
  • an "anchor-time"; update intervals fall on the points in time

that are a multiple of a "period" from an "anchor-time". If an

       "anchor-time" is not provided, then the "anchor-time" MUST be
       set with the creation time of the initial update record.
 o  For on-change subscriptions, assuming that any dampening period
    has completed, triggering occurs whenever a change in the
    subscribed information is detected.  On-change subscriptions have
    more-complex semantics that are guided by their own set of
    parameters:
  • a "dampening-period" that specifies the interval that must pass

before a successive update for the subscription is sent. If no

       dampening period is in effect, the update is sent immediately.
       If a subsequent change is detected, another update is only sent
       once the dampening period has passed for this subscription.
  • an "excluded-change" that allows the restriction of the types

of changes for which updates should be sent (e.g., only add to

       an update record on object creation).
  • a "sync-on-start" that specifies whether a complete update with

all the subscribed data is to be sent at the beginning of a

       subscription.

4.3. YANG Notifications

4.3.1. State Change Notifications

 Subscription state notifications and mechanisms are reused from
 [RFC8639].  Notifications "subscription-started" and "subscription-
 modified" have been augmented to include the datastore-specific
 objects.

Clemm & Voit Standards Track [Page 28] RFC 8641 YANG-Push September 2019

4.3.2. Notifications for Subscribed Content

 Along with the subscribed content, there are other objects that might
 be part of a "push-update" or "push-change-update" notification.
 o  An "id" (that identifies the subscription).  This object MUST be
    transported along with the subscribed contents.  It allows a
    receiver to determine which subscription resulted in a particular
    update record.
 o  An "incomplete-update" leaf.  This leaf indicates that not all
    changes that have occurred since the last update are actually
    included with this update.  In other words, the publisher has
    failed to fulfill its full subscription obligations.  (For
    example, a datastore was unable to provide the full set of
    datastore nodes to a publisher process.)  To facilitate the
    resynchronization of on-change subscriptions, a publisher MAY
    subsequently send a "push-update" containing a full selection
    snapshot of subscribed data.

4.4. YANG RPCs

 YANG-Push subscriptions are established, modified, and deleted using
 RPCs augmented from [RFC8639].

4.4.1. "establish-subscription" RPC

 The subscriber sends an "establish-subscription" RPC with the
 parameters listed in Section 3.1.  An example might look like:

Clemm & Voit Standards Track [Page 29] RFC 8641 YANG-Push September 2019

<netconf:rpc message-id="101"

   xmlns:netconf="urn:ietf:params:xml:ns:netconf:base:1.0">
 <establish-subscription
     xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"
     xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push">
   <yp:datastore
        xmlns:ds="urn:ietf:params:xml:ns:yang:ietf-datastores">
     ds:operational
   </yp:datastore>
   <yp:datastore-xpath-filter
       xmlns:ex="https://example.com/sample-data/1.0">
     /ex:foo
   </yp:datastore-xpath-filter>
   <yp:periodic>
     <yp:period>500</yp:period>
   </yp:periodic>
 </establish-subscription>

</netconf:rpc>

                Figure 10: "establish-subscription" RPC
 A positive response includes the "id" of the accepted subscription.
 In that case, a publisher may respond as follows:

<rpc-reply message-id="101"

  xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  <id
    xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
     52
  </id>

</rpc-reply>

       Figure 11: "establish-subscription" Positive RPC Response
 A subscription can be rejected for multiple reasons, including the
 lack of authorization to establish a subscription, no capacity to
 serve the subscription at the publisher, or the inability of the
 publisher to select datastore content at the requested cadence.
 If a request is rejected because the publisher is not able to serve
 it, the publisher SHOULD include in the returned error hints that
 help a subscriber understand what subscription parameters might have
 been accepted for the request.  These hints would be included in the
 yang-data structure "establish-subscription-error-datastore".
 However, even with these hints, there are no guarantees that
 subsequent requests will in fact be accepted.

Clemm & Voit Standards Track [Page 30] RFC 8641 YANG-Push September 2019

 The specific parameters to be returned as part of the RPC error
 response depend on the specific transport that is used to manage the
 subscription.  For NETCONF, those parameters are defined in
 [RFC8640].  For example, for the following NETCONF request:
   <rpc message-id="101"
        xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
     <establish-subscription
         xmlns=
           "urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"
         xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push">
       <yp:datastore
           xmlns:ds="urn:ietf:params:xml:ns:yang:ietf-datastores">
         ds:operational
       </yp:datastore>
       <yp:datastore-xpath-filter
           xmlns:ex="https://example.com/sample-data/1.0">
         /ex:foo
       </yp:datastore-xpath-filter>
       <yp:on-change>
         <yp:dampening-period>100</yp:dampening-period>
       </yp:on-change>
     </establish-subscription>
   </rpc>
        Figure 12: "establish-subscription" Request: Example 2
 A publisher that cannot serve on-change updates but can serve
 periodic updates might return the following NETCONF response:

<rpc-reply message-id="101"

 xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"
 xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
 <rpc-error>
   <error-type>application</error-type>
   <error-tag>operation-failed</error-tag>
   <error-severity>error</error-severity>
   <error-path>/yp:periodic/yp:period</error-path>
   <error-info>
     <yp:establish-subscription-error-datastore>
       <yp:reason>yp:on-change-unsupported</yp:reason>
     </yp:establish-subscription-error-datastore>
   </error-info>
 </rpc-error>

</rpc-reply>

     Figure 13: "establish-subscription" Error Response: Example 2

Clemm & Voit Standards Track [Page 31] RFC 8641 YANG-Push September 2019

4.4.2. "modify-subscription" RPC

 The subscriber MAY invoke the "modify-subscription" RPC for a
 subscription it previously established.  The subscriber will include
 newly desired values in the "modify-subscription" RPC.  Parameters
 not included MUST remain unmodified.  Figure 14 provides an example
 where a subscriber attempts to modify the period and datastore XPath
 filter of a subscription using NETCONF.
   <rpc message-id="102"
        xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
     <modify-subscription
         xmlns=
           "urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"
         xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push">
       <id>1011</id>
       <yp:datastore
           xmlns:ds="urn:ietf:params:xml:ns:yang:ietf-datastores">
         ds:operational
       </yp:datastore>
       <yp:datastore-xpath-filter
           xmlns:ex="https://example.com/sample-data/1.0">
         /ex:bar
       </yp:datastore-xpath-filter>
       <yp:periodic>
         <yp:period>250</yp:period>
       </yp:periodic>
      </modify-subscription>
   </rpc>
               Figure 14: "modify-subscription" Request
 The publisher MUST respond to the subscription modification request.
 If the request is rejected, the existing subscription is left
 unchanged, and the publisher MUST send an RPC error response.  This
 response might have hints encapsulated in the yang-data structure
 "modify-subscription-error-datastore".  A subscription MAY be
 modified multiple times.
 The specific parameters to be returned as part of the RPC error
 response depend on the specific transport that is used to manage the
 subscription.  For NETCONF, those parameters are specified in
 [RFC8640].
 A configured subscription cannot be modified using a
 "modify-subscription" RPC.  Instead, the configuration needs to be
 edited as needed.

Clemm & Voit Standards Track [Page 32] RFC 8641 YANG-Push September 2019

4.4.3. "delete-subscription" RPC

 To stop receiving updates from a subscription and effectively delete
 a subscription that had previously been established using an
 "establish-subscription" RPC, a subscriber can send a
 "delete-subscription" RPC, which takes as its only input the
 subscription's "id".  This RPC is unmodified from [RFC8639].

4.4.4. "resync-subscription" RPC

 This RPC is supported only for on-change subscriptions previously
 established using an "establish-subscription" RPC.  For example:
    <rpc message-id="103"
         xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
      <resync-subscription
          xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push">
        <id>1011</id>
      </resync-subscription>
    </rpc>
                   Figure 15: "resync-subscription"
 On receipt, a publisher must either (1) accept the request and
 quickly follow with a "push-update" or (2) send an appropriate error
 in an RPC error response.  In its error response, the publisher MAY
 include, in the yang-data structure "resync-subscription-error",
 supplemental information about the reasons for the error.

4.4.5. YANG Module Synchronization

 To make subscription requests, the subscriber needs to know the YANG
 datastore schemas used by the publisher.  These schemas are available
 in the YANG library module ietf-yang-library.yang as defined in
 [RFC8525].  The receiver is expected to know the YANG library
 information before starting a subscription.
 The set of modules, revisions, features, and deviations can change at
 runtime (if supported by the publisher implementation).  For this
 purpose, the YANG library provides a simple "yang-library-change"
 notification that informs the subscriber that the library has
 changed.  In this case, a subscription may need to be updated to take
 the updates into account.  The receiver may also need to be informed
 of module changes in order to process updates regarding datastore
 nodes from changed modules correctly.

Clemm & Voit Standards Track [Page 33] RFC 8641 YANG-Push September 2019

5. YANG Module for YANG-Push

 This YANG module imports typedefs from [RFC6991], identities from
 [RFC8342], the "yang-data" extension from [RFC8040], and the
 "yang-patch" grouping from [RFC8072].  In addition, it imports and
 augments many definitions from [RFC8639].  It also references
 [RFC6241], [XPATH] ("XML Path Language (XPath) Version 1.0"), and
 [RFC7950].
 <CODE BEGINS> file "ietf-yang-push@2019-09-09.yang"
 module ietf-yang-push {
   yang-version 1.1;
   namespace "urn:ietf:params:xml:ns:yang:ietf-yang-push";
   prefix yp;
   import ietf-yang-types {
     prefix yang;
     reference
       "RFC 6991: Common YANG Data Types";
   }
   import ietf-subscribed-notifications {
     prefix sn;
     reference
       "RFC 8639: Subscription to YANG Notifications";
   }
   import ietf-datastores {
     prefix ds;
     reference
       "RFC 8342: Network Management Datastore Architecture (NMDA)";
   }
   import ietf-restconf {
     prefix rc;
     reference
       "RFC 8040: RESTCONF Protocol";
   }
   import ietf-yang-patch {
     prefix ypatch;
     reference
       "RFC 8072: YANG Patch Media Type";
   }
   organization
     "IETF NETCONF (Network Configuration) Working Group";
   contact
     "WG Web:  <https:/datatracker.ietf.org/wg/netconf/>
      WG List: <mailto:netconf@ietf.org>
      Author:  Alexander Clemm

Clemm & Voit Standards Track [Page 34] RFC 8641 YANG-Push September 2019

               <mailto:ludwig@clemm.org>
      Author:  Eric Voit
               <mailto:evoit@cisco.com>";
   description
     "This module contains YANG specifications for YANG-Push.
      The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL
      NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED',
      'MAY', and 'OPTIONAL' in this document are to be interpreted as
      described in BCP 14 (RFC 2119) (RFC 8174) when, and only when,
      they appear in all capitals, as shown here.
      Copyright (c) 2019 IETF Trust and the persons identified as
      authors of the code.  All rights reserved.
      Redistribution and use in source and binary forms, with or
      without modification, is permitted pursuant to, and subject to
      the license terms contained in, the Simplified BSD License set
      forth in Section 4.c of the IETF Trust's Legal Provisions
      Relating to IETF Documents
      (https://trustee.ietf.org/license-info).
      This version of this YANG module is part of RFC 8641; see the
      RFC itself for full legal notices.";
   revision 2019-09-09 {
     description
       "Initial revision.";
     reference
       "RFC 8641: Subscriptions to YANG Datastores";
   }
   /*
    * FEATURES
    */
   feature on-change {
     description
       "This feature indicates that on-change triggered subscriptions
        are supported.";
   }
   /*
    * IDENTITIES
    */

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   /* Error type identities for datastore subscription */
   identity resync-subscription-error {
     description
       "Problem found while attempting to fulfill a
        'resync-subscription' RPC request.";
   }
   identity cant-exclude {
     base sn:establish-subscription-error;
     description
       "Unable to remove the set of 'excluded-change' parameters.
        This means that the publisher is unable to restrict
        'push-change-update' notifications to just the change types
        requested for this subscription.";
   }
   identity datastore-not-subscribable {
     base sn:establish-subscription-error;
     base sn:subscription-terminated-reason;
     description
       "This is not a subscribable datastore.";
   }
   identity no-such-subscription-resync {
     base resync-subscription-error;
     description
       "The referenced subscription doesn't exist.  This may be as a
        result of a nonexistent subscription ID, an ID that belongs to
        another subscriber, or an ID for a configured subscription.";
   }
   identity on-change-unsupported {
     base sn:establish-subscription-error;
     description
       "On-change is not supported for any objects that are
        selectable by this filter.";
   }
   identity on-change-sync-unsupported {
     base sn:establish-subscription-error;
     description
       "Neither 'sync-on-start' nor resynchronization is supported for
        this subscription.  This error will be used for two reasons:
        (1) if an 'establish-subscription' RPC includes
        'sync-on-start' but the publisher can't support sending a
        'push-update' for this subscription for reasons other than
        'on-change-unsupported' or 'sync-too-big'

Clemm & Voit Standards Track [Page 36] RFC 8641 YANG-Push September 2019

        (2) if the 'resync-subscription' RPC is invoked for either an
        existing periodic subscription or an on-change subscription
        that can't support resynchronization.";
   }
   identity period-unsupported {
     base sn:establish-subscription-error;
     base sn:modify-subscription-error;
     base sn:subscription-suspended-reason;
     description
       "The requested time period or 'dampening-period' is too short.
        This can be for both periodic and on-change subscriptions
        (with or without dampening).  Hints suggesting alternative
        periods may be returned as supplemental information.";
   }
   identity update-too-big {
     base sn:establish-subscription-error;
     base sn:modify-subscription-error;
     base sn:subscription-suspended-reason;
     description
       "Periodic or on-change push update data trees exceed a maximum
        size limit.  Hints on the estimated size of what was too big
        may be returned as supplemental information.";
   }
   identity sync-too-big {
     base sn:establish-subscription-error;
     base sn:modify-subscription-error;
     base resync-subscription-error;
     base sn:subscription-suspended-reason;
     description
       "The 'sync-on-start' or resynchronization data tree exceeds a
        maximum size limit.  Hints on the estimated size of what was
        too big may be returned as supplemental information.";
   }
   identity unchanging-selection {
     base sn:establish-subscription-error;
     base sn:modify-subscription-error;
     base sn:subscription-terminated-reason;
     description
       "The selection filter is unlikely to ever select data tree
        nodes.  This means that based on the subscriber's current
        access rights, the publisher recognizes that the selection
        filter is unlikely to ever select data tree nodes that change.
        Examples for this might be that the node or subtree doesn't
        exist, read access is not permitted for a receiver, or static

Clemm & Voit Standards Track [Page 37] RFC 8641 YANG-Push September 2019

        objects that only change at reboot have been chosen.";
   }
   /*
    * TYPE DEFINITIONS
    */
   typedef change-type {
     type enumeration {
       enum create {
         description
           "A change that refers to the creation of a new
            datastore node.";
       }
       enum delete {
         description
           "A change that refers to the deletion of a
            datastore node.";
       }
       enum insert {
         description
           "A change that refers to the insertion of a new
            user-ordered datastore node.";
       }
       enum move {
         description
           "A change that refers to a reordering of the target
            datastore node.";
       }
       enum replace {
         description
           "A change that refers to a replacement of the target
            datastore node's value.";
       }
     }
     description
       "Specifies different types of datastore changes.
        This type is based on the edit operations defined for
        YANG Patch, with the difference that it is valid for a
        receiver to process an update record that performs a
        'create' operation on a datastore node the receiver believes
        exists or to process a delete on a datastore node the
        receiver believes is missing.";
     reference
       "RFC 8072: YANG Patch Media Type, Section 2.5";
   }

Clemm & Voit Standards Track [Page 38] RFC 8641 YANG-Push September 2019

   typedef selection-filter-ref {
     type leafref {
       path "/sn:filters/yp:selection-filter/yp:filter-id";
     }
     description
       "This type is used to reference a selection filter.";
   }
   typedef centiseconds {
     type uint32;
     description
       "A period of time, measured in units of 0.01 seconds.";
   }
   /*
    * GROUP DEFINITIONS
    */
   grouping datastore-criteria {
     description
       "A grouping to define criteria for which selected objects from
        a targeted datastore should be included in push updates.";
     leaf datastore {
       type identityref {
         base ds:datastore;
       }
       mandatory true;
       description
         "Datastore from which to retrieve data.";
     }
     uses selection-filter-objects;
   }
   grouping selection-filter-types {
     description
       "This grouping defines the types of selectors for objects
        from a datastore.";
     choice filter-spec {
       description
         "The content filter specification for this request.";
       anydata datastore-subtree-filter {
         if-feature "sn:subtree";
         description
           "This parameter identifies the portions of the
            target datastore to retrieve.";
         reference
           "RFC 6241: Network Configuration Protocol (NETCONF),
                      Section 6";

Clemm & Voit Standards Track [Page 39] RFC 8641 YANG-Push September 2019

       }
       leaf datastore-xpath-filter {
         if-feature "sn:xpath";
         type yang:xpath1.0;
         description
           "This parameter contains an XPath expression identifying
            the portions of the target datastore to retrieve.
            If the expression returns a node set, all nodes in the
            node set are selected by the filter.  Otherwise, if the
            expression does not return a node set, the filter
            doesn't select any nodes.
            The expression is evaluated in the following XPath
            context:
            o  The set of namespace declarations is the set of prefix
               and namespace pairs for all YANG modules implemented
               by the server, where the prefix is the YANG module
               name and the namespace is as defined by the
               'namespace' statement in the YANG module.
               If the leaf is encoded in XML, all namespace
               declarations in scope on the 'stream-xpath-filter'
               leaf element are added to the set of namespace
               declarations.  If a prefix found in the XML is
               already present in the set of namespace declarations,
               the namespace in the XML is used.
            o  The set of variable bindings is empty.
            o  The function library is comprised of the core
               function library and the XPath functions defined in
               Section 10 in RFC 7950.
            o  The context node is the root node of the target
               datastore.";
         reference
           "XML Path Language (XPath) Version 1.0
            (https://www.w3.org/TR/1999/REC-xpath-19991116)
            RFC 7950: The YANG 1.1 Data Modeling Language,
                      Section 10";
       }
     }
   }
   grouping selection-filter-objects {
     description

Clemm & Voit Standards Track [Page 40] RFC 8641 YANG-Push September 2019

       "This grouping defines a selector for objects from a
        datastore.";
     choice selection-filter {
       description
         "The source of the selection filter applied to the
          subscription.  This will either (1) come referenced from a
          global list or (2) be provided in the subscription itself.";
       case by-reference {
         description
           "Incorporates a filter that has been configured
            separately.";
         leaf selection-filter-ref {
           type selection-filter-ref;
           mandatory true;
           description
             "References an existing selection filter that is to be
              applied to the subscription.";
         }
       }
       case within-subscription {
         description
           "A local definition allows a filter to have the same
            lifecycle as the subscription.";
         uses selection-filter-types;
       }
     }
   }
   grouping update-policy-modifiable {
     description
       "This grouping describes the datastore-specific subscription
        conditions that can be changed during the lifetime of the
        subscription.";
     choice update-trigger {
       description
         "Defines necessary conditions for sending an event record to
          the subscriber.";
       case periodic {
         container periodic {
           presence "indicates a periodic subscription";
           description
             "The publisher is requested to periodically notify the
              receiver regarding the current values of the datastore
              as defined by the selection filter.";
           leaf period {
             type centiseconds;
             mandatory true;
             description

Clemm & Voit Standards Track [Page 41] RFC 8641 YANG-Push September 2019

               "Duration of time that should occur between periodic
                push updates, in units of 0.01 seconds.";
           }
           leaf anchor-time {
             type yang:date-and-time;
             description
               "Designates a timestamp before or after which a series
                of periodic push updates are determined.  The next
                update will take place at a point in time that is a
                multiple of a period from the 'anchor-time'.
                For example, for an 'anchor-time' that is set for the
                top of a particular minute and a period interval of a
                minute, updates will be sent at the top of every
                minute that this subscription is active.";
           }
         }
       }
       case on-change {
         if-feature "on-change";
         container on-change {
           presence "indicates an on-change subscription";
           description
             "The publisher is requested to notify the receiver
              regarding changes in values in the datastore subset as
              defined by a selection filter.";
           leaf dampening-period {
             type centiseconds;
             default "0";
             description
               "Specifies the minimum interval between the assembly of
                successive update records for a single receiver of a
                subscription.  Whenever subscribed objects change and
                a dampening-period interval (which may be zero) has
                elapsed since the previous update record creation for
                a receiver, any subscribed objects and properties
                that have changed since the previous update record
                will have their current values marshalled and placed
                in a new update record.";
           }
         }
       }
     }
   }
   grouping update-policy {
     description
       "This grouping describes the datastore-specific subscription
        conditions of a subscription.";

Clemm & Voit Standards Track [Page 42] RFC 8641 YANG-Push September 2019

     uses update-policy-modifiable {
       augment "update-trigger/on-change/on-change" {
         description
           "Includes objects that are not modifiable once a
            subscription is established.";
         leaf sync-on-start {
           type boolean;
           default "true";
           description
             "When this object is set to 'false', (1) it restricts an
              on-change subscription from sending 'push-update'
              notifications and (2) pushing a full selection per the
              terms of the selection filter MUST NOT be done for
              this subscription.  Only updates about changes
              (i.e., only 'push-change-update' notifications)
              are sent.  When set to 'true' (the default behavior),
              in order to facilitate a receiver's synchronization,
              a full update is sent, via a 'push-update' notification,
              when the subscription starts.  After that,
              'push-change-update' notifications are exclusively sent,
              unless the publisher chooses to resync the subscription
              via a new 'push-update' notification.";
         }
         leaf-list excluded-change {
           type change-type;
           description
             "Used to restrict which changes trigger an update.  For
              example, if a 'replace' operation is excluded, only the
              creation and deletion of objects are reported.";
         }
       }
     }
   }
   grouping hints {
     description
       "Parameters associated with an error for a subscription
        made upon a datastore.";
     leaf period-hint {
       type centiseconds;
       description
         "Returned when the requested time period is too short.  This
          hint can assert a viable period for either a periodic push
          cadence or an on-change dampening interval.";
     }
     leaf filter-failure-hint {
       type string;
       description

Clemm & Voit Standards Track [Page 43] RFC 8641 YANG-Push September 2019

         "Information describing where and/or why a provided filter
          was unsupportable for a subscription.";
     }
     leaf object-count-estimate {
       type uint32;
       description
         "If there are too many objects that could potentially be
          returned by the selection filter, this identifies the
          estimate of the number of objects that the filter would
          potentially pass.";
     }
     leaf object-count-limit {
       type uint32;
       description
         "If there are too many objects that could be returned by
          the selection filter, this identifies the upper limit of
          the publisher's ability to service this subscription.";
     }
     leaf kilobytes-estimate {
       type uint32;
       description
         "If the returned information could be beyond the capacity
          of the publisher, this would identify the estimated
          data size that could result from this selection filter.";
     }
     leaf kilobytes-limit {
       type uint32;
       description
         "If the returned information would be beyond the capacity
          of the publisher, this identifies the upper limit of the
          publisher's ability to service this subscription.";
     }
   }
   /*
    * RPCs
    */
   rpc resync-subscription {
     if-feature "on-change";
     description
       "This RPC allows a subscriber of an active on-change
        subscription to request a full push of objects.
        A successful invocation results in a 'push-update' of all
        datastore nodes that the subscriber is permitted to access.
        This RPC can only be invoked on the same session on which the
        subscription is currently active.  In the case of an error, a

Clemm & Voit Standards Track [Page 44] RFC 8641 YANG-Push September 2019

        'resync-subscription-error' is sent as part of an error
        response.";
     input {
       leaf id {
         type sn:subscription-id;
         mandatory true;
         description
           "Identifier of the subscription that is to be resynced.";
       }
     }
   }
   rc:yang-data resync-subscription-error {
     container resync-subscription-error {
       description
         "If a 'resync-subscription' RPC fails, the subscription is
          not resynced and the RPC error response MUST indicate the
          reason for this failure.  This yang-data MAY be inserted as
          structured data in a subscription's RPC error response
          to indicate the reason for the failure.";
       leaf reason {
         type identityref {
           base resync-subscription-error;
         }
         mandatory true;
         description
           "Indicates the reason why the publisher has declined a
            request for subscription resynchronization.";
       }
       uses hints;
     }
   }
   augment "/sn:establish-subscription/sn:input" {
     description
       "This augmentation adds additional subscription parameters
        that apply specifically to datastore updates to RPC input.";
     uses update-policy;
   }
   augment "/sn:establish-subscription/sn:input/sn:target" {
     description
       "This augmentation adds the datastore as a valid target
        for the subscription to RPC input.";
     case datastore {
       description
         "Information specifying the parameters of a request for a
          datastore subscription.";

Clemm & Voit Standards Track [Page 45] RFC 8641 YANG-Push September 2019

       uses datastore-criteria;
     }
   }
   rc:yang-data establish-subscription-datastore-error-info {
     container establish-subscription-datastore-error-info {
       description
         "If any 'establish-subscription' RPC parameters are
          unsupportable against the datastore, a subscription is not
          created and the RPC error response MUST indicate the reason
          why the subscription failed to be created.  This yang-data
          MAY be inserted as structured data in a subscription's
          RPC error response to indicate the reason for the failure.
          This yang-data MUST be inserted if hints are to be provided
          back to the subscriber.";
       leaf reason {
         type identityref {
           base sn:establish-subscription-error;
         }
         description
           "Indicates the reason why the subscription has failed to
            be created to a targeted datastore.";
       }
       uses hints;
     }
   }
   augment "/sn:modify-subscription/sn:input" {
     description
       "This augmentation adds additional subscription parameters
        specific to datastore updates.";
     uses update-policy-modifiable;
   }
   augment "/sn:modify-subscription/sn:input/sn:target" {
     description
       "This augmentation adds the datastore as a valid target
        for the subscription to RPC input.";
     case datastore {
       description
         "Information specifying the parameters of a request for a
          datastore subscription.";
       uses datastore-criteria;
     }
   }
   rc:yang-data modify-subscription-datastore-error-info {
     container modify-subscription-datastore-error-info {

Clemm & Voit Standards Track [Page 46] RFC 8641 YANG-Push September 2019

       description
         "This yang-data MAY be provided as part of a subscription's
          RPC error response when there is a failure of a
          'modify-subscription' RPC that has been made against a
          datastore.  This yang-data MUST be used if hints are to be
          provided back to the subscriber.";
       leaf reason {
         type identityref {
           base sn:modify-subscription-error;
         }
         description
           "Indicates the reason why the subscription has failed to
            be modified.";
       }
       uses hints;
     }
   }
   /*
    * NOTIFICATIONS
    */
   notification push-update {
     description
       "This notification contains a push update that in turn contains
        data subscribed to via a subscription.  In the case of a
        periodic subscription, this notification is sent for periodic
        updates.  It can also be used for synchronization updates of
        an on-change subscription.  This notification shall only be
        sent to receivers of a subscription.  It does not constitute
        a general-purpose notification that would be subscribable as
        part of the NETCONF event stream by any receiver.";
     leaf id {
       type sn:subscription-id;
       description
         "This references the subscription that drove the
          notification to be sent.";
     }
     anydata datastore-contents {
       description
         "This contains the updated data.  It constitutes a snapshot
          at the time of update of the set of data that has been
          subscribed to.  The snapshot corresponds to the same
          snapshot that would be returned in a corresponding 'get'
          operation with the same selection filter parameters
          applied.";
     }
     leaf incomplete-update {

Clemm & Voit Standards Track [Page 47] RFC 8641 YANG-Push September 2019

       type empty;
       description
         "This is a flag that indicates that not all datastore
          nodes subscribed to are included with this update.  In
          other words, the publisher has failed to fulfill its full
          subscription obligations and, despite its best efforts, is
          providing an incomplete set of objects.";
     }
   }
   notification push-change-update {
     if-feature "on-change";
     description
       "This notification contains an on-change push update.  This
        notification shall only be sent to the receivers of a
        subscription.  It does not constitute a general-purpose
        notification that would be subscribable as part of the
        NETCONF event stream by any receiver.";
     leaf id {
       type sn:subscription-id;
       description
         "This references the subscription that drove the
          notification to be sent.";
     }
     container datastore-changes {
       description
         "This contains the set of datastore changes of the target
          datastore, starting at the time of the previous update, per
          the terms of the subscription.";
       uses ypatch:yang-patch;
     }
     leaf incomplete-update {
       type empty;
       description
         "The presence of this object indicates that not all changes
          that have occurred since the last update are included with
          this update.  In other words, the publisher has failed to
          fulfill its full subscription obligations -- for example,
          in cases where it was not able to keep up with a burst of
          changes.";
     }
   }
   augment "/sn:subscription-started" {
     description
       "This augmentation adds datastore-specific objects to
        the notification that a subscription has started.";
     uses update-policy;

Clemm & Voit Standards Track [Page 48] RFC 8641 YANG-Push September 2019

   }
   augment "/sn:subscription-started/sn:target" {
     description
       "This augmentation allows the datastore to be included as
        part of the notification that a subscription has started.";
     case datastore {
       uses datastore-criteria {
         refine "selection-filter/within-subscription" {
           description
             "Specifies the selection filter and where it originated
              from.  If the 'selection-filter-ref' is populated, the
              filter in the subscription came from the 'filters'
              container.  Otherwise, it is populated in-line as part
              of the subscription itself.";
         }
       }
     }
   }
   augment "/sn:subscription-modified" {
     description
       "This augmentation adds datastore-specific objects to
        the notification that a subscription has been modified.";
     uses update-policy;
   }
   augment "/sn:subscription-modified/sn:target" {
     description
       "This augmentation allows the datastore to be included as
        part of the notification that a subscription has been
        modified.";
     case datastore {
       uses datastore-criteria {
         refine "selection-filter/within-subscription" {
           description
             "Specifies the selection filter and where it originated
              from.  If the 'selection-filter-ref' is populated, the
              filter in the subscription came from the 'filters'
              container.  Otherwise, it is populated in-line as part
              of the subscription itself.";
         }
       }
     }
   }
   /*
    * DATA NODES

Clemm & Voit Standards Track [Page 49] RFC 8641 YANG-Push September 2019

  • /
   augment "/sn:filters" {
     description
       "This augmentation allows the datastore to be included as part
        of the selection-filtering criteria for a subscription.";
     list selection-filter {
       key "filter-id";
       description
         "A list of preconfigured filters that can be applied
          to datastore subscriptions.";
       leaf filter-id {
         type string;
         description
           "An identifier to differentiate between selection
            filters.";
       }
       uses selection-filter-types;
     }
   }
   augment "/sn:subscriptions/sn:subscription" {
     when 'yp:datastore';
     description
       "This augmentation adds objects to a subscription that are
        specific to a datastore subscription, i.e., a subscription to
        a stream of datastore node updates.";
     uses update-policy;
   }
   augment "/sn:subscriptions/sn:subscription/sn:target" {
     description
       "This augmentation allows the datastore to be included as
        part of the selection-filtering criteria for a subscription.";
     case datastore {
       uses datastore-criteria;
     }
   }
 }
 <CODE ENDS>

Clemm & Voit Standards Track [Page 50] RFC 8641 YANG-Push September 2019

6. IANA Considerations

 This document registers the following namespace URI in the "IETF XML
 Registry" [RFC3688]:
 URI: urn:ietf:params:xml:ns:yang:ietf-yang-push
 Registrant Contact: The IESG.
 XML: N/A; the requested URI is an XML namespace.
 This document registers the following YANG module in the "YANG Module
 Names" registry [RFC6020]:
 Name: ietf-yang-push
 Namespace: urn:ietf:params:xml:ns:yang:ietf-yang-push
 Prefix: yp
 Reference: RFC 8641

7. Security Considerations

 The YANG module specified in this document defines a schema for data
 that is designed to be accessed via network management protocols such
 as NETCONF [RFC6241] or RESTCONF [RFC8040].  The lowest NETCONF layer
 is the secure transport layer, and the mandatory-to-implement secure
 transport is Secure Shell (SSH) [RFC6242].  The lowest RESTCONF layer
 is HTTPS, and the mandatory-to-implement secure transport is TLS
 [RFC8446].
 The Network Configuration Access Control Model (NACM) [RFC8341]
 provides the means to restrict access for particular NETCONF or
 RESTCONF users to a preconfigured subset of all available NETCONF or
 RESTCONF protocol operations and content.
 There are a number of data nodes defined in this YANG module that are
 writable/creatable/deletable (i.e., config true, which is the
 default).  These data nodes may be considered sensitive or vulnerable
 in some network environments.  Write operations (e.g., edit-config)
 to these data nodes without proper protection can have a negative
 effect on network operations.  These are the subtrees and data nodes
 and their sensitivity/vulnerability.  (It should be noted that the
 YANG module defined in this document augments the YANG module defined
 in [RFC8639].  All security considerations that are listed in

Clemm & Voit Standards Track [Page 51] RFC 8641 YANG-Push September 2019

 [RFC8639] are also relevant for datastore subscriptions.  In the
 following list, we focus on the new data nodes that are introduced in
 this document.)
 o  Subtree "selection-filter" under container "filters": This subtree
    allows a subscriber to specify which objects or subtrees to
    include in a datastore subscription.  An attacker could attempt to
    modify the filter.  For example, the filter might be modified to
    result in very few objects being filtered in order to attempt to
    overwhelm the receiver.  Alternatively, the filter might be
    modified to result in certain objects being excluded from updates,
    in which case certain changes would go unnoticed.
 o  Subtree "datastore" in choice "target" in list "subscription":
    Analogous to "selection filter", an attacker might attempt to
    modify the objects being filtered in order to overwhelm a receiver
    with a larger volume of object updates than expected or cause
    certain changes to go unnoticed.
 o  Choice "update-trigger" in list "subscription": By modifying the
    update trigger, an attacker might alter the updates that are being
    sent in order to confuse a receiver, withhold certain updates to
    be sent to the receiver, and/or overwhelm a receiver.  For
    example, an attacker might modify the period with which updates
    are reported for a periodic subscription, or it might modify the
    dampening period for an on-change subscription, resulting in a
    greater delay for successive updates (potentially affecting the
    responsiveness of applications that depend on the updates) or in a
    high volume of updates (to exhaust receiver resources).
 The NACM provides one means to mitigate these threats on the
 publisher side.  In order to address those threats as a subscriber,
 the subscriber could monitor the subscription configuration for any
 unexpected changes and subscribe to updates to the YANG datastore
 nodes that represent its datastore subscriptions.  As this volume of
 data is small, a paranoid subscriber could even revert to occasional
 polling to guard against a compromised subscription against
 subscription configuration updates itself.
 Some of the readable data nodes in this YANG module may be considered
 sensitive or vulnerable in some network environments.  It is thus
 important to control read access (e.g., via get, get-config, or
 notification) to these data nodes.  These are the subtrees and data
 nodes and their sensitivity/vulnerability:
 o  Subtree "selection-filter" under container "filters": If access
    control is not properly configured, can expose system internals to
    those who should not have access to this information.

Clemm & Voit Standards Track [Page 52] RFC 8641 YANG-Push September 2019

 o  Subtree "datastore" in choice "target" in list "subscription": If
    access control is not properly configured, can expose system
    internals to those who should not have access to this information.
 o  Choice "update-trigger" in list "subscription": If access control
    is not properly configured, can expose system internals to those
    who should not have access to this information.
 Some of the RPC operations in this YANG module may be considered
 sensitive or vulnerable in some network environments.  It is thus
 important to control access to these operations.  These are the
 operations and their sensitivity/vulnerability:
 o  RPC "resync-subscription": This RPC allows a subscriber of an
    on-change subscription to request a full push of objects in the
    subscription's scope.  This can result in a large volume of data.
    An attacker could attempt to use this RPC to exhaust resources on
    the server to generate the data and could then attempt to
    overwhelm a receiver with the resulting large volume of data.

8. References

8.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119,
            DOI 10.17487/RFC2119, March 1997,
            <https://www.rfc-editor.org/info/rfc2119>.
 [RFC3688]  Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
            DOI 10.17487/RFC3688, January 2004,
            <https://www.rfc-editor.org/info/rfc3688>.
 [RFC6020]  Bjorklund, M., Ed., "YANG - A Data Modeling Language for
            the Network Configuration Protocol (NETCONF)", RFC 6020,
            DOI 10.17487/RFC6020, October 2010,
            <https://www.rfc-editor.org/info/rfc6020>.
 [RFC6991]  Schoenwaelder, J., Ed., "Common YANG Data Types",
            RFC 6991, DOI 10.17487/RFC6991, July 2013,
            <https://www.rfc-editor.org/info/rfc6991>.
 [RFC7950]  Bjorklund, M., Ed., "The YANG 1.1 Data Modeling Language",
            RFC 7950, DOI 10.17487/RFC7950, August 2016,
            <https://www.rfc-editor.org/info/rfc7950>.

Clemm & Voit Standards Track [Page 53] RFC 8641 YANG-Push September 2019

 [RFC8040]  Bierman, A., Bjorklund, M., and K. Watsen, "RESTCONF
            Protocol", RFC 8040, DOI 10.17487/RFC8040, January 2017,
            <https://www.rfc-editor.org/info/rfc8040>.
 [RFC8072]  Bierman, A., Bjorklund, M., and K. Watsen, "YANG Patch
            Media Type", RFC 8072, DOI 10.17487/RFC8072,
            February 2017, <https://www.rfc-editor.org/info/rfc8072>.
 [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in
            RFC 2119 Key Words", BCP 14, RFC 8174,
            DOI 10.17487/RFC8174, May 2017,
            <https://www.rfc-editor.org/info/rfc8174>.
 [RFC8341]  Bierman, A. and M. Bjorklund, "Network Configuration
            Access Control Model", STD 91, RFC 8341,
            DOI 10.17487/RFC8341, March 2018,
            <https://www.rfc-editor.org/info/rfc8341>.
 [RFC8342]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,
            and R. Wilton, "Network Management Datastore Architecture
            (NMDA)", RFC 8342, DOI 10.17487/RFC8342, March 2018,
            <https://www.rfc-editor.org/info/rfc8342>.
 [RFC8446]  Rescorla, E., "The Transport Layer Security (TLS) Protocol
            Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
            <https://www.rfc-editor.org/info/rfc8446>.
 [RFC8525]  Bierman, A., Bjorklund, M., Schoenwaelder, J., Watsen, K.,
            and R. Wilton, "YANG Library", RFC 8525,
            DOI 10.17487/RFC8525, March 2019,
            <https://www.rfc-editor.org/info/rfc8525>.
 [RFC8639]  Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard,
            E., and A. Tripathy, "Subscription to YANG Notifications",
            RFC 8639, DOI 10.17487/RFC8639, September 2019,
            <https://www.rfc-editor.org/info/rfc8639>.
 [W3C.REC-xml-20081126]
            Bray, T., Paoli, J., Sperberg-McQueen, M., Maler, E., and
            F. Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth
            Edition)", World Wide Web Consortium Recommendation
            REC-xml-20081126, November 2008,
            <https://www.w3.org/TR/2008/REC-xml-20081126>.
 [XPATH]    Clark, J. and S. DeRose, "XML Path Language (XPath)
            Version 1.0", November 1999,
            <https://www.w3.org/TR/1999/REC-xpath-19991116>.

Clemm & Voit Standards Track [Page 54] RFC 8641 YANG-Push September 2019

8.2. Informative References

 [RFC6241]  Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J., Ed.,
            and A. Bierman, Ed., "Network Configuration Protocol
            (NETCONF)", RFC 6241, DOI 10.17487/RFC6241, June 2011,
            <https://www.rfc-editor.org/info/rfc6241>.
 [RFC6242]  Wasserman, M., "Using the NETCONF Protocol over Secure
            Shell (SSH)", RFC 6242, DOI 10.17487/RFC6242, June 2011,
            <https://www.rfc-editor.org/info/rfc6242>.
 [RFC7923]  Voit, E., Clemm, A., and A. Gonzalez Prieto, "Requirements
            for Subscription to YANG Datastores", RFC 7923,
            DOI 10.17487/RFC7923, June 2016,
            <https://www.rfc-editor.org/info/rfc7923>.
 [RFC8340]  Bjorklund, M. and L. Berger, Ed., "YANG Tree Diagrams",
            BCP 215, RFC 8340, DOI 10.17487/RFC8340, March 2018,
            <https://www.rfc-editor.org/info/rfc8340>.
 [RFC8343]  Bjorklund, M., "A YANG Data Model for Interface
            Management", RFC 8343, DOI 10.17487/RFC8343, March 2018,
            <https://www.rfc-editor.org/info/rfc8343>.
 [RFC8640]  Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard,
            E., and A. Tripathy, "Dynamic Subscription to YANG Events
            and Datastores over NETCONF", RFC 8640,
            DOI 10.17487/RFC8640, September 2019,
            <https://www.rfc-editor.org/info/rfc8640>.
 [Yang-Push-Notif-Cap]
            Lengyel, B., Clemm, A., and B. Claise, "Yang-Push
            Notification Capabilities", Work in Progress,
            draft-ietf-netconf-notification-capabilities-04,
            September 2019.

Clemm & Voit Standards Track [Page 55] RFC 8641 YANG-Push September 2019

Appendix A. Subscription Errors

A.1. RPC Failures

 Rejection of an RPC for any reason is indicated via an RPC error
 response from the publisher.  Valid RPC errors returned include both
 (1) existing transport-layer RPC error codes, such as those seen with
 NETCONF in [RFC6241] and (2) subscription-specific errors, such as
 those defined in the YANG data model.  As a result, how subscription
 errors are encoded in an RPC error response is transport dependent.
 References to specific identities in the ietf-subscribed-
 notifications YANG module [RFC8639] or the ietf-yang-push YANG module
 may be returned as part of the error responses resulting from failed
 attempts at datastore subscription.  For errors defined as part of
 the ietf-subscribed-notifications YANG module, please refer to
 [RFC8639].  The errors defined in this document, grouped per RPC, are
 as follows:
    establish-subscription          modify-subscription
    ---------------------------     ---------------------
     cant-exclude                    period-unsupported
     datastore-not-subscribable      update-too-big
     on-change-unsupported           sync-too-big
     on-change-sync-unsupported      unchanging-selection
     period-unsupported
     update-too-big                 resync-subscription
     sync-too-big                   ----------------------------
     unchanging-selection            no-such-subscription-resync
                                     sync-too-big
 There is one final set of transport-independent RPC error elements
 included in the YANG data model.  These are the four yang-data
 structures for failed datastore subscriptions:
 1.  yang-data "establish-subscription-error-datastore": This MUST be
     returned if information identifying the reason for an RPC error
     has not been placed elsewhere in the transport portion of a
     failed "establish-subscription" RPC response.  This MUST be sent
     if hints are included.
 2.  yang-data "modify-subscription-error-datastore": This MUST be
     returned if information identifying the reason for an RPC error
     has not been placed elsewhere in the transport portion of a
     failed "modify-subscription" RPC response.  This MUST be sent if
     hints are included.

Clemm & Voit Standards Track [Page 56] RFC 8641 YANG-Push September 2019

 3.  yang-data "sn:delete-subscription-error": This MUST be returned
     if information identifying the reason for an RPC error has not
     been placed elsewhere in the transport portion of a failed
     "delete-subscription" or "kill-subscription" RPC response.
 4.  yang-data "resync-subscription-error": This MUST be returned if
     information identifying the reason for an RPC error has not been
     placed elsewhere in the transport portion of a failed
     "resync-subscription" RPC response.

A.2. Failure Notifications

 A subscription may be unexpectedly terminated or suspended
 independently of any RPC or configuration operation.  In such cases,
 indications of such a failure MUST be provided.  To accomplish this,
 a number of errors can be returned as part of the corresponding
 subscription state change notification.  For this purpose, the
 following error identities are introduced in this document, in
 addition to those that were already defined in [RFC8639]:
 subscription-terminated        subscription-suspended
 ---------------------------    ----------------------
  datastore-not-subscribable     period-unsupported
  unchanging-selection           update-too-big
                                 synchronization-size

Clemm & Voit Standards Track [Page 57] RFC 8641 YANG-Push September 2019

Acknowledgments

 For their valuable comments, discussions, and feedback, we wish to
 acknowledge Tim Jenkins, Martin Bjorklund, Kent Watsen, Susan Hares,
 Yang Geng, Peipei Guo, Michael Scharf, Guangying Zheng, Tom Petch,
 Henk Birkholz, Reshad Rahman, Qin Wu, Rohit Ranade, and Rob Wilton.

Contributors

 The following individuals made substantial contributions to this
 document and should be considered coauthors.  Their contributions
 include information contained in the YANG module provided in
 Section 5 of this document.
 Alberto Gonzalez Prieto
 Microsoft
 Email: alberto.gonzalez@microsoft.com
 Ambika Prasad Tripathy
 Cisco Systems
 Email: ambtripa@cisco.com
 Einar Nilsen-Nygaard
 Cisco Systems
 Email: einarnn@cisco.com
 Andy Bierman
 YumaWorks
 Email: andy@yumaworks.com
 Balazs Lengyel
 Ericsson
 Email: balazs.lengyel@ericsson.com

Authors' Addresses

 Alexander Clemm
 Futurewei
 Email: ludwig@clemm.org
 Eric Voit
 Cisco Systems
 Email: evoit@cisco.com

Clemm & Voit Standards Track [Page 58]

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