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rfc:rfc6464

Internet Engineering Task Force (IETF) J. Lennox, Ed. Request for Comments: 6464 Vidyo Category: Standards Track E. Ivov ISSN: 2070-1721 Jitsi

                                                            E. Marocco
                                                        Telecom Italia
                                                         December 2011
     A Real-time Transport Protocol (RTP) Header Extension for
               Client-to-Mixer Audio Level Indication

Abstract

 This document defines a mechanism by which packets of Real-time
 Transport Protocol (RTP) audio streams can indicate, in an RTP header
 extension, the audio level of the audio sample carried in the RTP
 packet.  In large conferences, this can reduce the load on an audio
 mixer or other middlebox that wants to forward only a few of the
 loudest audio streams, without requiring it to decode and measure
 every stream that is received.

Status of This Memo

 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF).  It represents the consensus of the IETF community.  It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG).  Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc6464.

Lennox, et al. Standards Track [Page 1] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

Copyright Notice

 Copyright (c) 2011 IETF Trust and the persons identified as the
 document authors.  All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document.  Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document.  Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.

Table of Contents

 1. Introduction ....................................................2
 2. Terminology .....................................................3
 3. Audio Levels ....................................................3
 4. Signaling (Setup) Information ...................................5
 5. Considerations on Use ...........................................6
 6. Security Considerations .........................................6
 7. IANA Considerations .............................................7
 8. References ......................................................7
    8.1. Normative References .......................................7
    8.2. Informative References .....................................8

1. Introduction

 In a centralized Real-time Transport Protocol (RTP) [RFC3550] audio
 conference, an audio mixer or forwarder receives audio streams from
 many or all of the conference participants.  It then selectively
 forwards some of them to other participants in the conference.  In
 large conferences, it is possible that such a server might be
 receiving a large number of streams, of which only a few are intended
 to be forwarded to the other conference participants.
 In such a scenario, in order to pick the audio streams to forward, a
 centralized server needs to decode, measure audio levels, and
 possibly perform voice activity detection on audio data from a large
 number of streams.  The need for such processing limits the size or
 number of conferences such a server can support.
 As an alternative, this document defines an RTP header extension
 [RFC5285] through which senders of audio packets can indicate the
 audio level of the packets' payload, reducing the processing load for
 a server.

Lennox, et al. Standards Track [Page 2] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

 The header extension in this document is different than, but
 complementary with, the one defined in [RFC6465], which defines a
 mechanism by which audio mixers can indicate to clients the levels of
 the contributing sources that made up the mixed audio.

2. Terminology

 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in RFC 2119 [RFC2119] and
 indicate requirement levels for compliant implementations.

3. Audio Levels

 The audio level header extension carries the level of the audio in
 the RTP [RFC3550] payload of the packet with which it is associated.
 This information is carried in an RTP header extension element as
 defined by "A General Mechanism for RTP Header Extensions" [RFC5285].
 The payload of the audio level header extension element can be
 encoded using either the one-byte or two-byte header defined in
 [RFC5285].  Figures 1 and 2 show sample audio level encodings with
 each of these header formats.
                  0                   1
                  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                 |  ID   | len=0 |V| level       |
                 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
            Figure 1: Sample Audio Level Encoding Using the
                        One-Byte Header Format
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      ID       |     len=1     |V|    level    |    0 (pad)    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
            Figure 2: Sample Audio Level Encoding Using the
                        Two-Byte Header Format
 Note that, as indicated in [RFC5285], the length field in the one-
 byte header format takes the value 0 to indicate that 1 byte follows.
 In the two-byte header format, on the other hand, the length field
 takes the value of 1.

Lennox, et al. Standards Track [Page 3] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

 The magnitude of the audio level itself is packed into the seven
 least significant bits of the single byte of the header extension,
 shown in Figures 1 and 2.  The least significant bit of the audio
 level magnitude is packed into the least significant bit of the byte.
 The most significant bit of the byte is used as a separate flag bit
 "V", defined below.
 The audio level is expressed in -dBov, with values from 0 to 127
 representing 0 to -127 dBov. dBov is the level, in decibels, relative
 to the overload point of the system, i.e., the highest-intensity
 signal encodable by the payload format.  (Note: Representation
 relative to the overload point of a system is particularly useful for
 digital implementations, since one does not need to know the relative
 calibration of the analog circuitry.)  For example, in the case of
 u-law (audio/pcmu) audio [ITU.G711], the 0 dBov reference would be a
 square wave with values +/- 8031.  (This translates to 6.18 dBm0,
 relative to u-law's dBm0 definition in Table 6 of [ITU.G711].)
 The audio level for digital silence -- for a muted audio source, for
 example -- MUST be represented as 127 (-127 dBov), regardless of the
 dynamic range of the encoded audio format.
 The audio level header extension only carries the level of the audio
 in the RTP payload of the packet with which it is associated, with no
 long-term averaging or smoothing applied.  For payload formats that
 contain extra error-correction bits or loss-concealment information,
 the level corresponds only to the data that would result from the
 payload's normal decoding process, not what it would produce under
 error or packet loss concealment.  The level is measured as a root
 mean square of all the samples in the audio encoded by the packet.
 To simplify implementation of the encoding procedures described here,
 Appendix A of [RFC6465] provides a sample Java implementation of an
 audio level calculator that helps obtain such values from raw linear
 Pulse Code Modulation (PCM) audio samples.
 In addition, a flag bit (labeled "V") optionally indicates whether
 the encoder believes the audio packet contains voice activity.  If
 the V bit is in use, the value 1 indicates that the encoder believes
 the audio packet contains voice activity, and the value 0 indicates
 that the encoder believes it does not.  (The voice activity detection
 algorithm is unspecified and left implementation-specific.)  If the V
 bit is not in use, its value is unspecified and MUST be ignored by
 receivers.  The use of the V bit is signaled using the extension
 attribute "vad", discussed in Section 4.

Lennox, et al. Standards Track [Page 4] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

 When this header extension is used with RTP data sent using the RTP
 Payload for Redundant Audio Data [RFC2198], the header's data
 describes the contents of the primary encoding.
    Note: This audio level is defined in the same manner as is audio
    noise level in the RTP Payload Comfort Noise specification
    [RFC3389].  In [RFC3389], the overall magnitude of the noise level
    in comfort noise is encoded into the first byte of the payload,
    with spectral information about the noise in subsequent bytes.
    This specification's audio level parameter is defined so as to be
    identical to the comfort noise payload's noise-level byte.

4. Signaling (Setup) Information

 The URI for declaring this header extension in an extmap attribute is
 "urn:ietf:params:rtp-hdrext:ssrc-audio-level".
 It has a single extension attribute, named "vad".  It takes the form
 "vad=on" or "vad=off".  If the header extension element is signaled
 with "vad=on", the V bit described in Section 3 is in use, and MUST
 be set by senders.  If the header extension element is signaled with
 "vad=off", the V bit is not in use, and its value MUST be ignored by
 receivers.  If the vad extension attribute is not specified, the
 default is "vad=on".
 An example attribute line in the Session Description Protocol (SDP)
 for a conference might hence be:
    a=extmap:6 urn:ietf:params:rtp-hdrext:ssrc-audio-level vad=on
 The vad extension attribute only controls the semantics of this
 header extension attribute, and does not make any statement about
 whether the sender is using any other voice activity detection
 features, such as discontinuous transmission, comfort noise, or
 silence suppression.
 Using the mechanisms of [RFC5285], an endpoint MAY signal multiple
 instances of the header extension element, with different values of
 the vad attribute, so long as these instances use different values
 for the extension identifier.  However, again following the rules of
 [RFC5285], the semantics chosen for a header extension element
 (including its vad setting) for a particular extension identifier
 value MUST NOT be changed within an RTP session.

Lennox, et al. Standards Track [Page 5] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

5. Considerations on Use

 Mixers and forwarders generally ought not base audio forwarding
 decisions directly on packet-by-packet audio level information, but
 rather ought to apply some analysis of the audio levels and trends.
 This general rule applies whether audio levels are provided by
 endpoints (as defined in this document), or are calculated at a
 server, as would be done in the absence of this information.  This
 section discusses several issues that mixers and forwarders may wish
 to take into account.  (Note that this section provides design
 guidance only, and is not normative.)
 First of all, audio levels generally ought to be measured over longer
 intervals than that of a single audio packet.  In order to avoid
 false-positives for short bursts of sound (such as a cough or a
 dropped microphone), it is often useful to require that a
 participant's audio level be maintained for some period of time
 before considering it to be "real"; i.e., some type of low-pass
 filter ought to be applied to the audio levels.  Note, though, that
 such filtering must be balanced with the need to avoid clipping of
 the beginning of a speaker's speech.
 Additionally, different participants may have their audio input set
 differently.  It may be useful to apply some sort of automatic gain
 control to the audio levels.  There are a number of possible
 approaches to achieving this, e.g., by measuring peak audio levels,
 by average audio levels during speech, or by measuring background
 audio levels (average audio levels during non-speech).

6. Security Considerations

 A malicious endpoint could choose to set the values in this header
 extension falsely, so as to falsely claim that audio or voice is or
 is not present.  It is not clear what could be gained by falsely
 claiming that audio is not present, but an endpoint falsely claiming
 that audio is present, or falsely exaggerating its reported levels,
 could perform a denial-of-service attack on an audio conference, so
 as to send silence to suppress other conference members' audio, or
 could dominate a conference by seizing its speaker-selection
 algorithm.  Thus, if a device relies on audio level data from
 untrusted endpoints, it SHOULD periodically audit the level
 information transmitted, taking appropriate corrective action against
 endpoints that appear to be sending incorrect data.  (However, as it
 is valid for an endpoint to choose to measure audio levels prior to
 encoding, some degree of discrepancy could be present.  This would
 not indicate that an endpoint is malicious.)

Lennox, et al. Standards Track [Page 6] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

 In the Secure Real-time Transport Protocol (SRTP) [RFC3711], RTP
 header extensions are authenticated but not encrypted.  When this
 header extension is used, audio levels are therefore visible on a
 packet-by-packet basis to an attacker passively observing the audio
 stream.  As discussed in [SRTP-VBR-AUDIO], such an attacker might be
 able to infer information about the conversation, possibly with
 phoneme-level resolution.  In scenarios where this is a concern,
 additional mechanisms MUST be used to protect the confidentiality of
 the header extension.  This mechanism could be header extension
 encryption [SRTP-ENCR-HDR], or a lower-level security and
 authentication mechanism such as IPsec [RFC4301].

7. IANA Considerations

 This document defines a new extension URI in the RTP Compact Header
 Extensions subregistry of the Real-Time Transport Protocol (RTP)
 Parameters registry, according to the following data:
    Extension URI: urn:ietf:params:rtp-hdrext:ssrc-audio-level
    Description:   Audio Level
    Contact:       jonathan@vidyo.com
    Reference:     RFC 6464

8. References

8.1. Normative References

 [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC2198]  Perkins, C., Kouvelas, I., Hodson, O., Hardman, V.,
            Handley, M., Bolot, J., Vega-Garcia, A., and S. Fosse-
            Parisis, "RTP Payload for Redundant Audio Data", RFC 2198,
            September 1997.
 [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.
            Jacobson, "RTP: A Transport Protocol for Real-Time
            Applications", STD 64, RFC 3550, July 2003.
 [RFC5285]  Singer, D. and H. Desineni, "A General Mechanism for RTP
            Header Extensions", RFC 5285, July 2008.

Lennox, et al. Standards Track [Page 7] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

8.2. Informative References

 [ITU.G711] International Telecommunication Union, "Pulse Code
            Modulation (PCM) of Voice Frequencies",
            ITU-T Recommendation G.711, November 1988.
 [RFC3389]  Zopf, R., "Real-time Transport Protocol (RTP) Payload for
            Comfort Noise (CN)", RFC 3389, September 2002.
 [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.
            Norrman, "The Secure Real-time Transport Protocol (SRTP)",
            RFC 3711, March 2004.
 [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
            Internet Protocol", RFC 4301, December 2005.
 [RFC6465]  Ivov, E., Ed., Marocco, E., Ed., and J. Lennox,
            "A Real-time Transport Protocol (RTP) Header Extension for
            Mixer-to-Client Audio Level Indication", RFC 6465,
            December 2011.
 [SRTP-ENCR-HDR]
            Lennox, J., "Encryption of Header Extensions in the Secure
            Real-Time Transport Protocol (SRTP)", Work in Progress,
            October 2011.
 [SRTP-VBR-AUDIO]
            Perkins, C. and JM. Valin, "Guidelines for the use of
            Variable Bit Rate Audio with Secure RTP", Work
            in Progress, July 2011.

Lennox, et al. Standards Track [Page 8] RFC 6464 Client-to-Mixer Audio Level Indication December 2011

Authors' Addresses

 Jonathan Lennox (editor)
 Vidyo, Inc.
 433 Hackensack Avenue
 Seventh Floor
 Hackensack, NJ  07601
 US
 EMail: jonathan@vidyo.com
 Emil Ivov
 Jitsi
 Strasbourg  67000
 France
 EMail: emcho@jitsi.org
 Enrico Marocco
 Telecom Italia
 Via G. Reiss Romoli, 274
 Turin  10148
 Italy
 EMail: enrico.marocco@telecomitalia.it

Lennox, et al. Standards Track [Page 9]

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