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rfc:rfc1283

Network Working Group M. Rose Request for Comments: 1283 Dover Beach Consulting, Inc. Obsoletes: RFC 1161 December 1991

                           SNMP over OSI

Status of this Memo

 This memo defines an Experimental Protocol for the Internet
 community.  Discussion and suggestions for improvement are requested.
 Please refer to the current edition of the "IAB Official Protocol
 Standards" for the standardization state and status of this protocol.
 Distribution of this memo is unlimited.

Table of Contents

    1. Background ............................................    1
    1.1 A Digression on User Interfaces ......................    2
    1.1.1 Addressing Conventions for UDP-based service .......    3
    1.2 A Digression of Layering .............................    3
    2. Mapping onto CLTS .....................................    3
    2.1 Addressing Conventions ...............................    4
    2.1.1 Conventions for CLNP-based service .................    4
    3. Mapping onto COTS .....................................    4
    3.1 Addressing Conventions ...............................    5
    3.1.1 Conventions for TP4/CLNP-based service .............    5
    3.1.2 Conventions for TP0/X.25-based service .............    6
    4. Trap PDU ..............................................    6
    5. Acknowledgements ......................................    7
    6. References ............................................    7
    7. Security Considerations................................    8
    8. Author's Address.......................................    8

1. Background

 The Simple Network Management Protocol (SNMP) as defined in [1] is
 now used as an integral part of the network management framework for
 TCP/IP-based internets.  Together, with its companions standards,
 which define the Structure of Management Information (SMI) [2], and
 the Management Information Base (MIB) [3], the SNMP has received
 widespread deployment in many operational networks running the
 Internet suite of protocols.
 It should not be surprising that many of these sites might acquire
 OSI capabilities and may wish to leverage their investment in SNMP
 technology towards managing those OSI components.  This memo
 addresses these concerns by defining a framework for running the SNMP

Rose [Page 1] RFC 1283 SNMP over OSI December 1991

 in an environment which supports the OSI transport services.
 In OSI, there are two such services, a connection-oriented transport
 services (COTS) as defined in [4], and a connectionless-mode
 transport service (CLTS) as defined in [5].  Although the primary
 deployment of the SNMP is over the connectionless-mode transport
 service provided by the Internet suite of protocols (i.e., the User
 Datagram Protocol or UDP [6]), a design goal of the SNMP was to be
 able to use either a CO-mode or CL-mode transport service.  As such,
 this memo describes mappings from the SNMP onto both the COTS and the
 CLTS.

1.1. A Digression on User Interfaces

 It is likely that user-interfaces to the SNMP will be developed that
 support multiple transport backings.  In an environment such as this,
 it is often important to maintain a consistent addressing scheme for
 users.  Since the mappings described in this memo are onto the OSI
 transport services, use of the textual scheme described in [7], which
 describes a string encoding for OSI presentation addresses, is
 recommended.  The syntax defined in [7] is equally applicable towards
 transport addresses.
 In this context, a string encoding usually appears as:
    [<t-selector>/]<n-provider><n-address>[+<n-info>]
    where:
    (1)  <t-selector> is usually either an ASCII string enclosed
         in double-quotes (e.g., "snmp"), or a hexadecimal number
         (e.g., '736e6d70'H);
    (2)  <n-provider> is one of several well-known providers of a
         connectivity-service, one of: "Internet=" for a
         transport-service from the Internet suite of protocols,
         "Int-X25=" for the 1980 CCITT X.25 recommendation, or
         "NS+" for the OSI network service;
    (3)  <n-address> is an address in a format specific to the
         <n-provider>; and,
    (4)  <n-info> is any additional addressing information in a
         format specific to the <n-provider>.
 It is not the purpose of this memo to provide an exhaustive
 description of string encodings such as these.  Readers should
 consult [7] for detailed information on the syntax.  However, this

Rose [Page 2] RFC 1283 SNMP over OSI December 1991

 memo recommends that, as an implementation option, user-interfaces to
 the SNMP that support multiple transport backings SHOULD implement
 this syntax.

1.1.1. Addressing Conventions for UDP-based service

 In the context of a UDP-based transport backing, addresses would be
 encoded as:
                         Internet=<host>+161+2
 which says that the transport service is from the Internet suite of
 protocols, residing at <host>, on port 161, using the UDP (2).  The
 token <host> may be either a domain name or a dotted-quad, e.g., both
                   Internet=cheetah.nyser.net+161+2
 and
                      Internet=192.52.180.1+161+2
 are both valid.  Note however that if domain name "cheetah.nyser.net"
 maps to multiple IP addresses, then this implies multiple transport
 addresses.  The number of addresses examined by the application (and
 the order of examination) are specific to each application.
 Of course, this memo does not require that other interface schemes
 not be used.  Clearly, use of a simple hostname is preferable to the
 string encoding above.  However, for the sake of uniformity, for
 those user-interfaces to the SNMP that support multiple transport
 backings, it is strongly RECOMMENDED that the syntax in [7] be
 adopted and even the mapping for UDP-based transport be valid.

1.2. A Digression of Layering

 Although other frameworks view network management as an application,
 extensive experience with the SNMP suggests otherwise.  In essense,
 network management is a function unlike any other user of a transport
 service.  The citation [8] develops this argument in full.  As such,
 it is inappropriate to map the SNMP onto the OSI application layer.
 Rather, it is mapped to OSI transport services, in order to build on
 the proven success of the Internet network management framework.

2. Mapping onto CLTS

 Mapping the SNMP onto the CLTS is straight-forward.  The elements of
 procedure are identical to that of using the UDP, with one exception:
 a slightly different Trap PDU is used.  Further, note that the CLTS

Rose [Page 3] RFC 1283 SNMP over OSI December 1991

 and the service offered by the UDP both transmit packets of
 information which contain full addressing information.  Thus, mapping
 the SNMP onto the CLTS, a "transport address" in the context of [1],
 is simply a transport-selector and network address.

2.1. Addressing Conventions

 Unlike the Internet suite of protocols, OSI does not use well-known
 ports.  Rather demultiplexing occurs on the basis of "selectors",
 which are opaque strings of octets, which have meaning only at the
 destination.  In order to foster interoperable implementations of the
 SNMP over the CLTS, it is necessary define a selector for this
 purpose.

2.1.1. Conventions for CLNP-based service

 When the CLTS is used to provide the transport backing for the SNMP,
 demultiplexing will occur on the basis of transport selector.  The
 transport selector used shall be the four ASCII characters
                                 snmp
 Thus, using the string encoding of [7], such addresses may be
 textual, described as:
                           "snmp"/NS+<nsap>
 where:
 (1)  <nsap> is a hex string defining the nsap, e.g.,
                   "snmp"/NS+4900590800200038bafe00
 Similarly, SNMP traps are, by convention, sent to a manager listening
 on the transport selector
                               snmp-trap
 which consists of nine ASCII characters.

3. Mapping onto COTS

 Mapping the SNMP onto the COTS is more difficult as the SNMP does not
 specifically require an existing connection.  Thus, the mapping
 consists of establishing a transport connection, sending one or more
 SNMP messages on that connection, and then releasing the transport
 connection.  Further, a slightly different Trap PDU is used.

Rose [Page 4] RFC 1283 SNMP over OSI December 1991

 Consistent with the SNMP model, the initiator of a connection should
 not require that responses to a request be returned on that
 connection.  However, if a responder to a connection sends SNMP
 messages on a connection, then these MUST be in response to requests
 received on that connection.
 Ideally, the transport connection SHOULD be released by the
 initiator, however, note that the responder may release the
 connection due to resource limitations.  Further note, that the
 amount of time a connection remains established is implementation-
 specific.  Implementors should take care to choose an appropriate
 dynamic algorithm.
 Also consistent with the SNMP model, the initiator should not
 associate any reliability characteristics with the use of a
 connection.  Issues such as retransmission of SNMP messages, etc.,
 always remain with the SNMP application, not with the transport
 service.

3.1. Addressing Conventions

 Unlike the Internet suite of protocols, OSI does not use well-known
 ports.  Rather demultiplexing occurs on the basis of "selectors",
 which are opaque strings of octets, which have meaning only at the
 destination.  In order to foster interoperable implementations of the
 SNMP over the COTS, it is necessary define a selector for this
 purpose.  However, to be consistent with the various connectivity-
 services, different conventions, based on the actual underlying
 service, will be used.

3.1.1. Conventions for TP4/CLNP-based service

 When a COTS based on the TP4/CLNP is used to provide the transport
 backing for the SNMP, demultiplexing will occur on the basis of
 transport selector.  The transport selector used shall be the four
 ASCII characters
                                 snmp
 Thus, using the string encoding of [7], such addresses may be
 textual, described as:
                           "snmp"/NS+<nsap>
 where:
 (1)  <nsap> is a hex string defining the nsap, e.g.,
                   "snmp"/NS+4900590800200038bafe00

Rose [Page 5] RFC 1283 SNMP over OSI December 1991

 Similarly, SNMP traps are, by convention, sent to a manager listening
 on the transport selector
                               snmp-trap
 which consists of nine ASCII characters.

3.1.2. Conventions for TP0/X.25-based service

 When a COTS based on the TP0/X.25 is used to provide the transport
 backing for the SNMP, demultiplexing will occur on the basis of X.25
 protocol-ID.  The protocol-ID used shall be the four octets
                               03018200
 This is the X.25 protocol-ID assigned for local management purposes.
 Thus, using the string encoding of [7], such addresses may be textual
 described as:
                      Int-X25=<dte>+PID+03018200
 where:
 (1)  <dte> is the X.121 DTE, e.g.,
                  Int-X25=23421920030013+PID+03018200
 Similarly, SNMP traps are, by convention, sent to a manager listening
 on the protocol-ID
                               03019000
 This is an X.25 protocol-ID assigned for local purposes.

4. Trap PDU

 The Trap-PDU defined in [1] is designed to represent traps generated
 on IP networks.  As such, a slightly different PDU must be used when
 representing traps generated on OSI networks.
 RFC1283 DEFINTIONS ::= BEGIN
 IMPORTS
      TimeTicks
          FROM RFC1155-SMI  -- [2] --
      VarBindList
          FROM RFC1157-SNMP -- [1] --
      ClnpAddress

Rose [Page 6] RFC 1283 SNMP over OSI December 1991

          FROM CLNS-MIB     -- [9] --;
 Trap-PDU ::=
      [4]
          IMPLICT SEQUENCE {
              enterprise              -- type of object generating
                  OBJECT IDENTIFIER,  -- trap, see sysObjectID
              agent-addr              -- address of object generating
                  ClnpAddress,        -- trap
              generic-trap            -- generic trap type
                  INTEGER {
                      coldStart(0),
                      warmStart(1),
                      linkDown(2),
                      linkUp(3),
                      authenticationFailure(4),
                      egpNeighborLoss(5),
                      enterpriseSpecific(6)
                  },
              specific-trap           -- specific code, present even
                  INTEGER,            -- if generic-trap is not
                                      -- enterpriseSpecific
              time-stamp              -- time elapsed between the last
                  TimeTicks,          -- (re)initialization of the
                                      -- network entity and the
                                      -- generation of the trap
              variable-bindings       -- "interesting" information
                  VarBindList
      }
 END

5. Acknowledgements

 The predecessor of this document (RFC 1161) was produced by the SNMP
 Working Group, and subsequently modified by the editor to reflect
 operational experience gained since the original publication.

6. References

 [1] Case, J., Fedor, M., Schoffstall, M., and J. Davin, "A Simple
     Network Management Protocol (SNMP)", RFC 1157, SNMP Research,
     Performance Systems International, Performance Systems

Rose [Page 7] RFC 1283 SNMP over OSI December 1991

     International, and MIT Laboratory for Computer Science, May 1990.
 [2] Rose M., and K. McCloghrie, "Structure and Identification of
     Management Information for TCP/IP-based internets", RFC 1155,
     Performance Systems International, Hughes LAN Systems, May 1990.
 [3] McCloghrie K., and M. Rose, Editors, "Management Information Base
     for Network Management of TCP/IP-based internets", RFC 1213,
     Hughes LAN Systems, Performance Systems International, March
     1991.
 [4] Information Processing Systems - Open Systems Interconnection,
     "Transport Service Definition", International Organization for
     Standardization, International Standard 8072, June 1986.
 [5] Information Processing Systems - Open Systems Interconnection,
     "Transport Service Definition - Addendum 1: Connectionless-mode
     Transmission", International Organization for Standardization,
     International Standard 8072/AD 1, December 1986.
 [6] Postel, J., "User Datagram Protocol", RFC 768, USC/Information
     Sciences Institute, November 1980.
 [7] Kille, S., "A String Encoding of Presentation Address", RFC 1278,
     Department of Computer Science, University College London,
     November 1991.
 [8] Case, J., Davin, J., Fedor, M., and M. Schoffstall, "Network
     Management and the Design of SNMP", ConneXions (ISSN 0894-5926),
     Volume 3, Number 3, March 1989.
 [9] Satz, G., "CLNS MIB for use with CLNP and ES-IS", RFC 1238, cisco
     Systems, June 1991.

7. Security Considerations

 Security issues are not discussed in this memo.

8. Author's Address

 Marshall T. Rose
 Dover Beach Consulting, Inc.
 420 Whisman Court
 Mountain View, CA 94043-2112
 Phone: (415) 968-1052
 Email: mrose@dbc.mtview.ca.us
 X.500: mrose, dbc, us

Rose [Page 8]

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